Kinnucan v. National Security Agency et al, No. 2:2020cv01309 - Document 40 (W.D. Wash. 2021)

Court Description: ORDER denying Plaintiff's 20 Motion for Summary Judgment and granting Defendants' 27 Cross Motion on this issue. Signed by Judge Marsha J. Pechman. (SB)

Download PDF

Kinnucan v. National Security Agency et al Doc. 40 Case 2:20-cv-01309-MJP Document 40 Filed 12/28/21 Page 1 of 19 1 2 3 4 5 6 7 UNITED STATES DISTRICT COURT WESTERN DISTRICT OF WASHINGTON AT SEATTLE 8 9 10 MICHELLE J. KINNUCAN, Plaintiff, 11 14 15 ORDER ON CROSS-MOTIONS FOR SUMMARY JUDGMENT v. 12 13 CASE NO. C20-1309 MJP NATIONAL SECURITY AGENCY; CENTRAL INTELLIGENCE AGENCY; DEFENSE INTELLIGENCE AGENCY; DEPARTMENT OF DEFENSE, Defendants. 16 17 18 This matter is before the Court on Plaintiff’s motion for summary judgment, (Dkt. No. 19 20), and Defendants’ cross-motion for summary judgment, (Dkt. No. 27). Having considered the 20 motions and all supporting declarations, (Dkt. Nos. 20–22, 27–37), and the Parties’ positions at 21 oral argument on December 16, 2021, the Court FINDS and ORDERS the following: 22 23 • The House Appropriations Committee report Plaintiff requested via the Freedom of Information Act (FOIA) is not an “agency record.” The Court DENIES Plaintiff’s motion and GRANTS Defendants’ motion on this issue. 24 ORDER ON CROSS-MOTIONS FOR SUMMARY JUDGMENT - 1 Dockets.Justia.com Case 2:20-cv-01309-MJP Document 40 Filed 12/28/21 Page 2 of 19 1 • There is an insufficient factual record for the Court to determine whether the CIA and NSA have complied with FOIA in withholding and redacting records responsive to Plaintiff’s FOIA request under exemptions (b)(1) and (b)(3). The Court ORDERS Defendants to submit all responsive records to the Court for in camera review so that the Court may determine whether records have been properly withheld. Defendants may retain their existing redactions under exemption (b)(6). The records shall be filed under seal within 14 days of this Order. Therefore, the Court RESERVES DECISION on this issue pending in camera review. • Finally, the Court DENIES Plaintiff’s motion on the issue of whether Plaintiff is entitled to declaratory relief. 2 3 4 5 6 Background 7 8 9 Plaintiff Michelle Kinnucan is a researcher, writer, advocate, and veteran who is suing the National Security Agency (NSA), the Central Intelligence Agency (CIA), the Defense 10 Intelligence Agency (DIA), and the Department of Defense (DOD) for violating her rights under 11 the Freedom of Information Act (FOIA), 5 U.S.C. § 552 (2018). 1 Plaintiff seeks records relating 12 to a 1967 attack by Israeli forces on a U.S. naval intelligence ship in international waters that left 13 34 dead and 173 wounded during the Six-Day War involving Israel, Egypt, Syria, Lebanon, and 14 Iraq. (Dkt. No. 17 (“Amended Complaint”) ¶¶ 1–5.) 15 A. House Appropriations Committee Report 16 One record Plaintiff has requested from the NSA is a report by staff of the House 17 Appropriations Committee into communications errors that may have contributed to the U.S.S. 18 Liberty failing to withdraw from its location ahead of the attack. (Dkt. No. 21, Declaration of 19 Michelle Kinnucan, ¶ 6.) The report was never publicly released. But, in 2006, the NSA 20 declassified a 1981 report that referred it and summarized its findings. (See Dkt. No. 28, 21 Declaration of Jonathan David Hubbard, Ex. A at 4.) See William D. Gerhard and Henry W. 22 23 24 1 The Parties have settled Plaintiff’s claims against the DIA and any claim against DOD based on FOIA. Those claims have been dismissed. (Dkt. No. 26.) ORDER ON CROSS-MOTIONS FOR SUMMARY JUDGMENT - 2 Case 2:20-cv-01309-MJP Document 40 Filed 12/28/21 Page 3 of 19 1 Millington, Attack on a Sigint Collector, the U.S.S. Liberty, National Security Agency/Central 2 Security Service 59–60 (1981). 2 Plaintiff contends the House report is of public interest in part 3 because it was one of only a few efforts by the federal government to investigate the incident, 4 which has never been satisfactorily explained. (Dkt. No. 17, Amended Complaint ¶ 16–18.) The NSA has a copy of the House report but has declined to release it on the ground that 5 6 it remains a congressional record and is not subject to FOIA. (Hubbard Decl. ¶¶ 7–11.) The 7 NSA received the report in May 1968. (Dkt. No. 37, Declaration of Sara K. Stevens ¶ 10.) The 8 report bears a “Top Secret” classification marking and is also stamped “Not for release unless 9 and until authorized by Committee.” (Hubbard Decl. ¶ 10; Stevens Decl. ¶ 11.) 10 B. 11 On February 18, 2019, Plaintiff filed a FOIA request with the NSA seeking the House Plaintiff’s FOIA Requests 12 report. (Kinnucan Decl. ¶ 6 & Ex. 1.) The NSA confirmed receipt on March 5, 2019 and asked 13 her to clarify the scope of her request. (Hubbard Decl. ¶ 3.) Plaintiff emailed the next day to 14 state that she sought both volumes of the House report. (Id., Ex. A.) The NSA responded on 15 March 14, 2019 to acknowledge her request and assign a case number (106371). (Id. ¶ 4 & Ex. 16 B.) Plaintiff followed up over a dozen times without response. (Kinnucan Decl. ¶ 6.) She then 17 sued on September 1, 2020. (Dkt. No. 1.) The NSA sent a final response denying Plaintiff’s 18 request on April 19, 2021. (Hubbard Decl. ¶ 6 & Ex. D.) 19 Plaintiff also filed a second FOIA request to the NSA, on June 17, 2020, seeking 20 encrypted traffic reports and other documents. (Kinnucan Dec. ¶ 7 & Ex. 2.) The NSA 21 acknowledged receipt and assigned her a case number (109763) but did not otherwise respond 22 23 24 2 The report is available at https://www.nsa.gov/portals/75/documents/news-features/declassified-documents/ussliberty/chronology-events/attack-sigint.pdf. ORDER ON CROSS-MOTIONS FOR SUMMARY JUDGMENT - 3 Case 2:20-cv-01309-MJP Document 40 Filed 12/28/21 Page 4 of 19 1 until after suit. (Id.) The NSA denied her request on January 13, 2021, stating that it had not 2 found any responsive records. (Id.) Her appeal of March 4, 2021 was denied on June 2, 2021. 3 (Id. ¶¶ 10–11 & Exs. 5, 6.) Plaintiff filed a third FOIA request, this time to the CIA, on May 31, 2020, for unredacted 4 5 reports involving the U.S.S. Liberty attack. (Id. ¶ 8 & Ex. 3.) CIA received the request on June 6 1, 2020 and sent an acknowledgment letter dated June 3, 2020 and received June 5, 2020, 7 assigning her a case number (F-2020-01511). (Dkt. No. 30, Declaration of Vanna Blaine ¶¶ 7–8 8 & Ex B.) Plaintiff received responses to her initial request to the CIA on March 26 and May 5, 9 2021, which included redacted documents. (Kinnucan Decl. ¶¶ 13–15 & Exs. 8–10.) Plaintiff and the CIA dispute the scope of her request. Plaintiff states that she sent an 10 11 amended request on June 17, 2020 in which she made three additional requests. (Kinnucan Decl. 12 ¶ 8 & Ex. 3. 3) The CIA denies ever receiving the amended request and states it was unable to 13 locate it in any of its records. (Blaine Decl. ¶ 9.) However, the CIA admits receiving another 14 request from Plaintiff on December 10, 2020 which was identical to the one she sent on June 17, 15 2020. (Id. ¶ 10 & Ex. C.) Because the amended complaint does not mention the December 10, 16 2020 request, the CIA contends that the additional records requested are not part of this lawsuit. 17 Nevertheless, it sent her a final response to that request on May 18, 2021. (Blaine Decl. ¶ 13.) Plaintiff filed suit on September 1, 2020. (Dkt. No. 1.) She filed an amended complaint 18 19 on July 16, 2021. (Dkt. No. 17.) After settling some of Plaintiff’s claims, the Parties agreed on a 20 briefing schedule to resolve outstanding issues and filed the instant motions. 21 22 23 24 3 Also available at https://www.muckrock.com/foi/united-states-of-america-10/uss-liberty-a-memo-thirteen-reportsa-letter-93923/. ORDER ON CROSS-MOTIONS FOR SUMMARY JUDGMENT - 4 Case 2:20-cv-01309-MJP Document 40 Filed 12/28/21 Page 5 of 19 1 2 Discussion The Parties have cross-moved for summary judgment on three issues. First, whether the 3 House report in the possession of the NSA is an agency record subject to FOIA. Second, 4 whether the CIA and NSA are permitted to withhold responsive records under certain FOIA 5 exemptions. And, third, whether Plaintiff is entitled to declaratory relief that Defendants 6 violated FOIA by failing to promptly respond to her requests. 7 Summary judgment is appropriate if the moving party “shows there is no genuine dispute 8 as to any material fact and the movant is entitled to judgment as a matter of law.” Fed. R. Civ. P. 9 56(a). A fact is “material” if it would affect the outcome of the case under the relevant 10 substantive law. Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248 (1986). A dispute over a 11 material fact is “genuine” “if the evidence is such that a reasonable jury could return the verdict 12 for the nonmoving party.” Id. The Court draws any inferences from the facts in the light most 13 favorable to the nonmoving party. Matsushita Elec. Indus. Co., Ltd. v. Zenith Radio Corp., 475 14 U.S. 574, 587 (1986). 15 FOIA requires federal agencies to “promptly” release records upon request by any 16 person, so long as the request reasonably describes the records and complies with published rules 17 and procedures. 5 U.S.C. § 552(a)(3)(A) & (4)(B). The Act provides nine enumerated grounds 18 for exempting records from disclosure. Id. § 552(b)(1)–(9). The primary goal of the Act is to 19 promote disclosure, which Congress viewed as a predicate for democratic accountability. Am. 20 Civ. Liberties Union of N. Cal. v. U.S. Dep’t of Just., 880 F.3d 473, 482–83 (9th Cir. 2018). 21 Judicial review of agency decisions on requests for information under FOIA is de novo. 22 5 U.S.C. § 552(a)(4)(B); Animal Legal Def. Fund v. U.S. Food & Drug Admin., 836 F.3d 987, 23 990 (9th Cir. 2016) (en banc). The agency has the burden of showing that its action complies 24 ORDER ON CROSS-MOTIONS FOR SUMMARY JUDGMENT - 5 Case 2:20-cv-01309-MJP Document 40 Filed 12/28/21 Page 6 of 19 1 with the Act. Id.; U.S. Dep’t of Just. v. Tax Analysts, 492 U.S. 136, 143 n.3 (1989) (“The 2 burden is on the agency to demonstrate, not the requester to disprove, that the materials sought 3 are not ‘agency records’ or have not been ‘improperly’ ‘withheld.’ ”) The Court may review 4 withheld records in camera to determine whether they fall within any of the exemptions. 5 5 U.S.C. § 552(a)(4)(B); e.g., Am. Civ. Liberties Union of N. Cal., 880 F.3d at 485. As for 6 relief, the Court “has jurisdiction to enjoin the agency from withholding agency records and to 7 order the production of any agency records improperly withheld from the complainant.” Id. 8 I. Whether the House Report Is an Agency Record Subject to FOIA 9 While this is a close question on this record, the Court finds that there are no genuine 10 disputes over material facts and concludes the House report is not an “agency record.” As a 11 result, Defendants have no obligation to disclose it under FOIA. 12 A. Congressional Records in Possession of an Agency 13 FOIA requires the disclosure of “agency records.” The Act defines records, in relevant 14 part, as “any information that would be an agency record subject to the requirements of this 15 section when maintained by an agency in any format.” 5 U.S.C. § 552(f)(2). Congressional 16 records are exempt. See Am. Civ. Liberties Union v. CIA, 823 F.3d 655, 662 (D.C. Cir. 2016), 17 cert. denied, 137 S. Ct. 1837 (2017). However, as is the case here, agencies often come into 18 possession of congressional records. See id. at 663. Because the Act does not clearly define 19 “agency records,” see id. at 662, courts have looked at different factors to determine whether a 20 congressional record in the possession of an agency has become an “agency record” subject to 21 FOIA. 22 Any record an agency (1) creates or obtains and (2) controls at the time the FOIA request 23 is made is an “agency record.” Rojas v. Fed. Aviation Admin., 941 F.3d 392, 407 (9th Cir. 24 2019) (citing U.S. Dep’t of Just. v. Tax Analysts, 492 U.S. 136, 144–45 (1989)). Both elements ORDER ON CROSS-MOTIONS FOR SUMMARY JUDGMENT - 6 Case 2:20-cv-01309-MJP Document 40 Filed 12/28/21 Page 7 of 19 1 must be met for a record to be subject to FOIA. The first element is met here because it is 2 undisputed that the NSA has a copy of the report. (Hubbard Decl. ¶ 10.) 3 With respect to the second element—control—the Supreme Court has made two 4 principles clear. First, the mere fact that a document is physically located at an agency does not 5 make it an “agency record.” Tax Analysts, 492 U.S. at 145; Kissinger v. Reps. Comm. for 6 Freedom of the Press, 445 U.S. 136, 157 (1980) (“We simply decline to hold that the physical 7 location of the [documents] renders them “agency records”). Second, there must be some 8 connection between the official duties of the agency and the fact that the agency has possession 9 of the records for the agency to have “control.” “By control we mean that the materials have 10 11 come into the agency’s possession in the legitimate conduct of its official duties.” Id. However, neither the Supreme Court nor the Ninth Circuit has established a standard to 12 address the constitutional considerations at play when an agency is in possession of a 13 congressional record. In particular, the Constitution recognizes Congress’s oversight role and 14 authority to keep certain records secret: “Each House shall keep a Journal of its Proceedings, and 15 from time to time publish the same, excepting such Parts as may in their Judgment require 16 Secrecy.” U.S. Const. Art. I, § 5, cl. 3. 17 The D.C. Circuit has developed such a framework. See Am. Civ. Liberties Union v. CIA, 18 823 F.3d 655, 662–63 (D.C. Cir. 2016). To determine whether a document that was created by 19 Congress and is physically possessed by an agency, the D.C. Circuit focuses on two inquiries: (1) 20 the facts and circumstances of the documents’ creation and (2) the conditions attached to the 21 documents’ transfer to the agency. Id. at 661–664. Because neither the Supreme Court nor the 22 Ninth Circuit has articulated a test that addresses the constitutional considerations for 23 congressional records, and because the Parties have not proposed an alternative, the Court finds 24 ORDER ON CROSS-MOTIONS FOR SUMMARY JUDGMENT - 7 Case 2:20-cv-01309-MJP Document 40 Filed 12/28/21 Page 8 of 19 1 the D.C. Circuit’s approach persuasive and adopts it here as consistent with the Ninth Circuit’s 2 guidance to take a fact-driven approach to determining whether an agency controls a particular 3 record such that it is subject to FOIA. See Rojas v. Fed. Aviation Admin., 941 F.3d 392, 409 4 (9th Cir. 2019). 5 B. 6 Applying the D.C. Circuit’s framework, the facts and circumstances of the House report’s Congressional Intent to Control the House Report 7 creation demonstrate that Congress intended to maintain control over the report as a 8 congressional record even after giving a copy to the NSA. In particular, the record shows that 9 Congress restricted the NSA’s use of the report by marking it “Not for release unless and until 10 authorized by Committee.” There is no genuine dispute over this fact and the inescapable 11 conclusion is that the report was never under agency control. 12 13 1. Facts and circumstances of the report’s creation. The two-volume report was created by staff of the House Appropriations Committee in 14 1967 following a hearing on communications errors in the attack on the U.S.S. Liberty. Gerhard 15 & Millington, supra, at 59. There appears to be no public record of that hearing, as the Parties 16 have not identified any and the Court could not find one. The report examined the effectiveness 17 of the Department of Defense communications system. Id. at 59–60. The report is marked “Top 18 Secret” and “Not for release unless and until authorized by Committee.” (Hubbard Decl. ¶ 10.) 19 The NSA received the report in May 1968 and has no copy without those markings. (Stevens 20 Decl. ¶¶ 10–11.) 21 The facts and circumstances of the creation of the House report are more like the those 22 relating to a congressional hearing transcript in Goland v. CIA, 607 F.2d 339 (D.C. Cir. 1978), 23 held to be a congressional record, than congressionally created records in Paisley v. CIA, 712 24 ORDER ON CROSS-MOTIONS FOR SUMMARY JUDGMENT - 8 Case 2:20-cv-01309-MJP Document 40 Filed 12/28/21 Page 9 of 19 1 F.2d 686 (D.C. Cir. 1983), opinion vacated in part, 724 F.2d 201 (D.C. Cir. 1984), held to be 2 agency records. In Goland, the D.C. Circuit held that a transcript of a congressional hearing on 3 the CIA’s organic statutes was a congressional record even though the CIA possessed a copy. 4 Congress held the hearing in executive session, the stenographer was sworn to secrecy, the 5 transcript was marked “Secret,” and the transcript contained “discussions of basic elements of 6 intelligence methodology, both of this country and of friendly foreign governments, as well as 7 detailed discussions of the CIA’s structure and disposition of function.” Id. at 347. In addition, 8 the CIA had retained the transcript solely for internal purposes, effectively holding it as a 9 “trustee” for Congress. Id. These facts established Congress’s intent to maintain control over 10 the transcript. In contrast, in Paisley, the D.C. Circuit found several records created by Congress 11 and transferred to the CIA and FBI were agency records. The Court noted that Congress 12 “affixed no external indicia of control or confidentiality on the faces of the documents.” 712 13 F.2d at 694. The Court found this significant because Congress had marked other related records 14 as confidential—which the district court had properly found to be exempt as congressional 15 records. Id. 16 Here, the Committee clearly indicated its intent to control the report by marking it “Not 17 for release unless and until authorized by Committee” and “Top Secret,” just as the transcript in 18 Goland was marked “Secret” and the records in Paisley were unmarked. In addition, the 19 substance of the report concerned sensitive national security issues—defense communications 20 systems and naval intelligence practices—akin to those at issue in Goland. Finally, the 21 Committee’s decisions to create the report and provide it to the NSA were squarely in line with 22 Congress’s oversight role. In the year after the attack, the Committee held a hearing in which it 23 discussed the report and defense communication systems more broadly in the context of 24 ORDER ON CROSS-MOTIONS FOR SUMMARY JUDGMENT - 9 Case 2:20-cv-01309-MJP Document 40 Filed 12/28/21 Page 10 of 19 1 proposed appropriations. Department of Defense Appropriations for 1969: Hearings Before a 2 Subcommittee of the H. Comm. on Appropriations, 90th Cong. 357–58 (Apr. 8, 1968) (statement 3 of Rep. Sikes, Member, H. Comm. on Appropriations) (“A general conclusion could be drawn 4 from the staff reports that the use and operational capabilities of the Department of Defense 5 Communications System is nothing less than pathetic, and the management of the system needs 6 to be completely overhauled”); see generally id. at 357–99. Compare Am. Civ. Liberties Union 7 v. CIA, 823 F.3d 655, 659 (D.C. Cir. 2016) (Senate Committee report on CIA program was part 8 of Congress’s oversight role); Goland v. CIA, 607 F.2d 339, 346 (D.C. Cir. 1978) (emphasizing 9 Congress’s oversight role). Plaintiff’s contention that the NSA’s mere possession indicates 10 Congress “released” the report is not supported by the case law. See Am. Civ. Liberties Union, 11 823 F.3d at 662; U.S. Dep’t of Just. v. Tax Analysts, 492 U.S. 136, 145 (1989). 12 While Plaintiff argues that Congress’s reference to the report in open hearings cuts 13 against the conclusion that it intended to keep the report secret, that does not necessarily follow. 14 If Congress wanted the report to be public, it could have released it in full. It did not and instead 15 made sure the report would not be disclosed. 16 Plaintiff also disputes that the report remains “Top Secret.” (Dkt. No. 31 at 5–6 n.3.) 17 The Court does not find this dispute to be genuine or one concerning a material fact. Plaintiff 18 points out that the bibliography of the 1981 NSA report contains a “TS” marking next to the 19 House report. See Gerhard & Millington, supra, at 67. But this is not a genuine dispute because 20 Plaintiff cites no authority the Court can rely on to conclude, on the basis of that notation alone, 21 that the report has been declassified. On the other side, Defendants have provided two sworn 22 declarations to the contrary, stating unequivocally that the report remains classified. (Hubbard 23 Decl. ¶ 10; Stevens Decl. ¶ 11.) In addition, the NSA has no “record indicating that NSA, or 24 ORDER ON CROSS-MOTIONS FOR SUMMARY JUDGMENT - 10 Case 2:20-cv-01309-MJP Document 40 Filed 12/28/21 Page 11 of 19 1 anyone else, added these markings after NSA received the document in 1968.” (Stevens Decl. 2 ¶ 11.) Even if the dispute were genuine, whether the report remains “Top Secret” is not material 3 here because the other facts and circumstances—the marking that the report cannot be released 4 without Committee approval, the connection to Congress’s oversight role, and the substance of 5 the report—are sufficient to establish the report as a congressional record. 6 2. Conditions attending the report’s transfer to the NSA. 7 Defendants have also shown that Congress imposed restrictions on the NSA’s use of the 8 report. It is undisputed that the report is marked “Not for release unless and until authorized by 9 Committee.” Although the report’s findings have been summarized or referred to in publicly 10 available records, the report itself has never been made public. And the NSA has no record of 11 the report without that marking. (Stevens Decl. ¶ 11.) The NSA’s statements that the 12 Committee declined to authorize the report’s release when the NSA contacted it in 2008 and 13 2020, (Hubbard Decl. ¶¶ 12–13), are not considered because they are viewed as post-hoc 14 objections to disclosure. Am. Civ. Liberties Union v. CIA, 823 F.3d 655, 664 (D.C. Cir. 2016). 15 The “not for release” marking is an unequivocal expression of Congress’s intent to 16 maintain control over the report. Similarly, in Am. Civ. Liberties Union v. CIA, the D.C. Circuit 17 held that a Senate Select Committee on Intelligence report on the CIA’s detention and 18 interrogation programs was a congressional record exempt from FOIA. The “critical evidence” 19 was a 2009 letter from the Senate Committee Chairman and Vice Chairman to the Director of the 20 CIA which made clear that the Committee intended to control its work product, including the 21 report, “emanating from its oversight investigation of the CIA.” Id. at 665. The letter included 22 the following statement: 23 Any documents generated on the network drive referenced in paragraph 5, as well as any other notes, documents, draft and final recommendations, reports or other 24 ORDER ON CROSS-MOTIONS FOR SUMMARY JUDGMENT - 11 Case 2:20-cv-01309-MJP Document 40 Filed 12/28/21 Page 12 of 19 1 6 materials generated by Committee staff or Members, are the property of the Committee and will be kept at the Reading Room solely for secure safekeeping and ease of reference. These documents remain congressional records in their entirety and disposition and control over these records, even after the completion of the Committee’s review, lies exclusively with the Committee. As such, these records are not CIA records under the Freedom of Information Act or any other law. . . . If the CIA receives any request or demand for access to these records from outside the CIA under the Freedom of Information Act or any other authority, the CIA will immediately notify the Committee and will respond to the request or demand based upon the understanding that these are congressional, not CIA, records. 7 Id. The D.C. Circuit found this letter marked Congress’s intent to maintain control over the final 8 report the plaintiffs sought. Id. at 665–66. While there is no similar letter here, the marking is 9 specific to the report at issue and could not be more plain. 2 3 4 5 10 11 II. Whether the CIA Improperly Withheld Information under FOIA There are nine grounds for exempting a record from disclosure under FOIA. 5 U.S.C. 12 § 552(b)(1)–(9). These exemptions reflect the recognition that legitimate governmental and 13 private interests could be harmed by the release of certain types of information. Am. Civ. 14 Liberties Union of N. Cal. v. U.S. Dep’t of Just., 880 F.3d 473, 483 (9th Cir. 2018). The 15 exemptions are narrowly construed and Defendants have the burden of justifying withholding 16 under any of them. Id. The Court may review withheld records in camera to determine if the 17 agency applied the exemptions appropriately. 5 U.S.C. § 552(a)(4)(B); e.g., Am. Civ. Liberties 18 Union of N. Cal., 880 F.3d at 485. 19 Even if a record falls within an exemption, the agency must segregate any portion that 20 does not and disclose it to the requester. Any “reasonably segregable portion of a record shall be 21 provided to any person requesting such record after deletion of the portions which are exempt.” 22 5 U.S.C. § 552(b). An agency must support its determination that records are exempt with 23 affidavits, which “must describe the justifications for nondisclosure with reasonably specific 24 detail, demonstrate that the information withheld logically falls within the claimed exemptions, ORDER ON CROSS-MOTIONS FOR SUMMARY JUDGMENT - 12 Case 2:20-cv-01309-MJP Document 40 Filed 12/28/21 Page 13 of 19 1 and show that the justifications are not controverted by contrary evidence in the record or by 2 evidence of [agency] bad faith.” Id. at 769. The Court reviews an agency’s supporting 3 declarations and Vaughn index, if included, de novo. Id. 4 In its Vaughn index and supporting declaration, the CIA claims responsive documents are 4 5 exempt under FOIA exemptions (b)(1) (classified information), (b)(3) (information exempt 6 under other statutes), and (b)(6) (personnel files and personal privacy). (Blaine Decl., Ex. H.) 7 On this record, the Court does not have a sufficient factual basis to determine that the CIA and 8 NSA have applied the exemptions appropriately. Therefore, the Court ORDERS Defendants 9 CIA and NSA to file under seal all responsive records that have been withheld or redacted for in 10 camera review within 14 days of this Order. 11 A. 12 The CIA claims certain records are exempt under Section 552(b)(1) to protect “classified Exemption 552(b)(1) for Classified Information 13 intelligence methods and sources.” (See Blaine Decl., Ex. H; Kiyosaki Decl. ¶¶ 31–37.) An 14 agency does not have to disclose information that is (1)(A) specifically authorized under criteria established by an Executive order to be kept secret in the interest of national defense or foreign policy and (B) are in fact properly classified pursuant to such Executive order. 15 16 17 5 U.S.C. § 552(b)(1). 18 The issue here is whether the information withheld remains “in fact properly classified.” 19 See 5 U.S.C. § 552(b)(1)(B). The Declaration of Vanna Blaine, an information review officer at 20 the CIA, describes what the documents are generally and provides additional explanation beyond 21 4 22 23 24 “A ‘Vaughn index’ is a document supplied by government agencies to opposing parties and the court [in FOIA litigation] that identifies each document withheld, the statutory exemption claimed, and a particularized explanation of how disclosure of the particular document would damage the interest protected by the claimed exemption, and the index is designed to provide reasoning against which the requester can offer effective advocacy and a basis for the court to reach a reasoned decision.” Id. at 769 n.4 (internal quotation marks omitted); see also Vaughn v. Rosen, 484 F.2d 820 (D.C. Cir. 1973), cert. denied, 415 U.S. 977 (1974). ORDER ON CROSS-MOTIONS FOR SUMMARY JUDGMENT - 13 Case 2:20-cv-01309-MJP Document 40 Filed 12/28/21 Page 14 of 19 1 what is included in the Vaughn index. (See Blaine Decl., ¶¶ 20–35.) Ms. Blaine states that the 2 withheld records are properly classified under Executive Order 13526 because disclosure may 3 result in damage to national security. (Id. ¶ 37.) 4 For classification to be proper under EO 13526, two elements are required: (1) disclosure 5 must reasonably be expected to result in damage to national security and (2) “the original 6 classification authority is able to identify or describe the damage.” There are three levels of 7 classification: 8 9 (1) “Top Secret” shall be applied to information, the unauthorized disclosure of which reasonably could be expected to cause exceptionally grave damage to the national security that the original classification authority is able to identify or describe. 10 11 12 13 14 15 16 17 18 19 20 21 22 23 (2) “Secret” shall be applied to information, the unauthorized disclosure of which reasonably could be expected to cause serious damage to the national security that the original classification authority is able to identify or describe. (3) “Confidential” shall be applied to information, the unauthorized disclosure of which reasonably could be expected to cause damage to the national security that the original classification authority is able to identify or describe. Exec. Order 13526 § 1.2(a). Ms. Blaine claims “disclosure of these details—which would reveal the sources and methods by which CIA acquired intelligence—could reasonably be expected to cause damage to [] national security by impairing the CIA’s ability to carry out its core missions of gathering and analyzing foreign intelligence and counter-intelligence and conducting intelligence operations.” (Blaine Decl. ¶ 38.) Mr. Kiyosaki goes further and claims that the vast majority of the information is classified as top secret. (Kiyosaki Decl. ¶ 36.) Ms. Blaine acknowledges the records are old but contends that disclosure of even small details about the CIA’s capabilities and sources at the time could be helpful to adversaries today and that many intelligence sources and methods remain viable for years to come. (Blaine Decl. ¶ 41.) The problem with the CIA’s 24 ORDER ON CROSS-MOTIONS FOR SUMMARY JUDGMENT - 14 Case 2:20-cv-01309-MJP Document 40 Filed 12/28/21 Page 15 of 19 1 explanation is that it could be used for any classified information dealing with intelligence 2 methods or sources. Compare Electronic Frontier Foundation v. U.S. Dep’t of Just., 376 F. 3 Supp. 3d 1023, 1034–35 (N.D. Cal. 2019). This presents a challenge to judicial review because 4 there must be an adequate factual basis to conclude the CIA properly withheld the records or 5 portions of them. See Hamdan v. U.S. Dep’t of Just., 797 F.3d 759, 769 (9th Cir. 2015). 6 One example illustrates how the CIA’s explanation limits proper judicial review. 7 Document 8 (C03030912) allegedly contains “top secret” classified information, which means 8 disclosure would be expected to cause exceptionally grave damage to national security. The 9 document is an intelligence bulletin that is almost entirely redacted. (See Kunnican Decl., Ex. 10 10 at 44.) The portions that are not redacted are news summaries of current events from around the 11 world which do not appear to contain anything revealing. It may be that this document is 12 currently classified but it is difficult to determine whether it remains “in fact properly classified” 13 without more context or detail. In addition, of the fifteen responsive documents, the CIA released twelve in part and 14 15 denied three in full (documents 11–13). Two of the three documents withheld in full are large: 16 Document 11 is 94 pages and Document 12 is 70 pages. (Blaine Decl. Ex. H.) These records are 17 identified as internal documents and very well could include information that remains sensitive, 18 such as the location of previous CIA facilities. But, without more, it is difficult to determine 19 whether these documents remain properly classified in full. Because the records are old— 20 thirteen date to 1967, two to 1978—it is not self-evident that they implicate intelligence methods 21 and sources that continue to deserve classification. In addition, the Court cannot just accept the 22 CIA’s assertion that it is impossible to segregate exempt from nonexempt records. Hamdan, 797 23 at 778. 24 ORDER ON CROSS-MOTIONS FOR SUMMARY JUDGMENT - 15 Case 2:20-cv-01309-MJP Document 40 Filed 12/28/21 Page 16 of 19 1 In sum, at least as to classified information under exemption (b)(1), the CIA’s 2 explanation falls short of “demonstrate[ing] that the information withheld logically falls within 3 the claimed exemptions.” Id. at 769. It leaves the Court without an adequate factual basis to 4 conclude that these records fall within the identified exemption because it is impossible to 5 evaluate the legitimacy of the CIA’s claims. 6 B. 7 The CIA also claims many of the documents are exempt from disclosure under other Exemption 552(b)(3) for Information Exempt under Other Statutes 8 statutes. (Blaine Decl. ¶¶ 46–47; Kiyosaki Decl. ¶¶ 38–42.) Under this exemption, an agency is 9 not required to disclose records that are 10 (3) specifically exempted from disclosure by statute (other than section 552b of this title), if that statute-- 11 (A) 12 13 14 15 16 17 18 19 20 21 22 23 24 (i) requires that the matters be withheld from the public in such a manner as to leave no discretion on the issue; or (ii) establishes particular criteria for withholding or refers to particular types of matters to be withheld; and (B) if enacted after the date of enactment of the OPEN FOIA Act of 2009, specifically cites to this paragraph. 5 U.S.C. § 552(b). The CIA has identified Section 102(A)(i)(1) of the National Security Act, 50 U.S.C. § 3024, and Section 6 of the Central Intelligence Agency Act of 1949, as amended, 50 U.S.C. § 3507, as statutory bases for this exemption. (Blaine Decl. ¶ 47.) The National Security Act provides that the Director of National Intelligence (DNI) “shall protect intelligence sources and methods from unauthorized disclosure.” 50 U.S.C. § 3024. The DNI is authorized to protect CIA methods. The CIA’s position is that Exemption (b)(3) applies coextensively to all the information that is subject to Exemption (b)(1) because the information would reveal specific intelligence sources and methods. ORDER ON CROSS-MOTIONS FOR SUMMARY JUDGMENT - 16 Case 2:20-cv-01309-MJP Document 40 Filed 12/28/21 Page 17 of 19 1 As with exemption (b)(1), it is difficult to review the CIA’s broad claims. For example, 2 the CIA states it has withheld codewords and pseudonyms from the records, including 3 “throughout” documents 11–13 (the records totaling 173 pages that are completely withheld). 4 (Blaine Decl. ¶¶ 50–52.) But those records are simply too large to consist entirely of codewords 5 and pseudonyms. Similarly, the CIA has withheld classification and dissemination control 6 markings, which could tip adversaries about the sensitivity of various records. (Blaine Decl. 7 ¶¶ 53–55.) But classification and dissemination markings could be redacted without having to 8 redact other responsive portions. Finally, the CIA claims it has withheld titles, names, 9 identification numbers, and organizational information of CIA personnel, including contractors 10 under Section 6 of the CIA Act. (Blaine Decl. ¶¶ 56–57.) These redactions appear to be more 11 limited—although the CIA claims that Document 13 has been withheld entirely on this basis. In 12 short, it is difficult to find a sufficient factual basis to uphold the CIA’s response. See Hamdan 13 v. U.S. Dep’t of Just., 797 F.3d 759, 769 (9th Cir. 2015). Defendants have also not carried their 14 burden on exemption (b)(3) and must submit the records for in camera review. 15 C. 16 Finally, the CIA has withheld portions of records under Section 552(b)(6), which 17 exempts “personnel and medical files and similar files the disclosure of which would constitute a 18 clearly unwarranted invasion of personal privacy.” 5 U.S.C. § 552(b)(6). The CIA construes 19 “similar files” to include “any personally identifying information of covert or overt CIA 20 personnel and other individuals mentioned in the documents, such as names, positions, contact 21 information, social security numbers, unique Agency identifiers (such as pseudonyms and 22 Agency identification numbers), and similar identifying details.” (Blaine Decl. ¶ 58.) The CIA Exemption 552(b)(6) for Personal Privacy 23 24 ORDER ON CROSS-MOTIONS FOR SUMMARY JUDGMENT - 17 Case 2:20-cv-01309-MJP Document 40 Filed 12/28/21 Page 18 of 19 1 states it has applied exemption (b)(6) to withhold exempt information regarding CIA personnel, 2 the release of which 3 5 could subject them to intimidation, harassment, embarrassment, or unwanted contact by virtue of their association with the CIA. For the same reason, publicly disclosing information about any CIA officer would be reasonably likely to cause foreseeable harm to that individual, whose privacy interests this exemption is meant to protect. 6 (Id. ¶ 60.) The CIA has applied the exemption to Document 1 at pages 1 and 3 and Document 15 7 at page 3. (Id.) Both documents are from 1978. It appears that the CIA has applied this 8 exemption to redact several names. (See Kinnucan Decl., Ex. 10 at 3, 5, 92.) 4 The Court has some hesitation about accepting at face value the need to redact names 9 10 from documents that are so old, without some explanation as to the current need. But Plaintiff 11 has not articulated any public-interest rationale for requiring the disclosure of these names. 12 Because the CIA’s application of this exemption is minimal and essentially unchallenged, the 13 CIA may keep these (b)(6) redactions when it submits its records for in camera review. 14 III. 15 16 17 18 19 20 21 22 23 Whether Plaintiff Is Entitled to a Declaration that Defendants Violated FOIA by Failing to Promptly Respond or Produce Records Plaintiff moves for a declaration that Defendants have violated FOIA. FOIA requires federal agencies to “promptly” disclose agency records upon request. 5 U.S.C. § 552(a)(3)(A). In addition, the agency must “notify the person making such request of [its] determination and the reasons therefor.” Id. § 552(a)(6)(A)(i)(I). The deadline for the agency’s initial determination is not the same as its actual production, and FOIA acknowledges some requests may take a significant amount of time. The standard for production is that the agency must make the records “promptly available,” “which depending on the circumstances typically would mean within days or a few weeks of a ‘determination,’ not months or years.” Citizens for Resp. & Ethics in Wash. v. Fed. Election Comm’n, 711 F.3d 180, 188 (D.C. Cir. 2013). 24 ORDER ON CROSS-MOTIONS FOR SUMMARY JUDGMENT - 18 Case 2:20-cv-01309-MJP Document 40 Filed 12/28/21 Page 19 of 19 1 Declaratory relief may be available for claims in which a plaintiff alleges that an agency 2 policy or practice will impair their access to information in the future. The plaintiff must show: 3 (1) the agency’s FOIA violation was not merely an isolated incident, (2) the plaintiff was personally harmed by the alleged policy, and (3) the plaintiff himself has a sufficient likelihood of future harm by the policy or practice. 4 5 Animal Legal Def. Fund v. U.S. Dep’t of Agric., 933 F.3d 1088, 1092 (9th Cir. 2019) (internal 6 quotation marks and citations omitted). Declaratory relief is generally not available for cases 7 such as this one, where the plaintiff seeks the production of a particular record that has allegedly 8 been improperly withheld because actual production moots the claim. Id. 9 While Plaintiff’s claim is not yet moot, because the Court has reserved decision on the 10 records Defendants have produced, she has not alleged a pattern or practice of violations. In 11 particular, she has not alleged that she has a sufficient likelihood of future harm by Defendants’ 12 policy or practice. Therefore, the Court finds declaratory relief inappropriate and DENIES 13 Plaintiff’s motion on this issue. 14 The clerk is ordered to provide copies of this order to all counsel. 15 Dated December 28, 2021. 16 A 17 Marsha J. Pechman United States Senior District Judge 18 19 20 21 22 23 24 ORDER ON CROSS-MOTIONS FOR SUMMARY JUDGMENT - 19

Some case metadata and case summaries were written with the help of AI, which can produce inaccuracies. You should read the full case before relying on it for legal research purposes.

This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.