The negligence of a conductor of a freight train is the
negligence of a fellow servant of a brakeman on the same train, who
was killed by an accident occurring through that negligence.
The negligence of such conductor is not the negligence of the
vice or substituted principal or representative of the railroad
company running the train, and for which that corporation is
responsible.
The general rule of law is that one who enters the service of
another takes upon himself the ordinary risks of the negligent acts
of his fellow servants in the course of the employment.
An employer is not liable for an injury to one employee
occasioned by the negligence of another engaged in the same general
undertaking; it is not necessary that the servants should be
engaged in the same operation or particular work; it is enough, to
bring the case within the general rule of exemption, if they are in
the employment of the same master, engaged in the same common
enterprise, both employed to perform duties tending to accomplish
the same general purposes, or, in other words, if the services of
each in his particular sphere or department are directed to the
accomplishment of the same general end, and accordingly, in the
present case, upon the facts stated, the conductor and the injured
brakeman are to be considered fellow servants within the rule.
While the opinion in
Chicago, Milwaukee & St. Paul
Railroad Co. v. Ross, 112 U. S. 377,
contains a lucid exposition of many of the established rules
regulating the relations between masters and servants, and
particularly
Page 175 U. S. 324
as respects the duties of railroad companies to their various
employees, it went too far in holding that a conductor of a freight
train is,
ipso facto, a vice principal of the company and
insofar as it is to be understood as laying down, as a rule of law
to govern in the trial of actions against railroad companies, that
the conductor, merely from his position as such, is a vice
principal whose negligence is that of the company, it must be
deemed to have been overruled, in effect if not in terms, in the
subsequent case of
Baltimore & Ohio Railroad v. Baugh,
149 U. S. 368.
This was an action against a railroad corporation by a brakeman
in its employ to recover damages for a personal injury caused by
the negligence of the conductor of one of its trains.
The facts in this case, as stated in the certificate of the
circuit court of appeals, were as follows:
"On the 15th day of December, 1894, a freight train of the
defendant company, drawn by a steam locomotive, and carrying an
engineer, a fireman, three brakemen, and a conductor, set out from
Worcester, in the Commonwealth of Massachusetts, for the City of
Providence, in the State of Rhode Island. The train, which
consisted of the locomotive and tender, thirteen or fourteen
freight cars, and a caboose car, was heavily loaded with freight.
The train left Worcester at about 7.15 P.M. and proceeded on its
way without accident until when, at a point on the railroad in the
State of Rhode Island away from telegraphic communication and not
at a station, and distant from Providence about sixteen miles, the
engineer discovered by the motion and behavior of the locomotive
that the train had broken apart. He immediately gave signals with
the whistle to indicate to the trainmen upon the rear portion of
the train that it was broken off, and continued to repeat those
signals, which consisted of three rapid blasts of the whistle with
very brief intervals between the different threes, while the
locomotive and the one car which remained connected ran three
quarters of a mile. The locomotive with the connected car ran about
two and three-quarters miles when the engineer, not being able to
see anything of the separated part of the train, and supposing that
his signals had been heard and its advance stopped, slowed up the
engine preparatory to sending the fireman back
Page 175 U. S. 325
with the lantern and to take steps for restoring the connection
of the parts of the train. Before speed had been so reduced that
the fireman could alight from the train, the rear portion was
discovered close at hand and approaching at great speed. The
fireman gave notice of this fact and a signal for the locomotive to
go ahead, but before it could gain speed to get away, a collision
between the two parts of the train took place, and one Gregory, a
brakeman, who was on the top of the car still attached to the
engine, was thrown from the car by the shock and instantly
killed."
"The three brakemen on the train were a head, a middle, and a
rear brakeman. Gregory was the head brakeman, and at once, on
discovery of the separation of the train, went to the top of the
only car left with the engine. The conductor and the middle and
rear brakemen had been riding in the caboose car at the rear end of
the train, and did not hear the warning signals which the engineer
gave with the whistle, nor know that the train had broken until the
collision, but remained all the time in the caboose. The night was
cold and clear. The accident was near midnight."
"The negligence complained of consisted in the alleged failure
of the conductor in control of the men and in charge of the train,
in view of the character of the night, the character of the road in
respect to grades and curves, the speed at which the train was run,
and the liability of the train to part asunder at that place, to
properly watch and supervise its movements, and the fact that he,
in the full knowledge that the rear and middle brakemen were in the
caboose, away from their brakes, permitted them to remain there,
and failed to order them to the brakes."
The jury were instructed:
"The conductor of the train, under the rules laid down by the
rules of the Supreme Court of the United States, is in a peculiar
and special condition. The conductor of the train, as I understand
the theory of the rule of the Supreme Court of the United States,
is, in a certain sense, between stations at least, is in a certain
sense like the master of a ship on a voyage; he is beyond the reach
of orders when running his train between stations, and
therefore
Page 175 U. S. 326
as a matter of necessity, as a matter of public policy, I
suppose, he must be held to stand in the place of the corporation
itself. . . . If you find in this particular case, from the
evidence in the case and such common knowledge as jurymen are
entitled to use, that, by the rules of this road . . . , the
conductor gave directions to the people who worked on the train,
gave directions to start the train, gave directions to stop the
train, gave directions as to the location and position of the
different men on the train, and also had the general management of
the train and control over it when running between stations, then I
say to you, gentlemen, that he, for this case, represents the
company, and if injuries resulted from his negligent acts, the
company is responsible."
The jury returned a verdict for the plaintiff, and assessed
damages in the sum of $4,250.
The defendant brought the case by writ of error to the United
States Circuit Court of Appeals for the First Circuit.
And upon consideration of the case, after full argument, the
judges of that court desired the instructions of the Supreme Court
upon the following questions of law arising on the facts as before
stated:
1st. Whether the negligence of the conductor was the negligence
of a fellow servant of the deceased brakeman?
2d. Whether the negligence of the conductor was the negligence
of its vice or substituted principal or representative, for which
the corporation is responsible?
MR. JUSTICE SHIRAS delivered the opinion of the Court.
It may be doubted whether the questions of law presented to us
are really raised by the facts as certified. No facts are stated
from which the jury might have found that, at the
Page 175 U. S. 327
time and place of the accident, there was any special reason why
the brakemen should have been ordered by the conductor to take
their places at the brakes, and therefore it is by no means evident
that there was any dereliction of duty on the part of the
conductor.
Nor is it clear that the negligence of the conductor, if
negligence it was, in permitting the brakemen to ride in the
caboose was the proximate cause of Gregory's injuries. When the
train parted, the engineer had charge and control of the locomotive
and attached cars, and it would seem to have been his duty, as it
was within his power, to have prevented the subsequent collision of
the detached parts. And in that event, the case would be ruled by
Baltimore & Ohio Railroad Co. v. Baugh, 149 U.
S. 368, where it was held that the engineer and fireman
of a locomotive engine, running alone on a railroad and without any
rain attached, are fellow servants, so as to preclude the latter
from recovering from the company for injuries caused by the
negligence of the former.
However, waiving these suggestions and proceeding on the
assumptions of the courts below that it was the duty of the
conductor, at the time and place of the accident, to have the
brakemen on the top of the cars where they could apply the hand
brakes, and that his failure to do so was the proximate cause of
the injury to the plaintiff's intestate resulting from the
subsequent collision of the detached portions of the train, we meet
the question, would, in such a state of facts, the company be
liable to the injured brakeman for the negligence of the
conductor?
There is a general rule of law, established by a great
preponderance of judicial authority in the English and in the state
and federal courts, that one who enters the service of another
takes upon himself the ordinary risks of the negligent acts of his
fellow servants in the course of the employment. But there have
been conflicting views expressed in the application of this rule in
cases where the employer is a railroad company or other large
organization employing a number of servants engaged in distinct and
separate departments of service, and our present inquiry is whether
the relation between
Page 175 U. S. 328
the conductor and the brakeman of a freight train is that of
fellow servants within the rule, or whether the conductor is to be
deemed a vice-principal, representing the railroad company in such
a sense that his negligence is that of the company, the common
employer.
Unless we are constrained to accept and follow the decision of
this Court in the case of
Chicago, Milwaukee & St. Paul
Railway Co. v. Ross, 112 U. S. 377, we
have no hesitation in holding, both upon principle and authority,
that the employer is not liable for an injury to one employee
occasioned by the negligence of another engaged in the same general
undertaking; that it is not necessary that the servants should be
engaged in the same operation or particular work; that it is
enough, to bring the case within the general rule of exemption, if
they are in the employment of the same master, engaged in the same
common enterprise, both employed to perform duties tending to
accomplish the same general purposes, or, in other words, if the
services of each in his particular sphere or department are
directed to the accomplishment of the same general end, and that
accordingly, in the present case, upon the facts stated, the
conductor and the injured brakeman are to be considered fellow
servants within the rule.
We shall refer to a few of the authorities which establish these
principles.
Farwell v. Boston & Worcester Railroad, 4
Met. 49, is the leading case in Massachusetts. The question was
thus stated by Chief Justice Shaw:
"This is an action of new impression in our courts, and involves
a principle of great importance. It presents a case where two
persons are in the service and employment of one company, whose
business it is to construct and maintain a railroad and to employ
their trains of cars to carry persons and merchandise for hire.
They are appointed and employed by the same company to perform
separate duties and services, all tending to the accomplishment of
one and the same purpose -- that of the safe and rapid transmission
of the trains, and they are paid for their respective services
according to the nature of their respective duties and the labor
and skill required for their proper performance. The question
is
Page 175 U. S. 329
whether, for damages sustained by one of the persons so employed
by means of the carelessness and negligence of another, the party
injured has a remedy against the common employer."
After discussing the principles of law and reason applicable to
the case, the Chief Justice proceeded:
"In applying these principles to the present case, it appears
that the plaintiff was employed by the defendants as an engineer at
the rate of wages usually paid in that employment, being a higher
rate than the plaintiff had before received as a machinist. It was
a voluntary undertaking on his part, with a full knowledge of the
risks incident to the employment, and the loss was sustained by
means of an ordinary casualty, caused by the negligence of another
servant of the company. Under these circumstances, the loss must be
deemed to be the result of a pure accident, like those to which all
men, in all employments, and at all times, are more or less
exposed, and, like similar losses from accidental causes, it must
rest where it first fell unless the plaintiff has a remedy against
the person actually in default, of which we give no opinion."
"It was strongly pressed in the argument that although this
might be so where two or more servants are employed in the same
department of duty, where each can exert some influence over the
conduct of the other and thus to some extent provide for his own
security, yet that it could not apply where two or more are
employed in different departments of duty at a distance from each
other, and where one can in no degree control or influence the
conduct of another. But we think this is founded upon a supposed
distinction on which it would be extremely difficult to establish a
practical rule. When the object to be accomplished is one and the
same, when the employers are the same, and the several persons
employed derive their authority and their compensation from the
same source, it would be extremely difficult to distinguish what
constitutes one department and what a distinct department of duty.
It would vary with the circumstances of every case. If it were made
to depend upon the nearness or distance of the persons from each
other, the question would immediately arise how
Page 175 U. S. 330
near or how distant must they be to be in the same or different
departments? In a blacksmith's shop, persons working in the same
building at different fires may be quite independent of each other,
though only a few feet distant. In a ropewalk, several may be at
work on the same piece of cordage at the same time at many hundred
feet distant from each other, and beyond the reach of sight and
voice, and yet acting together."
"Besides, it appears to us that the argument rests upon an
assumed principle of responsibility which does not exist. The
master, in the case supposed, is not exempt from liability because
the servant has better means of providing for his safety when he is
employed in immediate connection with those from whose negligence
he might suffer, but because the implied contract of the master
does not extend to indemnify the servant against the negligence of
anyone but himself, and he is not liable in tort, as for the
negligence of his servant, because the person suffering does not
stand toward him in the relation of a stranger, but is one whose
rights are regulated by contract, express or implied. The exemption
of the master, therefore, from liability for the negligence of a
fellow servant does not depend exclusively upon the consideration
that the servant has better means to provide for his own safety,
but upon other grounds. Hence, the separation of the employment
into different departments cannot create that liability when it
does not arise from express or implied contract, or from a
responsibility created by law to third persons and strangers, for
the negligence of a servant. . . . The responsibility which one is
under for the negligence of his servant in the conduct of his
business toward third persons is founded on another and distinct
principle from that of implied contract, and stands on its own
reasons of policy. The same reasons of policy, we think, limit this
responsibility to the case of strangers, for whose security alone
it is established. Like considerations of policy and general
expediency forbid the extension of the principle so far as to
warrant a servant in maintaining an action against his employer for
an indemnity which we think was not contemplated in the nature and
terms of the employment, and which, if established, would not
conduce to the general good. "
Page 175 U. S. 331
In
Holden v. Fitchburg Railroad Co., 129 Mass. 268,
which was a case in which damages were claimed by a person employed
to act as a laborer in the removal of a mass of earth overhanging
the defendant's railroad, on the alleged ground of negligence on
the part of a roadmaster who had charge of that portion of the
railroad, the case of
Farwell v. B. & W. Railroad, 4
Met. 49, was followed, and it was held, on the principles
established in that and subsequent cases, that it makes no
difference that the servant whose negligence causes the injury is a
submanager or foreman of higher grade or greater authority than the
plaintiff, and, in discussing the cases, Chief Justice Gray cited
the case of
Wilson v. Merry, L.R. 1 H.L.Sc.App.Cas. 332,
334, 335, 336, and some of the observations made by the justices
who delivered judgments therein in the House of Lords. Thus, Lord
Chancellor Cairns said:
"The master is not and cannot be liable to his servants unless
there be negligence on the part of the master in that in which he,
the master, has contracted or undertaken with his servant to do.
The master has not contracted or undertaken to execute in person
the work connected with his business. . . . But what the master is,
in my opinion, bound to his servant to do, in the event of his not
personally superintending and directing the work, is to select
proper and competent persons to do so, and to furnish them with
adequate materials and resources for the work. When he has done
this, he has, in my opinion, done all that he is bound to do. And
if the persons so selected are guilty of negligence, this is not
the negligence of the master."
Lord Colonsay said:
"I think that there are duties incumbent on masters with
reference to the safety of laborers in mines and factories, on the
fulfillment of which the laborers are entitled to rely and for the
failure in which the master may be responsible. A total neglect to
provide any system of ventilation for the mine may be of that
character. Culpable negligence in supervision, if the master takes
the supervision on himself, or, where he devolves it on others, the
heedless selection of unskillful or incompetent persons for the
duty; or the failure to provide or supply the means of providing
proper machinery or materials, may furnish grounds of liability.
"
Page 175 U. S. 332
And see likewise the case of
Clifford v. Old Colony
Railroad, 141 Mass. 564, in which it was held that a section
hand in the employ of a railroad corporation cannot maintain an
action against the corporation for personal injuries caused by a
collision between a hand car on which he was at work and an engine
of a train run by servants of the corporation if the accident was
occasioned by the negligence of the section boss and the engineer
of the train.
In
Shearman v. Rochester & Syracuse Railroad, 17
N.Y. 153, it was held by the New York Court of Appeals that a
servant who sustains an injury from the negligence of a superior
agent engaged in the same general business can maintain no action
against their common employer, although he was subject to the
control of such superior agent, and that accordingly a brakeman
upon a railroad whose duty it is not to apply the brakes except
when directed by the engineer or conductor cannot maintain an
action against their common employer for an injury resulting from
the culpable speed at which the engineer and conductor ran the
train. And this appears to be the settled doctrine in the State of
New York.
Besel v. N.Y.C. & H.R. Railroad, 70 N.Y.
173;
De Forest v. Jewett, 88 N.Y. 264.
The Supreme Court of Pennsylvania has held in numerous cases,
and it is settled law in that state, that a fellow servant, within
the meaning of the rule, is anyone serving the same master, and
under his control, whether equal, inferior, or superior to the
injured person in his grade or standing, and the fact that the
injured servant was under the control of the servant by whose
negligence the injury was caused makes no difference.
Weger v.
Pennsylvania Railroad Co., 55 Pa. 460;
Lehigh Valley Coal
Co. v. Jones, 86 Pa. 432.
In
Columbus & Indianapolis Central Railway v.
Arnold, 31 Ind. 174, the Supreme Court of Indiana held,
reversing some previous cases to the contrary, that it is the duty
of a railroad company to use all reasonable care in the proper
construction of its road, and in supplying it with the necessary
equipment, and in the selection of competent subordinates to
supervise, inspect, repair, and regulate the machinery, and to
regulate and control the operation of the road, and that if
Page 175 U. S. 333
these duties are performed with care by the company, and one of
the persons so employed is guilty of negligence by which an injury
occurs to another, it is not the negligence of the master, and the
company is not responsible.
Without following further the history of this subject in the
courts of the several states, we may state that generally the
doctrine there upheld is that of the cases herein previously cited,
except in the courts of the States of Ohio, Kentucky, and perhaps
others, in which the rule seems to obtain that while the master is
not liable to his servant for any injury committed by a servant of
equal degree in the same sphere of employment, unless some
negligence is fixed on the master personally, yet that he is liable
for the gross negligence of a servant superior in rank to the
person injured, and is also liable for the ordinary negligence of a
servant not engaged in the same department of service.
Leaving the decisions of the state courts and coming to those of
this Court, we find the latter to be in substantial harmony with
the current of authority in the state and English courts. From this
statement, the case of
Chicago, Milwaukee & St. Paul
Railroad v. Ross, 112 U. S. 377,
must perhaps be excepted, and to it we shall revert after an
examination of our other cases.
Randall v. Baltimore & Ohio Railroad, 109 U.
S. 478, was the case of an action in the Circuit Court
of the United States for the District of West Virginia against a
railroad corporation by a brakeman in its employ for personal
injuries received, while working a switch, by being struck by one
of its locomotive engines, and it was unanimously held by this
Court, affirming the court below, that the plaintiff could not
recover, although the injury was occasioned by the negligence of
the engineman in running his engine too fast or not giving due
notice of its approach. In the course of the opinion, which was
pronounced by MR. JUSTICE GRAY, he said:
"The general rule of law is now firmly established that one who
enters the service of another takes upon himself the ordinary risks
of the negligent acts of his fellow servants in the course of the
employment. This Court has not hitherto had
Page 175 U. S. 334
occasion to decide who are fellow servants within the rule. . .
. Nor is it necessary, for the purposes of this case, to undertake
to lay down a precise and exhaustive definition of the general rule
in this respect or to weigh the conflicting views which have
prevailed in the courts of the several states, because persons
standing in such a relation to one another as did this plaintiff
and the engineman of the other train are fellow servants according
to the very great preponderance of judicial authority in this
country, as well as the uniform course of decision in the House of
Lords, and in the English and Irish courts, as is clearly shown by
the cases cited in the margin. They are employed and paid by the
same master. The duties of the two bring them to work at the same
place at the same time, so that the negligence of the one in doing
his work may injure the other in doing his work. Their separate
services have an immediate common object -- the moving of the
trains."
Northern Pacific Railroad v. Herbert, 116 U.
S. 642, was a case wherein it appeared that a brakeman
suffered an injury by reason of the fact that the brakes which he
was called upon to apply were broken and out of order, and it was
held per Mr. Justice Field that it was the duty of the company to
furnish sufficient and safe materials, machinery, or other means by
which service is to be performed, and to keep them in repair and
order, and that, as this duty had not been fulfilled, the plaintiff
was entitled to recover. There was another question in that case as
to the import and effect of a statute of Dakota, in which territory
the accident took place, providing that
"an employer is not bound to indemnify his employee for losses
suffered by the latter in consequence of the ordinary risks of the
business in which he is employed, nor in consequence of the
negligence of another person employed by the same employer in the
same general business, unless he has neglected to use ordinary care
in the selection of the culpable employee,"
and that "an employer must, in all cases, indemnify his employee
for losses caused by the former's want of ordinary care."
It was held by a majority of the Court that these provisions
Page 175 U. S. 335
of the Dakota Code expressed the general law that an employer is
responsible for injury to his employees caused by his own want of
ordinary care; that his selection of defective machinery, which is
to be moved by steam power, is of itself evidence of a want of
ordinary care, and allowing it to remain out of repair when its
condition is brought to his notice, or by proper inspection might
be known, is culpable negligence; that the cars in that case had
been defective for years; that the brakes were all worn out, and
their condition had been called to the attention of the yardmaster,
who had control of them while in the yard, and might have been
ascertained, upon proper inspection, by the officer or agent of the
company charged with the duty of keeping them in repair, yet
nothing was done to repair either brakes or cars; that in such
circumstances, the company had not exercised ordinary care to keep
the cars and brakes in good condition, and that therefore, under
the provisions of the statute, the company was bound to indemnify
the plaintiff. The minority of the Court considered that the case
was governed by the local statute, and that the statute, properly
construed, relieved the employer, under the facts of the case, from
liability to the injured employee. They declined to express any
opinion upon the question of liability apart from the statute.
Quebec Steamship Co. v. Merchants, 133 U.
S. 375, was an action brought in the Circuit Court of
the United States for the Southern District of New York by one
Merchant, who was employed as a stewardess of the steamship
Bermuda, belonging to the defendant company. It appeared
that the ship's company consisted of thirty-two persons, divided
into three classes of servants, called three departments -- the
deck department, the engineers' department, and the steward's
department. The captain, the first and second officers, the purser,
the carpenter, and the sailors were in the deck department; the
engineers, the firemen, and the stokers were in the engineers'
department; the steward, the waiters, the cooks, the porter, and
the stewardess were in the steward's department. At the close of
the evidence, the defendant's counsel requested the court to charge
the jury to find a verdict for the defendant on the ground that the
injury sustained by the plaintiff was occasioned, if there was
Page 175 U. S. 336
any negligence, by the negligence of a fellow servant. This the
court refused to do. There was a verdict for the plaintiff, and the
case was brought to this Court. Here it was contended that as the
carpenter, whose negligence was alleged as the cause of the
accident, was in the deck department, and the stewardess in the
steward's department, those were different departments in such a
sense that the carpenter was not a fellow servant with the
stewardess. But Mr. Justice Blatchford, speaking for the entire
Court, said:
"The injuries to the plaintiff were caused solely by the
negligence of one or the other of two fellow servants who were in a
common employment with her, and there was no violation or omission
of duty on the part of the employer contributing to such injuries.
Neither of her fellow servants stood in such relation to her or to
the work done by her, and in the course of which her injuries were
sustained, as to make his negligence the negligence of the
employer. The case therefore falls within the well settled rule, as
to which it is unnecessary to cite cases, which exempts an employer
from liability for injuries to a servant caused by another servant,
and does not fall within any exception to that rule which destroys
the exemption of the employer when his own negligence contributes
to the injury or when the other servant occupies such a relation to
the injured party or to his employment in the course of which his
injury was received as to make the negligence of such servant the
negligence of the employer."
The next notable case is that
Baltimore & Ohio Railroad
v. Baugh, 149 U. S. 368, in
which it was held that an engineer and fireman of a locomotive,
running alone and without any train attached, were fellow servants
of the company so as to preclude the latter from recovering from
the company for injuries caused by the negligence of the former. In
the course of the opinion MR. JUSTICE BREWER said:
"It may safely be said that this Court has never recognized the
proposition that the mere control of one servant over another in
doing a particular piece of work destroys the relation of fellow
servants, and puts an end to the master's liability. On the
contrary, all the cases proceed on the ground of some
Page 175 U. S. 337
breach of positive duty resting upon the master, or upon the
idea of superintendence or control of a department. It has ever
been affirmed that the employee assumes the ordinary risks incident
to the service; and, as we have seen, it is as obvious that there
is risk from the negligence of one in immediate control as from one
simply a coworker. That the running of an engine by itself is not a
separate branch of service seems perfectly clear. The fact is, all
the locomotive engines of a railroad company are in the one
department, the operating department, and those employed in running
them, whether as engineers or firemen, are engaged in a common
employment, and are fellow servants."
We shall have occasion to revert to this case when we come to
consider the decision in
Chicago, Milwaukee & St. Paul
Railroad v. Ross.
In
Northern Pacific Railroad v. Hambly, 154 U.
S. 349, it was held that a common day laborer in the
employ of a railroad company who, while working for the company
under the order and direction of a section boss or foreman on a
culvert on the line of the company's road, receives an injury by
and through the negligence of the conductor and of the engineer in
moving and operation a passenger train upon the company's road, is
a fellow servant with such engineer and such conductor in such a
sense as exempts the railroad company from liability for the injury
so inflicted, and MR. JUSTICE BROWN, in delivering the opinion of
the Court, observed:
"To hold the principal liable whenever there are gradations of
rank between the person receiving and the person causing the
injury, or whenever they are employed in different departments of
the same general service, would result in frittering away the whole
doctrine of fellow service. cases arising between persons engaged
together in the same identical service -- as, for instance, between
brakemen of the same train or two seamen of equal rank on the same
ship -- are comparatively rare. In a large majority of cases, there
is some distinction either in respect to grade of service or in the
nature of their employments. Courts, however, have been reluctant
to recognize these distinctions unless the superiority of the
person causing
Page 175 U. S. 338
the injury was such as to put him rather in the category of
principal than of agent -- as, for example, the superintendent of a
factory or railway -- and the employments were so far different
that, although paid by the same master, the two servants were
brought no farther in contact with each other than as if they had
been employed by different principals."
In
Central Railroad Co. v. Keegan, 160 U.
S. 259,
Baltimore & Ohio Railroad Co. v.
Baugh was approved and followed in respect to its statement as
to what constitutes a vice-principal.
In
Northern Pacific Railroad v. Peterson, 162 U.
S. 346, an action had been brought in the Circuit Court
of the United States for the district of Minnesota by Peterson to
recover damages against the railroad company alleged to have been
caused by the negligence of the foreman of a gang of laborers
engaged in putting in repair sections of the railroad. The foreman
had power to hire and discharge the hands who composed the gang,
and had exclusive charge of their direction and management in all
matters connected with their employment. The plaintiff recovered a
verdict, and the judgment of the circuit court thereon was affirmed
by the Circuit Court of Appeals of the Eighth Circuit. The cause
was brought to this Court, and the judgments of the courts below
were reversed. The opinion of this Court was by MR. JUSTICE
PECKHAM, in which he reviewed the authorities, and expressed the
following conclusions:
"The general rule is that those entering into the service of a
common master become thereby engaged in a common service and are
fellow servants, and,
prima facie, the common master is
not liable for the negligence of one of his servants which has
resulted in an injury to a fellow servant. There are, however, some
duties which a master owes, as such, to a servant entering his
employment. He owes the duty to provide such servant with a
reasonably safe place to work in, having reference to the character
of the employment in which the servant is engaged. He also owes the
duty of providing reasonably safe tools, appliances, and machinery
for the accomplishment of the work necessary to be done. He must
exercise proper diligence in the employment of reasonably
Page 175 U. S. 339
safe and competent men to perform their respective duties, and
it has been held in many states that the master owes the further
duty of adopting and promulgating safe and proper rules for the
conduct of his business, including the government of the machinery
and the running of trains on a railroad track. If the master be
neglectful in any of these matters, it is a neglect of a duty which
he personally owes to his employees, and if the employee suffer
damage on account thereof, the master is liable. If, instead of
personally performing these obligations, the master engages another
to do them for him, he is liable for the neglect of that other,
which, in such case, is not the neglect of a fellow servant, no
matter what his position as to other matters, but is the neglect of
the master to do those things which it is the duty of the master to
perform as such. . . . The rule is that, in order to form an
exception to the general law of nonliability, the person whose
neglect caused the injury must be"
"one who was clothed with the control and management of a
distinct department, and not a mere separate piece of work in one
of the branches of service in a department."
"This distinction is a plain one, and not subject to any great
embarrassment in determining the fact in any particular case."
"When the business of the master or employer is of such great
and diversified extent that it naturally and necessarily separates
itself into departments of service, the individuals placed by the
master in charge of these separate branches and departments of
service, and given entire and absolute control therein, may
properly be considered, with respect to employees under them,
vice-principals and representatives of the master as full and
completely as if the entire business of the master were placed by
him under one superintendent. . . . This boss of a small gang of
ten or fifteen men, engaged in making repairs upon the road
wherever they might be necessary over a distance of three sections,
aiding and assisting the regular gang of workmen upon each section
as occasion demanded, was not such a superintendent of a separate
department, nor was he in control of such a distinct branch of the
work of the master, as would be necessary to
Page 175 U. S. 340
render the master liable to a coemployee for his neglect. He was
in fact, as well as in law, a fellow workman; he went with the gang
to the place of work in the morning, stayed there with them during
the day, superintended their work, giving directions in regard to
it, and returned home with them in the evening, acting as a part of
the crew of the hand car upon which they rode. The mere fact, if it
be a fact, that he did not actually handle a shovel or a pick is an
unimportant matter. Where more than one man is engaged in doing any
particular work, it becomes almost a necessity that one should be
boss and the other subordinate, but both are nevertheless fellow
workmen."
The last case we shall refer to is that of
Oakes v.
Mase, 165 U. S. 363,
where it was declared to be the settled law of this Court that the
relation of fellow servants exists between an engineer, operating a
locomotive on one train, and the conductor on another train on the
same road, and
Northern Pacific Railroad v. Poirier,
167 U. S. 48, where
it was held that a brakeman on a regular train of a railroad and
the conductor of a wild train on the same road are fellow servants,
and the railroad company is not responsible for injuries happening
to the former by reason of a collision of the two trains caused by
the negligence of the latter and by his disregard of the rules of
the company.
Without attempting to educe from these cases a rule applicable
to all possible circumstances, we think that we are warranted by
them in holding in the present case that in the absence of evidence
of special and unusual powers having been conferred upon the
conductor of the freight train, he, the engineer, and the brakemen,
must be deemed to have been fellow servants within the meaning of
the rule which exempts the railroad company, their common employer,
from liability to one of them for injuries caused by the negligence
of another.
This conclusion is certainly sound unless we are constrained to
hold otherwise by the decision in
Chicago, Milwaukee & St.
Paul Railroad v. Ross, already referred to. That was a case
wherein an action was maintained, brought by a locomotive
Page 175 U. S. 341
engineer to recover damages received in a collision caused by
the negligence of the conductor of the train, and it must be
admitted that the reasoning employed by Mr. Justice Field, in his
opinion expressing the views of a majority of the Court and the
conclusion reached by him, cannot be reconciled with the other
decisions of this Court hereinbefore cited. We do not think that it
would be proper to pass by the case without comment, nor yet to
attempt to distinguish it by considerations so narrow as to leave
the courts below in uncertainty as to the doctrine of this Court on
a subject so important and of such frequent recurrence. The case in
hand exemplifies the perplexity caused by the
Ross case.
The trial court gave effect to it as establishing the proposition
that the conductor of an ordinary freight train, with no other
powers than those assumed to belong to such an employee by virtue
of such a position, is a vice principal, against whose negligence
the company is bound to indemnify all the other employees on the
train. Yet it is evident that the judges of the circuit court of
appeals did not find themselves able to either accept or reject
such a proposition, as they have certified it to us as one on which
they desire our instructions. Such a course plainly evinces doubts
whether, in view of the decisions both before and since, the case
of
Chicago, Milwaukee & St. Paul Railroad v. Ross
furnishes a safe and approved rule to guide the trial courts.
While the opinion in the
Ross case contains a lucid
exposition of many of the established rules regulating the
relations between masters and servants, and particularly as
respects the duties of railroad companies to their various
employees, we think it went too far in holding that a conductor of
a freight train is
ipso facto a vice-principal of the
company. An inspection of the opinion shows that that conclusion
was based upon certain assumptions, not borne out by the evidence
in the case, as to the powers and duties of conductors of freight
trains. Thus, it was said:
"We know from the manner in which railways are operated that,
subject to the general rules and orders of the directors of the
companies, the conductor has entire control and management
Page 175 U. S. 342
of the train to which he is assigned. He directs when it shall
start at what sped it shall run at what stations it shall stop, and
for what length of time, and everything essential to its successful
movements, and all persons employed on it are subject to his
orders. In no proper sense of the terms is he a fellow servant with
the firemen, the brakemen, the porters, and the engineer. The
latter are fellow servants in the running of the train under his
direction; as to them and the train, he stands in the place of and
represents the corporation."
We think these statements attribute duties and powers to
conductors of freight trains much greater than ordinarily exist.
Several of the instances of control assigned to the conductor
really belong to the engineer, who, as railroads are now operated,
is a much more important functionary in the actual movements of the
train, when in motion, than the conductor. It is his hand that
regulates the application of the brakes that control the speed of
the train, and in doing so he acts upon his own knowledge and
observation, and not upon orders of the conductor. Particularly has
this become the case since the introduction of the air train-brake
system. We can take notice of the Act of March 2, 1893, c. 196, 27
Stat. 531, which enacted
"that it shall be unlawful for any common carrier engaged in
interstate commerce by railroad to use on its line any locomotive
engine in moving interstate traffic not equipped with a
power-driving wheel brake and appliances for operating the
train-brake system, or to run any train in such traffic after said
date that has not a sufficient number of cars in it so equipped
with power or train-brakes that the engineer on the locomotive
drawing such train can control its speed without requiring brakemen
to use the common hand-brake for that purpose."
We do not refer to this statute as directly applicable to the
case in hand, but as a legislative recognition of the dominant
position of the engineer.
Cases are cited in the opinion in the
Ross case in
which it has been held by the Supreme Court of Ohio and by the
Court of Appeals of Kentucky that railroad companies are
responsible for negligence of conductors to other employees.
Page 175 U. S. 343
But those courts do not accept the ordinary rule exempting the
master from liability to a servant for the negligent conduct of his
fellows. At least, they do not apply such a rule to the extent that
this and other courts have done. They hold that no service is
common that does not admit a common participation, and no servants
are fellow servants when one is placed in control over the
other.
Insofar as the decision in the case of
Ross is to be
understood as laying it down, as a rule of law to govern in the
trial of actions against railroad companies that the conductor,
merely from his position as such, is a vice principal, whose
negligence is that of the company, it must be deemed to have been
overruled, in effect if not in terms, in the subsequent case of
Baltimore & Ohio Railroad v. Baugh, before cited.
There, MR. JUSTICE BREWER, in commenting upon the proposition
applied in the
Ross case, that the conductor of a train
has the control and management of a distinct department, said:
"But the danger from the negligence of one specially in charge
of the particular work is as obvious and as great as that of those
who are simply coworkers with him in it. Each is equally with the
other an ordinary risk of the employment. If he is paid for the
one, he is paid for the other; if he assumes the one, he assumes
the other. Therefore, so far as the matter of the master's
exemption from liability depends upon whether the negligence is one
of the ordinary risks of the employment, and thus assumed by the
employee, it includes all coworkers to the same end, whether, in
control or not. But if the fact that the risk is or is not obvious
does not control, what test or rule is there which determines?
Rightfully this -- there must be some personal wrong on the part of
the master, some breach of positive duty on his part. If he
discharges all that may be called positive duty, and is himself
guilty of no neglect, it would seem as though he was absolved from
all responsibility, and that the party who caused the injury should
be himself alone responsible. It may be said that this is only
passing from one difficulty to another, as it leaves still to be
settled what is positive duty and what is personal neglect, and
yet, if we analyze these matters a little, there will appear less
difficulty
Page 175 U. S. 344
in the question. Obviously, a breach of positive duty is
personal neglect, and the question in any given case is therefore
what is the positive duty of the master? He certainly owes the duty
of taking fair and reasonable precautions to surround his employee
with fit and careful coworkers, and the employee has a right to
rely upon his discharge of this duty. If the master is careless in
the matter of employing a servant, it is his personal neglect, and
if, without proper case in inquiring as to his competency, he does
employ an incompetent person, the fact that he has an incompetent
and therefore an improper employee is a matter of his personal
wrong, and owing to his personal neglect. And if the negligence of
this incompetent servant works injury to a co-servant, is it not
obvious that the master's omission of duty enters directly and
properly into the question of responsibility? If, on the other
hand, the master has taken all reasonable precautions to inquire
into the competency of one proposing to enter into his service, and
as the result of such reasonable inquiry is satisfied that the
employee is fit and competent, can it be said that the master has
neglected anything, that he has omitted any personal duty, and
this, notwithstanding that, after the servant has been employed, it
shall be disclosed that he was incompetent and unfit? If he has
done all that reasonable care requires to inquire into the
competency of his servant, is any neglect imputable to him? No
human inquiry, no possible precaution, is sufficient to absolutely
determine in advance whether a party under certain exigencies will
or will not do a negligent act. So it is not possible for the
master, take whatsoever pains he may, to secure employees who will
never be guilty of any negligence. Indeed, is there any man who
does not sometimes do a negligent act? Neither is it possible for
the master, with any ordinary and reasonable care, always to secure
competent and fit servants. He may be mistaken notwithstanding the
reasonable precautions he has taken. Therefore that a servant
proves to be unfit and incompetent, or that in any given exigency
he is guilty of a negligent act resulting in injury to a fellow
servant, does not of itself prove any omission of care on the part
of the master in his employment, and
Page 175 U. S. 345
it is only when there is such omission of care that the master
can be said to be guilty of personal wrong in placing or continuing
such servant in his employ, or has done or omitted aught justifying
the placing upon him responsibility for such employee's
negligence."
"Again, a master employing a servant impliedly engages with him
that the place in which he is to work and the tools or machinery
with which he is to work, or by which he is to be surrounded, shall
be reasonably safe. It is the master who is to provide the place
and the tools and the machinery, and when he employs one to enter
into his service, he impliedly says to him that there is no other
danger in the place, the tools, and the machinery, than such as is
obvious and necessary. Of course, some places of work and some
kinds of machinery are more dangerous than others, but this is
something which inheres in the thing itself, which is a matter of
necessity, and cannot be obviated. But within such limits, the
master, who provides the place, the tools, and the machinery owes a
positive duty to his employee in respect thereto. That positive
duty does not go to the extent of a guarantee of safety, but it
does require that reasonable precautions be taken to secure safety,
and it matters not to the employee by whom that safety is secured,
or the reasonable precautions therefor taken. He has a right to
look to the master for the discharge of that duty, and if the
master, instead of discharging it himself, sees fit to have it
attended to by others, that does not change the measure of
obligation to the employee, or the latter's right to insist that
reasonable precaution shall be taken to secure safety in these
respects. Therefore it will be seen that the question turns rather
on the character of the act than on the relations of the employees
to each other. If the act is one done in the discharge of some
positive duty of the master to the servant, then negligence in the
act is the negligence of the master; but if it be not one in the
discharge of such positive duty, then there should be some personal
wrong on the part of the employer before he is held liable
therefor. But, it may be asked, is not the duty of seeing that
competent and fit persons are in charge of any particular work as
positive as that of providing
Page 175 U. S. 346
safe places and machinery? Undoubtedly it is, and requires the
same vigilance in its discharge. But the latter duty is discharged
when reasonable care has been taken in providing such safe place
and machinery, and so the former is as fully discharged when
reasonable precautions have been taken to place fit and competent
persons in charge. Neither duty carries with it an absolute
guaranty. Each is satisfied with reasonable effort and
precaution."
Accordingly, the conclusion reached was that although the party
injured was a fireman, who was subject to the orders and control of
the engineer, in the absence of any conductor, there was no
liability on the company for negligence of the and interim
conductor.
That this reasoning and conclusion were inconsistent with those
in the
Ross case is not only apparent on comparing them,
but further appears in the dissenting opinion in the
Baugh
case of Mr. Justice Field, who was the author of the opinion in the
case of
Ross. He said:
"The opinion of the majority not only limits and narrows the
doctrine of the
Ross case, but in effect denies, even with
the limitations placed by them upon it, the correctness of its
general doctrine and asserts that the risks which an employee of a
company assumes from the service which he undertakes is from the
negligence of one in immediate control, as well as from a coworker,
and that there is no superintending agency for which a corporation
is liable unless it extends to an entire department of service. A
conclusion is thus reached that the company is not responsible in
the present case for injuries received by the fireman from the
negligent acts of the conductor of the engine. . . . The principles
in the
Ross case covers this case, and requires, in my
opinion, a judgment of affirmance."
So, likewise, MR. CHIEF JUSTICE FULLER dissented in the
Baugh case for the express reason that, in his opinion,
the case came within the rule laid down in
Chicago, Milwaukee
& St. Paul Railroad v. Ross.
To conclude, and not to subject ourselves to our own previous
criticism of proceeding upon assumptions not founded on
Page 175 U. S. 347
the evidence in the case, we shall content ourselves by saying
that, upon the facts stated and certified to us by the judges of
the circuit court of appeals, we cannot as a matter of law, based
upon those facts and upon such common knowledge as we, as a court,
can be supposed to possess, hold a conductor of a freight train to
be a vice principal within any safe definition of that
relation.
Accordingly, we answer the first question put to us in the
affirmative, and the second question in the negative.
MR. JUSTICE Harlan, dissenting:
I concurred in the opinion and judgment of this Court in
Chicago, Milwaukee & St. Paul Railroad v. Ross,
112 U. S. 377, and
do not now perceive any sound reason why the principles announced
in that case should not be sustained. In my judgment, the conductor
of railroad train is the representative of the company in respect
of its management, all the other employees on the train are his
subordinates in matters involved in such management, and for injury
received by any one of those subordinates during the management of
the train by reason of the negligence of the conductor the railroad
company should be held responsible. As the conductor commands the
movements of the train and has general control over the employees
connected with its operation, the company represented by him ought
to be held responsible for his negligence resulting in injury to
other employees discharging their duties under his immediate
orders. If in such case the conductor be not a vice-principal, it
is difficult to say who among the officers or agents of a
corporation sued by one of its employees for personal injuries
ought to be regarded as belonging to that class. Having these
views, I am compelled to withhold my assent from the opinion and
judgment in this case.