The acts of Congress and the statutes of Indiana make it a
criminal offense for an inspector of elections, or other election
officer at which an election for a member of Congress is held, to
whom is committed the safe keeping and delivery to the board of
canvassers of the poll books, the tally sheets, and the
certificates of the votes, to fail or omit to perform this duty of
safekeeping and delivery.
In an indictment in a court of the United States for a
conspiracy to induce these officers to omit such duty in order that
the documents mentioned might come to the hands of improper persons
who tampered with and falsified the returns, it is not necessary to
allege or prove that it was the intention of these conspirators to
affect the election of the member of Congress who was voted for at
that place, the returns of which were in the same poll books, tally
sheets, and certificates with those for state officers.
The authority of Congress to protect the poll books which
contain the vote for a member of Congress from the danger which
might arise from the exposure of these papers to the chance of
falsification or other tampering is beyond question, and this
danger is not removed because the purpose of the conspirators was
to falsify the returns as to state officers found in the same poll
books and certificates, and not those of the member of
Congress.
The writ of habeas corpus, in case of a person held a prisoner
by sentence of court, can only release the prisoner when it is
shown that the court had no jurisdiction to try and punish him for
the offense. The inquiry in such case is not whether there is in
the indictment such specific allegation of the details of the
charge as would make it good on demurrer, but whether the
indictment describes a class of offenses of which the court has
jurisdiction and alleges the defendant to be guilty. If the record
of the case in which judgment of imprisonment is pronounced
contains no charge of such offense, he should be discharged.
The prisoners in the present case are specifically charged with
an offense against the election laws of Indiana and of the United
States by a conspiracy to violate those laws, and this Court holds
that the District Court of the United States for Indiana had
jurisdiction to try and punish them for that offense, and the
judgment of the circuit court refusing the writ of habeas corpus is
accordingly affirmed.
This was a petition for a writ of habeas corpus. The
District
Attorney of the United States for the District of Indiana
demurred to the petition and the demurrer was sustained and the
writ refused. The petitioners appealed. The case is stated in the
opinion.
Page 127 U. S. 732
MILLER, J., delivered the opinion of the Court
This is an appeal from the Circuit Court of the United States
for the District of Indiana.
The case in that court arose upon an application for a writ of
habeas corpus made on behalf of Simeon Coy and William F. A.
Bernhamer, whose petition alleged that they were restrained of
their liberty and detained in the custody of Edward Hawkins, the
Marshal of the United States for the District of Indiana, and Isaac
King, Sheriff of Marion county in that state, who claimed to hold
the prisoners under the authority of a judgment of the United
States district court. The petition sets forth the nature of the
proceedings by which they were indicted and tried in that court,
wherein they were found guilty of the charges specified in the
indictment. The sentence of the court was
"That the said William F. A. Bernhamer make his fine to the
United States in the sum of one thousand dollars, and that he be
imprisoned in the State Prison North (of said state) for the period
of one year, and that the said Simeon Coy make his fine to the
United States in the sum of one hundred dollars, and that he be
imprisoned in the said state prison for the period of eighteen
months."
The prisoners were thereupon committed to the charge of the
marshal, in whose custody they were at the time when this petition
was filed.
The petitioners also presented a copy of the indictment,
attached to their petition, which they say charges no offense
against the United States, and that the federal district court and
the grand jury thereof had no jurisdiction in the premises.
Page 127 U. S. 733
They allege that the action of said grand jury in returning the
indictment, and of the court and the marshal thereof in taking them
into custody and restraining them of their liberty under and by
virtue of the judgment, order, and commitment of said court are
wholly void, and the imprisonment of the petitioners unlawful.
To this petition praying for a writ of habeas corpus a demurrer
was filed by the attorney of the United States for said district on
behalf of the marshal and the sheriff. Upon the hearing of that
demurrer, it was sustained by the circuit court,
*
Page 127 U. S. 734
which refused to issue the writ as prayed in the petition. From
this judgment the prisoners took an appeal to the Supreme
Page 127 U. S. 735
Court, which was allowed, and the same has been very fully
argued in this Court, both on their behalf and on the part of the
government.
Page 127 U. S. 736
The record presented to us is very simple, there being no other
statement of the proceedings had upon the indictment
Page 127 U. S. 737
than is contained in that instrument itself and the judgment of
the court upon the trial. As the circuit court refused to
Page 127 U. S. 738
grant the writ of habeas corpus, there is no return by the
marshal and the sheriff so that we have none of the facts or
evidence
Page 127 U. S. 739
in the case except as they are detailed in the indictment. The
only question raised by the petitioners, supported by several
Page 127 U. S. 740
points in regard to the statutes applicable thereto, is that the
district court which tried the indictment had no jurisdiction.
Page 127 U. S. 741
This proposition is founded not upon any want of jurisdiction of
the person, but upon the broad statement that the
Page 127 U. S. 742
indictment presents no crime or offense under the laws of the
United States.
Page 127 U. S. 743
The indictment itself is of considerable length, although
consisting of but one count. It reads as follows:
"The grand jurors of the United States within and for the
District of Indiana, empanelled, sworn, and charged in said court
at the term aforesaid, to inquire for the United States, within and
for the District of Indiana aforesaid, upon their oath present that
Simeon Coy, Henry Spaan, John H. Councilman, Charles N. Metcalf,
John E. Sullivan, Albert T. Beck, George W. Budd, Stephen Mattler,
William F. A. Bernhamer,
Page 127 U. S. 744
and John L. Reardon, late of said district at the district
aforesaid, on the 3d day of November, in the year of our Lord 1886,
unlawfully, knowingly, and feloniously did then and there conspire,
confederate, and combine and agree together, and with one Samuel E.
Perkins, to commit an offense against the United States in this,
to-wit:"
"The grand jurors aforesaid, empanelled and sworn as aforesaid,
do charge and present that on the second day of November, in the
year of our Lord 1886, an election for a representative in the
Congress of the United States from the Seventh Congressional
District of the State of Indiana was lawfully had and held in and
for said Seventh Congressional District of Indiana; that the County
of Marion in said state, and the City of Indianapolis, situated in
said county are and on said 2d day of November, in the year of our
Lord 1886, were in and constituted parts of said congressional
district, and that at said election for representative in Congress
so held in said district and in said county and city, a
representative in Congress was lawfully voted for at each and every
voting precinct of said district and of said county and city,
including the precincts hereafter particularly named; that at said
election one Allen Hisey served and was the lawful inspector of the
election at and for the Second Precinct of the Thirteenth Ward of
said City of Indianapolis, and at said election said John H.
Councilman served and was the lawful inspector of election at and
for the Second Precinct of the Fourth Ward of said City of
Indianapolis, and that at said election said Stephen Mattler served
as and was the lawful inspector of election at and for the Third
Precinct of the Thirteenth Ward of said City of Indianapolis, and
that at said election one Lorenz Schmidt served as and was the
lawful inspector of election at and for the First Precinct of the
Twenty-Third Ward of said City of Indianapolis, and one Joel A.
Baker served as and was the lawful inspector of election at and for
the Sixth Precinct of Center Township in said County of Marion, and
one Joseph Becker served as and was the lawful inspector of
election at and for the Second Precinct of the Eleventh Ward of the
City of
Page 127 U. S. 745
Indianapolis aforesaid, and one Andrew Oehler served as and was
the lawful inspector of election at and for the First Precinct of
the Seventeenth Ward of said City of Indianapolis, and one John
Edwards served as and was the lawful inspector of election at and
for the Second Precinct of the Eighteenth Ward of said City of
Indianapolis."
"That at and after the close of the election aforesaid, and
until delivery was made to the clerk of said county and to the
board of canvassers of said county, each of said inspectors had in
his lawful possession the ballots, tally papers, poll lists, and
certificate of the board of judges of election of and for the
precinct of which he was and had been inspector as aforesaid; said
ballots, poll lists, tally papers, and certificates each contained
evidence in respect to said election of representative in Congress,
and said grand jurors aforesaid do charge and present that at said
district, on said 3d day of November, in the year of our Lord 1886,
said defendants, Simeon Coy, Henry Spaan, John H. Councilman,
Charles N. Metcalf, John E. Sullivan, Albert T. Beck, George W.
Budd, Stephen Mattler, William F. A. Bernhamer, and John L.
Reardon, intending to obtain unlawful possession of said papers and
election returns so in the custody of said inspectors, and
feloniously to mutilate, alter, forge, and change the said poll
lists, tally papers, and certificates of the judges of election,
did unlawfully and feloniously conspire, confederate, combine, and
agree together, and with said Samuel E. Perkins, unlawfully and by
false and deceitful speeches, statements, assertions, and promises,
and by other unlawful means to the grand jurors unknown, to
counsel, assist, aid, procure, and induce said Allen Hisey, Lorenz
Schmidt, John H. Councilman, Stephen Mattler, Joel H. Baker, Joseph
Becker, Andrew Oehler, and John Edwards, inspectors as aforesaid,
and each of them, unlawfully to omit, neglect, fail, and refuse to
perform the duties imposed by the laws of the State of Indiana upon
them, and each of them, safely to guard, keep, and preserve from
harm and danger the papers, poll lists, tally papers, and
certificates of the judges of election so deposited with them, the
said inspectors, and each
Page 127 U. S. 746
of them respectively, until lawfully delivered to the Board of
Canvassers of said County of Marion and to the clerk of said
county, and that to effect the object of said conspiracy the said
Samuel E. Perkins unlawfully advised, persuaded, and procured the
said Allen Hisey, inspector as aforesaid, unlawfully and
negligently to deliver to him, the said Samuel E. Perkins, the poll
lists, tally papers, and certificates of the judges of election
deposited with him, the said Allen Hisey, for return to the board
of canvassers of said county, before the same had been returned to
the said board of canvassers, and said Samuel E. Perkins and Simeon
Coy unlawfully persuaded, advised, and procured the said Stephen
Mattler unlawfully and negligently to deliver, and he, the said
Stephen Mattler, consented to and did then and there unlawfully and
negligently deliver to said Perkins and Coy the poll lists, tally
papers, and certificate of the board of judges of election
deposited with him, the said Stephen Mattler, for return to the
board of canvassers of said county, before the same had been
returned to and canvassed by said board of canvassers, and the said
John E. Sullivan and George W. Budd unlawfully received and took
from Lorenz Schmidt the poll list, tally paper, and certificate of
the board of judges of election deposited with said Lorenz Schmidt
as aforesaid for return to the board of canvassers aforesaid, and
the said John H. Councilman negligently and in disregard of his
duty parted with and surrendered to a person or persons to the
grand jurors unknown, the poll list, tally paper, and certificate
of the judges of election deposited with him, the said John H.
Councilman, for return to the board of canvassers, and said Simeon
Coy unlawfully received, procured, and took from Andrew Oehler,
inspector as aforesaid, the poll list, tally paper, and certificate
of the judges of election deposited with him, the said Andrew
Oehler, as aforesaid, to be returned to the board of canvassers of
said county, and the said defendants Simeon Coy, Henry Spaan, John
E. Sullivan, and others of the defendants to the grand jurors
unknown, advised, persuaded, and procured the said Joel A. Baker
unlawfully and negligently to surrender and deliver to some
person
Page 127 U. S. 747
or persons, to the grand jurors unknown, the poll list, tally
paper, and certificate of the judges of election deposited with him
for return to the said board of canvassers, and said defendants
Simeon Coy, Henry Spaan, John E. Sullivan, and other defendants to
the grand jurors unknown, advised, procured, and persuaded said
John Edwards, inspector as aforesaid, to unlawfully and negligently
deliver and to surrender to some person or persons to the grand
jurors as aforesaid unknown, the poll list, tally paper, and
certificate of the judges of election deposited with him, the said
John Edwards, as aforesaid, to be returned to the said board of
canvassers, and said Simeon Coy, John H. Councilman, Henry Spaan,
Charles N. Metcalf, John E. Sullivan, Albert T. Beck, George W.
Budd, Stephen Mattler, William F. A. Bernhamer, and John L. Reardon
procured the election of said William F. A. Bernhamer as chairman
of the Board of Canvassers of said election in and for said County
of Marion, in said state and district, and said William F. A.
Bernhamer, as such chairman, refused to accept the poll list, tally
paper, and certificate of the judges of election deposited with
said John H. Councilman as inspector as aforesaid, when first
presented by said John H. Councilman to said board of canvassers,
and until the said tally paper and certificate of the judges of
election had been unlawfully altered and forged, and further to
effect the object of said conspiracy, said Simeon Coy sent one
William H. Eden to said Joseph Becker, inspector as aforesaid, and
to other inspectors, to the grand jurors unknown, with directions,
instruction, and request to said Joseph Becker and other
inspectors, respectively, not forthwith to return and deliver the
returns of said election contained in sealed bags to the Clerk of
the Circuit Court of the County of Marion aforesaid, but to
unlawfully bring the same to him, the said Simeon Coy; the said
Simeon Coy, Samuel E. Perkins, Henry Spaan, Charles N. Metcalf,
John E. Sullivan, George W. Budd, Albert T. Beck, John L. Reardon
and said persons to the grand jurors unknown, to whom said tally
papers, poll lists and certificates of judges of election were so
unlawfully surrendered and delivered by said John H. Councilman,
John Edwards, Allen
Page 127 U. S. 748
Hisey, Lorenz Schmidt, Andrew Oehler, Stephen Mattler, Joseph
Becker, and Joel H. Baker, respectively, as aforesaid, not being
then and there officers of said election and not being then and
there persons authorized by law to have the possession and custody
of said poll lists, tally papers, and certificates of the judges of
election aforesaid, contrary to the form of the statutes of the
United States in such case made and provided, and against the peace
and dignity of the United States of America."
"EMORY B. SELLERS"
"
Attorney for the U.S. for the District of Indiana"
The essence of this indictment is that whereas, by the law of
the State of Indiana, it was the duty of these inspectors to take
the certified lists of the voters, with the return of the judges,
and safely keep them until they delivered them to the county clerk
or to the board of canvassers who were to examine and count the
votes of all the precincts in the county, they were persuaded by
the defendants, who influenced them in various ways, to deliver up
the certificates, poll lists, and tally papers to other persons who
had no authority to take charge of them, and who thus had an
opportunity of opening, examining, and falsifying those documents.
It is the omission of this duty, which was imposed upon these
inspectors by the law of Indiana, of safely keeping these papers
confided to their care, that constitutes the foundation of this
proceeding.
The provisions of the statutes of Indiana upon this subject may
be found in the following sections of the Revised Statutes of that
state:
"SEC. 4712. CERTIFICATE OF JUDGES. 34. When the votes shall be
counted, the board of judges shall make out a certificate, under
their hands, stating the number of votes each person has received
and designating the office, which number shall be written in words,
and such certificate, together with one of the lists of voters and
one of the tally papers, shall be deposited with the inspector, or
with one of the judges selected by the board of judges."
"SEC. 4715. BOARD OF CANVASSERS. 37. The inspectors
Page 127 U. S. 749
of each township or precinct, or the judges of election to whom
the certificates, poll books, and tally papers shall have been
delivered as provided for in this act, shall constitute a board of
canvassers, who shall canvass and estimate the certificates, poll
lists, and tally papers returned by each member of said board, for
which purpose they shall assemble at the courthouse on the Thursday
next succeeding such election, between the hours of ten A.M. and
six o'clock P.M."
The acts of Congress which are supposed to make the conduct of
persons interfering with these election returns a criminal offense
are to be found in the following sections of the Revised Statutes
of the United States:
"SEC. 5440. If two or more persons conspire either to commit any
offense against the United States or to defraud the United States
in any manner or for any purpose, and one or more of such parties
do any act to effect the object of the conspiracy, all the parties
to such conspiracy shall be liable to a penalty of not less than
one thousand dollars and not more than ten thousand dollars, and to
imprisonment not more than two years."
"SEC. 5511. If at any election for representative or delegate in
Congress, any person knowingly personates and votes, or attempts to
vote, in the name of any other person, whether living or dead or
fictitious, or votes more than once at the same election for any
candidate for the same office, or votes at a place where he may not
be lawfully entitled to vote, or votes without having a lawful
right to vote, or does any unlawful act to secure an opportunity to
vote for himself or any other person, or by force, threat,
intimidation, bribery, reward, or offer thereof unlawfully prevents
any qualified voter of
Page 127 U. S. 750
any state or of any territory from freely exercising the right
of suffrage, or by any such means induces any voter to refuse to
exercise such right, or compels or induces by any such means any
officer of an election in any such state or territory to receive a
vote from a person not legally qualified or entitled to vote, or
interfere in any manner with any officer of such election in the
discharge of his duties, or by any such means or other unlawful
means induces any officer of an election or officer whose duty it
is to ascertain, announce, or declare the result of any such
election or give or make any certificate, document, or evidence in
relation thereto to violate or refuse to comply with his duty or
any law regulating the same, or knowingly receives the vote of any
person not entitled to vote, or refuses to receive the vote of any
person entitled to vote, or aids, counsels, procures, or advises
any such voter, person, or officer to do any act hereby made a
crime, or omit to do any duty the omission of which is hereby made
a crime, or attempt to do so, he shall be punished by a fine of not
more than five hundred dollars or by imprisonment not more than
three years or by both, and shall pay the costs of the
prosecution."
The charge in the indictment which is supposed to be justified
by this section is that the defendants conspired to interfere with
the officers of the election in the discharge of their duties; that
they did by unlawful means induce them to violate and refuse to
comply with their duty in regard to the custody and safekeeping of
the election returns, and that they persuaded and induced these
officers, or attempted so to do, to omit their duty in regard
thereto.
Section 5512, although mainly relating to the registration of
voters, makes it an offense for any
"officer or other person who has any duty to perform in relation
to such registration or election, in ascertaining, announcing, or
declaring the result thereof or in giving or making any
certificate, document, or evidence in relation thereto, who
knowingly neglects or refuses to perform any duty required by law
or violates any duty imposed by law or does any act unauthorized by
law relating to or affecting such registration or election or
the
Page 127 U. S. 751
result thereof or any certificate, document, or evidence in
relation thereto, or if any person aids, counsels, procures, or
advises any such voter, person, or officer to do any act hereby
made a crime, or to omit any act the omission of which is hereby
made a crime, every such person shall be punishable as prescribed
in the preceding section."
Section 5515 makes it an offense for any officer of an election
at which any representative or delegate in Congress is voted
for
"who withholds, conceals, or destroys any certificate of record
so required by law respecting the election of any such
representative or delegate, or who neglects or refuses to make and
return such certificate as required by law, or who aids, counsels,
procures, or advises any voter, person, or officer to do any act by
this or any of the preceding §§ made a crime or to omit to do any
duty the omission of which is by this or any of such sections made
a crime or attempts to do so."
These statutes of the United States, first prescribing a
punishment for a conspiracy to commit an offense against its laws,
supplemented or preceded by federal laws made for the security and
protection of the elections held for representatives and delegates
to Congress, confer authority to punish a conspiracy to prevent or
interfere with that security by proceedings in the federal courts.
The difficulty and delicacy of the position arises from the
circumstance that Congress, instead of passing laws for the
election of such members and delegates from the states and
territories under the supervision of its own officers, and at times
when no other elections are held, has remitted to the states the
duty of providing for such elections. It follows that in all cases
where a member of Congress is elected from a state, that he is
voted for at an election held under the laws of the state, which
provide for holding other elections at the same time and place
under the direction of the same officers at which ballots are cast
for a great number of state and local officers. The same judges,
inspectors, and clerks preside and conduct the election for all
these different offices. The votes for members of Congress are
generally put into the same box with those cast for the various
state and
Page 127 U. S. 752
municipal officers. They are generally printed upon ballots,
composed of one piece of paper, containing a long list of names,
including those of the candidate for representative in Congress,
state, county, and municipal officers.
While the federal government has not thought it advisable to
provide for separate elections for Congressmen nor to interfere
with the general laws for the conduct of those elections passed by
the states, it has enacted the sections above referred to, and
among others, those for the punishment of persons who violate the
election laws at an election where votes are cast for a member of
Congress. In doing this, they have adopted the laws of the state,
and they have provided that persons who violate them at such an
election -- that is, where a member is voted for -- shall be
punished by the provisions of the statutes of the United States and
by proceedings in the federal courts.
This anomalous condition makes the question of the applicability
of the laws of Congress on this subject to offenses under the state
statutes for the regulation of the casting, returning, and counting
of votes somewhat complex, but the power, under the Constitution of
the United States, of Congress to make such provisions as are
necessary to secure the fair and honest conduct of an election at
which a member of Congress is elected, as well as the preservation,
proper return, and counting of the votes cast thereat, and in fact
whatever is necessary to an honest and fair certification of such
election, cannot be questioned. The right of Congress to do this by
adopting the statutes of the states and enforcing them by its own
sanctions is conceded by counsel to be established. In regard to
this they say in their brief:
"It is, perhaps, since the decision in
Ex Parte Clarke,
100 U. S.
399, past debate that Congress has the power under the
Constitution to adopt the laws of the several states respecting the
mode of electing members of Congress, and, as resulting from that
power, the right to prescribe punishment for infractions of the
laws so adopted. This Court has held more than once that Congress
has exercised this power, and has adopted these laws, and, with
them, the officers created under them,
Page 127 U. S. 753
making them for the purposes of the election of representatives
in Congress its officers, and has added new sanctions to such laws,
and subjected such officers to the penalties of these sanctions.
All this is conceded."
The main objection to the indictment, however, which is urged
with great earnestness by counsel for appellants, is that it
contains no averment that the intent and purpose of the defendants'
conduct was to affect in any manner the election of a member of
Congress or to influence the returns relating to that office. The
proposition is put in various forms that since there were many
state and local officers also voted for at the election in question
and in those precincts, and as it is consistent with the indictment
that the actions of the conspirators were directed only to the
election of those persons, and not to that for the federal office
of congressional representative, the indictment is for that reason
insufficient.
The charge is that the conspirators
unlawfully and
feloniously induced the election officers to omit to perform
their duty in this respect, which is in general conceded to be
expressive of an evil intent. But counsel demand something more
than this general evil intent in tampering with the poll lists,
tally papers, and certificates, although it is not denied that the
object of the parties accused, in inducing the officers to violate
their duty, proceeded from a criminal intent, or that it was done
for the purpose of affecting the returns contained in the papers
that were withheld or exposing them to the danger of mutilation and
alteration. It is said, however, that since the evil intent is not
shown to have been specifically aimed at the returns of the vote
for Congressmen, the statutes of the United States can have no
force so far as the infliction of any penalty is concerned, and it
is asserted that Congress has no power to provide for any
punishment where no intent affecting the congressional election is
averred.
It would be a very singular principle to establish that where a
man was charged with a homicide caused by maliciously shooting into
a crowd with the purpose of killing some person against whom he
bore malice, but with no intent to injure or kill the individual
who was actually struck by the shot, he
Page 127 U. S. 754
should be held excused because he did not intend to kill that
particular person, and had no malice against him.
The analogy of this example to the present case is close. The
persons accused did desire and intend to interfere with the
election returns, and they did purpose to falsify those returns, as
to some of the persons at least, who were then voted for as
candidates. It is argued on their behalf that because it is not
averred in the indictment that they intended to falsify the
election returns with regard to the congressional vote, or to
affect those particular returns, it is to be held bad. It is also
insisted that the felonious intent had relation to the action of
inducing the officers to omit the duty of keeping carefully the
poll books and tally sheets, and although the records of the votes
for Congressman might possibly also suffer along with a number of
other persons who might be affected by that omission, yet because
there was not in the minds of the conspirators the specific intent
or design to influence the congressional election, they are not to
be held liable under this statute.
The object to be attained by these acts of Congress is to guard
against the danger and the opportunity of tampering with the
election returns, as well as against direct and intentional frauds
upon the vote for members of that body. The law is violated
whenever the evidences concerning the votes cast for that purpose
are exposed or subjected in the hands of improper persons or
unauthorized individuals to the opportunity for their
falsification, or to the danger of such changes or forgeries as may
affect that election, whether they actually do so or not and
whether the purpose of the party guilty of thus wresting them from
their proper custody and exposing them to such danger might
accomplish this result.
There are many instances when an act may be criminal in its
character without there being a criminal intent. Gross
carelessness, by which a person may be injured or killed, while it
may reduce the offense from murder to manslaughter or modify the
penalty, does not wholly relieve the person guilty of it from
criminal responsibility. Governments, both national and state and
even municipal, make laws for protection against articles, such as
powder, or glycerine, from
Page 127 U. S. 755
accidents resulting from negligence where no intention exists to
cause an injury. If persons violate these laws, they become liable
to the penalty prescribed, because the necessity for strict care
and caution in regard to such dangerous substances requires that
carelessness in regard thereto, from which damage might result,
should be punished notwithstanding there may be an absence of any
criminal or felonious intent. The case before us is eminently one
of this character. Crimes against the ballot have become so
numerous and so serious that the attention of all legislative
bodies has been turned with anxious solicitude to the means of
preventing them and to the object of securing purity in elections
and accuracy in the returns by which their result is ascertained.
The acts of Congress and of the State of Indiana now under
consideration are of this class. The manifest purpose of both
systems of legislation is to remove the ballot box as well as the
certificates of the return of votes cast from all possible
opportunity of falsification, forgery, or destruction, and to say
that the mere careless omission, or the want of an intention on the
part of persons who are alleged to have acted feloniously in the
violation of those laws, excuses them because they did not intend
to violate their provisions as to all the persons voted for at such
an election, although they might have intended to affect the result
as regards some of them, is manifestly contrary to common sense,
and is not supported by any sound authority. It may be added that
the language of the act of Congress in describing these offenses,
clearly does not require, in regard to some of these acts of
omission and failure to perform the duties imposed upon election
officers, that there should be alleged or proved an intention to
give an opportunity for improper tampering with the records of the
votes cast.
It is also strenuously insisted by counsel for the appellants in
their argument that no offense under the act of Congress is recited
in the indictment. We have already stated, however, what the
indictment charges, and given extracts from those acts and the
statutes of Indiana on that subject. While we do not think it
necessary to elaborate the argument, which has been fully
considered in the court below, and in several
Page 127 U. S. 756
opinions on writs of error and applications for habeas corpus in
various inferior tribunals, we do not doubt that the indictment
sets forth a conspiracy by the parties to this appeal to induce the
inspectors of election in Indianapolis to omit the discharge of
their duty, and to fail to safely keep and guard the poll lists,
tally papers, and certificates committed to their care for the
precincts at which they each presided. Nor do we doubt that the
statute of Indiana imposed such a duty upon those inspectors, which
they were induced to violate by the persuasion and influence of the
parties to this conspiracy.
We are the less inclined to enter into these controversies as to
a narrow construction of the statutes of Indiana and the acts of
Congress because we think they were questions properly before the
district court on the trial of the prisoners. They were questions
of which that court had jurisdiction, and which it was its duty to
decide. When decided by that court, they were not subject to review
here by a writ of error, nor were they in a proper or just sense
questions affecting its jurisdiction. It would be as well to say
that every question concerning the sufficiency and validity of an
indictment and the evidence necessary to support it was a matter of
jurisdiction, and authorized an interference, if error took place,
by a writ of habeas corpus for its correction. That this cannot be
done has been repeatedly held in this Court.
The leading case on the subject is that of
Ex Parte
Watkins, 3 Pet. 193, in which the opinion was
delivered by Chief Justice Marshall. Watkins was committed to jail
in the District of Columbia by virtue of a judgment of the circuit
court of the United States for that district. An application for a
writ of habeas corpus was made on his behalf upon the ground that
the indictment on which he was convicted did not show any
jurisdiction in that court and that it charged no offense for which
he could be punished therein. The eminent Chief Justice, after
remarking upon the general proposition that a commitment by the
judgment of a court of competent jurisdiction is a sufficient
answer to a writ of habeas corpus intended to effect his discharge,
said:
"The judgment of a court of record whose jurisdiction is final
is as conclusive
Page 127 U. S. 757
on all the world as the judgment of this Court would be. It is
as conclusive on this Court as it is on other courts. It puts an
end to inquiry concerning the fact by deciding it. The counsel for
the prisoner admit the application of these principles to a case in
which the indictment alleges a crime cognizable in the court by
which the judgment was pronounced, but they deny their application
to a case in which the indictment charges an offense not punishable
criminally according to the law of the land. But with what
propriety can this Court look into the indictment? We have no power
to examine the proceedings on a writ of error, and it would be
strange if, under color of a writ to liberate an individual from
unlawful imprisonment, we could substantially reverse a judgment
which the law has placed beyond our control. An imprisonment under
a judgment cannot be unlawful unless that judgment be an absolute
nullity, and it is not a nullity if the court has general
jurisdiction of the subject, although it should be erroneous. The
Circuit Court for the District of Columbia is a court of record,
having general jurisdiction over criminal cases. An offense
cognizable in any court is cognizable in that court. If the offense
be punishable by law, that court is competent to inflict the
punishment. The judgment of such a tribunal has all the obligation
which the judgment of any tribunal can have. To determine whether
the offense charged in the indictment be legally punishable or not
is among the most unquestionable of its powers and duties. The
decision of this question is the exercise of jurisdiction, whether
the judgment be for or against the prisoner. The judgment is
equally binding in the one case and in the other, and must remain
in full force unless reversed regularly by a superior court capable
of reversing it."
It may be said that this language is too broad in asserting that
because every court must pass upon its own jurisdiction, that such
decision is itself the exercise of a jurisdiction which belongs to
it, and cannot therefore be questioned in any other court. But we
do not so understand the meaning of the Court. It certainly was not
intended to say that because a federal court tries a prisoner for
an ordinary common law
Page 127 U. S. 758
offense, as burglary, assault and battery, or larceny, with no
averment or proof of any offense against the United States, or any
connection with a statute of the United States, and punishes him by
imprisonment, that he cannot be released by habeas corpus because
the court which tried him had assumed jurisdiction.
In all such cases, when the question of jurisdiction is raised,
the point to be decided is whether the court has jurisdiction of
that class of offenses. If the statute has invested the court which
tried the prisoner with jurisdiction to punish a well defined class
of offenses, as forgery of its bonds or perjury in its courts, its
judgment as to what acts were necessary under these statutes to
constitute the crime is not reviewable on a writ of habeas
corpus.
And, as the laws of Congress are only valid when they are within
the constitutional power of that body, the validity of the statute
under which a prisoner is held in custody may be inquired into
under a writ of habeas corpus as affecting the jurisdiction of the
court which ordered his imprisonment. And if their want of power
appears on the face of the record of his condemnation, whether in
the indictment or elsewhere, the court which has authority to issue
the writ is bound to release him.
Ex Parte Siebold,
100 U. S. 371.
So while we have attempted to answer the main argument of
prisoners' counsel that Congress had no power to punish an act not
specifically intended to affect the election of a member of
Congress, though the act was done with a felonious intent, and that
if it had such power, it has not exercised it, we thought it not
necessary, under the principle laid down in
Ex Parte
Watkins, to inquire into the sufficiency of the allegation of
the more minute details of the offense as charged in the
indictment. We are not here to consider it as on a demurrer before
trial. But, finding that the district court had a general
jurisdiction of this class of offenses, we proceed no further in
the inquiries on that subject.
In
Ex Parte Parks, 93 U. S. 23, this
question was very ably reviewed upon all the authorities. The case
of Watkins was reaffirmed, and the general proposition announced
that it
Page 127 U. S. 759
was apparent from a review of the cases that
"where the prisoner is in execution upon a conviction, the writ
ought not to be issued, or, if issued, the prisoner should at once
be remanded if the court below had jurisdiction of the offense and
did not act beyond the powers conferred upon it. . . . The district
court had plenary jurisdiction both of the person, the place, the
cause, and everything about it. To review the decision of that
court by means of a writ of habeas corpus would be to convert that
writ into a mere writ of error, and to assume an appellate power
which has never been conferred upon this Court."
In
Ex Parte Yarbrough, 110 U.
S. 651, the subject was again examined very fully. The
Court reiterated the doctrine that the writ of habeas corpus cannot
be converted into a writ of error by which the judgment of the
court passing the sentence can be reviewed. The Court there
said:
"If that court had jurisdiction of the party and of the offense
for which he was tried, and has not exceeded its powers in the
sentence which it pronounced, this Court can inquire no further.
This principle disposes of the argument made before us on the
insufficiency of the indictments under which the prisoners in this
case were tried. Whether the indictment sets forth in comprehensive
terms the offense which the statute describes and forbids, and for
which it prescribes a punishment, is in every case a question of
law which must necessarily be decided by the court in which the
case originates, and is therefore clearly within its jurisdiction.
Its decision on the conformity of the indictment to the provisions
of the statute may be erroneous, but if so, it is an error of law
made by a court acting within its jurisdiction, which could be
corrected on a writ of error if such writ was allowed, but which
cannot be looked into on a writ of habeas corpus limited to an
inquiry into the existence of jurisdiction on the part of that
court,"
citing
Ex Parte Watkins and
Ex Parte Parks,
supra.
We cannot better close this opinion than by a further extract
from that of the court in
Ex Parte Yarbrough, p.
110 U. S.
666:
"In a republican government like ours, where political power
Page 127 U. S. 760
is reposed in representatives of the entire body of the people,
chosen at short intervals by popular elections, the temptations to
control these elections by violence and by corruption is a constant
source of danger. Such has been the history of all republics, and
though ours has been comparatively free from both these evils in
the past, no lover of his country can shut his eyes to the fear of
future danger from both sources."
The judgment of the circuit court denying the writ of habeas
corpus is affirmed.
MR. JUSTICE FIELD, dissenting.
The petitioners and appellants were indicted in the District
Court of the United States for the District of Indiana for an
alleged conspiracy to commit an offense against the United States,
and were convicted and sentenced to pay a fine and be imprisoned.
The fine of Bernhamer was $1,000, and his imprisonment was for one
year; the fine of Coy was $100, and his imprisonment was for
eighteen months. The offense charged was that the accused conspired
with one Perkins to induce the inspectors of an election held in
Indiana in November, 1886, at which a representative in Congress
was voted for, to omit a duty imposed upon them by the laws of that
state, to safely keep the poll lists of the voters, the tally
papers, and the certificates of the judges of election until they
were delivered to the clerk of the county or to its board of
canvassers, by whom the votes were to be examined and counted, and,
to effect the object of the conspiracy, persuaded the inspectors to
deliver those papers to persons who had no authority to take charge
of them.
On this appeal we can only inquire whether the circuit court
erred in refusing to issue the writ, and I admit, in determining
upon the propriety of issuing it, the sole question that court
could consider was whether the district court of Indiana, in which
the appellants were indicted, tried, and convicted, had
jurisdiction of the offense and of the parties accused, and to
render the judgment pronounced. As was said in
Ex Parte
Siebold, 100 U. S.
375:
"The only ground
Page 127 U. S. 761
on which this Court or any court, without some special statute
authorizing it, will give release on habeas corpus to a prisoner
under conviction and sentence of another court is the want of
jurisdiction in such court over the person or the cause or some
other matter rendering its proceedings void."
But that this Court and the circuit court can exercise
jurisdiction by habeas corpus in cases where it is alleged that by
the action of an inferior tribunal a citizen of the United States
has been unlawfully deprived of his personal liberty is well
established, and they can look into the record of the inferior
court, under whose judgment the parties are restrained of their
liberty, to ascertain whether it had jurisdiction to hold and try
them and render the judgment. If is appear upon such examination
that the inferior court had jurisdiction, the further consideration
of the case is ended. The writ of habeas corpus cannot be made to
take the place of a writ of error, so as to authorize an
examination into any alleged errors of the inferior court in
reaching its conclusion. But if it had no jurisdiction over the
parties or of the offense with which they are charged or to render
the judgment, the circuit court and this Court can interfere and
discharge them. The broad doctrine laid down in
Ex Parte
Watkins, 3 Pet. 193, that where no revision by a
higher court of the judgment of a court in a criminal case is
authorized, another court will not inquire into its jurisdiction
upon habeas corpus has been modified by subsequent decisions.
As in the present case no objection was made before the circuit
court, or is made here, to the jurisdiction of the District Court
of Indiana over the persons of the accused, or to render the
judgment pronounced, if the offense charged was one of which that
court could take cognizance, the sole question before us in whether
the indictment charges an offense thus cognizable.
In
Ex Parte Siebold and
Ex Parte Clarke,
reported in
100 U. S. 371,
100 U. S. 399, it
was held that Congress had the power under the Constitution to
adopt the laws of the states respecting the election of officers of
the states where at such election a member of Congress is to be
voted for, and that it could impose a punishment for a violation of
such laws. This was
Page 127 U. S. 762
held in the face of the objection that it was not competent for
Congress to punish a state officer for the manner in which he
discharged the duties imposed upon him by the laws of the state,
not to make the exercise of its punitive power depend upon the
legislation of the states. But the Court at the same time held that
the adoption by Congress of the laws of the state only extended so
far as the election concerned representatives in Congress. Its
language was:
"If, for its own convenience, a state sees fit to elect state
and county officers at the same time, and in conjunction with the
election of representatives, Congress will not thereby be deprived
of the right to make regulations in reference to the latter. We do
not mean to say, however, that for any acts of officers of
election, having exclusive reference to the election of state or
county officers, they will be amenable to federal jurisdiction; nor
do we understand that the enactments of Congress now under
consideration have any application to such acts."
100 U.S.
100 U. S.
393.
It would seem, therefore, essential in an indictment presented
in an United States court, for an offense cognizable by that court
under these state laws, that it should aver that the violation of
them was intended to affect the election of a member of Congress.
How inspectors of election or other of a state may conduct the
elections, so far as those elections relate to state officers, and
what liability they may incur in such cases for the omission of
duties imposed upon them by state laws, are matters entirely within
the cognizance of the state tribunals. A violation of the state
laws as to the election of persons to fill state offices cannot be
made the subject of punishment by a federal court, nor, of course,
a conspiracy to induce state officers to violate those laws. The
judicial power of the United States does not extend to a case of
that kind. The Constitution defines and limits that power. It
declares that the power shall extend to cases in law and equity
arising under the Constitution, the laws of the United States, and
treaties made under their authority; to cases affecting
ambassadors, other public ministers, and consuls; to cases of
admiralty and maritime jurisdiction, and to various
Page 127 U. S. 763
controversies to which the United States or a state may be a
party, or between citizens of different states, or citizens of the
same state claiming lands under grants of different states, or
between citizens of a state and any foreign state, citizens, or
subjects. While the judicial power, thus defined and limited, may
be applied to new cases as they arise under the Constitution and
laws of the United States, it cannot be extended by Congress so as
to include cases not enumerated in that instrument, as has been
often held by this Court.
The indictment in this case charges a conspiracy to induce
certain election officers appointed under the laws of Indiana to
commit a crime against the United States, the crime being the
alleged omission by them to perform certain duties imposed by the
laws of that state respecting elections. But it contains no
allegation that the alleged conspiracy was to affect the election
of a member of Congress, which, as said above, appears to me to be
essential to bring the offense within the jurisdiction of the
court. If the conspiracy was to affect the election of a state
officer, no offense was committed cognizable in the district court
of the United States. If it had any other object than to affect the
election of a member of Congress, it was a matter exclusively for
the cognizance of the state courts.
In several states, and probably in a majority of them, numerous
officers, state, county, city, and village, are elected at the same
time with representatives in Congress, and, according to the
present decision, a conspiracy to persuade the officers of election
to omit any duty imposed upon them under the laws of the state,
though designed merely to affect the election of an inferior
magistrate of a village, is an offense against the United States,
punishable in the federal courts. Thus, obedience to the laws of
the state in matters of even local offices, if a member of Congress
is voted for at the same election, may be enforced by the courts of
the United States instead of by the proper tribunals of the state
whose laws have been violated. I am not able to assent to a
doctrine which leads to this result and gives the federal courts
power to intermeddle with the action of state officials in an
election
Page 127 U. S. 764
for local offices whenever a member of Congress may have been
voted for at the same time. I agree to what is said by the Court as
to the temptations existing in a republican government, where
political power is reposed in representatives of the entire body of
the people, chosen at short intervals by popular elections, to
control those elections by violence and corruption. But I do not
perceive in that fact any reason why the punishment of fraud
committed or designed at state elections for state officers should
be transferred to the federal courts. The states are as much
interested in guarding against frauds at such elections, and in
maintaining their purity, as it is possible for the general
government to be. They do not require for their protection in such
matters the aid of the general government, any more than in other
domestic affairs. As observed on a former occasion,
"They are invested with the sole power to regulate domestic
affairs of the highest moment to the prosperity and happiness of
their people, affecting the acquisition, enjoyment, transfer, and
descent of property, the marriage relation and the education of
children, and if such momentous and vital concerns may be wisely
and safely entrusted to them, I do not think that any apprehension
need be felt if the supervision of elections in their respective
states should also be left to them,"
where, I may add, it properly belongs.
I am of opinion that the writ of habeas corpus should have been
issued in this case by the circuit court, and that its order
denying the petition of the appellants should therefore be
reversed.
* By request of MR. JUSTICE MILLER, the following opinion of MR.
JUSTICE HARLAN,
In re Coy, 31 F. 794, taken from the
Government's brief, is repeated here. It relates to a different
indictment for the same offense, and bears directly upon the
questions discussed by the court.
HARLAN, J. The petitioner, Coy, is in custody under process
based upon two indictments in the District Court of the United
States for the District of Indiana.
He claims that that with which he is charged, if crimes at all,
are crimes against the state, and not against the United States;
consequently, that the district court is without jurisdiction to
proceed against him. If this contention be sound, the prisoner is
entitled to be discharged.
Ex Parte
Lange, 18 Wall. 163;
Ex Parte Rowland,
104 U. S. 604;
Ex Parte Fisk, 113 U. S. 718,
113 U. S. 724.
Otherwise he must be remanded to the custody of the proper officer
to be tried for the offenses charged.
One of the indictments is under § 5440 Rev.Stat., which provides
that
"If two or more persons conspire either to commit any offense
against the United States or to defraud the United States in any
manner or for any purpose, and one or more of such parties do any
act to effect the object of the conspiracy, all the parties to such
conspiracy shall be liable to a penalty of not more than ten
thousand dollars, or to imprisonment for not more than two years,
or to both fine and imprisonment, in the discretion of the
court."
§ 5446 Rev.Stat., as amended by the Act of May 17, 1879, c. 8,
21 Stat. 4. The first count of that indictment charges that Samuel
E. Perkins, Simeon Coy, Henry Spaan, John H. Councilman, Charles N.
Metcalf, John E. Sullivan, Albert T. Beck, George W. Budd, Stephen
Mauler, William F. A. Bernhamer, and John L. Reardon did
"conspire, confederate, and agree together, between and among
themselves, to commit an offense against the United States, and did
then and there, unlawfully, knowingly, and feloniously, then and
there conspire, combine, confederate, and agree together, between
and among themselves, to induce, aid, counsel, procure, and advise
one Allep Hisey to unlawfully neglect and omit to perform a duty
required and imposed by the laws of the state of Indiana relating
to and affecting a certain election had and held at and in the
County of Marion in the State and District of Indiana, and at the
second precinct of the thirteenth Ward of the City of Indianapolis,
in the County of Marion aforesaid, on the 2d day of November, A.D.
1886, pursuant to law, at which election a representative in
Congress for the Seventh Congressional District of Indiana was
voted for, to-wit: to unlawfully neglect and omit to safely keep in
his possession and custody the tally papers, poll lists, and
certificates of said election at said precinct, he, the said Allen
Hisey, being then and there an officer of said election, to-wit, an
inspector of said election at the Second Precinct of the Thirteenth
Ward of the City of Indianapolis aforesaid, having been thereto
duly appointed, and having duly qualified under the laws of the
State of Indiana, and acting as such inspector; and that, to effect
the object of said conspiracy, the said Samuel E. Perkins then and
there, after one of the tally papers and one of the poll lists of
said election at said precinct, and the certificate of the number
of votes each person had received at said election at said
precinct, designating the office, signed by the board of judges of
said election at said precinct, had been deposited with him, the
said Allen Hisey, as inspector as aforesaid, and that after he, the
said Allen Hisey, had received the said tally paper, poll list, and
certificate aforesaid, for the purpose of returning the same to the
board of canvassers of said election for the County of Marion
aforesaid, he, the said Samuel E. Perkins, did then and there, by
unlawfully and feloniously counseling and advising him, the said
Allen Hisey, so to do, and by other unlawful means, to the grand
jurors aforesaid unknown, unlawfully used to effect the same
unlawful purpose, unlawfully induced and procured him, the said
Allen Hisey, to unlawfully omit and neglect to safely keep said
tally paper, poll list, and certificate in the possession and
custody of him, the said Allen Hisey, as inspector as aforesaid,
and by said unlawful means induced and procured said Allen Hisey,
as inspector as aforesaid, to surrender and deliver to and into the
possession of the said Samuel E. Perkins, and permit him, the said
Samuel E. Perkins, to take and have the possession and custody of
said tally paper, poll list, and certificate, and the said tally
paper to then and there unlawfully mutilate, alter, forge, and
change, before the said tally paper, poll list, and certificate had
been returned to and canvassed and estimated by the board of
canvassers of the said election of the county of Marion aforesaid,
he, the said Samuel E. Perkins, not being then and there an officer
of said election, and not then and there being a person authorized
by the laws of the state of Indiana to have possession and custody
of said tally paper, poll list, and certificate aforesaid, contrary
to the form of the statute of the United States, and against the
peace and dignity of the United States of America."
The second count charges the defendants with having committed a
like offense in respect to the same election in the Second Precinct
of the Twenty-third Ward of Indianapolis, and the third count
charges them with having committed a like offense in respect to the
election in the Second Precinct of the Tenth Ward.
The other indictment is against Coy alone. It charges him with
having unlawfully and feloniously advised, induced, and procured
the inspector at said election in the Third Precinct of the
Thirteenth Ward -- with whom was deposited the poll list, tally
paper, and certificate of the election -- to neglect and omit the
performance of the duty, imposed by law, of safely keeping said
documents in his possession until delivered to the board of
canvassers, and to surrender them to Perkins, by whom they were
altered and mutilated.
Under what circumstances is the failure, neglect, or refusal of
an officer of an election, at which a representative in Congress is
voted for, to perform a duty imposed upon him, as such officer, by
the law of the state, an offense against the United States?
By § 5511 Rev.Stat., it is provided that
"If, at any election for representative or Delegate in Congress,
any person . . . interferes in any manner with any officer of such
election in the discharge of his duties, or by any such means or
other unlawful means, induces any officer of an election, or
officer whose duty it is to ascertain, announce, or declare the
result of any such election or give or make any certificate,
document, or evidence in relation thereto, to violate or refuse to
comply with his duty"
or any law regulating the same . . . or aids, counsels,
procures, or advises any such . . . officer to do any act hereby
made a crime, or omit to do any duty the omission of which is
hereby made a crime, or attempt to do so, he shall be punished,
etc.
That the persons mentioned in the various counts of the
indictment for conspiracy as inspectors of election were lawfully
in the discharge of the functions appertaining to that position is
conceded in argument, and is aptly alleged in the indictment. It is
also conceded, and, if it were not, it is clear, from the statutes
of the state to be hereafter examined, that they were under a duty
to give or make a certificate, document, or evidence in relation to
the election in their respective precincts. Each inspector, at such
election, who violated or refused to comply with his duty or any
law regulating the same, as well as every one who aided, counseled,
procured, or advised him to violate, refuse, or omit to perform his
duty, were, according to the express words of this section, guilty
of a crime. It is equally clear, in the other case, that the
petitioner Coy committed a crime if he aided, counseled, procured,
or advised an inspector at such election to violate or to refuse or
omit to comply with his duty or any law regulating the same.
By § 5515 it is provided:
"Every officer of an election at which any representative or
delegate in Congress is voted for, whether such officer of election
be appointed or created by or under any law or authority of the
United States or by or under any state, territorial, district, or
municipal law or authority who neglects or refuses to perform any
duty in regard to such election required of him by any law of the
United States or of any state or territory thereof or who violates
any duty so imposed or who knowingly does any acts thereby
unauthorized with intent to affect any such election or the result
thereof . . . shall be punished as prescribed in section fifty-five
hundred and eleven."
Observe, "intent" is not made an element in determining the
existence of the offenses specified in that section, except in
those cases where the offender knowingly does an act "unauthorized"
by the law of the United States, or by the law of the state or
territory under whose sanction he exercises the functions of an
officer of election. His neglect or refusal to perform a duty
required by law in regard to an election, at which a representative
of Congress is voted for is made by this section an offense against
the United States, although such nonperformance of duty is without
an evil intent, while the doing of an act simply "unauthorized" by
law is not punishable unless done with an intent to affect the
election or the result thereof. Whether that distinction is
justified by sound public policy was for the lawmaking department
of the government to determine. It was well said by the court,
commenting on § 5515, in
United States v. Jackson, 25 F.
548-550:
"Congress seeks by this statute to guard the election of members
of Congress against any possible unfairness by compelling, under
its pains and penalties, everyone concerned in holding the election
to a strict and scrupulous observance of every duty devolved upon
him while so engaged. . . . The evil intent consists in
disobedience to the law. The legislature has the power to adjudge,
and does adjudge, that the doing of the thing is not for the public
good, and whether its judgment be wise or unwise, it is always
binding on the citizen, and the doing of it is a crime. This is
particularly so with reference to that class of statutes imposing
duties on public officials in the exercise of their public
functions. The command of the legislative will must be obeyed, and
disobedience is a crime, and may be punished as such."
I proceed to inquire whether the alleged surrender of the
certificate, tally paper, and poll list was a violation of any duty
imposed upon the inspector as an officer of the election at which a
representative in Congress was voted for. If it was, it follows, in
view of the plain words of the statute, that he committed an
offense against the United States; consequently those who conspired
to induce or procure, and anyone who advised, counseled, induced,
or procured him to neglect or violate his duty by surrendering the
election papers to Perkins also committed an offense against the
United States.
The duties imposed by the laws of the state upon inspectors at
an election at which a representative in Congress is voted for are
set forth in c. 56 of the Revised Statutes of the state of
1881.
Township trustees, by virtue of their office, are inspectors of
election in the precincts in which they reside. Prior to the
opening of the polls, they appoint two judges of different
political parties, who, with the inspector, constitute a board of
election. Rev.Stat.Indiana, § 4688. The judges and the inspector,
before the election is opened, are required to take an oath to
support the Constitution of the United States and of the state, and
to faithfully and impartially discharge the duties assigned by law.
Id.,
§ 4692. The inspector is the chairman of the board of election.
Id., § 4695. When the polls are closed, it is made the
duty of himself and the election judges to open the ballot-box and
count the votes, the ballots to be taken out one by one by the
inspector,
"who shall open them as he takes them out, and read aloud the
name of each person printed or written thereon, and the office for
which every such person is voted. He shall then hand the ballot to
one of the judges, who shall examine the same and hand it to the
other judge, who shall string it on a thread of twine."
Id., § 4710. No person can be admitted to the room
where the counting is done except the members of the board of
election, the sworn clerks, and two voters from each political
party having candidates to be voted for.
Id., § 4711.
Other sections of the statutes of Indiana are as follows:
"SEC. 4712. When the votes shall be counted, the board of judges
shall make out a certificate under their hands, stating the number
of votes each person has received and designating the office, which
number shall be written in words, and such certificate, together
with one of the lists of voters and one of the tally papers, shall
be deposited with the inspector or with one of the judges selected
by the board of judges."
"SEC. 4713. As soon as the votes are counted, and before the
certificate of the judges as prescribed in the foregoing section is
made out, the ballots, with one of the lists of voters and one of
the tally papers, shall, in the presence of the judges and clerks,
be carefully and securely placed by the inspector, in the presence
of the judges, in a strong and stout paper envelope or bag, which
shall then be tightly closed and well sealed with wax by the
inspector, and shall be delivered by such inspector to the county
clerk at the very earliest possible period before or on the
Thursday next succeeding said election, and the inspector shall
securely keep said envelope containing the ballots and papers
therein, and permit no one to open said envelope or touch or tamper
with said ballots or papers therein. And upon the delivery of such
envelope to the clerk, said inspector shall take and subscribe an
oath before said clerk that he has securely kept said envelope, and
the ballots and papers therein, and that, after said envelope had
been closed and sealed by him in the presence of the judges and
clerks, he had not suffered or permitted any person to break the
seal or open said envelope, or touch or tamper with said ballot or
papers, and that no person has broken such seal or opened said
envelope to his knowledge, which oath shall be flied in said
clerk's office with the other election papers."
"SEC. 4714. The clerk shall securely keep said envelope so
sealed, with the ballots and papers therein, in the same condition
as it was received by him from the inspector in his office (unless
opened by said inspector, in the presence of the board of
canvassers, as herein provided) for the period of six months. But
when such election is contested, he shall preserve them so long as
such contest is undetermined, subject to the order of the court
trying such contest."
"SEC. 4715. The inspectors of each township or precinct, or the
judges of election to whom the certificates, poll books, and tally
papers shall have been delivered as provided for in this act, shall
constitute a board of canvassers, who shall canvass and estimate
the certificates, poll lists, and tally papers returned by each
member of said board, for which purpose they shall assemble at the
courthouse, on the Thursday next succeeding such election between
the hours of ten A.M. and six o'clock P.M."
"SEC. 4716. The members of such board who shall assemble at such
time and place shall select one of their number as chairman, and
the clerk of the circuit court shall act as their clerk."
"SEC. 4717. Such board, when organized, shall carefully compare
and examine the papers entrusted to it and aggregate and tabulate
from them the vote of the county, a statement of which shall be
drawn up by the clerk and shall contain the names of the persons
voted for, the office, the number of votes given in each township
and precinct to each person, the number of votes given to each in
the county, and also the aggregate number of votes given, which
statement shall be signed by each member of said board, which
canvass sheet, together with such certificates, poll books, and
tally papers, shall be delivered to the clerk and by him filed in
his office. The same shall be preserved by him, open to the
inspection of any legal voter of the county or district or
state."
These statutes have been referred to at large in order to show
the great care taken by the state to guard the ballot against
fraud, to secure a correct canvass of the votes cast and an honest
declaration of the result. It appears that the laws of Indiana
contain special provisions for the custody of two sets of papers
relating to general elections: (1) the ballots, one of the lists of
voters, and one of the tally papers, sealed up in a paper envelope
or bag, mast be delivered by the inspector into the custody of the
county clerk; (2) the certificate prepared by the board of judges,
showing the number of votes each candidate received and designating
the office, together with one of the lists of voters and one of the
tally papers, must be "deposited with the inspector" and be
returned by him to the board of canvassers, who meet on the
Thursday succeeding the election for the purpose of canvassing and
estimating "the certificates, poll lists, and tally papers." To the
latter papers the present indictments refer. They are the papers
which, it is charged, were "deposited" with the inspector by the
board of election, and, after being surrendered to Perkins, were
forged, altered, and mutilated.
It will be observed that the local statute does not in express
terms require the inspector to keep those papers in his actual
manual custody during the whole period intervening after they are
"deposited" with him and before he returns them to the board of
canvassers. It is therefore contended that the surrender of them to
Perkins was not a violation of any duty imposed upon the inspector,
and could not be deemed a crime unless done with the intent to
affect in some way the result of the election for representative in
Congress, and that, as it is not charged in the indictment that the
alleged surrender of the election papers was with such intent, or
that the alleged forgeries and alterations in fact affected the
result of the election for representative in Congress, it does not
appear that any offense against the United States was
committed.
In support of these positions, counsel for the prisoner invoke
the familiar rule that penal statutes are to be construed strictly
-- that is, for the benefit of him against whom the penalty is
inflicted. Dwar.St. 634. It is doubtful whether that rule has any
application in the present case, for the statutes of Indiana to
which we have referred merely regulate the conduct of general
elections in that state, and define the duties of the officers of
such elections. Let it, however, be conceded for the purposes of
this case that in determining whether the prisoner has committed a
crime, the statutes of Indiana and the statutes of the United
States relating to the election of representatives in Congress,
taken as a whole, should be interpreted as penal statutes strictly,
and not as remedial enactments to be liberally construed in order
to suppress the frauds and public wrongs against which they are
directed.
Taylor v. United
States, 3 How. 197,
44 U. S. 210;
United States v.
Hartwell, 6 Wall. 385. Still the inquiry remains as
to the intent with which the legislative department enacted these
laws. In giving effect to the rule that penal statutes must be
strictly construed, the court must not disregard the kindred rule
that the intention of the lawmaker, to be gathered from the words
employed, governs in the construction of all statutes. It was said
by the Supreme Court of the United States, speaking by Chief
Justice Marshall in
United States v.
Wiltberger, 5 Wheat. 76,
18 U. S. 95,
that
"Though penal laws are to be construed strictly, they are not to
be construed so strictly as to defeat the obvious intention of the
legislature. The maxim is not to be so applied as to narrow the
words of the statute to the exclusion of cases which those words,
in their ordinary acceptation or in that sense in which the
legislature had obviously used them, would comprehend."
So, in
United States v.
Morris, 14 Pet. 464,
39 U. S. 475,
Chief Justice Taney, speaking for the Court, said:
"In expounding a penal statute, the court certainly will not
extend it beyond the plain meaning of its words, for it has been
long and well settled that such statutes must be construed
strictly. Yet the evident intention of the legislature ought not to
be defeated by a forced and over-strict construction."
See also American Fur Company v. United
States, 2 Pet. 358,
27 U. S.
367.
Giving to the prisoner the full benefit of the rule of
interpretation invoked in his behalf -- leaning to the side of
mercy where the liberty of the citizen is involved -- I entertain
no doubt that the statutes of Indiana, fairly construed, impose
upon an inspector who receives the certificate, tally sheet, and
poll list of a general election the duty of safely keeping them in
his own custody until they are delivered or returned to the board
of canvassers. The requirement that they shall be "deposited" with
him, and that the board of canvassers, of which he is
ex
officio a member, shall "canvass and estimate the
certificates, poll lists, and tally papers returned by each member
of said board," is inconsistent with the idea that he may, prior to
the assembling of the board of canvassers, voluntarily surrender
these important papers into the hands of others. I say important
papers because, upon examining the statutes and the decisions of
the Supreme Court of Indiana it will be found that although in
contested election cases the ballots, lists of voters, and tally
papers, sealed up and delivered to the county clerk, are primary
and conclusive evidence of the result of the election,
Reynolds
v. State, 61 Ind. 392, 422
et seq., the papers
"deposited" with the inspector constitute the basis upon which
rests the official declaration in the first instance of the result
of all elections in the state.
Moore v. Kessler, 59 Ind.
152. The election of members of the state legislature, governor,
representatives in Congress, and electors for President and
Vice-President all rest upon the papers so deposited with
inspectors. Rev.Stat.Ind., §§ 4717, 4718, 4721, 4723, 4724,
4726-4729. It is inconceivable that any inspector could suppose it
to be consistent with his duty to part with these papers in advance
of his meeting his colleagues of the board of canvassers. They are
deposited with him as an officer of the law, acting under the
sanction of an oath. The word "deposited" implies that the
depositary must safely keep these papers in his own custody until
he surrenders them to the board whose duty it is to canvass the
returns and certify the result of the election. While he may not be
responsible for their absolute safety in every case, he is under a
solemn duty to guard them with diligence proportioned to their
value and to the danger that might come to the public from their
loss or mutilation. He holds them in trust for the public, and his
duty to retain them in his own exclusive custody is quite as
clearly defined as if the statute had so declared in express words.
If he voluntarily parts with them before they are returned to the
board of canvassers, they are no longer "deposited" with him. Any
other construction would defeat the obvious intention of the
legislature and shock the common sense of every one interpreting
these statutory provisions in the light of the ordinary meaning of
the words used.
It is said that the inspector would not violate his duty by
depositing these papers after they were received by him in some
bank for safekeeping; consequently it is contended he need not
always have them in his actual manual custody. This might depend
upon the mode of the deposit. If they were placed in a box in the
bank vault and he alone had access to that box, they might in such
a case be regarded as in his actual custody. Other cases might be
supposed in which his duty to hold the papers might not be violated
by the particular mode adopted for their preservation. But no case
of doubtful character is now before us. The specific charge in the
indictment is that the inspector unlawfully surrendered the papers
to Perkins, who had no right under the law to their custody, and
that he was induced to do so by Coy in one case, and in the other
case by Coy and his confederates.
It was also said in argument that the indictments do not state
that the crimes charged were committed in relation to or at an
election for representative in Congress. Counsel overlook the fact
that in one case the accused are charged with a conspiracy to
procure and induce, and in the other case that Coy procured and
induced, the inspector to unlawfully neglect and omit to perform a
duty required by the laws of the state
"relating to and affecting a certain election
had and
held . . . on the 2d day of November, 1886,
pursuant to
law, at which election a representative in Congress for the
Seventh Congressional District of Indiana was voted for,"
etc. I know judicially that such an election was authorized by
law to be held, and I must take judicial knowledge of what everyone
knows, that such an election was in fact held at the time and place
specified in the indictment. The general averment that the election
was held on the day fixed by statute and "pursuant to law" is
sufficient to show that it was one at which a representative in
Congress could be legally voted for.
But it is earnestly insisted that the certificate made by the
board of election showing the number of votes received by each
person and "designating the office" is to be deemed a separate
document in respect to each candidate voted for, or at least that
it was one document so far as it related to candidates for state
offices and a different document or paper so far as it related to
the election held for representative in Congress, and that, in the
absence of a specific averment in the indictment showing the
surrender of the documents in question to Perkins to have been
procured in one case by the prisoner and in the other case by him
and his co-defendants, with direct reference to the vote for
representative in Congress, the district court must be held to be
without jurisdiction to proceed; in other words, that the mere
surrender by the inspector to Perkins of the certificate and other
documents deposited with him, nothing else appearing, is not and
could not legally be made an offense against the United States.
In these views I do not concur. It was conceded in argument, and
it may be inferred from the statutes, that the certificate in
question was in fact one paper, in that it stated the result of the
election as to each candidate. So also as to the copy of the tally
paper and poll list placed in the hands of the inspector. They were
nonetheless documents in regard to an election for representative
in Congress because they also showed the number of votes cast at
the same polls for state officers. And we have seen that the
inspector was under a duty imposed by law to keep them in his
custody until returned to the board of canvassers, and that, by
Revised Statutes of the United States, the inspector at an election
at which a representative in Congress is voted for is guilty of a
crime against the United States if he neglects or refuses to
perform or violates any duty imposed upon or required of him in
regard to such election by any law of the United States or of the
state in which such election is held. It is not difficult to
understand the reasons which induced the state to require the
certificate and one copy each of the poll list and tally paper to
be deposited with and safely kept by the inspector until returned
by him to the board of canvassers. If mutilated or changed before
they reach that board, their value as legal evidence in regard to
the election both for state and national officers, might be
impaired or destroyed. If skillfully altered by bad men, the will
of the people as expressed at the polls might be defeated. Common
prudence therefore suggested the necessity of guarding against
every possibility of such mutilation or alteration. To that end,
these papers were required to be "deposited" with the inspector as
soon as the vote was counted by the judges of the election. In
holding them prior to their being returned to the board of
canvassers, that officer represented both the state and the United
States. The national and state governments were alike interested in
the faithful discharge of his duty as a public depositary. The
documents entrusted to him in that capacity may be said to have
been the joint property of the two governments. To part with them
was a violation of his duty to the state, and therefore a crime
against the United States, because they related to an election for
representative in Congress and because his neglect or refusal to
perform, or his violation of, a duty imposed upon him by law "in
regard to such election" is made by the express words of the act of
Congress an offense against the United States punishable by fine or
imprisonment, or both. In order to obtain an honest canvass of the
votes cast at an election for representative in Congress, that
which the state makes the inspector's duty to her in respect to
documents relating to the election is made by the act of Congress a
duty to the United States. It is consequently not necessary to set
out in the indictment the precise nature of the alternations made
by Perkins, nor aver that they were designed to affect, or in fact
affected, the result of the election for representative in
Congress. As the papers in question related to the election for
representative in Congress -- although containing evidence as to
the election for state officers -- the mere surrender of them to
Perkins by the inspector, in violation of the duty imposed upon him
by law, constituted an offense against the United States, without
reference to the nature of the alleged alterations or forgeries.
The offense of the inspector was complete the moment he surrendered
the papers to Perkins, and when the latter received them, the
offense of the prisoner in the one case, and the offense of the
prisoner and his co-conspirators in the other case, were also
complete.
The authority of Congress to enact the statutes to which
reference has been made is no longer an open question in the courts
of the Union. Such legislation is authorized by that provision of
the Constitution which invests Congress with power to make
regulations as to the time and manner of holding elections for
representatives in Congress or to alter such regulations as the
state prescribes. Article O, Section 4. The requirement that
officers of elections at which such representatives are voted for
shall perform the duties imposed by the state in regard to such
elections is the same, in legal effect, as if Congress had in the
first instance and by direct legislation imposed those duties upon
those officers. It would be extraordinary indeed if the nation
could not prescribe penalties for the nonperformance of duties in
regard to elections for representatives in Congress by those
exercising the functions of officers at such elections. It is
immaterial that such officers were appointed by the state. When
supervising elections for representatives in Congress, they can be
reached by the power of the United States, and punished for neglect
of the duties they assume to discharge. These views are sustained
by the elaborate judgments of the Supreme Court of the United
States in
Ex Parte Siebold, 100 U.
S. 371,
Ex Pare Clarke, 100 U.
S. 399, and
Ex Parte Farbrough, 110 U.
S. 651, in which the power of Congress, either by direct
legislation or by adopting the regulations established by the state
to secure the integrity and freedom of elections at which
representatives in Congress are chosen, is placed upon grounds that
cannot be shaken. Those cases cover the whole field of
argument.
I am of opinion that the District Court of the United States has
jurisdiction to proceed under these indictments.
The application for the discharge of the prisoner must
therefore be denied. It is so ordered.