Letters patent No. 260,232, granted June 27, 1882, to Henry
Huber, as assignee of Stewart Peters and William Donald, of
Glasgow, Scotland, for an "improvement in water closets," the
patent expressing on its face that it was "subject to the
limitation prescribed by § 4887, Rev.Stat., by reason of English
patent dated April 7, 1874, No. 1207," are void because the English
patent had expired April 7, 1881.
Reissued letters patent No. 10,86, granted to James E. Boyle,
April 19, 1887, for an improvement in flushing apparatus for water
closets, on the reissue of original patent No. 291,139, granted to
Boyle January 1, 1884, the application for the reissue having been
filed January 2, 1885, are void, as to claims 1 and 2 of the
reissue.
Page 148 U. S. 271
Every claim of the original patent contained as an element a
flushing chamber, and no claim of the reissue which leaves out a
flushing chamber can be construed as valid.
There is new matter in the reissue specification inserted to lay
a foundation for the expanded claims in the reissue.
There is nothing in the original patent which suggests the
possibility that Boyle's invention could be operated by a
combination which omitted the flushing chamber as an element
thereof.
In equity to prevent the infringement of letters patent and for
damages for such infringement. Decree dismissing the bill, from
which the plaintiffs appealed. The case is stated in the
opinion.
MR. JUSTICE BLATCHFORD delivered the opinion of the Court.
This is a bill in equity filed October 3, 1887, in the Circuit
Court of the United States for the Eastern Division of the Eastern
District of Missouri by Henry Huber and James E. Boyle, as
plaintiffs, against the N. O. Nelson Manufacturing Company, a
Missouri corporation, for the alleged infringement of two
patents.
The first patent sued upon was granted June 27, 1882, No.
260,232, for an "improvement in water closets," to Henry Huber, one
of the plaintiffs, as assignee of Stewart Peters and William
Donald, of Glasgow, Scotland. That patent sets forth that Peters
and Donald had presented a petition for the grant of a patent for
such improvement, and had assigned their right, title, and interest
in it to Huber, and that a description of the invention was
contained in the specification annexed to the patent, and the
patent granted to Huber, his heirs or assigns, for seventeen years
from June 27, 1882, the exclusive right to make, use, and vend the
invention throughout
Page 148 U. S. 272
the United States and the territories thereof, "subject to the
limitation prescribed by sec. 4887, Rev.Stat., by reason of English
patent, dated April 7, 1874, No. 1207."
The answer of the defendant avers that although the British
patent, No. 1207, was granted to Peters and Donald on April 7,
1874, for fourteen years from that date, it was subject to the
provisions and conditions of § 2 of chapter 5 of the Act of 16
Victoria approved February 21, 1853, and to the condition
thereunder that if Peters and Donald, their executors,
administrators, or assigns, did not pay a stamp duty of �100 on the
patent before the expiration of seven years from its date, it
should become void; that such duty was not paid, but the patentees
voluntarily allowed the patent to expire at the end of seven years
from its date, and that it became void thereby, and since April 7,
1881, has been of no force or effect.
The English patent covered the same invention which is covered
by United States patent No. 260,232. Peters and Donald assigned all
their interest in the invention to James E. Boyle, October 27,
1881. The application for the United States patent was filed
November 29, 1881, and after the patent was granted, Boyle assigned
his interest to Huber November 26, 1881. Thus it appears that the
application for No. 260,232 was filed more than seven months after
the English patent to Peters and Donald had become void, and that
the invention was assigned by Peters and Donald to Boyle more than
six months after that patent had become void.
Sections 4886 and 4887 of the Revised Statutes, which were taken
from §§ 24 and 25 of the Act of July 8, 1870, c. 230, 16 Stat. 201,
read as follows:
"SEC. 4886. Any person who has invented or discovered any new
and useful art, machine, manufacture, or composition of matter, or
any new and useful improvement thereof, not known or used by others
in this country and not patented or described in any printed
publication in this or any foreign country, before his invention or
discovery thereof, and not in public use or on sale for more than
two years prior to his
Page 148 U. S. 273
application, unless the same is proved to have been abandoned,
may, upon payment of the fees required by law, and other due
proceedings had, obtain a patent therefor."
"SEC. 4887. No person shall be debarred from receiving a patent
for his invention or discovery, nor shall any patent be declared
invalid, by reason of its having been first patented or caused to
be patented in a foreign country unless the same has been
introduced into public use in the United States for more than two
years prior to the application. But every patent granted for an
invention which has been previously patented in a foreign country
shall be so limited as to expire at the same time with the foreign
patent, or, if there be more than one at the same time with the one
having the shortest term, and in no case shall it be in force more
than seventeen years."
It was contended for the defendant in the circuit court, and was
so held by that court, that patent No. 260,232 was void under §
4887 of the Revised Statutes because it was granted after the
English patent to Peters and Donald had ceased to exist. The
opinion of Judge Thayer, who held the circuit court, is reported in
38 F. 830. The facts above set forth are undisputed. Judge Thayer
held that under the decision of this Court in
Bate
Refrigerating Co. v. Hammond, 129 U.
S. 151, patent No. 260,232 was void.
In
Bate Refrigerating Co. v. Hammond, a United States
patent had been granted November 20, 1877, for seventeen years, on
an application filed December 1, 1876. A patent for the same
invention had been granted in Canada January 9, 1877, to the same
patentee, for five years from that day, on an application made
December 19, 1876. On a petition filed in Canada by the patentee,
December 5, 1881, the Canada patent, on December 12, 1881, was
extended for five years from January 9, 1882, and on December 13,
1881, for five years from January 9, 1887, under § 17 of the Canada
act assented to June 14, 1872, 35 Vict. c. 26. On those facts, this
Court held, under § 4887 of the Revised Statutes, that as the
Canada act was in force when the United States patent was applied
for and issued, and the Canada extension was a
Page 148 U. S. 274
matter of right at the option of the patentee, on his payment,
of a required fee, and the 15-years term of the Canada patent had
been continuous and without interruption, the United States patent
did not expire before the end of the fifteen-years duration of the
Canada patent. Of course, the Canada patent was in force when the
United States patent was granted, and the question presented in the
present case did not distinctly arise. Judge Thayer held that it
was a logical conclusion from the decision in Refrigerating Co. v.
Hammond that a United States patent which was issued subject to the
provisions of § 4887 remained in force no longer than the foreign
patent having the shortest term, and that the omission to do an act
required by the foreign law, which worked an absolute forfeiture of
the foreign grant, extinguished the United States patent.
The circuit court also held that, as § 4887 enacted that the
United States patent granted for an invention which had been
previously patented in a foreign country should be so limited as to
expire at the same time with the foreign patent, it presupposed
that at the date of the United States patent, there was in force a
foreign patent for the invention, and that, if there was no such
foreign patent in force when the United States patent issued, but
only though theretofore granted for the invention, theretofore
granted for the invention, there was no authority in law for the
United States grant. In other words, the moment patent No. 260,232
was granted, § 4887 took effect upon it, and caused it to expire in
the same instant in which it was created, or to be strangled in its
birth.
The final decree of the circuit court in the present case was
entered May 25, 1889. It decreed, among other things, that No.
260,232 was issued without authority of law, and was null and void.
Since that time, and on March 24, 1890, this Court decided the case
of
Pohl v. Anchor Brewing Co., 134
U. S. 385, in which we held that a United States patent
ran for the term for which the prior foreign patent was granted,
without reference to whether the latter patent became lapsed and
forfeited, after the grant of the United States patent, by
reason
Page 148 U. S. 275
of the failure of the patentee to comply with the requirements
of the foreign patent law. But that case did not distinctly cover
the present one because in that case the foreign patent was in
force when United States patent was granted, and it became lapsed
or forfeited thereafter, in consequence of the failure of the
patentee to comply with the requirements of the foreign patent
law.
We are of opinion that as in the case at bar, the foreign patent
was not in force when the United States patent was issued, the
latter patent never had any force or validity. The delay in
applying for the United States patent until after the foreign
patent expired amounted to an abandonment of the right to a United
States patent. This is in accordance with the view of the
Commissioner of Patents in
Mushet's Case, Commissioner's
Decisions of 1870, p. 106.
The other patent sued on in the present case is reissued letters
patent No. 10,826, granted to James E. Boyle, April 19, 1887, for
an improvement in flushing apparatus for water closets, claims 1
and 2 of which are alleged to have been infringed. The original
patent, No. 291, 139, was granted to Boyle, January 1, 1884, and
the application for the reissue was filed January 2, 1885.
The answer sets up the invalidity of such reissue and avers that
the original patent was not inoperative or invalid by reason of an
insufficient or defective specification, but was surrendered, after
unreasonable delay, solely for the purpose of enlarging the
specification and claims and to cover improvements not within the
contemplation of Boyle when he filed his original application and
received his original patent; that the claims of the reissue unduly
broadened the original patent; that the further design of Boyle in
asking for the reissue was to cover apparatus placed upon the
market before such reissue was applied for, by Frank B. Hanson,
under letters patent No. 308,358, issued to Hanson, November 25,
1884, but applied for June 12, 1883; that said reissue No. 10,826,
and especially claims 1, 2, and 4 thereof, were not for any
invention described, indicated, or suggested in the original patent
No. 291,139; that the Commissioner of Patents exceeded his
authority in granting
Page 148 U. S. 276
such reissue, and that said claims and such reissue were void
from the beginning.
The circuit court, in its decree entered May 25, 1889, adjudged
that claims 1 and 2 of such reissue were granted without authority
of law, and were null and void, that the defendant had not
infringed any of the remaining claims of such reissue, the whole
number of claims being six, and that the bill be dismissed with
costs. The plaintiffs appealed to this Court from the entire
decree. James E. Boyle having died during the pendency of the
appeal, his administrator has been substituted as a party.
Judge Thayer, in his opinion, 38 F. 830, goes very fully into
the question of the validity of the reissue. In order that the
claims of the original and reissue patents may be more readily
compared, they are here produced in parallel columns, the
italicized words in each claim of one patent showing wherein it
differs from the corresponding claim in the other patent:
image:a
Page 148 U. S. 277
image:b
Page 148 U. S. 278
image:c
Page 148 U. S. 279
image:d
In each of the six claims of the original patent, the flushing
chamber, F, is made an element of the combination. Claim 6 of the
reissue is substantially identical with claim 5 of the original,
claim 5 of the reissue with claim 4 of the original, and claim 3 of
the reissue with claim 2 of the original. Claim 4 of the reissue
is, in some respects, similar to claim 3 of the original, but it
omits the flushing chamber, F, and mentions in its place a flushing
valve, thus making a different combination. Neither the
specification of the original nor any of its claims corresponds
with or suggests the first two claims of the reissue.
Page 148 U. S. 280
Parts of the two specifications are here placed by us side by
side in order that the additions in the reissue to what was in the
original may be distinctly seen, the additions in the reissue being
printed in italics:
image:e
Page 148 U. S. 281
image:f
In the opinion of Judge Thayer, it is correctly said:
"In the construction of the 'flushing apparatus' or water closet
covered by the original letters, Boyle, the inventor, employed what
is commonly called an 'injector' to exhaust the air confined
between two traps located beneath the bowl or seat of the 'flushing
apparatus.' The apparatus was so arranged that when in use, water
falling through a pipe from the water tank or reservoir into the
bowl passed by the mouth of the 'injector,' which was connected by
a pipe with the confined air chamber between the traps, and by the
operation of a well known principle tended to exhaust the air and
to create a vacuum in such chamber, the purpose of creating a
vacuum being to induce a more powerful outflow of water from the
bowl through the traps and into the soil pipe, by the aid of
atmospheric pressure on the surface of the water in the bowl. The
idea of constructing a water closet or flushing apparatus with
double traps underneath the seat, and a confined air chamber
between the same, from which the air might be withdrawn when the
closet was used, so as to induce a more powerful outflow, was not
novel. The same method of construction was shown in the Peters and
Donald patent before mentioned, but Peters and Donald employed a
different device to exhaust the air between the traps. Although
injectors and the principle upon which they were operated were well
known, and
Page 148 U. S. 282
although they were in use for various purposes, it may be
conceded that Boyle was the first to employ them in the
construction of a flushing apparatus or water closet. Being an old
device, he could not claim the injector independently, or otherwise
than in combination with other devices forming a part of his
improved sanitary water closet. The first and most important claim
in the original letters patent was for"
"a flushing apparatus consisting of a reservoir tank, a flushing
chamber adapted to be filled therefrom, a valve controlling the
admission of water from said tank to said chamber, a suction
injector arranged beneath the outlet from said chamber, a flushing
pipe leading from said injector, and a suction or air pipe
communicating with said injector, all combined . . . substantially
as set forth, whereby the water, in escaping from said chamber and
sucks air from said suction pipe."
"It will thus be seen that the 'injector' was one of six
elements in the combination covered by the first claim of the
original letters, No. 291,139."
In the affidavit made by Boyle on December 27, 1884, to
accompany his application for the reissue, he states that he
believes his patent No. 291,139
"to be inoperative to fully protect the invention intended to be
covered by it for the following reason, namely, that the principal
claims in said patent are defective or insufficient in that they
are or appear to be limited to combinations embodying the 'flushing
chamber, F,' as an essential element, whereas that chamber is not
essential to his invention in its generic features;"
that, as stated in the specification of the original patent, his
invention introduced
"a new principle for operating double trapped or siphon water
closets -- namely that of producing the requisite vacuum by causing
the falling flushing water to act as an injector and draw air along
with it,"
and that, through inadvertence or mistake of judgment, his
claims were drawn with less breadth than his specification, and do
not, as they should, cover broadly the application of such
principle; that such inadvertence or mistake arose by and in
consequence or a misunderstanding between him and his attorney, Mr.
Arthur C. Fraser, of the firm of Burke, Fraser & Connett, who
prepared the application
Page 148 U. S. 283
for the patent, and also by reason of Boyle's want of
familiarity with the technical meaning of the language used in
patent claims, and that the same arose without any fraudulent or
deceptive intention; that in his early experiments with the
invention, he devised and tested various forms and modifications of
mechanism, and among others, the three constructions shown by
sketches which he annexed to the affidavit, and which sketches he
describes as each showing a water tank with an outlet valve, a
flushing pipe extending down to the closet bowl, an injector
therein, a suction or air pipe extending to the air space between
the two traps below, and a lever for working the valve; that in one
of such sketches the suction or air pipe joined the flushing pipe
by an elbow, their point of junction constituting the injector;
that in another there was the same construction, except that the
end of the suction or air pipe entered the flushing pipe, and
turned down therein, forming a more perfect injector; that in the
third, the suction or air pipe extended over the top of the tank,
and was connected by a rubber tube with the tubular valve stem of
the outlet valve, the bottom of the stem extending below the valve
and into the flushing pipe far enough to constitute an injector;
that those constructions were all made and operated by him before
January 1, 1882; that they all worked satisfactorily in siphoning
the closet, but embodied no means for giving an "after-wash" for
filling the bowl after the flushing; that in supplying such means,
he modified the construction and adopted those constructions which
are shown in Figs. 1, 4, and 5 of his original patent; that in
describing his invention to his said attorney, he did not describe
the first constructions devised by him and shown in the said three
sketches, but only the preferred construction; that on or about
November 28, 1884, he observed in the Patent Office Gazette the
report of a patent, No. 308,358, granted November 25, 1884, to
Frank B. Hanson, showing Boyle's said invention in a form almost
identical with one of the said constructions originally invented by
Boyle; that he thereupon consulted with his attorney to ascertain
how such a patent came to be issued to Hanson; that his said
attorney, in the course of a
Page 148 U. S. 284
few days, advised him of the defect or insufficiency in his said
original patent; that prior to being so advised, Boyle had no
suspicion that his said patent was in any wise defective or
insufficient; that he thereupon instructed his attorney to prepare
an application for reissue of his said patent; that, believing that
he, and not Hanson, was the original inventor of the subject matter
thereof, he demanded of the Commissioner of Patents the declaration
of an interference with Hanson's patent; that, so far as he was
aware, no interest had arisen adverse to the grant of the reissue
which he applied for, either in favor of Hanson or of any other
person, and that, so far as he was aware, his patent had not been
infringed, nor had any attempt been made to imitate or evade the
same except by Hanson.
One of the claims of the patent issued to Hanson covers a
flushing apparatus substantially the same as that described in
claim 1 of the original patent to Boyle, omitting only the
"flushing chamber."
The view taken by Judge Thayer was that the sole purpose of
Boyle in asking for a reissue was to eliminate the "flushing
chamber" as a constituent element of the combination covered by
certain claims of the original patent to Boyle, particularly of
claim 1, and to obtain a patent for a flushing apparatus like that
described in said claim 1, less the flushing chamber, and so claim
2 of the reissue was granted in the terms above set forth, omitting
the flushing chamber from the combination. It was omitted also from
claim 1 of the reissue. The effect of this was to expand the claims
of the original patent, because they had been limited by including
the "flushing chamber" as an element of the combination.
It is contended for the plaintiffs that the main feature of
Boyle's flushing apparatus consisted in the use of an injector,
operated by falling flushing water, to pump air from between the
two traps; that that fact was shown and spoken of the in original
specification; that the flushing chamber was not essential to the
operation of that device, a single reservoir tank being sufficient
for the purpose; that by inadvertence or mistake a nonessential
limitation was put upon such claims
Page 148 U. S. 285
of the original patent as covered the injector device; that in
consequence thereof, the original patent was inoperative to secure
the invention intended to be claimed, and that the patent therefore
was properly reissued, the claims having simply been altered to
cover more accurately the invention described in the original
specification.
The opinion of the circuit court, in speaking of the contention
that the original patent was imperative to protect the invention
intended to be covered by it, said that such patent certainly
protected the flushing apparatus that was claimed as a whole in the
first claim, and carefully described in the specification; that it
protected also all the combinations which were claimed in its
several claims; that it was not necessary to change the
specification or the drawings to secure fully the apparatus claimed
in the several claims of the original patent; that that was the
identical apparatus which Boyle intended to manufacture; that
therefore it could not be said that the original patent was
"inoperative or invalid" in the sense the Boyle could not hold what
he claimed and intended to manufacture, because his original
specification was either defective or insufficient; that what Boyle
meant by asserting that the original patent was inoperative was
only that a particular combination of parts might have been claimed
originally that was not claimed, and that his original patent was
inoperative to protect such particular combination, because no
right to the protection of it had been asserted; that even
conceding that the original patent was "inoperative" in the sense
in which that word is used in § 4916 of the Revised Statutes, the
question remained whether the failure to claim what the original
patent did not protect, because it was not claimed therein, was due
to "inadvertence, accident, or mistake" in the sense of the
statute; that all of the evidence which was before the Commissioner
of Patents tending to show inadvertence or mistake -- that is, the
affidavit of Boyle, that of Fraser, and other documents -- was
offered by the plaintiffs in the present suit, supplemented by some
additional testimony, and that under those circumstances, the
circuit court could review the finding of the commissioner on the
point
Page 148 U. S. 286
that the original patent was inoperative by reason of
inadvertence and mistake, at least to the extent of determining
whether, as a matter of law, what was alleged to be a mistake was
such a mistake as warranted a reissue.
Mr. Fraser, the attorney who obtained the original patent as
well as the reissue, said in his affidavit presented to the Patent
Office with the application for the reissue that he clearly
understood
"that the invention in question introduced a new principle in
water closet flushing apparatus -- that of exhausting the air by
means of an injector -- and so described the invention in the
specification, but that, in drawing the claims, he inadvertently
incorporated the flushing chamber as an element therein, being at
the time under the impression that the said flushing chamber was
essential to the operation of the invention, whereas in fact the
said chamber is essential only to the operativeness of the devices
for producing the 'after-wash' for refilling the bowl, which
devices are claimed specifically in claim 4 of said patent;"
that he was not then aware that Boyle had used the flushing
apparatus with a single tank, from which the flushing pipe led
directly, thereby omitting the flushing chamber beneath the tank,
nor did it occur to Fraser at that time that the invention was
susceptible of being so modified; that he drew the first three
claims of the original patent, as granted, through a
misapprehension of the essentials of the invention arising from a
misunderstanding between himself and Boyle, without any fraudulent
or deceptive intention on the part of either; that Fraser was not
aware of the defect or insufficiency in the patent until after he
saw the patent of Hanson, No. 308,358, and that, after examining
that patent and ascertaining the circumstances of its grant, he
advised Boyle that Hanson had secured a patent covering Boyle's
prior invention, and counseled Boyle to apply for a reissue of his
patent and to demand an interference with the patent of Hanson.
The circuit court further observed that Mr. Fraser's explanation
showed that he understood that the falling flushing water
traversing the injector would perform its function of pumping air
from between the traps equally well whether the
Page 148 U. S. 287
water proceeded from a reservoir having one compartment or one
having a dozen; that such fact was obvious to any observer who had
any knowledge of the principle upon which an injector acts; that
Fraser therefore must be understood as asserting merely that he
incorporated the flushing chamber as an element in the several
combinations claimed in the original patent, because he intended to
describe and claim an operative flushing apparatus or water closet,
which would prove a marketable invention; that it was manifest from
other statements made by Fraser in the course of his testimony
that, in his opinion, a flushing apparatus minus the flushing
chamber with its attendant devices for securing an after-wash would
be practically useless; that some provision for refilling the bowl
after the injector had ceased to act was essential to the
successful operation of the flushing apparatus or water closet,
considered as a whole; and that, in drafting the several claims of
the original patent, he intentionally, and, as it would seem, with
great care, included the flushing chamber, for the reason that it
was one of the essential parts of the flushing apparatus, without
which the latter would not be serviceable.
The opinion also states that Boyle's affidavit, filed with the
application for the reissue, describes no mistake, inadvertence, or
accident; that Boyle contents himself with the general statement
that a misunderstanding existed between him and his attorney, but
what it was does not appear; that from his testimony in the present
suit, it was manifest that Boyle, as well as Fraser, was of the
opinion, when the original patent was granted, that a flushing
apparatus, constructed according to Boyle's design but without the
flushing chamber to secure an after-wash, would be valueless
because it would command no sale; that Boyle admitted that he had
made a flushing apparatus minus the flushing chamber, which was not
satisfactory, was not intended to be operative, and was not
intended as a design for a water closet that he expected to
manufacture or sell; that if Boyle and Fraser made any mistake or
labored under any misapprehension when the original patent was
taken out, it consisted in the assumption that the omission of a
flushing chamber on which the after-wash devices depended, and
Page 148 U. S. 288
without which there was no means, so far as Boyle had then
discovered, of securing an after-wash automatically, would leave a
valueless combination, and hence that there was no need of claiming
such a combination, and that when the statements of Boyle and
Fraser were fairly analyzed, such appeared to be all that could
reasonably be said in support of the contention that the claims of
the original patent were due to inadvertence and mistake.
The opinion further states that the testimony showed to the
entire satisfaction of the court that Fraser was right in supposing
that Boyle's flushing apparatus, without the flushing chamber,
would be incomplete and therefore practically valueless; that
Hanson, whose patent covered a water closet having a single water
reservoir and an injector but no flushing chamber or provision for
an after-wash, and who caused Boyle to apply for the reissue in
question to invalidate Hanson's patent, admitted that a water
closet constructed according to the specification of the Hanson
patent was defective and unsalable, and for that reason had never
been put upon the market; that Boyle, Fraser, and Hanson
substantially agreed in their testimony that some mechanism to
secure automatically an after-wash -- that, is, to flush the closet
and refill the bowl at the end of the flushing by a single pull at
the lever -- was essential to the successful operation of a
flushing apparatus; that without such mechanism, an apparatus
constructed with double traps and an injector to exhaust the air
between the traps would be useless in the sense that there would be
no demand for such an apparatus, and that it would seem that Boyle
displayed as much ingenuity, if not more, in devising the mechanism
to produce an after-wash as in employing an injector, which was an
old device, to pump air from between the traps.
The opinion then cites the cases of
Miller v. Brass
Company, 104 U. S. 350,
104 U. S. 355;
Mahn v. Harwood, 112 U. S. 354,
112 U. S. 359,
and
Coon v. Wilson, 113 U. S. 268,
113 U. S. 277,
to the effect that a patent for an invention could not be lawfully
reissued for the mere purpose of enlarging the claim unless a clear
mistake had been inadvertently committed in the wording of the
claim.
Page 148 U. S. 289
The opinion of the circuit court further said that the testimony
did not tend to establish that either Boyle or Fraser acted so
inadvertently or under such misapprehension of either law or fact,
when the claims of the original patent were formulated, as to
justify a reissue of the patent; that it was obvious to them, as to
anyone, that the injector would perform its function as well with a
single tank as with a tank and flushing chamber combined; that both
of them believed that a water closet constructed according to
Boyle's design, but without provision for an after-wash, would be
valueless in the market; that in that belief they were right; that
Boyle had discovered no method of producing an after-wash
automatically by using a single water tank, and hence both he and
Fraser regarded the flushing chamber as one of the essential
features of the flushing apparatus intended to be manufactured, and
accordingly claimed it industriously in all of the important
claims; that even though they claimed the injector in combination
with a part which was nonessential to its operation, and thereby
limited the claim, yet they did so in pursuance of a well defined
purpose, not based upon a misconception or matters of fact or
ignorance of law, so far as the records before the Commissioner of
Patents or the proof in this case showed; that the injector was an
old device when Boyle adopted it; that it could be claimed only in
combination with other parts which would together produce a new
result or effect, or constitute a new machine; that Boyle placed
the injector in combination with certain other old parts or devices
which he deemed it necessary to employ to make a new flushing
apparatus that would be operative and useful; that by so doing he
made each element of the combination material, and was entitled to
be protected in the use of the combination so formed and claimed;
that his sole purpose in asking for a reissue was to slough off one
element of the combination, and so reduce the parts embraced in the
claim that it would be impossible for any other person to use
an
Page 148 U. S. 290
injector in the construction of a double trapped water closet
without paying tribute to his patent, and that, as the claims are
enlarged in the reissue, it would be unlawful for a mechanic to use
an injector in the construction of a flushing apparatus, even if he
should succeed in doing what Boyle failed to accomplish -- that is
to say, produce an after-wash automatically by the use of a single
tank -- because the parts with which the injector has been combined
in the claims of the reissue are so few that they must necessarily
all be used to work the injector.
The opinion further observed that if the injector were new with
Boyle, and had not been claimed in the original patent, it might be
proper to interpret the law liberally in favor of Boyle to enable
him to realize the full benefit of his invention; that an injector
is an old device, and Boyle merely adopted it and applied it to a
new use, and that he ought to be limited to that combination in
which he deliberately placed and claimed it.
The conclusion of the opinion was that the reissue, being
granted merely to enlarge the claims, could not be sustained,
citing
Burr v.
Duryee, 1 Wall. 531, and
Gill v.
Wells, 22 Wall. 1; that the failure to claim the
particular combination not claimed in the original patent, but
claimed in the reissue, was not due to any such inadvertence or
mistake as would authorize the claiming of it in the reissue, and
that the failure to claim such combination originally occurred
under such circumstances, and was accompanied with such full
knowledge of all material facts as to amount to an abandonment of
that particular combination to the public.
We are unanimously of the opinion that these views of the
circuit court are sound, and that it is unnecessary to consider the
point made by the defendant that the reissue was invalid because it
lacked novelty and invention. It is not contended that the
defendant has infringed any other claims of the reissue than claims
1 and 2, and we think it entirely clear that the defendant has not
infringed any of the claims of the original patent. The defendant
had no flushing chamber in any flushing apparatus made by it, and
such flushing chamber was an essential element in the specification
and drawings of the original patent, and was one of the necessary
elements in each of the six claims of the original patent, as made.
It is impossible to examine the drawings of the original patent
and
Page 148 U. S. 291
see that the flushing chamber could be dispensed with in the
structure. The original specification says that the invention of
Boyle "has for its principal object to cheapen and simplify the
overhead flushing apparatus." If the idea of constructing an
apparatus without the flushing chamber had occurred to Boyle, he
would have set forth such a construction in one of the figures of
his drawings, because the omission of the flushing chamber would
have promoted both cheapness and simplicity. The drawings, however,
contradict the possibility of making the structure without a
flushing chamber. The entire text of the original specification
shows nothing but the invention of a structure containing both a
tank and a flushing chamber. That chamber is referred to in the
text of the original specification thirty-one times.
We think that, on all the facts of this case, no one of the
claims of the reissue can be construed as valid in leaving out the
flushing chamber as an element of the combination, inasmuch as
every claim of the original patent contained it.
Prouty v.
Ruggles, 16 Pet. 336,
41 U. S. 341;
Brooks v.
Fiske, 15 How. 212,
56 U. S. 219;
Burr v.
Duryee, 1 Wall. 531;
Reckendorfer v.
Faber, 92 U. S. 347,
Fuller v. Yentzer, 94 U. S. 288;
Railway Co. v. Sayles, 97 U. S. 554;
Water Meter Co. v. Desper, 101 U.
S. 332.
Moreover, the matter above printed in italics, in the right-hand
column, taken from the new specification, is new matter, inserted
evidently for the purpose of laying a foundation for the two
expanded claims in the reissue, which it is alleged the defendant
infringes. In the reissue, the flushing chamber forms an element in
the combination claimed in each claim, except claims 1, 2, and 4;
and, to lay the foundation for leaving out the flushing chamber as
an element in claims 1, 2, and 4 of the reissue, the statement is
made in the specification of the reissue of the new matter that the
flushing chamber
"has no function of its own, and constitutes essentially a mere
enlargement of the upper portion of the flushing pipe, to the same
effect as the ordinary 'service box' commonly used by
plumbers."
In the specification of the original patent, the flushing
Page 148 U. S. 292
chamber had been made an essential element in each of the six
claims. The application for the Hanson patent was filed in the
Patent Office, June 12, 1883, although the patent was not granted
until November 25, 1884, and it was pending in the Patent Office
during more than six months before Boyle's original patent, No.
291,139, was granted, January 1, 1884. The Hanson patent shows a
flushing apparatus wherein the injector principle is used for
exhausting the air in the confined space between the two traps, by
the use of one tank containing water for flushing the basin. It was
not until Boyle obtained knowledge of the Hanson patent that he
conceived the idea of claiming such a construction as had been
patented to Hanson. Then, and not until then, he announced the idea
that it was of value to do away with the flushing chamber, although
the specification of his original patent, in its text and drawings
and claims, emphasized the importance of the flushing chamber as an
element in every one of his combinations. The specification,
drawings, and claims of the original patent do not suggest the idea
that the flushing chamber "has no function of its own." There is
nothing in the original patent which suggests any such combination
as is claimed in claims 1, 2, and 4 of the reissue, or which
suggests the possibility that Boyle's invention could be operated
by a combination which omitted the flushing chamber as an element
thereof. Every one of the elements which is made a part of the
several combinations claimed in the original patent is thereby made
material to such combinations.
Eames v.
Godfrey, 1 Wall. 78;
Burr v.
Duryee, 1 Wall. 531;
Case v.
Brown, 2 Wall. 320;
Gould v.
Rees, 15 Wall. 187;
Gill v.
Wells, 22 Wall. 1;
Fuller v. Yentzer,
94 U. S. 288;
Powder Co. v. Powder Works, 98 U. S.
126;
Leggett v. Avery, 101 U.
S. 256;
James v. Campbell, 104 U.
S. 356;
Coon v. Wilson, 113 U.
S. 268;
Parker & Whipple Co. v. Yale Clock
Co., 123 U. S. 87;
Electric Gas Lighting Co. v. Boston Electric Co.,
139 U. S. 481;
Topliff v. Topliff, 145 U. S. 156.