1. By the procurement of the defendant in a criminal case and of
others acting by his direction, the jurors, throughout the progress
of the trial, were systematically shadowed by a corps of private
detectives, each of whom, having at first identified his subject
within the courtroom, would follow him closely while away from it.
Jurors were thus kept under strict surveillance from early morning
until late at night, whenever not actually within the courthouse.
Investigations were also made by the operatives concerning
encumbrances on the home of one juror and to determine whether
another had indicated his views during the trial. Daily reports
were made by the operatives to one of their employers.
Held:
(1) That such surveillance of jurors was a criminal contempt,
under Jud.Code § 268, on the part of its instigators, although it
did not appear that any operative actually approached or
communicated
Page 279 U. S. 750
with a juror, or attempted to do so, or that any juror was
conscious of observation. P.
279 U. S.
762.
(2) To establish misbehavior within the statute, it was not
essential to show some act both known to a juror and probably
sufficient to influence his mind. The reasonable tendency of the
acts done was to obstruct the honest and fair administration of
justice, and this is the proper criterion. P.
279 U. S.
764.
(3) The acts in question were sufficiently near the court to
obstruct the administration of justice, most of them having been
within the courtroom, near the door of the courthouse, or within
the city where the trial was held. P.
279 U. S.
765.
2. A defendant in a criminal trial and others acting for him,
when accused of contempt in causing the jurors to be shadowed,
cannot exculpate themselves by proving like wrongful conduct,
amounting to a practice, by the Department of Justice in other
cases. P.
279 U. S.
765.
3. A refusal to call and hear very numerous witnesses offered by
persons who had been convicted of contempt in the shadowing of
jurors and who sought by such witnesses to prove like conduct of
the Department of Justice in other cases in mitigation of their
punishment
held within the proper discretion of the trial
court, the defendants having been allowed full opportunity to
advise the court of their knowledge, beliefs, and state of mind by
answer and affidavits and by the verbal statements of themselves
and their counsel.
Cooke v. United States, 267 U.
S. 517, distinguished. P.
279 U. S.
766.
4. The language used in an opinion must be read in the light of
the issues presented. P.
279 U. S.
767.
5. Where the court decides the fact and the law without the
intervention of a jury, the admission of illegal testimony, even if
material, is not of itself a ground for reversing the judgment. P.
279 U. S.
767.
Sup.Ct.D.C. affirmed in part, reversed in part.
Review of a Judgment of the Supreme Court of the District of
Columbia sentencing appellants for contempt.
Appeal was taken to the Court of Appeals of the District.
Several questions of law were certified by that court, and
thereafter this Court ordered up the entire record. The conviction
is here reversed as to one of the appellants, William J. Burns, for
want of sufficient evidence, but affirmed as to the others.
Page 279 U. S. 751
MR. JUSTICE McREYNOLDS delivered the opinion of the Court.
November 22, 1927, the United States, by their attorney,
presented to the Supreme Court, District of Columbia a written
petition for an order requiring appellants Harry F. Sinclair,
William J. Burns, W. Sherman Burns, and Henry Mason Day to show
cause why they should not be punished for contempt of that
court.
This petition alleged:
That, on October 17, 1927,
United States v. Harry F.
Sinclair and Albert B. Fall, wherein the defendants were
charged with conspiracy to defraud, came on for trial. Twelve
persons selected as jurors were sworn at 12:20 p.m., October 18th,
and thereafter the United States proceeded to present evidence. The
jury was respited from day to day until November 2d, when it was
discharged and a mistrial entered because of charges of improper
conduct by a juror, and proof showing that
"there were a large number of operatives of the William J. Burns
International Detective Agency of New York, then engaged in the
District of Columbia, since October 18th, 1927, in a close,
intimate, objectionable, and improper surveillance and
investigation of the jurors aforesaid and the relatives, neighbors,
and friends of said jurors. "
Page 279 U. S. 752
That, immediately after the jury was sworn, Sinclair directed
Day to engage the William J. Burns International Detective Agency
to receive reports therefrom and supervise the activities of its
operatives for the following objects:
"To spy upon said jurors and each of them, to bribe, intimidate
and influence said jurors and each of them, and to do anything
calculated to interfere with and impede said jurors and each of
them in the unbiased discharge of their duties in the trial of said
cause, and to influence, pervert, impede, and prevent said jurors
in the discharge of their duties as jurors, and to impede, pervert,
and prevent the due administration of justice in said court in the
trial of said criminal prosecution, either by corruptly influencing
said jurors to decide the issues of said prosecution in favor of
the defendants therein or to disagree as to said issues, by
unlawfully spying upon the said jurors and each of them for the
purpose of concocting false charges against one or more of the said
jurors in case such a course should seem advantageous to said
defendants in said cause, with a view of bringing about a mistrial
of the cause aforesaid; or otherwise accomplish such purpose."
That Day employed the agency through W. Sherman Burns, an
officer then in New York. On the following day, fifteen named
operatives were assembled in Washington and assigned to spy upon,
investigate, and shadow jurors. They continued so to do until
November 2d.
That William J. Burns, then actively engaged in conducting the
affairs of the detective agency, visited Washington October 12th,
and 13th, and arranged for the intended operations. November 3d, he
returned, and, in pursuance of the general plan, procured a false
affidavit concerning the conduct of Juror Glasscock which was
presented to the trial judge.
That operatives and employees of the detective agency
investigated incumbrances on the home of one juror,
Page 279 U. S. 753
also the affairs of his neighbors; made an investigation of the
brother and father of another juror, and one of them (McMullin)
falsely reported that Juror Glasscock was seen in conference with
an attorney for the United States.
That the operatives reported daily to their superior officer,
who disclosed the result to Day and Sinclair, the original reports
being sent to W. Sherman Burns, New York City.
"That at all times hereinbefore mentioned, each of the persons
above named as respondents to this petition well knew all the
premises aforesaid, and well knew that said criminal prosecution
was being conducted in said court as aforesaid, that said
prosecution was not finished, that said jurors were sworn jurors
trying the issues in said cause in said court as aforesaid; that
they the said respondents were not, as in fact they were not,
called upon or authorized by said court, or by anybody in
authority, to spy upon said jurors or any of them, or to bribe,
molest, intimidate, or influence said jurors or any of them, or to
do anything calculated to interfere with or impede said jurors or
any of them in the unbiased discharge of their said duties, or to
influence, pervert, prevent, or in any manner, or to any extent,
impede, the due administration of justice in said court in the
trial of said criminal prosecution, either by corruptly influencing
said jurors to decide the issues of said prosecution in favor of
the defendants therein, or to disagree as to said issues, by
unlawfully spying upon said jurors or any of them for the purpose
of concocting false charges against one or more of said jurors, in
case such a course should seem advantageous to said defendants in
said cause, with a view of bringing about a mistrial of the cause
aforesaid."
The rule issued. Appellants presented separate answers under
oath.
The challenged the sufficiency of the petition to charge
anything done in the presence of the court or near thereto
Page 279 U. S. 754
which obstructed or impeded due administration of justice, or
tended so to do. They denied any purpose to establish "contact"
between an operative and a juror, or that there was such contact;
also any purpose to exert improper influence. They asserted the
legal right under the circumstances to shadow jurors without
contact; admitted employment of detectives who diligently followed
the jurors while without the courtroom and made daily reports in
respect of them.
The answer of William J. Burns stated that, since August 1921,
he had not actively directed the affairs of the detective agency,
and was not aware until October 31, 1927, when advised by a
newspaper correspondent, that it had been employed to shadow the
jury. He admitted presence in Washington October 12 and 13, 1927,
but denied that his visit had any connection with employment by
Sinclair or his representatives. He also denied improper connection
with the false affidavit concerning juror Glasscock by William J.
McMullin, alias Long, also any association, directly or indirectly,
with that operative until after the mistrial. And further:
"This respondent says that, had his advice been sought upon the
subject, he would unhesitatingly have advised that such employment
was a lawful and proper practice frequently followed by the Bureau
of Investigation of the Department of Justice of the United States
on behalf of the government, as well as by private litigants, both
plaintiffs and defendants, in instances where juries are not kept
together during the trial of a cause."
The answer of W. Sherman Burns admitted that he was secretary
and treasurer of the detective agency and with his brother directed
its operation; that, on October 18th he accepted employment from
Day to watch individual members of the jury and to report whether
any person sought or established contact with them; but he averred
that all operatives obeyed their strict instruction to do
Page 279 U. S. 755
nothing calculated to interfere with or intimidate any juror. He
denied that he procured the making of any false affidavit or was
guilty of improper conduct. And further:
"If, by the statement in said petition that 'they, the said
respondents, were not, as in fact they were not, called upon or
authorized by said court or by anybody in authority' to spy upon
the said jurors or any of them, it is meant to charge or to imply
that the right to exercise surveillance of a jury empaneled in any
cause is a right reserved exclusively to, and one that can be
exercised only by, the government of the United States or its
prosecuting officers, this respondent is advised by counsel that
there is no warrant in law therefor, and this respondent is further
advised by counsel that the Agency and its officers and operatives
were strictly within the letter and spirit of the law in accepting
the employment hereinbefore described and defined, and in doing the
work thereunder, and that no contempt of this honorable court was
committed thereby."
The answer of Harry F. Sinclair admitted that he authorized the
employment through Day of operatives of the detective agency for
the purpose of shadowing the members of the jury without
establishing contact, and that some fifteen operatives were
assembled in Washington on October 19th who, for a number of days
thereafter, kept the jurors under surveillance and made daily
reports. He averred that he had cause to believe he had been under
surveillance by representatives of the United States and feared
efforts would be made unlawfully to influence the jury. Also that,
in the circumstances, he rightly put the jury under observation.
And further:
"Having in mind the matters and things herein set forth, and
believing that, in cases involving great public interest, the
government from time to time had kept jurors under surveillance
during the time of such trials, and, entertaining such belief that
the government of the United States had exercised
Page 279 U. S. 756
such right and privilege, he believed that he, as a citizen of
the United States, had the same right and privilege."
The answer of Henry Mason Day admitted that, by direction of
Sinclair, he engaged the services of the detective agency,
supervised their activities, received their reports, and forwarded
the same to Sinclair as deemed expedient. He alleged that he had
reason to believe an attempt would be made unlawfully to influence
the jury, and that he had the right to cause the operatives to
observe the jurors with the view of detecting any unlawful
interference. He admitted that detectives were assembled in
Washington and assigned to shadow the jurors and make reports, but
he expressly denied any purpose improperly to influence or permit
any operatives to establish contacts with them. He further
said:
"As the representative, friend, and business associate of Harry
F. Sinclair, this respondent, after consultation with him and
instructions from him, did take part in the employment of the said
Burns International Detective Agency, as he had a right to do, and
this respondent did, as he had a right to do, give instructions to
representatives of the said Burns International Detective Agency
who were in charge of its operatives to observe as far as they
lawfully could what persons, if any, came in contact with the said
jurors during the recesses of Court, and detect, so far as it was
lawfully possible so to do, whether any person or persons,
endeavored or undertook improperly and unlawfully to approach and
communicate with any of said jurors for the purpose of improperly
influencing them in the decision of the said cause."
It is not questioned that counsel for the United States
presented evidence to the court showing the activities of Burns
detectives in shadowing jurors, also the misconduct of one of the
jurors, and that, by reason of these things, a mistrial was entered
on November 2d in
United States v. Sinclair &
Fall.
Page 279 U. S. 757
Trial upon the charge of contempt under the petition and answers
above summarized commenced December 5, 1927, and terminated
February 21, 1928. Much evidence was taken in open court -- the
condensation for the record occupies more than 750 printed pages.
The appellants, except Sinclair, testified; also the fourteen
operatives who shadowed the jurymen. Their daily reports were
presented -- more than 200 of them. These showed the details of the
shadowing of each juror -- except Flora, described in the sketch of
him as a "bull-headed man." More than a hundred witnesses were
called. During the hearing on question of guilt, counsel made
proffer of many witnesses to come from all parts of the United
States for the purpose of showing that, for a long time, United
States attorneys throughout the Union, under direction of the
Department of Justice, by agents of the Department as distinguished
from local marshals, had indulged in the custom of shadowing
jurors, also to show indulgence in such practices on different
occasions. T his proffer was rejected.
Charged with conspiracy to defraud, Sinclair and Fall were put
on trial October 17th, in the Supreme Court, District of Columbia.
The jury -- ten men and two women -- was selected and finally sworn
about midday October 18th. The Court made no order to lock them up.
There was no request therefor. Immediately thereafter (about 3:30
o'clock) Sinclair gave biographical sketches of the jurors, secured
by counsel before the trial began, to Day and instructed him to
employ the William J. Burns International Detective Agency to
supply a corps of operatives who should shadow them. On the 19th,
some fifteen operatives, including a manager, field men, etc., were
assembled in Washington. One of them was assigned to each juror,
except Flora, with instructions to go to the courtroom, identify
and thereafter to keep his subject under as strict surveillance as
possible "outside of the court," and report to the manager.
Page 279 U. S. 758
Day delivered the biographical sketches to Manager Ruddy. The
latter testified:
"At the first meeting with Mr. Day he told me that he wished
daily reports made from each operative. We did that. I designated
the jurors to the operatives by numbers that I obtained from the
list given me by Mr. Day. As I understand, it was the position they
sat in the jury box, and they counted from left to right. I was
never in the courtroom. I had a newspaper photograph of the jurors.
I told the operatives which of the jurors they were to follow. I
did not show them the picture at that time. I got it later. It was
not given me by Mr. Day. I instructed each one of the agents to
come down to the courtroom to pick up his particular juror. When
the jurors left the courtroom, the operatives were instructed to
hold them under surveillance until they went home, and up to a
reasonable hour at night. All the operatives reported to me each
day."
For some days, these instructions were carried out. Jurors were
kept under strict surveillance from early morning until late at
night -- 11, 12, 3 o'clock, whenever not actually within the
courthouse. Daily reports were turned in and their contents
conveyed to Day. On October 24th, a majority of the operatives were
sent away, and the remainder concentrated their efforts upon three
jurors whose history did not indicate strength of character.
Investigation was made concerning incumbrances upon the home of one
of these, also to determine whether another had indicated his views
during the trial. A report by Operative McMullin October 22, 1927,
purposely and falsely stated that the third (Glasscock) had
consulted a representative of the United States.
The evidence does not disclose that any operative was instructed
to approach, or did approach, a juror, nor does it disclose that
any juror actually knew that he was being
Page 279 U. S. 759
shadowed. Some were suspicious. The court did not know, nor does
it appear that Sinclair's counsel knew, the jury was being
shadowed.
Called as a witness, Day gave rather full account of himself
from his youth up, including his army service. He was not permitted
to say that he had knowledge of a practice by United States
attorneys to shadow juries in criminal cases after they were
sworn.
He testified:
"The first conversation I had with Sinclair upon the subject of
shadowing the jury was about 3 p.m. on October 18, 1927, after Mr.
Sinclair had come back from Court. . . . We were at the Mayflower
Hotel in Suite 1031, and Mr. Sinclair stated that he was terribly
disappointed that the jury had not been locked up, and that he was
very much exercised that some of his enemies, competitors, and
those who had written us so many malicious letters might in some
way try to influence this jury, and stated he wanted me to tell one
of the secretaries to call up Jeffries in New York and ask him to
have one of the Burnses Communicate with me at a place which would
be convenient for me, and that he wanted from 12 to 14 operatives,
with a lieutenant and a captain, sent to Washington to cover those
who were sworn as jurors in this case. He said they were to cover
these jurors, not to approach them, not to speak to them, not to in
any way come in contact with them. They were simply to observe and
report any suspicious acts which in their opinion might be done by
the respective jurors, or those coming in contact with them, and to
report also, if it was feasible, the people who did come in contact
with them in a way which the operatives could do without arousing
suspicion. That is the substance of the instructions."
Sinclair did not take the stand. The operatives severally
testified that they were instructed in harmony with Sinclair's
directions to Day, and acted accordingly.
Page 279 U. S. 760
On November 2d and 3d, William J. Burns was in Washington,
apparently with the purpose of doing something to offset criticism
of the detective agency aroused by the disclosures concerning
surveillance of the jury. He consulted with Operative McMullin and
procured the making of an affidavit by the latter based upon the
false report of October 22, 1927, concerning Juror Glasscock, and
caused it to be presented to the presiding judge. A few days later,
he spoke of efforts by parties representing the United States to
tamper with the jury and the affidavit of McMullin to that
effect.
The trial judge held the petition stated a case upon which
appellants might be adjudged guilty of contempt, and the evidence
showed their guilt. Among other things, he said:
"I cannot escape the conviction, therefore, that respondent
Sinclair, respondent Day, respondent Sherman Burns, and respondent
W. J. Burns have been, perhaps in different degrees, all involved,
more or less directly involved, in the establishment of this
surveillance, a surveillance which I have already announced in my
opinion constituted an obstruction to the administration of justice
by this Court. If it had not been for that surveillance, from aught
that appears in this testimony, there never would have been a
mistrial in this case, a surveillance that, at least in part,
together with the publication of the affidavit regarding it, but at
least in part, necessitated a mistrial."
After close of the evidence and arguments and after the court
had declared appellants were guilty of contempt, counsel announced
that, upon the question of mitigation, they reoffered the evidence
tendered but excluded during the main case as to the custom of the
Department of Justice to place juries under surveillance. This was
overruled. Before sentence, each appellant was called upon to make
such statement as he might desire.
Page 279 U. S. 761
W. Sherman Burns was sentenced to pay a fine of $1,000, Sinclair
to imprisonment for six months, Day for four months, and William J.
Burns for fifteen days.
Appeal was taken to the court of appeals. That court certified
certain questions here for instructions. Thereafter, we directed
the entire record to be sent up for our consideration.
Both Sinclair and William J. Burns were in Washington on October
12 and 13, 1927, but there is no evidence of communication between
them at that time. Sinclair had been a client of the Burns Agency.
Circumstances connected with the making and filing of the false
affidavit by McMullin, alias Long, based upon his false report of
October 22d concerning Juror Glasscock, and its presentation to the
court on November 4th, also certain statements then or thereafter
made by him, might reasonably cause one to suspect William J. Burns
was party to the plan for surveillance. But he emphatically denied
this, and we can find no material evidence to support the charge
against him. As to him, the judgment below must be reversed.
The Act of Congress approved March 2, 1831, 4 Stat. chap. 99, p.
487, § 1 provides:
"
Be it enacted by the Senate and House of Representatives of
the United States of America, in Congress assembled, That the
power of the several courts of the United States to issue
attachments and inflict summary punishments for contempts of court
shall not be construed to extend to any cases except the
misbehavior of any person or persons in the presence of the said
courts, or so near thereto as to obstruct the administration of
justice, the misbehavior of any of the officers of the said courts
in their official transactions, and the disobedience or resistance
by any officer of the said courts, party, juror, witness,
Page 279 U. S. 762
or any other person or persons, to any lawful writ, process,
order, rule, decree, or command of the said courts."
Section 2 is in the margin.
*
Section 1 of that Act became R.S. § 725; Judicial Code, § 268;
U.S.Code, title 28, § 385. The substance of § 2 appears in §§ 5399
and 5404, R.S.; Federal Criminal Code, § 135; U.S.Code, title 18, §
241.
See Ex parte Terry, 128 U. S. 289;
Savin, Petitioner, 131 U. S. 267.
Counsel maintain that the petition does not adequately charge,
and the record fails to show, misbehavior by appellants which
obstructed the administration of justice within § 268, Judicial
Code, since there is neither averment nor evidence that any
operative actually approached or communicated with a juror, or
attempted so to do, or that any juror was conscious of observation.
The insistence is that, to establish misbehavior within that
section, it was essential to show some act both known by a juror
and probably sufficient to influence his mind. We cannot accept
this view. It would destroy the power of courts adequately to
protect themselves -- to enforce their right of self-preservation.
Suppose, for example, some litigant should endeavor to shoot a
juror while sitting in the box during progress of the cause. He
might escape punishment for contempt if some quick-witted attendant
quietly thwarted
Page 279 U. S. 763
the effort and kept the circumstances secret until the trial
ended.
Toledo Newspaper Co. v. United States, 247 U.
S. 402,
247 U. S. 418,
247 U. S. 421,
adjudged the company guilty of contempt by publishing, in the city
where the court was sitting, articles concerning a pending equity
case. Counsel there maintained that it was not alleged, proved, or
found that any of the publications was brought into the court
building or read by the judge, and therefore he lacked power to
punish under § 268, Judicial Code. Also that publication of
newspaper articles outside the courtroom was not misbehavior
amounting to contempt unless actually known to the judge. Replying,
this Court, through Mr. Chief Justice White, said:
"Clarified by the matters expounded and the ruling made in the
Marshall case [
Marshall v. Gordon, 243 U. S.
521], there can be no doubt that the provision (§ 268)
conferred no power not already granted and imposed no limitations
not already existing. . . . The provision therefore, conformably to
the whole history of the country, not minimizing the constitutional
limitations nor restricting or qualifying the powers granted, by
necessary implication recognized and sanctioned the existence of
the right of self-preservation -- that is, the power to restrain
acts tending to obstruct and prevent the untrammeled and
unprejudiced exercise of the judicial power given by summarily
treating such acts as a contempt and punishing accordingly. The
test, therefore, is the character of the act done and its direct
tendency to prevent and obstruct the discharge of judicial duty --
a conclusion which necessarily sustains the view of the statute
taken by the courts below. . . ."
"True, it is urged that, although the matters which were made
the basis of the findings were published at the place where the
proceedings were pending and under the circumstances
Page 279 U. S. 764
which we have stated in a daily paper having large circulation,
as it was not shown that they had been seen by the presiding judge
or had been circulated in the courtroom, they did and could form no
basis for an inference of guilt. But the situation is controlled by
the reasonable tendencies of the acts done, and not by extreme and
substantially impossible assumptions on the subject. Again, it is
said there is no proof that the mind of the judge was influenced,
or his purpose to do his duty obstructed or restrained by the
publications, and therefore there was no proof tending to show the
wrong complained of. But here again, not the influence upon the
mind of the particular judge is the criterion, but the reasonable
tendency of the acts done to influence or bring about the baleful
result is the test. In other words, having regard to the powers
conferred, to the protection of society, to the honest and fair
administration of justice, and to the evil to come from its
obstruction, the wrong depends upon the tendency of the acts to
accomplish this result without reference to the consideration of
how far they may have been without influence in a particular case.
The wrongdoer may not be heard to try the power of the judge to
resist acts of obstruction and wrongdoing by him committed as a
prelude to trial and punishment for his wrongful acts."
Under the doctrine so stated, we think the trial judge rightly
held it unnecessary to allege or show actual contact between an
operative of the detective agency and a juror, or that any juror
had knowledge of being observed. The reasonable tendency of the
acts done is the proper criterion. Neither actual effect produced
upon the juror's mind nor his consciousness of extraneous influence
was an essential element of the offense.
That the acts here disclosed, and for which three of the
appellants were certainly responsible, tended to obstruct the
honest and fair administration of justice we cannot
Page 279 U. S. 765
doubt. The jury is an essential instrumentality -- an appendage
-- of the court, the body ordained to pass upon guilt or innocence.
Exercise of calm and informed judgment by its members is essential
to proper enforcement of law. The most exemplary resent having
their footsteps dogged by private detectives. All know that men who
accept such employment commonly lack fine scruples, often willfully
misrepresent innocent conduct and manufacture charges. The mere
suspicion that he, his family, and friends are being subjected to
surveillance by such persons is enough to destroy the equilibrium
of the average juror and render impossible the exercise of calm
judgment upon patient consideration. If those fit for juries
understand that they may be freely subjected to treatment like that
here disclosed, they will either shun the burdens of the service or
perform it with disquiet and disgust. Trial by capable juries in
important cases probably would become an impossibility. The
mistrial of November 2d indicates what would often happen. We can
discover no reason for emasculating the power of courts to protect
themselves against this odious thing.
See United States v.
Shipp, 203 U. S. 563,
203 U. S.
575.
The acts complained of were sufficiently near the court. Most of
them were within the courtroom, near the door of the courthouse, or
within the city. Certainly, they were not less remote than the
publication denounced in
Toledo Newspaper Co. v. United
States. There was probable interference with an appendage of
the court while in actual operation; the inevitable tendency was
towards evil, the destruction, indeed, of trial by jury.
In re
Savin, Petitioners, supra.
During the hearing and before conviction of guilt, counsel
proffered many witnesses by whom they proposed to show a practice
of the Department of Justice to cause its officers to shadow
jurors. This evidence was rightly excluded. That Department is not
a lawmaker, and mistakes
Page 279 U. S. 766
or violations of law by it give no license for wrongful conduct
by others.
After the judge had declared appellants guilty, counsel offered
in mitigation of punishment the same evidence concerning the
alleged custom of the Department of Justice theretofore tendered on
the issue of guilt. The tender was refused. Very many witnesses,
who it was said would testify to such custom, had been proffered,
and the proposed evidence rejected; all were again tendered. The
offer did not limit the proposal to the appellants' knowledge or
belief or mental state. They had answered under oath, with full
opportunity to present whatever they deemed important. Before
sentence, each was accorded opportunity to make a statement. There
was no request for permission to file affidavits. Counsel were
fully heard. In the circumstances, the court did not exceed the
limits of proper discretion.
Cooke v. United States, 267 U.
S. 517,
267 U. S.
537-538, is relied upon. There, we declared:
"Due process of law, therefore, in the prosecution of contempt,
except of that committed in open court, requires that the accused
should be advised of the charges and have a reasonable opportunity
to meet them by way of defense or explanation. We think this
includes the assistance of counsel, if requested, and the right to
call witnesses to give testimony, relevant either to the issue of
complete exculpation or in extenuation of the offense and in
mitigation of the penalty to be imposed. . . . In cases like this,
where the intention with which acts of contempt have been committed
must necessarily and properly have an important bearing on the
degree of guilt and the penalty which should be imposed, the court
cannot exclude evidence in mitigation."
By this language, we did not intend to lay down any new or hard
and fast rule concerning evidence to be heard in mitigation in
proceedings for contempt, and certainly there was no purpose to
restrict the discretion of the trial
Page 279 U. S. 767
judge in such cases more narrowly than in ordinary criminal
trials.
See Wharton's Criminal Procedure (10th ed.) §
1890. Moreover, the conscious purpose of Cooke was regarded as an
essential element of the offense charged.
Always the language used in an opinion must be read in the light
of the issues presented. Cooke was not accorded due opportunity at
any stage of the proceedings to state the facts which might excuse
or mitigate his conduct, and the words quoted were addressed to
that situation. Here, there was abundant opportunity for
presentation of anything really important.
Under the circumstances here disclosed, to hear the many
witnesses offered by counsel would have required unnecessary and
intolerable extension of the long drawn-out trial without material
benefit. The answers relied or might have relied upon the knowledge
possessed by appellants. By short affidavit or verbal statement,
any appellant could have advised the court again concerning facts
within his knowledge, his beliefs, or general state of mind matters
which might possibly affect the degree of guilt.
The exclusion of some other evidence is assigned as error, but
we think the claim is without merit, and demands no extended
comment.
Objections are offered to the admission of certain evidence. In
answer, we need only refer to what was said in
United
States v. King, 7 How. 833,
48 U. S.
854-855:
"In some unimportant particulars, the evidence objected to was
not admissible. But where the court decides the fact and the law
without the intervention of a jury, the admission of illegal
testimony, even if material, is not of itself a ground for
reversing the judgment, nor is it properly the subject of a bill of
exceptions. If evidence appears to have been improperly admitted,
the appellate court will reject it and proceed to decide the case
as if it was not in the record. "
Page 279 U. S. 768
Considering the whole record, we think appellants had a patient
hearing upon adequately defined issues, with abundant opportunity
to put forward all proper defenses and explanations. With the
exception already stated, there is ample evidence to support the
judgment; the punishments imposed are not excessive; the court kept
within the limits of its reasonable discretion, and did nothing
which injuriously affected the substantial rights of the parties.
Judicial Code, § 269; U.S.Code, title 28, § 391.
The judgment as to William J. Burns must be reversed; as to the
other appellants, it is affirmed.
MR. JUSTICE STONE took no part in the consideration or
determination of this cause.
*
"Sec. 2.
And be it further enacted, That if any person
or persons shall, corruptly, or by threats or force, endeavor to
influence, intimidate, or impede any juror, witness, or officer, in
any court of the United States, in the discharge of his duty, or
shall, corruptly, or by threats or force, obstruct, or impede, or
endeavor to obstruct or impede, the due administration of justice
therein, every person or persons, so offending, shall be liable to
prosecution therefor, by indictment, and shall, on conviction
thereof, be punished, by fine not exceeding five hundred dollars,
or by imprisonment, not exceeding three months or both, according
to the nature and aggravation of the offense."