U.S. Supreme Court
Hicks v. United States, 150
U.S. 442 (1893)
Hicks v. United States
No. 971
Submitted November 18, 1893
Decided November 27, 1893
150
U.S. 442
ERROR TO THE CIRCUIT COURT OF THE UNITED
STATES FOR THE WESTERN DISTRICT OF ARKANSAS
Syllabus
H. was indicted jointly with R. for the murder of C. Before the
day of trial, R. was killed, whereupon H. was tried separately. It
was clearly proved at the trial that H. did not kill C. nor take
any part in the physical struggle which resulted in his death at
the hands of R. There was evidence tending to show that, by his
language and gestures, he abetted R., but this evidence was given
by persons who stood at some distance from the scene of the crime.
H. denied having used such language, or any language with an intent
to participate in the murder, and insisted that what he had said
had been said under the apprehension that R., who
Page 150 U. S. 443
was in a dangerous mood, was about to shoot him (H.). The court
instructed the jury that it was proved beyond controversy that R.
fired the gun, and continued:
"If the defendant was actually or constructively present at that
time, and in any way aided or abetted by word or by advising or
encouraging the shooting of C. by R., we have a condition which
under the law puts him present at the place of the crime, and if
the facts show that he either aided or abetted or advised or
encouraged R., he is made a participant in the crime as thoroughly
and completely as though he had with his own hand fired the shot
which took the life of the man killed. The law further says that if
he was actually present at that place at the time of the firing by
R. and he was there for the purpose of either aiding, abetting,
advising, or encouraging the shooting of C. by R., and that as a
matter of fact he did not do it, but was present at the place for
the purpose of aiding or abetting or advising or encouraging his
shooting, but he did not do it because it was not necessary, it was
done without his assistance, the law says there is a third
condition where guilt is fastened to his act in that regard."
Held, that this instruction was erroneous in two
particulars:
(1) It omitted to instruct the jury that the acts or words of
encouragement and abetting must have been used by the accused with
the intention of encouraging and abetting R.
(2) Because the evidence, so far as the Court is permitted to
notice it as contained in the bills of exception and set forth in
the charge, shows no facts from which the jury could have properly
found that the rencounter was the result of any previous conspiracy
or arrangement.
Under the provisions in the Act of March 16, 1878, 20 Stat. 30,
c. 37, H. at the trial offered himself as a witness in his own
behalf. In charging the jury, the court said:
"The defendant has gone upon the stand in this case and made his
statement. You are to weigh its reasonableness, its probability,
its consistency, and above all you consider it in the light of the
other evidence, in the sight of the other facts. If he is
contradicted by other reliable facts, that goes against him, goes
against his evidence. You may explain it perhaps on the theory of
an honest mistake or a case of forgetfulness, but if there is a
conflict as to material facts between his statements and the
statements of the other witnesses who are telling the truth, then
you would have a contradiction that would weigh against the
statements of the defendant as coming from such witnesses."
Held that this was error, as it tended to defeat the
wise and humane provision of the law that "the person charged shall
at his own request, but not otherwise, be a competent witness."
The exception to the judge's charge does not embrace too large a
portion of it, and is not subject to the often sustained objection
of not being sufficiently precise and pointed to call the attention
of the judge to the particular error complained of.
The case is stated in the opinion.
Page 150 U. S. 144
MR. JUSTICE SHIRAS delivered the opinion of the Court.
In the Circuit Court of the United States for the Western
District of Arkansas, John Hicks, an Indian, was jointly indicted
with Stand Rowe, also an Indian, for the murder of Andrew J.
Colvard, a white man, by shooting him with a gun on the 13th of
February, 1892. Rowe was killed by the officers in the attempt to
arrest him, and Hicks was tried separately, and found guilty, in
March, 1893. We adopt the statement of the facts in the case made
in the brief for the government as correct and as sufficient for
our purposes:
"It appears that on the night of the 12th of February, 1892,
there was a dance at the house of Jim Rowe, in the Cherokee Nation;
that Jim Rowe was a brother to Stand Rowe, who was indicted jointly
with the defendant; that a large number of men and women were in
attendance; that the dance continued until near sunrise the morning
of the 13th; that Stand Rowe and the defendant were engaged in what
was called 'scouting,'
viz., eluding the United States
marshals who were in search of them with warrants for their arrest,
and were armed for the purpose of resisting arrest. They appeared
at the dance, each armed with a Winchester rifle. They were both
Cherokee Indians. The deceased, Andrew J. Colvard, was a white man
who had married a Cherokee woman. He had been engaged in the
mercantile business in the Cherokee country until a few months
before the homicide. He came to the dance on horseback on the
evening of the 12th. A good deal of whisky was drunk during the
night by the persons present, and Colvard appears to have been
drunk at some time during the night. Colvard spoke Cherokee
fluently, and appears to have been very friendly with Stand Rowe
and the defendant Hicks."
"On the morning of the 13th, as the party were dispersing,
Page 150 U. S. 445
Colvard invited Stand Rowe and Hicks to go home with him, and
repeated frequently this invitation. Finally he offered as an
inducement to Stand Rowe, if he would accompany him home, to give
him a suit of clothes, and a hat and boots. The urgency of these
invitations appears to have excited the suspicion of the defendant
in error, who declared openly that if Colvard persisted in his
effort to take Stand Rowe away with him, he would shoot him."
"Sometime after sunrise on the morning of the 13th, about 7
o'clock, S. J. Christian, Benjamin F. Christian, Wm. J. Murphy, and
Robert Murphy, all of whom had been at the dance the night before
and had seen there Colvard, Stand Rowe, and the defendant, were
standing on the porch of the house of William J. Murphy, about 414
steps west from the house of Jim Rowe, and saw Stand Rowe, coming
on horseback in a moderate walk, with his Winchester rifle lying
down in front of him, down a 'trail' which led into the main
traveled road. Before Stand Rowe appeared in sight, the men who
were on the porch had heard a 'whoop' in the direction from which
Stand Rowe came, and this 'whoop' was responded to by one from the
main road in the direction of Jim Rowe's house. Stand Rowe halted
within five or six feet of the main road, and the men on the porch
saw Mr. Colvard and the defendant Hicks riding together down the
main road from the direction of Jim Rowe's house."
"As Colvard and Hicks approached the point where Stand Rowe was
sitting on his horse, Stand Rowe rode out into the road and halted.
Colvard then rode up to him in a lope or canter, leaving Hicks, the
defendant, some 30 or 40 feet in his rear. The point where the
three men were together on their horses was about 100 yards from
where the four witnesses stood on the porch. The conversation
between the three men on horseback was not fully heard by the four
men on the porch, and all that was heard was not understood,
because part of it was carried on in the Cherokee tongue; but some
part of this conversation was distinctly heard and clearly
understood by these witnesses. They saw Stand Rowe twice raise his
rifle and aim it at Colvard, and twice he lowered it. They
Page 150 U. S. 446
heard Colvard say, 'I am a friend to both of you.' They saw and
heard the defendant Hicks laugh aloud when Rowe directed his rifle
towards Colvard. They saw Hicks take off his hat, and hit his horse
on the neck or shoulder with it. They heard Hicks say to Colvard,
'Take off your hat, and die like a man; they saw Stand Rowe raise
his rifle for the third time point it at Colvard and fire it; they
saw Colvard's horse wheel and run back in the direction of Jim
Rowe's house, 115 or 116 steps; they saw Colvard fall from his
horse; they went to where he was lying in the road, and found him
dead; they saw Stand Rowe and John Hicks ride off together after
the shooting."
Hicks testified in his own behalf, denying that he had
encouraged Rowe to shoot Colvard, and alleging that he had
endeavored to persuade Rowe not to shoot.
At the trial, the government's evidence clearly disclosed that
John Hicks, the accused, did not, as charged in the indictment,
shoot the deceased, nor take any part in the physical struggle. To
secure a conviction, it hence became necessary to claim that the
evidence showed such participation in the felonious shooting of the
deceased as to make the accused an accessory, or that he so acted
in aiding and abetting Rowe as to make him guilty as a principal.
The prosecution relied on evidence tending to show that Rowe and
Hicks cooperated in inducing Colvard to leave the house, where they
and a number of others had passed the night in a drunken dance, and
to accompany them up the road to the spot where the shooting took
place. Evidence was likewise given by two or three men who, from a
house about one hundred yards distant, were eyewitnesses of the
occurrence, that the three men were seated on their horses a few
feet apart; that Rowe twice raised his gun and aimed at Colvard;
that Hicks was heard to laugh on both occasions; that Rowe
thereupon withdrew his gun; that Hicks pulled off his hat, and,
striking his horse with it, said to Colvard, "Pull off your hat,
and die like a man;" that thereupon Rowe raised his gun a third
time, and fired at Colvard, whose horse then ran some distance
before Colvard fell. As the horse ran, Rowe fired a second time.
When Colvard's
Page 150 U. S. 447
body was subsequently examined, it was found that the first
bullet had passed through his chest, inflicting a fatal wound, and
that the second had not taken effect.
The language attributed to Hicks, and which he denied having
used, cannot be said to have been entirely free from ambiguity. It
was addressed not to Rowe, but to Colvard. Hicks testified that
Rowe was in a dangerous mood, and that he did not know whether he
would shoot Colvard or Hicks. The remark made -- if made --
accompanied with the gesture of taking off his own hat, may have
been an utterance of desperation, occasioned by his belief that
Rowe would shoot one or both of them. That Hicks and Rowe rode off
together after seeing Colvard fall was used as a fact against
Hicks, pointing to a conspiracy between them. Hicks testified that
he did it in fear of his life; that Rowe had demanded that he
should show him the road which he wished to travel. Hicks further
testified -- and in this he was not contradicted -- that he
separated from Rowe a few minutes afterwards, on the first
opportunity, and that he never afterwards had any intercourse with
him, nor had he been in the company of Rowe for several weeks
before the night of the fatal occurrence.
Two of the assignments of error are especially relied on by the
counsel of the accused. One arises out of that portion of the
charge wherein the judge sought to instruct the jury as to the
evidence relied on as showing that Hicks aided and abetted Rowe in
the commission of the crime. The language of the learned judge was
as follows:
"We are to proceed, then, to see whether the defendant was a
party to the killing -- that is, whether he was connected with it,
or so aided or assisted in producing the act as under the law he is
responsible by the rules of the law for that act as well as the man
who fired the fatal shot, if he were alive. We go to the first
proposition, where the crime of murder has been committed, which
asserts that he who with his own hand did the act which produced
the result is guilty. The second proposition is that if at the time
that Andrew J. Colvard was shot by Stand Rowe, the defendant was
present at that time and at the place of shooting, that, of
course,
Page 150 U. S. 448
would not alone make him guilty -- the mere fact that he was
present. Yet it is an element that we are to take into
consideration to see whether his connection with the killing was
such that he is guilty of the crime, because he could not be guilty
unless present actually or constructively. Then we are to see
whether he was present at the place of the killing. That does not
mean that he had to be right at the man who was shot, right by the
side of Stand Rowe, but that he was so near to that place as that
he could in some way contribute to the result that was produced by
some act done by him or by some words spoken by him. First, then,
we inquire if he was present at the place of the shooting, and
then, while so present, whether he aided, abetted, or advised or
encouraged the shooting of Andrew J. Colvard by Stand Rowe. Now
that is the second proposition I have asserted. Stand Rowe, as the
proofs show beyond controversy -- and when the proof shows anything
beyond controversy, I may allude to it in that way -- is the man
who fired the gun. It the defendant was actually or constructively
present at that time, and in any way aided or abetted by word or by
advising or encouraging the shooting of Colvard by Stand Rowe, we
have a condition which, under the law, puts him present at the
place of the crime; and, if the facts show that he either aided or
abetted or advised or encouraged Stand Rowe, he is made a
participant in the crime as thoroughly and completely as though he
had with his own hand fired the shot which took the life of the man
killed. That is the second condition. The law further says that if
he was actually present at that place at the time of the firing by
Stand Rowe, and he was there for the purpose of either aiding,
abetting, advising, or encouraging the shooting of Andrew J.
Colvard by Stand Rowe, and that as a matter of fact he did not do
it, but was present at the place for the purpose of aiding or
abetting or advising or encouraging his shooting, but he did not do
it because it was not necessary, it was done without his
assistance, the law says there is a third condition where guilt is
fastened to his act in that regard. "
Page 150 U. S. 449
We agree with the counsel for the plaintiff in error in thinking
that this instruction was erroneous in two particulars. It omitted
to instruct the jury that the acts or words of encouragement and
abetting must have been used by the accused with the intention of
encouraging and abetting Rowe. So far as the instruction goes, the
words may have been used for a different purpose, and yet have had
the actual effect of inciting Rowe to commit the murderous act.
Hicks, indeed, testified that the expressions used by him were
intended to dissuade Rowe from shooting. But the jury were left to
find Hicks guilty as a principal because the effect of his words
may have had the result of encouraging Rowe to shoot, regardless of
Hicks' intention. In another part of the charge, the learned judge
did make an observation as to the question of intention in the use
of the words, saying:
"If the deliberate and intentional use of words has the effect
to encourage one man to kill another, he who uttered these words is
presumed by the law to have intended that effect, and is
responsible therefor."
This statement is itself defective in confounding the
intentional use of the words with the intention as respects the
effect to be produced. Hicks no doubt
intended to use the
words he did use, but did he thereby
intend that they were
to be understood by Rowe as an encouragement to act? However this
may be, we do not think this expression of the learned judge
availed to cure the defect already noticed in his charge -- that
the mere use of certain words would suffice to warrant the jury in
finding Hicks guilty, regardless of the intention with which they
were used.
Another error is contained in that portion of the charge now
under review, and that is the statement
"that, if Hicks was actually present at that place at the time
of the firing by Stand Rowe, and he was there for the purpose of
either aiding, abetting, advising, or encouraging the shooting of
Andrew J. Colvard by Stand Rowe, and that, as a matter of fact, he
did not do it, but was present for the purpose of aiding or
abetting or advising or encouraging his shooting, but he did not do
it because it was not necessary, it was done without his
assistance,
Page 150 U. S. 450
the law says there is a third condition where guilt is fastened
to his act in that regard."
We understand this language to mean that where an accomplice is
present for the purpose of aiding and abetting in a murder, but
refrains from so aiding and abetting because it turned out not to
be necessary for the accomplishment of the common purpose, he is
equally guilty as if he had actively participated by words or acts
of encouragement. Thus understood, the statement might in some
instances be a correct instruction. Thus, if there had been
evidence sufficient to show that there had been a previous
conspiracy between Rowe and Hicks to waylay and kill Colvard,
Hicks, if present at the time of the killing, would be guilty even
if it was found unnecessary for him to act. But the error of such
an instruction in the present case is in the fact that there was no
evidence on which to base it. The evidence, so far as we are
permitted to notice it, as contained in the bills of exception and
set forth in the charge shows no facts from which the jury could
have properly found that the rencounter was the result of any
previous conspiracy or arrangement. The jury might well therefore
have thought that they were following the court's instructions in
finding the accused guilty because he was present at the time and
place of the murder, although he contributed neither by word nor
action to the crime, and although there was no substantial evidence
of any conspiracy or prior arrangement between him and Rowe.
Another assignment seems to us to present a substantial error.
This has to do with the instructions by the learned judge to the
jury on the weight which they should give to the testimony of the
accused in his own behalf. Those instructions were in the following
words:
"The defendant has gone upon the stand in this case, and made
his statement. You are to weigh its reasonableness, its
probability, its consistency, and above all you consider it in the
light of the other evidence, in the light of the other facts. If he
is contradicted by other reliable facts, that goes against him --
goes against his evidence. You may explain it perhaps on the theory
of an honest mistake, or a case of forgetfulness,
Page 150 U. S. 451
but if there is a conflict as to material facts between his
statements and the statements of the other witnesses who are
telling the truth, then you would have a contradiction that would
weigh against the statements of the defendant as coming from such
witnesses. You are to consider his interest in this case, you are
to consider his consequent motive growing out of that interest, in
passing upon the truthfulness or falsity of his statement. He is in
an attitude, of course, where any of us, if so situated, would have
a large interest in the result of the case -- the largest, perhaps,
we could have under any circumstances in life -- and such an
interest, consequently, as might cause us to make statements to
influence a jury in passing upon our case that would not be
governed by the truth. We might be led away from the truth because
of our desire. Therefore it is but right, and it is your duty, to
view the statements of such a witness in the light of his attitude
and in the light of other evidence."
The learned judge therein suggests to the jury that there was or
might be "a conflict as to material facts between the statements of
the accused and the statements of the other witnesses who are
telling the truth," and that "then you would have a contradiction
that would weigh against the statements of the defendant as coming
from such witness."
The obvious objection to this suggestion is in its assumption
that the other witnesses, whose statements contradicted those of
the accused, were "telling the truth."
The learned judge further, in this instruction, argued to the
jury that in considering the personal testimony of the accused,
they should consider
"his interest in this case. . . . You are to consider his
consequent motive growing out of that interest in passing upon the
truthfulness or falsity of his statement. He is in an attitude, of
course, where any of us, if so situated, would have a large
interest in the result of the case -- the largest, perhaps, we
could have under any circumstances in life -- and such an interest,
consequently, as might cause us to make statements to influence a
jury in passing upon our case that would not be governed by the
truth. We might be led away from the truth because of our desire.
Therefore, it is
Page 150 U. S. 452
but right, and it is but your duty, to review the statements of
such a witness in the light of his attitude and in the light of the
other evidence."
It is not easy to say what effect this instruction had upon the
jury. If this were the only objectionable language contained in the
charge, we might hesitate in saying that it amounted to reversible
error. It is not unusual to warn juries that they should be careful
in giving effect to the testimony of accomplices, and perhaps a
judge cannot be considered as going out of his province in giving a
similar caution as to the testimony of the accused person. Still it
must be remembered that men may testify truthfully although their
lives hang in the balance, and that the law, in its wisdom, had
provided that the accused shall have the right to testify in his
own behalf. Such a privilege would be a vain one if the judge, to
whose lightest word the jury, properly enough, give a great weight,
should intimate that the dreadful condition in which the accused
finds himself should deprive his testimony of probability. The wise
and humane provision of the law is that "the person charged shall
at his own request, but not otherwise, be a competent witness." The
policy of this enactment should not be defeated by hostile comments
of the trial judge, whose duty it is to give reasonable effect and
force to the law.
These strictures cannot be regarded as inappropriate when the
facts of the present case are considered. The only substantial
evidence against the accused on which the jury had a right to find
him guilty was that of witnesses who testified to words used by him
at a distance of not less than one hundred yards. Apart from the
language so attributed to him, there was no evidence that would
have warranted a jury in condemning him. His denial of his use of
the words, and his explanation of his conduct, should, we think,
have been submitted to the jury as entitled to the most careful
consideration. There was nothing intrinsically improbable in his
statements, and it is not without significance that the inculpatory
words were not testified to by the witnesses at the preliminary
examination before the commissioner when the incident was fresh in
their recollection.
Page 150 U. S. 453
It is urged in the brief filed for the government that the
exception which is the subject of the first assignment of error
should not be considered by this Court, because it embraces too
large a portion of the judge's charge, and cases are cited in which
this Court has censured wholesale exceptions to a charge. It is
justly said that the exception ought to be so precise and pointed
as to call the attention of the judge to the particular error
complained of, so as to afford him an opportunity to correct any
inadvertence in form or substance into which he may have fallen .
And it is further said that the revising court ought not to be
compelled to search through long passages in an exception to reach
errors that may be contained therein.
Conceding that such criticisms have often been justly made, we
yet think that they do not apply to the exception under
consideration. To enable us to form a just view of the error
complained of, it was necessary, or at least useful, to cite the
entire passage of the charge that covered it. To have selected
certain obnoxious sentences as the subject of special exceptions
might have justified the very apposite criticism that the omitted
context would have explained or nullified the error.
The learned judge below seems to have been satisfied with the
shape in which the exceptions were presented to him, and we think
they sufficiently raise the questions we have considered.
The judgment of the court below is reversed, and the cause
remanded, with directions to set aside the verdict and award a new
trial.
MR. JUSTICE BREWER dissenting.
I dissent from the opinion and judgment of the Court in this
case. It seems to me that the opinion proceeds in disregard of
rules long ago established in regard to the conditions under which
an appellate court will review the instructions given on the trial.
Take the first matter referred to in the opinion. A page or so of
the court's charge is excepted
Page 150 U. S. 454
to, and the exception is taken in this way: "To the giving of
which charge to the jury the defendant at the time excepted." No
particular sentence or proposition on this page is excepted to. No
ground of objection is noted. The attention of the trial court is
not directed to any matter, whether of statement or omission, which
the defendant claims is objectionable, and so no opportunity given
to correct the alleged mistake.
I understand the rule of law to be well settled that the
attention of the trial court must be called to the specific matter
which is claimed to be objectionable, and so called that an
opportunity is given to make a correction.
Non constat but
that, if the attention of the court is thus called to the
particular matter, it will correct, and thus remedy, any supposed
error. Now, as stated, this whole page is objected to, and no
grounds of objection given, no particular matter pointed out as
erroneous, and yet there can be no doubt that much of what is said,
and some at least, of the propositions found in this portion of the
charge, are unobjectionable. What is there wrong, for instance, in
these declarations of law:
"We go to the first proposition where the crime of murder has
been committed, which asserts that he who, with his own hand, did
the act which produced the result is guilty. The second proposition
is that if at the time that Andrew J. Colvard was shot by Stand
Rowe, the defendant was present at that time and at the place of
the shooting, that, of course, would not alone make him guilty --
the mere fact that he was present. . . . Yet it is an element that
we are to take into consideration, to see whether his connection
with the act of killing was such that he is guilty of the crime,
because he could not be guilty unless present, actually or
constructively. . . . Then we are to see whether he was present at
the place of the killing. That does not mean that he had to be
right at the man who was shot -- right by the side of Stand Rowe --
but that he was so near to that place as that he could in some way
contribute to the result that was produced by some act done by him
or some words spoken by him. "
Page 150 U. S. 455
The decision of this Court is that in the latter part of the
charge on this page there was an omission of certain matter which
was necessary to make the statement of the law full and accurate.
What is that omission? Simply this: that when the court spoke of
aiding or abetting "by word, or by advising or encouraging," it did
not add that "the acts or words of encouragement and abetting must
have been used by the accused with the intention of encouraging and
abetting." Can a party "advise" another to kill, without intending
to encourage the killing? Does not the word "abet" imply an intent
that the party shall do that which he is abetted to do? Bouvier
(vol. 1, p. 39) says: "To abet another to commit a murder is to
command, procure, or counsel him to commit it." We are not dealing
with the mock scenes and shows of the stage, but with real life,
and in that, who does not understand that the significance of the
word "abet" is as Bouvier defines it, and carries with it the
intent that the party shall do that which he is commanded,
counseled, or encouraged to do? But whatever of technical criticism
may be placed upon this language, can there be any doubt that
twelve ordinary men, sitting as jurors, would understand that there
was implied the intent on the part of the defendant to bring about
the homicide by the use of the words? If the counsel for defendant
thought there was any possibility of the jury being misled, or that
any juror would understand the court as meaning to tell them that a
party who, with no thought of murder, makes some casual remark,
upon the hearing of which a third person is prompted to shoot and
kill, was also guilty of murder from the mere fact of this
accidental remark, all that would have been necessary would have
been to call the attention of the court to the matter, and, to
avoid the possibility of misunderstanding, a correction would
unquestionably have been made. It seems to me that great injustice
is being done to the government, and wrong to the public, when
verdicts of guilty are set aside by reason of an omission from the
charge which probably did not mislead the jury; which would
unquestionably have been corrected, if called to the attention of
the court; which was not specially excepted to; which affects
but
Page 150 U. S. 456
one proposition among many, all of which were challenged by only
a single exception running to them as an entirety; which was not
noticed in the motion for a new trial or in the assignment of
errors, and is evidently an afterthought of counsel, with the
record before them, studying up some ground for a reversal.
With regard to the second error said by the court to exist in
this page of the charge, it is found, as clearly appears from the
opinion, only in the last sentence, and as an independent
proposition. No separate exception was filed to that proposition.
Could anything more clearly emphasize the fact that, by this
opinion, the Court is reversing the rule heretofore laid down as
law in the quotations presently to be made, than thus picking out a
single sentence containing an independent proposition, not
especially excepted to, and declaring that a general exception to
an entire page brings this error up for review? And that too when
it is conceded that the objectionable words stated a proposition of
law correctly applicable to some cases, though, as claimed, not to
the facts of this. And here it is well to note the language of Rule
4 of this Court:
"The judges of the circuit and district courts shall not allow
any bill of exceptions which shall contain the charge of the court
at large to the jury in trials at common law upon any general
exception to the whole of such charge. But the party excepting
shall be required to state distinctly the several matters of law in
such charge to which he excepts, and those matters of law, and
those only, shall be inserted in the bill of exceptions, and
allowed by the court."
What matter of law was distinctly stated in the bill of
exceptions? I understand the Court to concede that the rule is
substantially as I have claimed, but hold that it is inapplicable
here, and that in order to present a just view of the error
complained of, it was necessary, or at least useful, to cite the
entire passage of the charge that covered it. The law is good, but
it ought not to be enforced. When, as here, the entire charge is
preserved in the record, it is not necessary to extend an exception
to a whole page in order to see the bearing of the particular
matter of alleged error. Even if the entire
Page 150 U. S. 457
charge was not preserved, and we had only this page before us,
and the consideration of the entire charge was necessary to
disclose the bearing of the particular sentence or proposition
claimed to be erroneous -- conceding all this, it does not obviate
the difficulty that the specific error now complained of was not
called to the attention of the trial court. And after all, the rule
is as shown in the quotations following, that an objection must be
made in such a way that the trial court knows what it is that is
objected to and has an opportunity to make a correction. Nothing of
that kind is possible when a party excepts to a whole page of the
charge and in the appellate court, for the first time, calls
attention to the specific matter in a portion of that page which is
said to be objectionable.
The suggestion that because the learned judge below was
satisfied with the shape in which the exceptions were presented to
him, this Court must consider them as sufficient for any matter
which the ingenuity of counsel may, since the trial, have
discovered has certainly the merit of novelty. No one can say from
this record that the questions which have been argued, and upon
which the reversal is ordered, were ever suggested to the trial
court at the time the instructions were given, or on the motion for
a new trial, and they are not named in the assignments of error,
and yet, because the trial judge did not direct that the exceptions
be prepared in some other way, this Court holds that they are
sufficient to bring all the matters involved in this page of the
charge before this Court.
In the case of
Carver v.
Jackson, 4 Pet. 1,
29 U. S. 81, the
entire charge was placed in the record, with a general exception to
each and every part thereof. This practice was strongly condemned,
and in the opinion, Mr. Justice Story uses this language, quoted
approvingly by Chief Justice Marshall in
Ex
Parte Crane, 5 Pet.191,
30 U. S.
198:
"If, indeed, in the summing up, the court should mistake the
law, that would justly furnish a ground for an exception. But the
exception should be strictly confined to that misstatement, and, by
being made known at the moment, would often enable the court to
correct an erroneous expression, or to
Page 150 U. S. 458
explain or quality it in such a manner as to make it wholly
unexceptionable or perfectly distinct."
In the case of
First Unitarian Society v. Faulkner,
91 U. S. 415,
91 U. S. 423, this
Court said:
"Two or three passages of the charge, it must be admitted, are
quite indefinite and somewhat obscure, but they are not more so
than the exceptions of the defendants, which are addressed to
nearly a page of the remarks of the judge, without any attempt to
specify any particular paragraph or passage as the subject of
complaint; nor does the assignment of errors have much tendency to
remove the ambiguity."
"Instructions given by the court to the jury are entitled to a
reasonable interpretation, and they are not, as a general rule, to
be regarded as the subject of error on account of omissions not
pointed out by the excepting party."
In
Railroad Company v. Varnell, 98 U. S.
479,
98 U. S. 482, a
similar matter was presented to the Court and disposed of in these
words:
"Three exceptions are embraced in the first assignment of error,
and the complaint is that the court erred in failing to give the
defendants the full benefit of their evidence as to the
contributory negligence of the plaintiff."
"Turning to the record, it appears that the first exception to
the charge of the court is addressed to nearly a page of the
remarks of the presiding justice, with nothing to aid the inquirer
in determining what the complaint is beyond what may be derived
from the exception, which is in the following words: 'To which
instruction the counsel for the defendants then and there
excepted.'"
"Much less difficulty would arise if the assignment of error
contained any designation of the precise matter of complaint, but
nothing of the kind can be obtained from that source. Certain
portions of those remarks appear to be unobjectionable -- as, for
example, the judge told the jury that they must first determine
whether the plaintiff was a passenger on the railroad of the
defendants, and he called their attention to the testimony of the
conductor that the plaintiff was not in the car in which it seems
he claimed that he had been riding just before he received the
injury. "
Page 150 U. S. 459
In
Mobile & Montgomery Railway v. Jurey,
111 U. S. 584,
111 U. S. 596,
the rule is thus stated:
"Conceding that the charge in respect to the rate of interest
was erroneous, the judgment should not be reversed on account of
the error. The charge contained at least two propositions -- first,
that the measure of damages was the value of the cotton in New
Orleans, with interest from the time when the cotton should have
been delivered; second, that the rate of interest should be eight
percent. It is not disputed that the first proposition was correct.
But the exception to the charge was general. It was therefore
ineffectual. It should have pointed out to the court the precise
part of the charge that was objected to."
"The rule is that the matter of exception shall be so brought to
the attention of the court, before the retirement of the jury to
make up their verdict, as to enable the judge to correct any error,
if there be any, in his instructions to them."
See also Bogk v. Gassert, 149 U. S.
17,
149 U. S.
26.
And this, I understand, is the rule in all appellate courts. I
think it should be strictly adhered to, and that this Court should
not notice an exception which runs to a page of the court's charge,
which points out no sentence or clause which is objected to, and
specifies no ground of objection.
Again, in that portion of the charge calling attention to the
weight to be given to the testimony of the defendant, I think the
court committed no error. The statute makes the defendant a
competent witness. It affirms nothing as to his credibility. I
understand the rule to be that a court is always at liberty to
refer to any matters, interest, impeachment, contradiction,
feeling, or otherwise, that bear upon the question of the
credibility of any witness. When the defendant becomes a witness,
he subjects himself to the same liability to criticism. Stress is
laid upon these words, "the other witnesses who are telling the
truth," and it is said that there is an assumption that the
witnesses who contradict the defendant are telling the truth. If
the first "the" had been omitted, and the language been "other
witnesses," etc., no such implication would arise. Is not this a
refinement of criticism which offends common
Page 150 U. S. 460
sense? Does anyone suppose that the jury understood the court to
instruct them that the witnesses for the government were telling
the truth, and that the defendant was lying when he testified
differently? Is it not clear that they would understand simply that
their attention was called to the effect on his credibility of a
contradiction between his testimony and that of disinterested
witnesses? Has it come to this: that the use of the "definite
article" in a charge is sufficient to set aside a verdict and
overthrow a trial? It is undisputable that where the government
calls an accomplice, it is the right, if not the duty, of the court
to call the attention of the jury to his relationship to the case
and the bearing which such relationship has upon his credibility.
If it may and ought to do that to protect the defendant against the
danger of perjury on the part of witnesses of the government, may
it not and ought it not to do the same to protect the government
against the at least equal danger of perjury on the defendant's
part? It is the duty of the trial court to hold the scales even
between the government and the defendant, and, generally speaking,
what it may and ought to do on the one side it may and ought to do
on the other. For these reasons, I dissent.
I am authorized to say that MR. JUSTICE BROWN concurs with me in
this dissent.