Claim 3 of letters patent No. 215,679, granted to George
Bartholomae, as assignee of Leonard Meller and Edmund Hofmann, as
inventors, May 20, 1819, for an "improvement in processes for
making beer," namely,
"3. The process of preparing and preserving beer for the market,
which consists in holding it under controllable pressure of
carbonic acid gas from the beginning of the kraeusen stage until
such time as it is transferred to kegs and bunged, substantially as
described,"
is a valid claim to the process it purports to cover.
The state of the art of brewing beer, so far as it concerns the
invention of the patentees, explained.
In equity. Decree dismissing the bill. The plaintiff
appealed.
The case is stated in the opinion of the court.
MR. JUSTICE BLATCHFORD delivered the opinion of the Court.
This is a suit in equity, brought in the Circuit Court of the
United States for the District of Indiana, by the New Process
Fermentation Company, an Illinois corporation, against Magdalena
Maus, Albert C. Maus, Casper J. Maus, Frank A. Maus, and Mathias A.
Maus, for the infringement of letters patent No. 215,679, granted
May 20, 1879, to George Bartholomae as assignee of Leonard Meller
and Edmund Hofmann, as inventors, for an "improvement in processes
for making beer," subject to the limitation prescribed by § 4887 of
the Revised Statutes, by reason of the inventions having been
patented in
Page 122 U. S. 414
France, November, 30, 1876, and in Belgium, February 28, 1877.
The specification and drawing and claims of the patent are as
follows:
"To all whom it may concern:"
"Be it known that we, Leonard Meller, of
Ludwigshafen-on-the-Rhine, in the State of Bavaria, and Edmund
Hofmann, of Mannheim, in the State of Baden, Germany, have invented
certain new and useful improvements in the art of making beer, and
we hereby declare the following to be a full, clear, and exact
description thereof, reference being had to the accompanying
drawing, making a part of this specification, in which the figure
represents an end view of our apparatus, with the water column in
section."
"Heretofore, in brewing beer, after cooking and cooling, the
beer had been put into open vessels to ferment. The fermentation
lasts say fifteen days, and then the beer is drawn off from the
yeast into large casks nearly closed, where it remains from one to
six months to settle, and among the sediment there will still
remain some yeast. The beer is then pumped into shavings casks, and
is mixed with young beer (Kraeusen), which starts a mild
fermentation, lasting from ten to fifteen days, until the
generation of the gas is reduced to a minimum. During this
fermentation, the beer effervesces through means of the carbonic
acid gas rising, and the lighter particles of yeast and solid
matter are thrown to the top, forming a foam, which, during the
ebullition, runs over the edges of the opening in the cask, and
carrying along a small portion (more or less) of the beer, which is
wasted, and this waste has to be replaced by refilling with new
beer daily. This wastage we estimate, from practical experience in
the manufacture, to be about one barrel in every forty, more or
less. This waste beer, running down around the casks and on the
floor of the cellars, sours and produces a mildew, which
impregnates the air with foul vapors highly injurious to the
workmen, and, permeating the beer in the casks, alters its flavor,
and, in instances where the mildew penetrates the wood of the
casks, spoils the beer entirely. This fouling of the barrels
requires that they should be washed outside, from time to "
Page 122 U. S. 415
image:a
Page 122 U. S. 416
time, and the water used in this washing always raises the
temperature of the cellar, and wastes the ice which is therein
packed to keep the temperature about 41� Fahrenheit. After the beer
has been in the shavings cask from ten to fifteen days, the
gelatine or other clarifying medium is introduced, and at the end
of a couple of days the beer is entirely clear. The shavings cask
is then bunged up tightly for from three to five days, to confine
the last portions of the rising carbonic acid gas. This charges the
beer with carbonic acid gas (CO2), so as to make it merchantable,
and it must be drawn off at once into kegs and used, otherwise the
pressure on the shavings cask may burst it.
"In selecting the time for drawing off the beer from the
shavings casks into the kegs, to send it to market, the beer should
never be under a pressure of over seven pounds to the square inch,
otherwise the keg fills with foam in the drawing off, and, the
bubbles subsiding, leave an air space over the liquid beer, which
absorbs a portion of the carbonic acid gas, and soon leaves the
beer in the keg flat. As the art is now practiced, arriving at the
proper degree of pressure when to put the beer in kegs is merely a
matter of judgment or guess by the foreman, and no two shavings
casks will be drawn off at precisely the same pressure, and the
effervescing qualities of the beer will vary considerably, much to
the detriment of sales by the brewer. If the beer is not put in
market at once at this stage, the bungs have to be removed from the
casks, and the gas allowed to escape. Then the escaping gas stirs
up the yeast and impurities that have settled to the bottom, and
the beer has to go again through the entire shavings cask step in
the process."
"Under the processes now in use, it requires about twenty days
to put beer on the market after it is pumped into the shavings
casks. This delay requires brewers to keep a large amount of
capital invested during the time in unfinished beer, and it is
highly important to decrease this time of preparation."
"The essential features of our invention have been patented in
foreign countries as follows: France, to Leo. Meller & Co.,
filed September 28, 1876, allowed and countersigned, Paris,
Page 122 U. S. 417
November 30, 1876, No. 114,737; Belgium, to Leo. Meller &
Co., filed February 14, 1877, allowed and countersigned, Bruxelles,
February 28, 1877, No. 41,517."
"The object of our invention is to overcome the difficulties
above named, and also to produce in a shorter time a better quality
of beer, containing more sugar and less alcohol."
"Our invention consists in treating the beer when in the
shavings cask step of the process, in one or more closed casks,
under automatically controllable carbonic acid gas pressure,
generated either by the mild fermentation of the beer or
artificially. This equalizes the pressure in such cask or series of
casks, and the effervescing quality of the beer in all the casks,
when two or more are connected together, is uniform."
"The cask or casks being closed, none of the beer wastes by
running over, and the foul smells and washing of the casks and
cellars are avoided. The escaping carbonic acid gas is conducted
from the relief valve to the open air, and does not settle in the
brewing cellars, to endanger life."
"Our invention consists, further, in similarly treating the beer
when in the kraeusen stage, or subsequently thereto, or both, or
when in the settling casks ('ruh-beer'), this being the second
fermenting stage -- that is to say, our invention consists in so
treating the beer at any time or times previous to racking off and
bunging or bottling."
"In order that those skilled in the art may make and use our
invention, we will proceed to describe the manner in which we have
carried it out."
"In the drawings, A A are shavings casks, having faucets
a
a, provided with valves
i i, inserted tightly in
their bungs. These faucets are connected to taps N on the main pipe
a', by means of flexible sections
k, provided
with couplings. The taps or connections have valves,
i'
i'. Pipe
a' bends upward, and passes above the level
of a water column C, and then, passing downward, enters the base of
the column at
x, where it is provided with a cock,
b'. The water column or vessel C has a faucet
d
to draw off water, when desired to decrease the pressure. A
depending branch pipe
e and cock
e' serve to
Page 122 U. S. 418
discharge any condensed moisture from pipe
a, and a
pressure gauge
e2 serves to indicate the pressure."
"By means of a gas generator located at
h and connected
to pipe a by means of pipe
f, having cock
g, we
are enabled to test the joints of the apparatus and drive all
atmospheric air from the pipes when the operation begins."
"At the top of the water column is a conical cap terminating in
a pipe
E, which is projected out of the building and leads
all the gas into the open air. Located within this cap is a conical
diaphragm C', centrally located, so that, should the escape of the
gas become so rapid as to lift the body of water upward, the water
will be arrested by the diaphragm, while the gas escapes around its
edges."
"It is evident that the pressure in all the shavings casks
connected with pipe
a' will be equal, and will be kept so
indefinitely by means of the water column, and, as far as the
enlivening of the beer is concerned, it is always ready for market,
be it ten days or four months, whereas in processes now practiced,
beer has to be bunged at a particular time for a particular day's
market."
"Our process enables the brewer to keep on hand merchantable
beer which can be shipped instantly, or, if trade decreases, it
enables him to keep his stock on hand without deterioration till
the demand is made for it."
"All that has been said above in relation to a series of casks
applies, of course, equally to treatment in a single cask."
"It is obvious that means other than a water column may be
adopted for equalizing the pressure of the gas without departing
from the spirit of our invention -- as, for example, safety valves
and the like -- and the apparatus is susceptible of many other
variations without affecting the process itself, which constitutes
the essence of our invention."
"By using our process, we are enabled to clarify the beer and
clear it of impurities in eight days or less, whereas in the
ordinary process it takes from twelve to twenty days. This immense
gain in time we ascribe to the following action: the air being
forced out of the pipes, the carbonic acid fills them and the space
in the casks above the beer. Then the gas
Page 122 U. S. 419
slowly accumulates in the space above the beer until the
pressure above is such as to overcome the density of the beer and
reenter it, so as to charge it up to the pressure for which the
column is set. This creates, in a manner, an equilibrium between
the rising bubbles and the pressure above, during which gravity can
act rapidly on the yeast and impurities in the beer and carry them
down among the shavings at the bottom of the cask, where they
remain."
"We introduce the clarifying gelatine into the shavings casks
after the beer is introduced, and before connecting with pipe
a', and actual practice has demonstrated to us that to
clarify the beer by our process requires only about one-half of the
gelatine heretofore used. This saving, together with the saving of
the waste beer heretofore mentioned (one or more barrels in every
forty), and the saving of labor will greatly cheapen the production
of beer. When we desire to make beer for bottling, we attach our
apparatus to the settling casks filled with beer, and no young beer
(kraeusen) is added, but a little gelatine is added, and the beer
allowed to remain for from fourteen to twenty days, until it
becomes 'lively' (saturated with CO2), and it is then bottled."
"We find that bottled beer prepared this way is healthier, and
will last in good condition two or three months, whereas the beer
bottled in the usual manner with Kraeusen beer lasts only for eight
or ten days if pure and not steamed after bottling, the latter
spoiling the aroma and flavor."
"Having thus described our invention, what we claim as new and
desire to secure by letters patent is:"
"1. The process of preparing beer for the market, which consists
in holding it under controllable pressure of carbonic acid gas when
in the kraeusen stage, substantially as set forth."
"2. The process of treating beer when in the Kraeusen stage
which consists in holding it in a vessel under automatically
controllable pressure of carbonic acid gas, substantially as
described."
"3. The process of preparing and preserving beer for the
Page 122 U. S. 420
market which consists in holding it under controllable pressure
of carbonic acid gas from the beginning of the Kraeusen stage until
such time as it is transferred to kegs and bunged, substantially as
described."
"4. The method herein described of preserving beer in a
marketable condition after it has passed the kraeusen stage, which
consists in holding it under pressure of carbonic acid gas, said
pressure being automatically regulated by a counteracting
hydrostatic pressure, substantially as described."
"5. The process of treating beer when in the second fermenting
stage ('ruh-beer'), which consists in holding it under
automatically controllable pressure of carbonic acid gas,
substantially as described."
"6. The process of treating beer in the course of its
manufacture which consists in holding it in closed connected
vessels under automatically controlled pressure of carbonic acid
gas, substantially as described."
"7. The process of clarifying and settling beer in a series of
shavings casks, and equalizing the rate of fermentation in all of
them, whereby the beer is more rapidly and thoroughly clarified,
and will be ready for racking off in all the casks at the same
time, and can be kept so, which consists in holding the beer in
closed connected shavings casks under automatically controlled low
pressure of carbonic acid gas, substantially as described."
"8. Casks A A, provided with cocks
a a, flexible
sections
k, and taps N N, in combination with main pipe
a', water column C, and pressure gauge
e2, all
constructed, arranged, and operated as and for the purposes set
forth."
Infringement is alleged of claims 1, 2, 3, 4, 6, and 7. The
circuit court dismissed the bill, and the plaintiff has
appealed.
The principal contest in the case is as to the validity of the
patent as a patent for a process. The state of the art of brewing
beer, so far as it concerns the invention of the patentees, is set
forth in the specification. That invention, so far as it is
applicable to what is called the Kraeusen stage of beer, is
applicable to the beer after it is pumped into the shavings casks
and the kraeusen beer is added for the purpose of starting
Page 122 U. S. 421
a mild fermentation. By the old process, the fermentation lasted
from ten to fifteen days, until the generation of the gas was
reduced to a minimum. By the rising of the carbonic acid gas
through the effervescence of the beer, a foam was formed which ran
over the edges of the open bung hole and wasted more or less of the
beer, say one barrel in every forty. This waste beer soured and
mildewed, produced foul vapors injurious to health, altered the
flavor of the beer in the casks, and sometimes spoiled it entirely.
The washing of the barrels on the outside was required, the
temperature of the cellar was raised by the use of the water for
the washing, and the ice was wasted which was packed in the cellar
to keep the temperature at about 41� Fahrenheit. After the beer had
been in the shavings casks from ten to 15 days, gelatine or some
other clarifying medium was introduced, and at the end of a couple
of days, the beer was entirely clear. The shavings cask was then
bunged up tightly for from three to five days to confine the last
portions of the rising carbonic acid gas and charge the beer with
it, to make it merchantable. The proper degree of pressure in the
shavings cask at which to draw off the beer into kegs for market
was a matter of judgment in the workman. If the pressure was over
seven pounds to the square inch, the keg filled with foam in
drawing it off and the bubbles subsiding left an air space over the
liquid beer which absorbed a portion of the carbonic acid gas, and
soon left the beer in the keg flat. As a result of the fact that
the proper degree of pressure was merely a matter of judgment, no
two shavings casks were drawn off at precisely the same pressure,
and the effervescing qualities of the beer would vary considerably.
If the beer was not put into market at once at the proper stage,
the bungs had to be removed from the shavings casks and the gas
allowed to escape. The escaping gas then stirred up the yeast and
impurities which had settled at the bottom, and the beer had to go
again through the entire shavings cask stage in the process. It
required about twenty days to put beer on the market after it was
pumped into the shavings casks. This delay required brewers to keep
a large amount of capital invested during the time in unfinished
beer,
Page 122 U. S. 422
and a decrease of this time of preparation was highly
important.
Upon these premises, the object of the invention of the
patentees was to overcome the difficulties above named. In this
view, the statement of the invention in the specification is in
these words:
"Our invention consists in treating the beer when in the
shavings cask step of the process in one or more closed casks under
automatically controlled carbonic acid gas pressure, generated
either by the mild fermentation of the beer or artificially. This
equalizes the pressure in such cask or series of casks, and the
effervescing quality of the beer in all the casks, when two or more
are connected together, is uniform. The cask or casks being closed,
none of the beer wastes by running over, and the foul smells and
washing of the casks and cellars are avoided. The escaping carbonic
acid gas is conducted from the relief valve to the open air, and
does not settle in the brewing cellars, to endanger life."
This, is fairly to be read as a statement that the beer is to be
thus treated during the whole of its subjection to the shavings
casks stage of the process, whether in one closed cask or in two or
more closed casks connected together. The statement is that the
cask or casks are to be closed -- that is, closed throughout the
shavings casks stage of the process, and kept during that process
under automatically controllable carbonic acid gas pressure,
generated either by the mild fermentation of the beer or
artificially. It is also stated that none of the beer wastes by
running over, and that the foul smells and washing of the casks and
cellars are avoided, and that the escaping carbonic acid gas is
conducted to the open air. These consequences cannot follow, nor
can the advantages of the invention set forth be fully availed of,
unless the casks are closed from the beginning of the shavings cask
Kraeusen stage. Adequate means for working this process and
securing this result are set forth in the specification; also means
for connecting together a series of shavings casks, so as to secure
equal pressure in all of them.
The specification further says:
"By using our process, we are enabled to clarify the beer and
clear it of impurities in eight
Page 122 U. S. 423
days or less, whereas in the ordinary process, it takes from
twelve to twenty days. This immense gain in time we ascribe to the
following action: the air being forced out of the pipes, the
carbonic acid fills them and the space in the casks above the beer.
Then the gas slowly accumulated in the space above the beer until
the pressure above is such as to overcome the density of the beer
and reenter it, so as to charge it up to the pressure for which the
column is set. This creates, in a manner, an equilibrium between
the rising bubbles and the pressure above, during which gravity can
act rapidly on the yeast and impurities in the beer, and carry them
down among the shavings at the bottom of the cask, where they
remain. We introduce the clarifying gelatine into the shavings
casks after the beer is introduced, and before connecting with pipe
a', and actual practice has demonstrated to us that to
clarify the beer by our process requires only about one-half of the
gelatine heretofore used. This saving, together with the saving of
the waste beer heretofore mentioned (one or more barrels in every
forty), and the saving of labor, will greatly cheapen the
production of beer."
The third claim of the patent is as follows:
"3. The process of preparing and preserving beer for the market,
which consists in holding it under controllable pressure of
carbonic acid gas from the beginning of the kraeusen stage until
such time as it is transferred to kegs and bunged, substantially as
described."
This claim covers the real invention of the process of the
patentees, if it be their invention and be patentable as a
process.
The circuit court, in its opinion, 20 F. 725, 733, held that the
most that could be claimed by the patentees was that they applied
the controllable pressure, created by the carbonic acid gas in a
state of fermentation at an earlier stage than was before known;
that the essential parts of the apparatus used were known before;
that the same controllable pressure had been applied at various
stages of the manufacture; that the application at one stage of the
condition of the beer instead of another would seem not to involve
anything more than a mere mechanical change, which could be
employed by
Page 122 U. S. 424
anyone skilled in the art, and that the claim of the patent for
a particular process, irrespective of the mechanical devices
claimed (which the defendants had not used), could not be
sustained. But we think that in this view the court erred, and that
the third claim of the patent is a valid claim for the process
covered by it and described in the specification. The testimony is
very full and clear that as a process, it was not known or used
before in the art of making beer; that it worked a valuable and
important change in that art in the particulars set forth in the
specification; that it went at once extensively into use both in
Europe and in the United States, and that it was recognized as a
new and valuable invention, in published works on the subject,
immediately after it was made known.
Professor Haines, the leading expert for the plaintiff,
says:
"The Meller and Hofmann system accomplishes, in my opinion, many
results which had not before been obtained, and it acts, in doing
so, in this way: automatically regulated pressure is applied to the
casks during the process of active fermentation, and air is
thereby, of course, excluded. Under this increased pressure and the
exclusion of air, fermentation takes place more regularly, and the
impurities in the beer settle more rapidly. By the exclusion of the
air, moreover, fewer impurities are produced, for it is a
demonstrated fact that when oxygen is excluded from a fermenting
mixture, fewer yeast cells and other solids are generated. Not only
is there therefore produced less matter to subside, but by the
increased pressure, these particles are rendered specifically
heavier, and therefore settle much more rapidly. The process,
therefore, if applied during the stage of active fermentation, not
only regulates the fermentation, but will materially hasten the
clarifying of the beer, both of which are objects not obtained, so
far as I know, by any previously used process or apparatus."
The invention of the patentees covered by claim 3 is, as stated
before, applicable to the beer in the Kraeusen stage in the
shavings casks. The shavings in these casks are thin strips of
white beech, hazel-nut, or other suitable wood, placed
Page 122 U. S. 425
lengthwise of the cask on its bottom, opposite the bung-hold,
and used as a fining medium. Being porous, they absorb the turbid
ingredients in the beer and also mechanically arrest them when
precipitated. The kraeusen beer which is added to the contents of
the shavings casks to produce fermentation is young beer, in full
fermentation, the beer or wort to which the kraeusen beer is added
in the shavings casks being itself comparatively flat, and not
clarified.
Vent-bungs of various descriptions existed before, but were used
toward the last stage of the fermentation of the beer in the
kraeusen stage in the shavings casks, to confine mechanically the
very last of the slowly generating gas, the valve or vent in the
bung operating to prevent overpressure or "overbunging," in case
there should be delay in drawing off the beer after it became ready
for market. The effect of the accumulation of the carbonic acid gas
generated in the later stages of the fermentation was and is to
impart more effervescence to the beer. The invention of the
patentees is entirely independent of the old and well known vent
bungs, and of any prior apparatus for preventing overbunging. It is
for the process of bunging the cask simultaneously with the
commencement of the active fermentation of the beer in the kraeusen
stage. It utilizes the gas to clarify the beer, the pressure of the
gas causing the impurities quickly and permanently to deposit
themselves on the bottom and sides of the cask instead of being
removed, as in the old method, by overflowing and slow deposit.
Professor Haines says:
"The novelty and characteristic feature of the process by which
its excellent results are produced chiefly arises from its
introducing an automatically acting process at an earlier stage of
the preparation of beer than has been practiced by other devices.
This earlier bunging produces a number of valuable results, one of
the most valuable of which is the rapid clarification of the beer.
By placing the actively fermenting liquid under adequate
automatically controlled pressure and keeping it thus under
pressure until drawn off for use, the beer ferments more equably,
less sediment is produced, and clarification is more rapid and more
certain. It is, then, as I
Page 122 U. S. 426
understand it, not the mechanical application of pressure, but
the application of a suitable pressure, beginning with the second
active fermentation of the beer and continuing to the close, that
constitutes the most valuable and novel feature of this
process."
Dr. Ruschhaupt, another expert witness for the plaintiff,
says:
"It is an acknowledged fact that the influence of pressure upon
a compressible object suspended in a liquid causes it to sink, and
also that pressure in closed vessels is propagated to all sides
with the same force. For this reason, an ascending or rising of the
insoluble impurities cannot take place as long as the pressure
continues or increases; however, as soon as the pressure is
released or diminished, a rising must necessarily result. With beer
especially, such rising easily occurs, and the lighter impurities
will almost at once be drawn into the beer again. Any apparatus
which does not allow the pressure to become diminished at any time
during the operation, and which is not apt to get out of order or
become clogged, like a hydrostatic column, will avoid the drawbacks
above referred to, and this object is beyond question fully
accomplished by the apparatus patented to Meller and Hofmann. It is
not simply a safety valve or vent, but intended to accomplish much
more, and to be used, if necessary, in the height of the kraeusen
stage. But not in this respect lies the principal advantages of
said patent. It new mode of treatment is the main thing. The patent
recommends automatic bunging at an earlier stage of manufacture
than before practiced,
viz., during the kraeusen stage,
and for an entirely different purpose,
viz., to hasten the
clarifying and settling of the beer. The patent suggests in this
respect a new and different mode of treatment before the beer is
clear and settled. The new process is carried into effect by
causing the liquid in the cask to be placed under an even and equal
pressure of carbonic acid gas, which is uniformly applied and
maintained throughout the treatment, up to the very time of racking
off the beer, by means of an automatically working valve or weight,
regulated at a prefixed standard of about seven pounds to the
square inch. "
Page 122 U. S. 427
The advantages of the process in practice are thus stated by Mr.
Seib, a brewer:
"First, I save on a thirty-barrel cask about a barrel and a half
of beer; secondly, my beer will not become overbunged; third, in
the old mode of treating beer, when the liquid was two to three
weeks on shavings, it became a shavings taste, which is not the
case under the Meller and Hofmann method. You may keep the beer two
months in the latter way. Fourth, it also involves material
financial advantages, in this, if the beer is not use at the
particular time, it needs not, as of old, be pumped over into other
casks to guard against the results of overbunging. There is another
most important advantage arising from this early process of
bunging. It prevents overflowage and the yeast souring the floors
and cellars, and, as the yeast is a plant and continuous to grow,
the atmosphere becomes corrupted, which reacts on the beer in the
cellar."
Contemporary publications give to the patentees the credit of
this invention. In the "Manual of Beer Brewing," published at
Weimar, in 1877, by Prof. Ladislaus Von Wagner at 728 and 729,
Meller's method of treatment, in using carbonic acid gas to clarify
beer, is spoken of as successful and as having been already
introduced for four years and spread over the whole European
continent. In a treatise on beer brewing published at Braunschweig
in 1877 by Dr. Carl Lintner, the invention, as one for putting the
beer, when drawn off into casks immediately under the pressure of
pure carbonic acid gas, is ascribed to Meller. In "The American
Beer Brewer," published at New York in June, 1878, by A. Schwartz,
the invention is spoken of as one which the writer had seen in 1877
at the brewery of Mr. Hofmann at Mannheim, in Germany, carried out
by a bunging apparatus such as is described in the patent.
Within the rules laid down by this Court in
Corning v.
Burden, 15 How. 252,
56 U. S. 267,
in
Cochrane v. Deener, 94 U. S. 780,
94 U. S.
787-788, and in
Tilghman v. Proctor,
102 U. S. 707,
102 U. S. 722,
102 U. S.
724-725, we think that the method or art covered by the
third claim of the patent is patentable as a process irrespective
of the apparatus or instrumentality for carrying it out. It is
the
Page 122 U. S. 428
performing of a series of acts upon the beer in the kraeusen
stage, producing new and useful results in the art of making
marketable beer. The process consists not in merely applying an
apparatus to the cask at some period of the kraeusen stage of the
beer, but consists in this, that when the beer has been put into
the casks, and the kraeusen beer is added to it, and the apparatus
is applied at the beginning of the kraeusen stage, the beer will be
kept under a controllable pressure of carbonic acid gas until such
time as it is fit to be transferred to the kegs for market, such
pressure resulting in the complete and speedy clarification of the
beer, although it is in a state of active fermentation in the
closed shavings casks, with the incidental results of no loss of
beer, no fouling of the casks or the cellar, no alteration of the
flavor of the beer, and no danger to the health of the workmen.
This is, as was said in
Cochrane v. Deener, "a mode of
treatment of certain materials to produce a given result," and "an
act, or a series of acts, performed upon the subject matter to be
transformed and reduced to a different state or thing," and
"requires that certain things should be done with certain
substances, and in a certain order." It is therefore a process or
art. The apparatus for carrying out the process is of secondary
consequence, and may itself be old, separately considered, without
invalidating the patent, if the process be new and produces a new
result.
There appears also to be a new principle of action involved in
the invention of the patentees. The carbonic acid gas generated by
the fermentation in the cask, instead of being allowed to
continually ascend, as it does with an open bung hole, keeping the
liquid constantly in a turbid state and overflowing at the bung
hole, is made, as stated in the specification, to first accumulate
in the space above the beer in the closed cask, until the pressure
is such that the gas overcomes the density of the beer and enters
it again, and charges it up to the pressure at which the water
column is set, thus creating an equilibrium between the rising
bubbles of gas and the pressure above, so that gravity can act on
the yeast and impurities and carry them down so that they will
remain with
Page 122 U. S. 429
the shavings at the bottom. This is a new use, in the treatment
of fermenting beer, of the carbonic acid gas which it generates,
and a new method or process of hastening the clarifying and
settling of the beer.
This being the proper construction of the third claim of the
patent, we are prepared to consider the question of the novelty of
the process covered by the claim in the light in which it has been
explained.
The United States patent to George Wallace, No. 62,581, granted
March 5, 1867, does not exhibit any such process. The apparatus
shown in it acted on a directly opposite principle, and was
designed to stir up the fermenting medium and accelerate the
fermentation and decomposition of mash. Professor Haines says, in
regard to it:
"I have examined the Wallace patent and compared it with the
process and apparatus of Meller and Hofmann. In my opinion, the two
are radically different. The Wallace patent introduces to the
bottom of one fermenting tank a pipe which is connected with the
upper portion of the other fermenting cask. Now if any excess of
pressure should occur in either cask over what there is in the
other, a quantity of carbonic acid gas will be forced to the very
bottom of the cask having the smaller pressure, and in this way the
yeast and other sediment will be thoroughly stirred up and diffused
through the fermenting liquid. This would unquestionably increase
the rapidity of fermentation, but it would accomplish exactly the
opposite result of what the Meller and Hofmann process contemplates
-- namely the forcing down of the sediment so as to clarify the
beer, and not its agitation and dissemination through the fluid. It
seems to me, therefore, that the Wallace apparatus and process, as
figured and described in patent 62,581, would not and could not be
used for the same purposes that the Meller and Hofmann process is
employed."
Dr. Ruschhaupt testifies to the same effect.
The United States patent No. 63,636, granted to Thomas R. Hicks,
April 9, 1867, the United States patent No. 90,349, granted to
William Dietrichsen, May 25, 1869, and United States patent No.
115,950, granted to William Gilham, June
Page 122 U. S. 430
13, 1871, do not any of them disclose the process of the
appellant of controlling the action of beer in active fermentation
in the kraeusen stage for the purpose of clarification and
preparation for market by means of the controllable pressure of
carbonic acid gas. The patent to Gilham is for the production of
sparkling wine by charging the wine under pressure with the
carbonic acid gas generated by the wine during the process of
fermentation. It does not develop the process of the appellant as
applied to beer in the kraeusen stage, nor does it disclose the
fact that Gilham knew of the existence of any such process.
The patent to Henry Schlaudeman, No. 204,687, of June 11, 1878,
the patent to John M. Pfaudler, No. 205,572, of July 2, 1878, the
patent to Theodore F. Straub, No. 208,771, of October 8, 1878, and
the patent to Frank Fehr, No. 215,596, of May 20, 1879. are later
in date than the invention of Meller and Hofmann, and all of them
are subsequent in date to the introduction into use of that
invention in this country, in July or August, 1877.
The experiments of Clement A. Maus were in September, 1877. The
apparatus of Jacob W. Loeper was an automatic vent bung, but it is
not shown to have been used in carrying out any such process as
that of the appellant. The apparatus of Herman Sturm was manifestly
only an experiment, abandoned and given up before the invention of
Meller and Hofmann was introduced. It is not satisfactorily shown
to have been used on shavings casks with the beer in the kraeusen
stage. Dr. Ruschhaupt testifies that the devices of Sturm, all of
them, belong to the class of automatic vent bungs used during the
last stages of after-fermentation; that they were not capable of
being used during the kraeusen stage in shavings casks because they
were constructed to act under a much lower pressure than that
spoken of in the patent to Meller and Hofmann; that the one with
the mercury gauge is intended to work under a pressure of only
about one pound to the square inch, and the others were liable to
get out of order by the clogging and rusting of the springs, and
that they were only applied to let off the surplus carbonic acid
gas from
Page 122 U. S. 431
lager beer casks to prevent their bursting. Professor Haines
testifies as follows in regard to the Sturm apparatus:
"In my opinion, the forms of apparatus described and figured in
the testimony of General Sturm could not be practically applied for
the purposes of the Meller and Hofmann process, for the bungs
figured and described would certainly become clogged by the foam
that is sent upward in considerable quantity during the active
fermentation, and, becoming clogged, would either cease to act or
else remain permanently open. The other device figured and
described contemplates, according to the description, the
application of a very trivial pressure, stated by the witness
himself as equivalent to about a pound per square inch. As I before
testified, I believe such a trivial pressure would not bring about
the effects obtained by the Meller and Hofmann process, although it
would be sufficient to charge the beer with a certain amount of
gas, and prevent the casks from bursting, which, as I understand
it, was the object of the apparatus now spoken of. . . . It is
difficult to determine from the testimony of the witness exactly at
what stage of the brewing of the beer the apparatuses were
employed, but as he states that they were made in 1860, at which
time the treating of beer with kraeusen in shavings casks was not
practiced, it is evident that the apparatuses were not intended to
be applied during this stage of brewing."
It is testified that the appellant's process of treating beer
under the automatically controllable pressure of carbonic acid gas
is of great value in the brewing business, and has come into
general use and been put up in about eighty breweries, many of
which are among the largest in the United States.
There is no doubt whatever that the defendants have used the
process covered by the third claim of the patent. One of the
defendants, Frank A. Maus, testifies that in the fall of 1878 or
the spring of 1879, the defendants commenced using an apparatus
which applies the controllable pressure of carbonic acid gas to the
beer in the kraeusen stage; that as soon as the finings are added
to the beer in the shavings cask, they attach the apparatus; that
sometimes, however, it is not attached until a day or two after the
kraeusen and finings are
Page 122 U. S. 432
added; that they keep it attached from eight to twenty days,
until the beer is drawn off for the market; that on an average,
they gain about two days by the use of the apparatus, and that they
avoid the running over of the foaming yeast through the bung
hole.
We have confined our consideration of this case to the third
claim of the patent, as that is the one which distinctly embodies
the invention of the patentees and it has been infringed by the
defendants. It will be time enough to consider the other process
claims, and the eighth claim, in cases involving their
infringement, where the third claim is not also infringed. In the
present case it appears that the defendants have used "the process
of preparing and preserving beer for the market" by
"holding it under controllable pressure of carbonic acid gas
from the beginning of the kraeusen stage until such time as it is
transferred to kegs and bunged, substantially as described"
in the specification of the patent.
The decree of the circuit court is reversed, and the case is
remanded to that court with a direction to enter a decree
establishing the validity of the third claim of the patent and
awarding a perpetual injunction and an account of profits and
damages, and to take such further proceedings in the suit as may
not be inconsistent with this opinion.