A valid grant was made in this case which it was not within the
power of a temporary dictator to destroy by an arbitrary
declaration.
This government discharges its full duty under the Gadsden
Treaty when it recognizes a grant as valid to the amount of the
land paid for.
On December 3, 1891, the appellant filed in the Court of Private
Land Claims his petition praying to have confirmed to him certain
tract of land situate in the County of Cochise, in the Territory of
Arizona, known and designated as the "San Rafael del Valle Grant."
Subsequent proceedings resulted in a trial and a decree in behalf
of the government dismissing the petition and adjudging
petitioner's claim and title invalid. The title papers show that on
March 12, 1827, Rafael Elias made application to the Treasurer
General of the State of Sonora for the purchase of "public lands
adjacent to the ranch of San Pedro, within the jurisdiction of
Santa Cruz, as far as the place called
Tres Alamos.'" On July 1
of that year, the treasurer general directed that proceedings be
had in accordance with law under the supervision of the alcalde of
Santa Cruz. The proceedings appear to have been regular. The survey
was of a tract reported by the surveyors to contain four sitios.
The property was appraised at $60 a sitio, or $240 altogether. The
fiscal attorney approved the proceedings and advised that they "be
continued to adjudication according to the forms and requisites in
use." At the third auction, on April 18, 1828, the property was
struck off to Don Rafael Elias, the petitioner, for the sum of
$240. On April 21, the petitioner paid this sum into the treasury.
Nothing further was done until April 29, 1833 at which time the
then Treasurer General of the State of Sonora issued the
expediente, or title papers. This expediente opens with this
preamble:
Page 171 U. S.
278
"Jose Maria Mendoza, Treasurer General of the Free, Independent
and Sovereign Sonora, Greeting:"
"Inasmuch as Article 11 of the sovereign decree number 70 of the
general congress of the union, dated August 4th of 1824, concedes
to the states the revenues which in said law it did not reserve for
the federation itself, and one of them being that derived from the
lands within their respective territories, which in consequence
belongs to them, for the disposition of which the honorable
constitutive congress of the state that used to be joined of Sonora
and Sinaloa enacted the law No. 30 of May 20th of 1825, as well as
the decrees relative thereto passed by other succeeding
legislatures, and the citizen Rafael Elias, a resident of this
capital, having made due application on the 12th of March of 1827
at the treasury general that was then of the United States for the
lands named 'San Rafael del Valle,' located in the jurisdiction of
the presidio of Santa Cruz, which was allowed according to law on
the date of July 1st of the same year, and the petition of entry,
the order for the commission, and the act of accepting the charge
being as follows, to-wit,"
and after reciting the various steps in the sale, closes with
this granting clause:
"In which terms I issue the present title of grant in due form
in favor of the citizen Rafael Elias, his heirs and successors,
delivering it to them for their protection, previous memorandum of
the same being entered in the proper book."
"Given at the capital of Arispe on the twenty-fifth day of the
month of December of one thousand eight hundred and
thirty-two."
"Attested and signed by me, sealed with the seal of the treasury
general, before the undersigned witnesses of my assistance, with
whom I act in default of clerk, there being none, according to
law."
"Jose Maria Mendoza"
"Assistant: Louis Carranco"
"Assistant: Bartolo Miranda."
"[Seal of the Free Sonora, Treasury General]"
Page 171 U. S. 279
The amount of land within the tract as now surveyed, according
to the testimony, is 20,034.62 acres. The petition did not state
the area applied for, but, as has been seen, the survey and
appraisement called the tract four sitios, or 17,353.85 acres.
MR. JUSTICE BREWER, after stating the facts in the foregoing
language, delivered the opinion of the Court.
This grant was made in the name of the State of Sonora, and by
the proper officer of that state, if it had power to make the
grant. The first question, therefore, is as to the power of the
state. We held in
United States v. Coe (just decided),
170 U. S. 681,
that from and after the adoption of the Constitution of 1836, no
such power was vested in the separate states. But that case called
for no determination of the authority those states possessed prior
thereto, and in respect to that matter no opinion was expressed. We
have in this case, and that immediately following --
Perrin v.
United States, post, 171 U. S. 292,
elaborate discussions by counsel as to the title to the public
lands within the limits of Mexico and the respective rights thereto
of the general government and the separate states. On the one hand,
it is insisted that, as in the case of the thirteen colonies that
formed the United States of America, the vacant lands were the
property of the states; that, as no express cession was made by any
Mexican states to the general government, the title to those lands
remained in the states until at least the formation of the
Constitution of 1836, and that each state had therefore the
absolute right to dispose of all within its own limits. On the
other hand, it is said that, prior to the separation of Mexico from
Spain, the lands were the property of the King of Spain, that the
separation created a new national government, which succeeded to
all the rights of the prior sovereign, including therein the
ownership of all vacant lands. We
Page 171 U. S. 280
deem it unnecessary to review this discussion, or attempt to
settle the disputed question as to the location of the title. In
this expediente, the treasurer general refers to "Article XI of the
sovereign decree number 70 of the general congress of the union" as
conceding to the states the revenues derived form the sale of lands
within their respective limits, and upon that and law No. 30 of the
congress of the state relies as the sources of his power to make
the conveyance. The state having undoubtedly vested its authority
in the treasurer general, the inquiry comes back to the effect of
said article XI.
Preliminary thereto we must notice these matters:
The constitutive act of the Mexican federation, adopted January
31, 1824, in Articles 5 and 6, declares:
"Art. 5. The nation adopts for the form of its government a
popular representative and federal republic."
"Art. 6. Its integral parts are free, sovereign and independent
states in as far as regards exclusively its internal
administration, according to the rules laid down in this act, and
in the general constitution."
1 White's New Recopilacion p. 375.
On October 4, 1824, a constitution was established. In it,
Article 49 reads:
"The laws or decrees which emanate from the general congress
shall have for their object:"
"(1) To sustain the national independence and to provide for the
preservation and security of the nation in its exterior
relations."
"(2) To preserve the federal union of the states and peace and
public order in the interior of the confederation."
"(3) To maintain the independence of the states among themselves
so far as respects their government according to the constitutive
act and this constitution."
"(4) To sustain the proportional equality of obligations and
rights which the states possess in point of law."
1 White, p. 393.
And enumerating in Article 50 the powers possessed by the
general congress, subdivision 31 reads:
"To dictate all laws and decrees which may conduce to
Page 171 U. S. 281
accomplish the objects spoken of in the forty-ninth article
without intermeddling with the interior administration of the
states."
1 White, p. 395.
Article 137, defining the attributes of the supreme court, names
among others:
"(1) To take cognizance of disputes, which may arise between the
different states of the union whenever there arises litigation in
relation to the same requiring a formal decree, and that arising
between a state and one or more of its inhabitants, or between
individuals in relation to lands under concessions from different
states, without prejudice to the right of the parties to claim the
concession from the party which granted it."
1 White, 405.
It cannot, of course, be pretended that these provisions either
operated to transfer the title to vacant public lands from the
nation to the respective states or amount to a declaration that the
title to such lands is vested in the state. All that can fairly be
inferred from them is that the supremacy of the several states in
matters of local interest was recognized, and further, that
conflicting cessions of lands from different states might be
expected, and that the settlement of disputes respecting them
should be by the Supreme Court of the nation. These inferences are
by no means determinative of the question here presented, and yet
it must be conceded that they at least point to some control by the
states over vacant lands within their limits, and suggest the
exercise by those states of the right to make concessions of those
lands.
Two prominent laws of the Mexican nation are the colonization
law of August 18, 1824, 1 White 601; Reynolds, p. 121, and the law
in respect to general and special revenues of August 4, 1824.
Reynolds, p. 118. White's translation of articles 1, 2, 3, 10, 11,
and 16 of the colonization law, differing slightly from that given
by Reynolds, is as follows:
"Art. 1. The Mexican nation offers to foreigners who come to
establish themselves within its territory security for their
persons and property; provided they subject themselves to the laws
of the country."
"Art. 2. This law comprehends those lands of the nation,
Page 171 U. S. 282
not the property of individuals, corporations, or towns, which
can be colonized."
"Art. 3. For this purpose, the legislatures of all the states
will, as soon as possible, form colonization laws or regulations
for their respective states, conforming themselves in all things to
the constitutional act, general constitution, and the regulations
established in this law."
"Art. 10. The military who, in virtue of the offer made on the
27th of March, 1821, have a right to lands, shall be attended to by
the states in conformity with the diplomas which are issued to that
effect by the supreme executive power."
"Art. 11. If, in virtue of the decree alluded to in the last
article, and taking into view the probabilities of life, the
supreme executive power should deem it expedient to alienate any
portion of land in favor of any officer, whether civil or military,
of the federation, it can do so from the vacant lands of the
territories."
"Art. 16. The government, in conformity with the provisions
established in this law, will proceed to colonize the territories
of the republic."
It is not pretended that the grant in question was made under
this colonization law, and we only refer to it as showing a
recognition by the general government of some authority on the part
of the states in reference to the vacant lands. It will be seen
that while Article 2 speaks of "the lands of the nation," Article 3
directs the states to enact colonization laws in conformity to the
general provisions of the constitution. So that the actual
management of colonization affairs was put within the control of
the states, subject, of course, to the superior dominion of the
general government. Article 10 provides that military rights to
lands, though created by the nation, shall be attended to by the
states, thus implying at least that, for convenience,
administration of the vacant lands was entrusted to the states.
Obviously, the thought here was that there should not be two places
in which the administration of the public lands should be carried
on, and so in Article 11 it was provided that if, in the judgment
of the nation, it was expedient
Page 171 U. S. 283
to grant to a military or civil officer any public lands, it was
to be made from vacant lands in the territories. or civil officer
any public lands, it was to be the administration of the public
lands in the states from those in the territories, it is distinctly
declared that the national government will colonize the territories
of the republic. As heretofore said, all this, of course, amounts
only to assigning to the states the administration of the vacant
lands for purposes of colonization.
The other act to which we have referred -- the one which is
relied upon by the treasurer general as giving authority for this
expediente -- is that in reference to general and special revenues.
It commences with the declaration that "the following belong to the
general revenues of the federation," and then in 10 Articles are
named revenues derived from different sources, such as import and
export duties, tobacco, and powder, etc. The eighth, ninth, tenth,
and eleventh articles are as follows, Reynolds, p. 118:
"8. That from the territories of the federation."
"9. National property, in which is included that of the
inquisition and temporal property of the clergy, or any other rural
or urban property that belongs, or shall hereafter belong, to the
public exchequer."
"10. The buildings, offices, and the lands attached thereto,
which belong, or have belonged, to the general revenues and those
that have been maintained by two or more of what were formerly
provinces, are at the disposal of the government of the
federation."
"11. The revenues not included in the foregoing articles belong
to the states."
The eighth article gives to the national government all the
revenues derived from the territories. Obviously the entire
management of the affairs of the territories was reserved to the
general government, and any revenue derived therefrom passed into
the general treasury.
The ninth article is indefinite in that it fails to define what
is national property. It assumes that certain things pass within
the description of national property, and affirmatively includes
within that description the property taken
Page 171 U. S. 284
from the clergy. The language used is broad enough to include
all public lands within the limits of the nation, and yet, if it
was intended to include such lands, it would seem scarcely
necessary to add the clause including those taken from the clergy.
Certain is it that, according to our methods of legislation and our
use of language, this article would not be considered as defining
the property the revenues from which it assigns to the national
government. The tenth article seems to have little significance in
this connection, and refers obviously to public buildings and the
grounds attached, and not to vacant public lands. While the
eleventh article concedes to the states the revenues not included
in the foregoing articles, it does not define those revenues, and
depends for its scope upon the significance and force of the prior
articles. If these articles were all that called for consideration,
it would be difficult to infer from them that the vacant public
lands were given to the states for purposes of sale or for
appropriation of the proceeds of such sales. But in the same
statute is a provision that "the sum of $3,136,875, estimated as
the deficit in the general expenses, shall be apportioned among the
states of the federation," and following that is the apportionment.
Other sections required delivery by the states every month of their
part of the above apportionment, and the final adjustment of the
amount thereof between the government and the states. Of course,
this implies that within the limits of the state there were certain
matters of revenue reserved, out of which the states were to
collect the sums apportioned to them, and to return the same to the
general treasury. Subsequent legislation throws light upon the
meaning of this revenue law. Thus, on April 6, 1830, a decree was
passed the third article of which is as follows:
"The government shall have power to appoint one or more
commissioners to visit the colonies of the frontier states, to
contract with their legislatures for the purchase, in the name of
the federation, of the lands they may consider suitable and
sufficient for the establishment of colonies of Mexican and of
other nations, to enter into such arrangements with
Page 171 U. S. 285
the colonies already established as they may deem proper for the
security of the republic, to see to the exact compliance with the
contracts upon the entry of new colonists, and to examine as to how
far those already entered into have been complied with."
"4. The executive shall have the power to take the lands he may
consider suitable for fortifications and arsenals and for new
colonies, and shall give the states credit for their value on the
accounts they owe the federation."
Reynolds, p. 148.
The language of this decree is very significant, and clearly
recognizes some title in the states, for why should commissioners
be authorized to contract with the legislatures of the states for
the purchase of lands which belonged to the nation? It also clearly
recognizes the right of the states to sell these vacant lands and
apply the proceeds in settlement of the demands made against them
by the general apportionment of the revenue law of 1824. It
declares that the executive may take the lands he considers
suitable for fortifications, arsenals, and for new colonies, and at
the same time provides that he shall give the states credit on the
amount they owe the confederation. But why should any credit be
given if these lands so taken by the executive were the property of
the nation and the states without authority to sell them or receive
the proceeds of sales? If, during all these years, the lands were
the property of the nation, were to be held and sold only by the a
tion, and the proceeds thereof to be accounted for directly to the
nation, why should it be decreed that if the nation takes any part
of them for arsenals and other public purposes, credit for the
value thereof is to be entered upon the amounts due by the states
to the nation? We find it difficult to escape the force of this
decree of 1830. It indicates that although the language of the
revenue decree of 1824 is indefinite, and does not in terms name
vacant public lands, yet both the nation and the states understood
that its effect was to grant authority to the states to sell such
lands and appropriate the proceeds in settlement of the amounts
charged against them by the nation. We see no
Page 171 U. S. 286
other way in which to give reasonable force to the language of
this decree of 1830, and it must be held to be a national
interpretation of the revenue decree of 1824.
But we are not limited to this authoritative national exposition
of the meaning of the revenue law of 1824. The testimony in the
several cases of a similar nature now before us, including therein
the reports of the officers of this government sent to examine the
archives of Mexico, discloses that the State of Sonora at least,
assumed that the revenue act of 1824 authorized its disposal of the
vacant public lands, and, acting on that assumption, did in a
multitude of cases make sales thereof. In this connection, it may
be observed that the constitution of the State of Sonora, or State
of the West, declares, article 47, that the right of selling lands
belongs to the state. This constitution bears date May 11, 1825.
Law No. 30 of that state, of May 20, 1825 -- the law referred to by
the treasurer general in the expediente -- recites that "the
congress has seen fit to decree the following provisional law for
the purchase of the lands of the state." Subsequent legislation of
the state is in the same line.
Further, sections 8 and 9 of article 161 of the national
constitution of 1824 made it the duty of each Mexican state
"to present annually to each one of the houses of the general
congress a minute and comprehensive report of the amounts that are
received and paid out at the treasuries within their limits,
together with a statement of the origin of the one and the other,
and touching the different branches of agriculture, commercial and
manufacturing industries,"
etc.
And also
"to forward to the two chambers [of the federal government], and
when they are in recess to the council of the government, a
certified copy of their constitutions, laws and decrees."
It may be assumed that these requirements of the national
constitution were complied with, and that the constitutions, laws,
and decrees of the state, and the proceedings had in reference to
these several sales of land, were reported to the congress of the
nation. We find no act of that congress
Page 171 U. S. 287
setting aside such legislation or sales. This is significant,
and it is not inappropriate to refer to
Clinton v.
Englebrecht, 13 Wall. 434,
80 U. S. 446,
in which it was said:
"In the first place, we observe that the law has received the
implied sanction of congress. It was adopted in 1859. It has been
upon the statute book for more than twelve years. It must have been
transmitted to congress soon after it was enacted, for it was the
duty of the secretary of the territory to transmit to that body
copies of all laws on or before the first of the next December in
each year. The simple disapproval by congress at any time would
have annulled it. It is no inference, therefore, that it was
approved by that body."
We are not insensible of the fact that the provisions of the Act
of September 21, 1824, creating the office of commissary general --
an act which we had occasion to consider in
Ely's Administrator
v. United States, ante, 171 U. S. 220 --
seem to make against the idea of the administration of vacant lands
by the states, and it is difficult to work out from all the
statutes a consistent, continuous, and harmonious rule. We must in
each case endeavor to ascertain what the Mexican government
recognized as valid, and, when that is done, the duty of respecting
and enforcing the grant arises. Other matters are referred to by
counsel in their briefs, but it would needlessly prolong this
opinion to refer to them. Our conclusion is that, at the time of
these transactions, the several states had authority to make sales
of vacant public lands within their limits, and that such sales,
unless annulled by the national government, must be considered as
grants to be recognized by this government under the terms of the
treaty of 1853.
We pass, therefore, to a consideration of the effect of the
decrees of Santa Anna. The lands in controversy were obtained from
Mexico under what is known as the "Gadsden Treaty of 1853." This
treaty was concluded on December 30, 1853, and ratified June 30,
1854. At the time of the treaty, Santa Anna was supreme executive
and virtually dictator in Mexico, and the treaty was negotiated
with him. On November 25, 1853, only about a month before the
signing of the Gadsden treaty, he published this decree:
Page 171 U. S. 288
"Art. 1. It is declared that the public lands, as the exclusive
property of the nation, never could have been alienated under any
title by virtue of decrees, orders, and enactments of the
legislatures, governments, or local authorities of the states and
territories of the republic."
"2. Consequently it is also declared that the sales, cessions,
or any other class of alienations of said public lands that have
been made without the express order and approval of the general
powers, in the manner prescribed by the laws, are null and of no
value or effect."
"3. The officials, authorities, and employees upon whom devolve
the execution of this decree shall proceed as soon as they receive
it to recover and take possession in the name of the nation of the
lands comprehended in the provisions of article 1, and that may be
in the possession of corporations or private individuals, whatever
may be their prerogatives or position."
"4. The judicial, civil, or administrative authorities shall
admit no claims of any kind nor petitions whose purpose is to
obtain indemnifications from the public treasury for the damages
the unlawful holders or owners may allege under the provisions of
the preceding article, and they shall preserve their right only
against the persons from whom they have the lands they are now
compelled to return."
Reynolds, p. 324.
On July 5, 1854, he published another decree which was even more
specific, containing these provisions:
"Art. 1. The titles of all the alienations of public lands made
in the territory of the republic from September, 1821, till date,
whether by the general authorities or by those of the extinguished
states and departments, shall be submitted to the revision of the
supreme government, without which they shall have no value and
shall constitute no right of property."
"
* * * *"
"5. The alienations of public lands, of whatever nature they be,
that have been made by the authorities and officials of the
departments without the knowledge and approval of the general
government, during the epoch when the central system was in force
in the republic, are void. "
Page 171 U. S. 289
"6. Those made by said authorities in the epoch of the
extinguished federation are likewise void, provided they were not
made for the purpose of extending and promoting colonization, which
was the purpose proposed by the law of August 18, 1824."
"7. Grants or sales of lands made to private individuals,
companies, or corporations under the express condition of
colonizing them, and the holders of which have not complied
therewith in the terms stipulated, are declared to be of no
value."
Reynolds, p. 326.
Subsequently, on December 3, 1855, and after Santa Anna had been
deposed, and while Juan Alvarez was President
ad interim,
a decree containing the following provisions was entered:
"Art 1. The decrees of November 25, 1853, and July 7, 1854,
which submitted to the revision and approval of the supreme
government the grants or alienations of public lands made by the
local governments of the states or departments and territories of
the republic from September, 1821, to that date, are repealed in
all their parts."
"Art. 2. Consequently, all the titles issued during that period
by the superior authorities of the states or territories under the
federal system, by virtue of their lawful faculties or by those of
the departments or territories under the central system, with
express authorization or consent of the supreme government for the
acquisition of said lands, all in conformity with the existing laws
for the grant or alienation respectively, shall for all time be
good any valid, as well as those of any other property lawfully
acquired, and in no case can they be subjected to new revision or
ratification on the part of the government."
Reynolds, p. 329.
And again, on October 16, 1856, a decree was passed while
Ignacio Comonfort was President, the first article of which is as
follows:
"Art. 1. The decrees of November 25, 1853, and July 7, 1854, are
void."
Reynolds, p. 331.
The Court of Private Land Claims was divided. Three of the
justice were of opinion that as this government recognized
Page 171 U. S. 290
Santa Anna in negotiating with and purchasing from him the
territory within the Gadsden purchase, the courts must also
recognize his declarations in respect to titles as authoritative,
citing in support of these general propositions Wheaton's
International Law, secs. 31, 32, and Halleck's International Law,
pp. 47, 62. Without questioning the general propositions laid down
in these authorities, we are of opinion that too much weight was
given to the decree of Santa Anna of November 25, 1853, the only
one announced before the cession, and that that decree should not
be considered as absolutely determinative of individual rights and
titles.
While it is true that, practically, Santa Anna occupied for the
time being the position of dictator, it must not be forgotten that
Mexico, since its separation from Spain in 1821, was assuming to
act as a republic, subject to express constitutional limitations.
While temporary departures are disclosed in her history, the
dominant and continuous thought was of a popular government under a
constitution which defined rights, duties, and powers. In that
aspect, the spasmodic decrees made by dictators in the occasional
interruptions of constitutional government should not be given
conclusive weight in the determination of rights created during
peaceful and regular eras. The divestiture of titles once legally
vested is a judicial act. In governments subject to ordinary
constitutional limitations, a mere executive declaration disturbs
no rights that have been vested, and simply presents in any given
case to the judicial department the inquiry whether the rights
claimed to have been vested were legally so vested. Undoubtedly
this government, dealing with Mexico and finding Santa Anna in
control, rightfully dealt with him in a political way in the
negotiation of a treaty and the purchase of territory, and the
judicial department of this government must recognize the action of
its executive and political department as controlling. But when the
courts are called upon to inquire as to personal rights existing in
the ceded territory, a mere declaration by the temporary executive
cannot be deemed absolutely and finally controlling. It is
unnecessary
Page 171 U. S. 291
to rest this case upon the fact disclosed that these decrees of
Santa Anna were immediately thereafter revoked. It is not
significant that the substance of them was thereafter
reestablished. We are compelled to inquire whether, prior to such
decree, there were rights vested -- rights which the Mexican
government recognized -- and then determine whether those rights
were by such decree absolutely destroyed.
Turning to the decree of November 25, 1853, the first and second
articles are mere declarations of law. The third article directs
the officials to proceed to the execution of the decree and to
recover and take possession of the lands coming within the scope of
the prior articles. It does not appear that any steps were taken by
any officials to carry into execution this decree. Whether this
particular grant came within the scope of the two declarations of
law was a question to be considered and determined. On that
question, the grantee never was heard. There never was a judicial
adjudication that his grant came within the scope of the first two
articles. He was never dispossessed. His property was never taken
possession of. It is going too far to hold that the mere
declaration of a rule of law made by a temporary dictator, never
enforced as against an individual grantee in possession of lands,
is to be regarded as operative and determinative of the latter's
rights.
As, for the reasons heretofore mentioned, we are of opinion that
a valid grant was made in this case, we think this arbitrary
declaration by a temporary dictator was not potent to destroy the
title. The decree of the Court of Private Land Claims must
therefore be reversed. As shown by the statement of facts, the
survey of the land claimed in the petition is in excess of the four
sitios granted and paid for. While the excess is not so great as in
many cases, yet we think the rule laid down in
Ely's
Administrator v. United States, ante, 171 U. S. 220,
should control, and that this government discharges its full duty
under the treaty when it recognizes a grant as valid to the amount
of land paid for.
The decree of the Court of Private Land Claims will be
reversed, and the case remanded for further proceedings.