The district and circuit courts of the United States are always
open for the transaction of some business which may be transacted
under the orders of the judge in his absence, and on such
transaction rest the plaintiff's claims in this case, which the
court sustain as business which could be transacted by the clerk in
the absence of the judge, following the departmental construction
of the statutes.
Of course, if that construction were obviously or clearly wrong
it would be the duty of the court to so adjudge; but if there
simply be doubt as to the soundness of that construction, the
action of the government in conformity with it for many years
should not be overruled except for cogent reasons.
The case is stated in the opinion of the Court.
MR. JUSTICE HARLAN delivered the opinion of the Court.
The appellee was clerk of the district and circuit courts for
the Kentucky district from July 1, 1894, to June 30, 1898, his
office, during that period and previously, being in the City
Page 185 U. S. 237
of Covington, one of the places at which those courts were held.
The district judge resided in the City of Louisville, while the
circuit judges resided in other states.
The clerk presented to the proper officers of the Treasury for
payment his account for certain services rendered during the above
period, amounting to $995.
The account was sworn to and approved as required by the act of
February 22, 1875, which provides, among other things, that,
before
"any account payable out of the money of the United States shall
be allowed by any officer of the Treasury in favor of clerks,
marshals, or district attorneys, the party claiming such account
shall render the same, with the vouchers and items thereof, to a
United States circuit or district court, and, in presence of the
district attorney or his sworn assistant, whose presence shall be
noted on the record, prove in open court, to the satisfaction of
the court, by his own oath or that of other persons having
knowledge of the facts, to be attached to such account, that the
services therein charged have been actually and necessarily
performed as therein stated, and that the disbursements charged
have been fully paid in lawful money, and the court shall thereupon
cause to be entered of record an order approving or disapproving
the account, as may be according to law and just."
18 Stat. 333, c. 95, § 1.
Payment of the account having been refused, this suit was
brought against the United States, the petitioner averring that
"his whole compensation, if said fees were added, would not exceed
the maximum compensation of $7,000 for any one year."
Judgment having been entered in favor of the plaintiff for the
amount sued for, the government has prosecuted this appeal.
The findings of fact upon which the judgment below was based
were as follows:
"I. The claimant, Joseph C. Finnell, was Clerk of the District
and Circuit Courts of the United States for the District of
Kentucky from July 1, 1894, to June 30, 1898, duly qualified and
acting."
"II. During said period, he entered orders, decrees, and other
proceedings of the court on 199 days, extending through said time.
None of the judges of said courts was personally present
Page 185 U. S. 238
at the time of the entry of such orders, decrees, and
proceedings, but said orders, decrees, and proceedings were
transmitted to the claimant by mail by the different judges
composing the courts of said district. Said orders, decrees, and
proceedings were indorsed: 'Enter this order' (signed by the
judge); or, 'Enter this' (signed by the judge); or, 'Enter' (signed
by the judge). For the purpose of entering said orders, decrees,
and other proceedings, the claimant made the following entries on
the journal for opening and adjourning court on the dates for which
attendance is claimed: 'Court met: Present, Hon. John W. Barr,
sitting as circuit judge' (or Judge Taft, or Judge Lurton, or
whoever may have been the judge sending the order; then follows the
entry of the order or other proceedings of the court for that day),
and, 'It is now ordered that the court stand adjourned until.' The
date to which adjournment was had was left blank, and when another
such order, decree, or other proceeding was received to be entered
said blank was filled by entering therein the date on which the
same was received, and another entry, similar to the above, opening
and adjourning the court to a blank date, was made. The record
containing the entries of the opening and adjourning of court, the
certified presence of the judge, and the orders, decrees, and other
proceedings of the court, was afterwards signed by the judge
sending such orders, decrees, and other proceedings, to be entered
as the record of the court for the days on which the same were
respectively entered. The Exhibits A, B, and C, attached to and
made a part of these findings, are illustrative copies of the
record of the court upon such days."
"The nature and character of business transacted on the days on
which court was opened and adjourned, as aforesaid, is best shown
by the following statement of the subject matter of said orders,
decrees, and other proceedings entered as aforesaid on the days
actually claimed for:"
"Entry of order granting additional time to plead, 4 days."
"Entry of order directing drawing of jury by jury commissioners,
18 days."
"Entry of order granting restraining order, 5 days."
"Entering orders disposing of sundry demurrers and motions, 21
days. "
Page 185 U. S. 239
"Entry of orders granting rule, 10 days."
"Entry of orders granting application for writ of certiorari, 4
days."
"Entry of orders granting petition for witnesses on behalf of
the defendant at the cost of the United States, 7 days."
"Entry of orders approving report of receivers, authorizing
compromise by receiver, instructions issued to receiver, and
various other orders pertaining to the appointment and conduct of
receivers, 33 days."
"Entry of orders, and decrees finally disposing of cases, 17
days."
"Sundry entries of orders granting writs of possession,
approving bond of clerk of court, granting leave to withdraw
exhibits, granting leave to file intervening petition, ordering
sale of property, confirming sale of property, determining the
priorities of liens, continuing cases, and granting appeals, 80
days."
"III. Claimant made his account for said services as attendance
on court when the same was opened and adjourned by order of the
judge, and while the same was actually in session and business
actually transacted, which was verified and presented to the United
States court for approval in the presence of the district attorney,
and orders approving the same as being just and according to law
were entered of record. Said accounts were then presented to the
accounting officers of the Treasury Department for payment, and
payment of fees as
per diems in Finding IV was
refused."
"IV. Item 1.
Per diems for attendance on court on the
days on which said orders, decrees, and other proceedings were
entered, 199 days at $5 per day, $995."
"V. Charges for similar services have been made by the claimant
in every account rendered since 1882, and were always allowed and
paid by the accounting officers of the Treasury up to June 30,
1893."
By section 828 of the Revised Statutes, a clerk of a circuit or
district court of the United States was allowed "$5 a day for his
attendance on the court while actually in session."
Page 185 U. S. 240
This section was similar to one in the Act of February 26, 1853,
c. 80, 10 Stat. 161, 163. Under that act, clerks were allowed five
dollars a day for attendance only, whether business was transacted
or not by the court. After many years had expired, Comptroller of
the Treasury Durham held that interpretation of the statute to be
erroneous, and ruled that the transaction of business was a
condition precedent to the right to a
per diem
compensation for attendance, although the court may have been, in
fact regularly opened for business, and awaited the coming of
suitors. But the Court of Claims held, in 1885, that the
Comptroller was in error, and adjudged that within the meaning of
section 828 the clerk was entitled to five dollars a day for his
attendance on court, even when no business was transacted.
Jones v. United States, 21 Ct.Cl. 1.
The judgment of that court did not, however, put the matter at
rest; for, by the Sundry Civil Appropriations Act of August 4,
1886, c. 902, it was provided that no part of the money
appropriated
by that act should
"be used in payment of a
per diem compensation to any
clerk or marshal for attendance in court, except for days when
business is actually transacted in court, and when they attend
under sections 583, 584, 671, 672, and 2013 of the Revised
Statutes, which fact shall be certified in the approval of their
accounts."
24 Stat. 222, 253. That act, by its terms, was temporary.
At the subsequent session of Congress, the subject was again
considered, and resulted in a permanent provision to be found in
the Sundry Civil Appropriations Act of March 3d 1887, c. 362. By
that act it was provided
"that
hereafter no part of the appropriations made for
the payment of fees for United States marshals or clerks shall be
used, . . . nor shall
any part of any money appropriated
be used in payment of a
per diem compensation to any
attorney, clerk, or marshal for attendance in court, except for
days when the court is opened by the judge for business, or
business is actually transacted in court, and when they attend
under sections 583, 584, 671, 672, and 2013 of the Revised
Statutes, which facts shall be certified in the approval of their
accounts."
24 Stat. 509, 541.
The sections of the Revised Statutes referred to in the act of
1887 are as follows:
Page 185 U. S. 241
"§ 583. If the judge of any district court is unable to attend
at the commencement of any regular, adjourned, or special term, the
court may be adjourned by the marshal, by virtue of a written order
directed to him by the judge, to the next regular term, or to any
earlier day, as the order may direct."
"§ 584. If the judge of any district court in Alabama,
California, Georgia, Indiana, Iowa, Kentucky, North Carolina,
Tennessee, or West Virginia is not present at the time for opening
the court, the clerk may open and adjourn the court from day to day
for four days, and if and judge does not appear by two o'clock
after noon of the fourth day, the clerk shall adjourn the court to
the next regular term. But this section is subject to the
provisions of the preceding and next sections."
"§ 671. If neither of the judges of a circuit court is present
to open any session, the marshal may adjourn the court from day to
day until a judge is present:
Provided, that, if neither
of them attends before the close of the fourth day after the time
appointed for the commencement of the session, the marshal may
adjourn the court to the next regular term."
"§ 672. If neither of the judges of a circuit court be present
to open and adjourn any regular or adjourned or special session,
either of them may, by a written order, directed alternatively to
the marshal, and, in his absence, to the clerk, adjourn the court
from time to time, as the case may require, to any time before the
next regular term."
"§ 2013. The circuit court, when opened by the judge as required
in the two preceding sections, shall, therefrom and thereafter, and
up to and including the day following the day of election, be
always open for the transaction of business under this title, and
the powers and jurisdiction hereby granted and conferred shall be
exercised as well in vacation as in term time, and a judge sitting
at chambers shall have the same powers and jurisdiction, including
the power of keeping order and of punishing any contempt of his
authority, as when sitting in court."
Section 2013 had reference to the functions of the circuit court
in election matters, and has been repealed.
The account here in suit is not for the attendance of the
Page 185 U. S. 242
clerk under sections 583, 584, 671, and 672, but for attendance
under sections 574 and 683, which are hereafter given in this
opinion.
It will be observed that the act of 1887 recognizes the right of
the clerk to a
per diem compensation in two states of
case, namely, "when the court is opened for business, or business
is actually transacted in court."
What do those words mean? We are informed by the representatives
of the government that for nearly forty years prior to 1886 it had
been the practice of its accounting officers to allow a
per
diem compensation to clerks for attendance, when court was
opened by the judge and adjourned without transacting any business,
and that such practice had been sanctioned by an unbroken line of
decisions in the federal courts. And it is suggested that the
purpose of the act of 1886 was to break up that practice. All this
only serves to prove that Congress used the words found in the act
of 1887 with full knowledge of the former practice, and of the
change made, or supposed to be made, by the act of 1886. It is
clear that the words used, reasonably interpreted, indicate a
purpose to allow the
per diem compensation for attendance
as well when the court was opened for business, whether any
business was actually transacted or not, as when business was
actually transacted in court. It is said that no business could be
lawfully transacted "in court" unless the judge was personally
present. We do not assent to that view. It rests upon a
construction which is too literal. The services for which Finnell's
account was rendered constituted business actually transacted in
court, unless it be that a clerk could never enter any order unless
the judge was at the time, in the place, room, or building where
his court was ordinarily held. But we cannot so adjudge. There are
many things that may be legally done by a clerk pursuant to the
written order of a judge sent to him, and which, being done, may be
fairly held to constitute business "actually transacted in court."
This much is to be implied from sections 574 and 638 of the Revised
Statutes, which are as follows:
"§ 574. The district courts, as courts of admiralty and as
courts of equity, so far as equity jurisdiction has been
conferred
Page 185 U. S. 243
upon them, shall be deemed always open, for the purpose of
filing any pleading, of issuing and returning mesne and final
process, and of making and directing all interlocutory motions,
orders, rules, and other proceedings, preparatory to the hearing
upon their merits of all causes pending therein. And any district
judge may, upon reasonable notice to the parties, make, and direct
and award at chambers, or in the clerk's office, and in vacation,
as well as in term, all such process, commissions, orders, rules,
and other proceedings, whenever the same are not grantable of
course, according to the rules and practice of the court."
"§ 638. The circuit courts, as courts of equity, shall be deemed
always open for the purpose of filing any pleading, of issuing and
returning mesne and final process, and of making and directing all
interlocutory motions, orders, rules, and other proceedings,
preparatory to the hearing upon their merits of all causes pending
therein. And any judge of a circuit court may, upon reasonable
notice to the parties, make, and direct and award at chambers or in
the clerk's office, and in vacation, as well as in term, all such
process, commissions, orders, rules, and other proceedings,
whenever the same are not grantable of course, according to the
rules and practice of the court."
As will be seen from those sections, the district and circuit
courts of the United States are always open for the transaction of
certain kinds of business which, we think, may be transacted under
the orders of the judge, who may at the time be absent from the
place, room, or building in which the court is held. The business
transacted by the appellee was such as could be transacted by the
clerk under the orders of the judge. It is too narrow an
interpretation of the statute to hold that such business was not
actually transacted in court. This whole subject was carefully
considered, and the statutes relating to it fully analyzed, by
Judge Baker in
Butler v. United States, 87 F. 655.
These views are justified by long practice in the Department,
and upon that we may properly rest our affirmance of the judgment
of the Court of Claims. It is found as a fact that the present
appellee, in every account rendered by him since 1882,
Page 185 U. S. 244
has charged for services similar to those set out in the account
here in suit, and such accounts were uniformly allowed and paid up
to June 30, 1893. And on his account for the period from January 1,
1892, to June 30, 1894, he obtained judgment in the Court of
Claims, which judgment was paid, no appeal having been prosecuted
by the United States.
Finnell v. United States, 32 Ct.Cl.
634. It thus appears that the government has for many years
construed the statute of 1887 as meaning what we have said it may
fairly be interpreted to mean, and has settled and closed the
accounts of clerks upon the basis of such construction. If the
construction thus acted upon by accounting officers for so many
years should be overthrown, we apprehend that much confusion might
arise. Of course, if the departmental construction of the statute
in question were obviously or clearly wrong, it would be the duty
of the court to so adjudge.
United States v. Graham,
110 U. S. 219;
Wisconsin C. R. Co. v. United States, 164 U.
S. 190. But if there simply be doubt as to the soundness
of that construction -- and that is the utmost that can be asserted
by the government -- the action during many years of the Department
charged with the execution of the statute should be respected, and
not overruled except for cogent reasons.
Edwards v.
Darby, 12 Wheat. 206,
25 U. S. 210;
United States v. Philbrick, 120 U. S.
52,
120 U. S. 59;
United States v. Johnston, 124 U.
S. 236,
124 U. S. 253;
United States v. Alabama G. S. R. Co., 142 U.
S. 615,
142 U. S. 621.
Congress can enact such legislation as may be necessary to change
the existing practice, if it deems that course conducive to the
public interests.
The judgment of the Court of Claims is
Affirmed.
MR. JUSTICE GRAY took no part in this decision.
MR. JUSTICE BROWN dissenting:
From the passage of the act of 1791, fixing the compensation of
officers of the courts of the United States, the subject of
Page 185 U. S. 245
fees for attendance upon the circuit and district courts appears
to have been one of constant dispute between the officers on one
hand, who naturally seek a construction of the fee bill favorable
to them, and the Treasury officials upon the other, whose duty it
is to supervise and pass upon the accounts of these officers. A
statement of some, although by no means all, the acts of Congress
upon this subject, may aid in the solution of these difficulties.
The earliest is that of March 3, 1791. 1 Stat. 216, wherein there
was allowed "to the clerk of the district court, for attending in
the district or circuit court, five dollars per day." The act,
however, was made temporary, and at the next session, May 8, 1792,
1 Stat. 277, certain changes were made, though none in the matter
of attendance.
The law upon the subject of attendance was apparently not
changed until April 18, 1814, 3 Stat. 133, when it was provided,
under "an act to lessen the compensation" of such officers, that
there should not be allowed or paid to the clerk of the circuit or
district courts of the United States in Massachusetts, Rhode
Island, Connecticut, the Southern District of New York, or
Pennsylvania, "any daily compensation for attending on the said
courts." Why this discrimination was made we have no means of
knowing, but the act was repealed March 8, 1824, 4 Stat. 8. No
important change was made in the law until 1842, when, in the Civil
and Diplomatic Bill of May 18, 5 Stat. 475, 484, it was provided
that no
per diem compensation should be paid to clerks for
attendance upon the circuit or district courts
"while sitting for the transaction of business under the
bankrupt law merely, or for any portion of the time during which
either of the said courts may be held open, or in session, by the
authority conferred in that law. . . . And no
per diem or
other allowance shall be made to any such officer for attendance at
rule days of the circuit or district courts,"
or for more than one
per diem while both courts are in
session.
But even before this act of 1842 was passed, it had been held by
Mr. Justice Story in
United States v. Cogswell, 3 Sumn.
204, which involved the validity of marshal's charges for
attendance upon rule days, that as the marshal did not either
Page 185 U. S. 246
travel to or attend these rule days at the clerk's office, his
claim was for a constructive travel and attendance,
"but we are of opinion that this charge, whatever might be its
validity if the marshal had actually traveled and attended at these
rules, is, under the circumstances, wholly inadmissible. To justify
the charge, an actual travel and attendance are, in our judgment,
indispensable."
By Act of February 26, 1853, R.S. sec. 828, the whole subject of
fees was revised, and an attendance fee allowed to the clerk of $5
per day for his attendance on the court "while actually in
session." By that act, the words "while actually in session" were
first introduced into the law. It is evident that some change was
contemplated by the use of these words. For some purposes, notably
in admiralty and equity cases (R.S. §§ 574, 638), the court may be
deemed to be sitting when a judge is present upon a rule day, or
makes an order which can only be made by the court; but, as we
shall show hereafter, no attendance was contemplated on these days
-- at least in the absence of the judge.
The words "actually in session," found in the act of 1853, are
emphasized by the Sundry Civil Appropriation Act of March 3, 1887,
24 Stat. 509, 541, wherein it is enacted as follows: that
hereafter, no part
"of any money appropriated [shall] be used in payment of a
per diem compensation to any attorney, clerk, or marshal
for attendance in court, except for days when the court is open
[opened] by the judge for business, or business is actually
transacted in court, and when they attend under sections 583, 584,
671, 672, and 2013 of the Revised Statutes, which fact shall be
certified in the approval of their accounts."
The special sections here mentioned and reproduced in full in
the opinion of the court may be dismissed from consideration, as,
with the exception of section 2013, since repealed, they relate to
cases where there is no judge present at the opening of the term,
when special authority is given to the clerk or marshal to adjourn
the court from day to day until a judge is present. As no claim is
made in the case under consideration for attendance under these
sections, they are only important here as indicating the will of
Congress that neither the clerk nor the
Page 185 U. S. 247
marshal should have an unlimited discretion in opening the court
in the absence of the judge, and requiring a special authority for
that purpose. These sections undoubtedly contemplate a special
exigency to prevent a lapse of the term, which might follow from
the absence of the judge, and to allow the court to be adjourned
for a limited number of days. In two of these sections (584 and
671), there is a provision that, if the judge does not attend
before the close of the fourth day, the court shall be adjourned
until the next regular term. We have already held in the case of
United States v. Pitman, 147 U. S. 669,
that the officers are entitled to
per diem fees for
attendance under these sections, the same as if the judge were
present and business were transacted.
By Rev.Stat. sec. 828, under which this claim is made by the
petitioner, the court must have been "actually in session;" and by
the act of 1887, the court must have been opened
by the
judge for business, or business must have been actually
transacted
in court. There is no conflict between these
acts, since, in order that the court be opened
by the
judge for business, it must be "actually in session," and if
business be actually transacted in court, the court must be open
for the transaction of such business. In either case, the court
must have been actually opened by the judge or actually in session,
which amounts to the same thing. As the petitioner bases his claim
upon section 828, we shall inquire first when the court is
actually in session. It is certainly not in session upon
rule days, since, by Rev.Stat. section 831, "no
per diem
or other allowance shall be made . . . for attendance at rule days
of a district or circuit court." We are then remitted to the real
question in this case: when is a court actually in session, for we
agree entirely in the opinion of the court that, if the court be
opened by the judge in person, and no business is transacted, the
per diem compensation is still payable.
We had supposed the law to be that no court could be in session
without the presence of a judge, and that the sections above cited
from the opinion of the court in this case (583, 584, 671, 672)
allow an attendance to be charged, not because the court is
actually in session, but to prevent a lapse of the term, when
Page 185 U. S. 248
the officers are supposed to be present and in readiness should
the judge appear. Bouvier says (Law Dict.), in giving a definition
of the word "court" and the different styles of court,
"that the one common and essential feature in all courts is a
judge or judges -- so essential, indeed, that they are even called
the court, as distinguished from the accessory and
subordinate officers."
So too, in Bacon's Abridgment, a court is defined as an
incorporeal political being, which requires for its existence the
presence of the judges.
Thus, in
State v. Judges, 32 La.Ann. 1261, it is
said:
"The court is an incorporeal political being, which requires for
its existence
the presence of the judges, or of a
competent number of them, and a clerk or a prothonotary at the time
during which and at the place where it is by law authorized to be
held, and the performance of some public act indicative of a design
to perform the functions of a court."
A similar definition is given in the
Lawyers' Tax
Cases, 8 Heisk. 650. So, in
Shoultz v. McPheeters, 79
Ind. 376, discussing the powers of a master commissioner, the court
is said to be "a tribunal organized for the purpose of
administering justice, and presided over by a judge or judges." So,
a court is defined in
Mason v. Woerner, 18 Mo. 570, to be
a tribunal established for the public administration of justice,
and composed of
one or more judges, who sit for that
purpose at fixed times and places, attended by the proper officers.
And in
White County v. Gwin, 136 Ind. 562, a court is
defined as consisting of persons officially assembled at a time and
place fixed by law for the administration of justice, although a
judge alone does not constitute a court.
Gold v. Vermont
Central Railroad Co., 19 Vt. 478. But the presence of a judge
is indispensable.
Hobart v. Hobart, 45 Ia. 503;
Levey
v. Bigelow, 6 Ind.App. 677;
Michigan Central R. Co. v.
Northern Indiana R. Co., 3 Ind. 245.
In
Davis v. Township of Delaware, 41 N.J.L. 55, where
the question arose as to the validity of a verdict taken by a crier
in the absence of the judge and clerk, it was held that the verdict
so taken was entirely invalid. "It seems a profitless labor to
discuss so obvious a proposition. . . . No verdict therefore is
valid unless given openly in court." It was held, however,
Page 185 U. S. 249
in that case, that the record of the court, showing the verdict
of the jury to have been returned into the court, imported absolute
verity.
So, too, in
In re Terrill, 52 Kan. 29. This was a writ
of habeas corpus in which the prisoner, convicted of murder,
claimed his release, because his trial was had at a time not
authorized by law. It appears that the judge was not present at the
time and place when the term should have begun, nor for several
days afterwards, and after several adjournments, the clerk
attempted to adjourn the court until a later day, when the judge
appeared and the prisoner was tried. It was held that the failure
of the judge to appear and open court upon the day appointed
resulted in the loss of the term, and that the proceedings were
absolutely void. Said the court:
"There is ample power in a court which has been regularly
convened to adjourn to a future time, provided it be not beyond the
term, but in the absence of a statute authorizing it, the clerk or
other ministerial officer cannot act for the judge in either
opening or adjourning court. The clerk is a ministerial officer,
and, without statutory authority, can exercise no judicial
function. The opening, holding, and adjournment of court are the
exercise of judicial power to be performed by the court. To perform
the functions of a court the presence of the officers constituting
the court is necessary, and they must be present at the time and
place appointed by law. . . . 'To give existence to a court, then,
its officers and the time and place of holding it must be such as
are prescribed by law.'
Hobart v. Hobart, 45 Ia. 503.
There being no authority in law for the clerk to open and adjourn
the court, the consequence of the failure of the judge to appear
upon the day appointed for holding the court was the loss of the
term."
The citation of these authorities, however, appears to be quite
unnecessary in view of the express provision of the act of 1887,
that no fees for attendance in court shall be payable except for
days when the court is opened by the judge for business.
The exhibits to which reference was made in the findings of fact
are in the following form:
Page 185 U. S. 250
"
Exhibit A"
"
United States Circuit Court, District of
Kentucky."
"May term, Monday, October 15th, A.D. 1894."
"Court met. Present: Hon. _____ _____, Circuit (or District)
Judge."
"Julius C. Lang, Admr.,"
"vs."
"The Ches. & Ohio R. Co. et al."
"This cause coming on to be heard upon the motion of the
Chesapeake & Ohio Railway Company for writ of certiorari and
for a rehearing upon the motion to remand, the court having
considered said motion and the affidavit filed herein, and the
original petition for removal herein having been exhibited to the
court, and being now duly advised, it is ordered that the clerk of
the Kenton Circuit Court at Independence, Kentucky, be, and he
hereby is, directed and ordered to make and transmit to the Clerk
of the United States Circuit Court for the District of Kentucky at
Covington, Kentucky, a true and correct transcript of the papers
and proceedings in this case. The order remanding the case is now
set aside, and a rehearing of the motion to remand is hereby
granted, and is set for Saturday, October 20th, A.D. 1894 at 10
o'clock A.M. in chambers at Cincinnati, Ohio."
"It is now ordered that court stand adjourned until Friday,
November 2nd A.D. 1894."
(The others are in form like unto this.)
It will thus be seen that, while the form of the journal entry
showed an exact compliance with the law, the findings of fact show
that it was a mere form, and that the facts found by the court were
wholly inconsistent with the proceedings as they appear upon the
journal, and were presented to the accounting officers. The form
shows that the court met. It did not meet. That the circuit or
district judge was present. He was not present. That a certain
cause in each case came on to be heard, and that an order was made
in such cause, none of which took place at the time or place
indicated; but the order was made
Page 185 U. S. 251
and transmitted by mail to the clerk. The final entry is that
the court stands adjourned until a definite day, when the actual
fact was that the day to which adjournment was made was left blank,
and when another such order, decree, or proceeding was received to
be entered, such blank was filled with the date on which it was
received, and another entry similar to the above, opening and
adjourning the court to a blank day, was made. From the nature and
character of business transacted on the days on which the court was
opened and adjourned as aforesaid, it appears that with scarcely an
exception they were orders which might have been made, and which in
fact were made, in chambers. While the judge in each case directed
the order to be entered, he did not direct the court to be opened
for that purpose.
Now while, as before stated, if the court be properly opened, no
business need be done to entitle the officers to their attendance
fees, and when authority to do so is given by statute the clerk or
marshal may open the court and adjourn it, we know of no authority
under which a clerk may open court at his own will when he may have
some order to enter; nor do we know of any authority under which
even a judge may open court without his personal presence unless
specially authorized to do so by statute. Under the practice
pursued in this case, the court might be opened every day in the
year, provided some excuse be found in the shape of an order signed
by a judge, though the work actually done in court might not have
occupied ten days during the entire year.
The opening of a court is a solemn judicial act, and must be
performed by the judge in person, unless special authority is given
by statute for its performance by a subordinate officer. No such
authority is found in this case. It is true that in
United
States v. Pitman, 147 U. S. 669, it
was held that the officers were entitled to their attendance while
waiting for the judge to appear. We said in that case that
"the court should be deemed actually in session within the
meaning of the law not only when the judge is present in person,
but when,
in obedience to an order of the judge directing its
adjournment to a certain day, the officers are present upon
that day, and the
Page 185 U. S. 252
journal is opened by the clerk, and the court is adjourned to
another day by further direction of the judge."
This, however, was said with particular reference to the case
under consideration, and is no authority for the practice pursued
in this case, since the court was not opened in obedience to any
order from the judge.
Great stress is laid in the opinion of the court upon the
practice of the departments in this connection, and upon the
finding that the present appellee, in every account rendered by him
since 1882, has charged for services similar to those set out in
the account here in suit, and that such accounts were uniformly
allowed and paid up to June 30, 1893. An inspection of the entries
in this case will show the weight to be attached to this practice
of the departments. When it appears upon the journal that the court
met, that the judge was present, that an order was made in court,
and that the court adjourned to a specific date, how are the
accounting officers of the Treasury to know that such was not the
fact? The practice of the departments to pay these bills might have
continued for a century without anything to show that they were
apprised of the actual facts appearing in the findings, and no
inference can be drawn from such practice. Had it appeared that in
such cases the facts set forth in these findings had been called to
the attention of the accounting officers, the rule would be
different; but we fail to see how the practice could afford any
justification for these charges. A practice like this is liable to
throw one's notions of differences of form and substance into sad
confusion. Fictions in pleading were long, and still are, tolerated
in many cases; but we know of no definition of the word "fiction"
which authorizes journal entries like this, based upon the findings
shown in this case. Had the facts been actually stated in
connection with these entries, we imagine the practice of the
Department would have been so quickly changed that no argument
based upon it could have been made.
Petitioner, in his brief, claims his attendance under sections
574 and 638, fully set forth in the opinion of the court, which,
construed together, declare that courts of admiralty and equity
"shall be deemed always open" for the purpose of filing any
Page 185 U. S. 253
pleading, issuing and returning process, and making and
directing interlocutory motions, orders, etc., preparatory to the
hearing upon their merits of all cases pending therein. No claim
under these sections, however, is made in the petition, wherein the
petitioner relies alone upon section 828 for attendance when the
court is "actually in session."
There are, however, so many other answers to his claim under
sections 574 and 638 that no elaborate discussion of them is
necessary. (1) These three sections -- 574, 638, and 828 -- are all
taken from the Revised Statutes, and must be construed together as
if they constituted parts of one act, as they really do. Nothing is
said about attendance in the first two of these sections, and all
the orders are such as are usually made at chambers. Both sections
provide upon their face that the proceedings therein authorized may
be made at chambers, or in the clerk's office, and in vacation as
well as in term; but in a separate and distinct section, 828,
providing for clerk's fees, his fees for attendance are limited to
such as are earned while the court "is actually in session." Of
course, if there be any conflict between these sections the later
rules, but in addition to that it is inconceivable that Congress,
while providing specially for attendance while the court is in
actual session, should throw the door wide open in sections 574 and
638 to a charge for attendance upon every day when the judge may
happen to make an order, whether the court be actually in session
or not. All that is meant by sections 574 and 638 is a recognition
of the old custom that courts of admiralty and equity are presumed
to be always open for incidental purposes -- a custom as old as the
very existence of these courts. (2) The list of the orders actually
made by the judge, for the entry of which the clerk claims
attendance in this case, shows that none of them were in admiralty
cases, and comparatively few in equity cases. The great bulk were
in common law cases. The claim under these sections was evidently
an afterthought. (3) If these sections be construed as opening the
door for an attendance fee each time an order was made, then they
were clearly repealed by the act of 1887, under which the clerk has
a right to compensation only when the court is opened
by the
judge for business, or
Page 185 U. S. 254
business is actually transacted
in court, and when they
attend under certain sections, in which sections 574 and 638 are
not included.
For these reasons, I am compelled to dissent from the opinion of
the court in this case.
I am instructed to say that MR. JUSTICE WHITE and MR. JUSTICE
PECKHAM concur in this dissent.