On the trial of a person accused of rape, the court, in charging
the jury, said:
"The fact is that all the force that need be exercised, if there
is no consent, is the force incident to the commission of the act.
If there is nonconsent of the woman, the force, I say, incident to
the commission
Page 164 U. S. 645
of the crime is all the force that is required to make out this
element of the crime."
Held, that this charge covered the case where no
threats were made, where no active resistance was overcome, where
the woman was not unconscious, where there was simply nonconsent on
her part and no real resistance, and that such nonconsent was not
enough to constitute the crime of rape.
The case is stated in the opinion.
MR. JUSTICE PECKHAM delivered the opinion of the court.
The plaintiff in error was indicted in the United States
District Court for the Western District of Arkansas at the November
term, 1895, for the crime of rape, committed at the Cherokee
Nation, in the Indian country, within the Western District of
Arkansas, upon one Florence Hendrix, a white woman and not an
Indian and not a member of any Indian tribe. He was duly arraigned
and pleaded not guilty, and was tried upon the indictment at the
February term of the district court in 1896, was found guilty as
charged in the indictment, and sentenced to be hanged on the 23d
day of June, 1896. A writ of error having been allowed, the record
has been removed to this Court for review.
Upon the trial, the government gave evidence tending to show
that on the night of December 7, 1894, James P. Hendrix, the
husband of the prosecutrix, occupied a home with her and their four
young children in the Indian Territory, about two miles southwest
of a place called "Foyle." A man named Maxwell was also at the
house that night. They lived off the public road about a quarter of
a mile. About 8 o'clock that night, while the moon was shining, the
defendant rode up to the house and asked his way to Kepthart's. He
said he was lost, and asked the husband, Hendrix, if he would
please come to the door, and put him in the right direction. When
the witness opened the door, the defendant "put his gun on
Page 164 U. S. 646
him," and told witness to come out. The prosecutrix said, "No;
you are not going out," to which the defendant answered, with an
oath, "Yes, he is." The husband had on his night clothes, only
drawers and shirt, and was barefooted. The defendant, he says,
threatened to kill him, and told him to walk along down the road,
saying "my name is Henry Starr," who was a notorious train robber.
The husband was then sent down the road by the defendant, under
threats to kill him if he did not go, and after he went, the
defendant took the woman, the prosecutrix, and, as she alleged, by
threats compelled her to have connection with him twice.
Upon the cross-examination of the prosecutrix, it appeared that
she was at the time of the trial, about 25 years old, and that she
had been married 9 years. She was married at Mt. Vernon, in
Missouri, and from that time had lived a wandering life with her
husband, moving, as she said, "so often I could not tell you just
exactly where." Her testimony in regard to the commission of the
offense after the husband had moved down the road was given in
great detail, which it is not necessary to here set forth.
As the verdict of the jury is conclusive upon the merits of the
case, it becomes of the highest importance that, upon an issue of
this kind, maintained by evidence such as this record presents, the
court should charge the jury with accuracy regarding the
ingredients of the crime and the facts necessary to be proved in
order to show the guilt of the defendant. No portion of the charge
of the court under such circumstances can be said to be harmless if
it did not state correctly and fully the law applicable to the
crime, even although it may be urged that in other portions of the
charge the correct rule was laid down.
The crime itself is one of the most detestable and abominable
that can be committed, yet a charge of that nature is also one
which all judges have recognized as easy to be made and hard to be
defended against, and it has been said that very great caution is
requisite upon all trials for this crime in order that the natural
indignation of men which is aroused against the perpetrator of such
an outrage upon a defenseless
Page 164 U. S. 647
woman may not be misdirected, and the mere charge taken for
proper proof of the crime on the part of the person on trial. The
defendant in this case denied even being present upon the occasion
in question. The credibility of the prosecutrix was put in issue by
her appearing on the stand as a witness, and, although the jury
might have disbelieved the evidence of the defendant when he said
that he was not there at all, yet they were under no legal
necessity to believe in full the account given by the prosecutrix.
Assuming the presence of the defendant, the jury had the right to
believe all the testimony of the prosecutrix or only part of it --
that is, they might have believed her testimony as to the fact of
the connection between the defendant and herself, but were not
bound to believe that it was against her consent, and by the use of
force overwhelming in its nature, and beyond her power to resist,
or by virtue of such threats against her life or safety as to
overcome her will. Whether such threats were made, or whether, in
their absence, she resisted to the extent of her ability at the
time and under the circumstances, was a question for the jury. The
prosecutrix gave upon cross-examination a minute and extended
account of the manner in which the crime was committed, and of the
circumstances surrounding its commission. How much of this
testimony was credible, and what inferences ought to be drawn from
it all, were matters for the sole consideration of the jury.
With evidence such as has been outlined, the court, in charging
the jury, said:
"The fact is that all the force that need be exercised, if there
is no consent, is the force incident to the commission of the act.
If there is nonconsent of the woman, the force, I say, incident to
the commission of the crime, is all the force that is required to
make out this element of the crime."
An exception was taken to the definition of the crime as given
by the court.
In this charge, we think the court did not explain fully enough
so as to be understood by the jury what constitutes in law
nonconsent on the part of the woman and what is the force necessary
in all cases of nonconsent to constitute this crime. He merely
stated that if the woman did not give
Page 164 U. S. 648
consent, the only force necessary to constitute the crime in
that case was that which was incident to the commission of the act
itself. That is true in a case where the woman's will or her
resistance had been overcome by threats or fright, or she had
become helpless or unconscious, so that, while not consenting, she
still did not resist. But the charge in question covered much more
extensive ground. It covered the case where no threats were made,
where no active resistance was overcome, where the woman was not
unconscious, but where there was simply nonconsent on her part, and
no real resistance whatever. Such nonconsent as that is no more
than a mere lack of acquiescence, and is not enough to constitute
the crime of rape. Taking all the evidence in the case, the jury
might have inferred just that amount of nonconsent in this case.
Not that they were bound to do so, but the question was one for
them to decide. The mere nonconsent of a female to intercourse
where she is in possession of her natural, mental, and physical
powers, if not overcome by numbers, or terrified by threats, or in
such place and position that resistance would be useless, does not
constitute the crime of rape on the part of the man who has
connection with her under such circumstances. More force is
necessary when that is the character of nonconsent than was stated
by the court to be necessary to make out that element of the crime.
That kind of nonconsent is not enough, nor is the force spoken of
then sufficient, which is only incidental to the act itself.
Bishop, in his treatise on Criminal Law, says that the
proposition as to the element of consent deducible from the
authorities is that although the crime is completed where the
connection takes place without the consent of the female, yet in
the ordinary case where the woman is awake, of mature years, of
sound mind, and not in fear, a failure to oppose the carnal act is
consent, and, though she object verbally, if she make no outcry and
no resistance, she, by her conduct, consents, and the act is not
rape in the man. 2 Bishop Crim.Law ยง 1122. This is consistent, we
think, with most of the authorities on the subject.
See People
v. Dohring, 59 N.Y. 374, and cases there cited. In the New
York case, it was
Page 164 U. S. 649
held, after an examination and review of the cases, that if the
woman at the time was conscious, had the possession of her natural,
mental, and physical powers, was not overcome by numbers, or
terrified by threats, or in such place and position that resistance
would have been useless, it must also be made to appear that she
did resist to the extent of her ability at the time and under the
circumstances. So where the court stated that if there was no
consent of the woman, the force incident to the commission of the
act itself is all that is required to make out this element of the
crime, the court should have included in that statement of the law
the kind of nonconsent which the law declares is necessary should
exist. In the cases mentioned above, mere nonconsent was not
enough, nor was the force spoken of sufficient. Although it may be
claimed that other portions of the charge of the learned court
stated correctly the law with reference to this particular case,
yet we cannot escape the fear that the error above pointed out may
have found lodgment in the minds of the jury. Where the evidence of
the commission of the crime itself impresses us as being somewhat
unsatisfactory, and in a case where the life of the defendant is at
stake, we feel that it is impossible to permit him to be executed
in consequence of a conviction by a jury under a charge of the
court which, we think, in some of its features was clearly
erroneous in law because not full enough on the subject herein
discussed, even though in some parts of the charge a more full and
correct statement of the law was given. Which of the two statements
was received and acted upon by the jury it is wholly impossible for
this Court to determine, and as one of them was erroneous in not
more fully and definitely stating what was the character of the
nonconsent which rendered the mere amount of force incident to the
performance of the act itself sufficient to constitute the crime,
the judgment of death must be reversed, and the defendant subjected
to another trial, where the rules of law applicable to the case
shall be correctly and fully stated to the jury.
The judgment is therefore reversed, and the cause remanded
with instructions to grant a new trial.