Manila v. CNMI Department of Corrections, No. 1:2018cv00003 - Document 160 (D. N. Mar. I. 2022)
Court Description: DECISION & ORDER Denying 122 Plaintiff's Motion to Disqualify. Signed by Chief Judge Ramona V. Manglona on 9/29/2022. (LCG)
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Manila v. CNMI Department of Corrections Doc. 160 Case 1:18-cv-00003 Document 160 Filed 09/29/22 Page 1 of 11 FILED Clerk District Court 1 2 SEP 29 2022 3 IN THE UNITED STATES DISTRICT COURT for the Northern Mariana Islands By________________________ FOR THE NORTHERN MARIANA ISLANDS (Deputy Clerk) REYNALDO ATRERO MANILA, Civil Case No. 1:18-cv-00003 4 5 6 Plaintiff, 7 v. 8 ROBERT GUERRERO, JOSE K. PANGELINAN, and GEORGIA M. CABRERA, 9 DECISION & ORDER DENYING PLAINTIFF’S MOTION TO DISQUALIFY 10 Defendants. 11 12 13 Before the Court is Plaintiff Reynaldo A. Manila’s (“Manila”) Motion to Disqualify 14 Defendants’ Counsel. (ECF No. 122.) Defendants are three Commonwealth of the Northern 15 Marianas Islands (“Commonwealth”) Department of Corrections officials all sued in their personal 16 capacities in this 42 U.S.C. § 1983 deliberate medical indifference cause of action. Manila seeks to 17 disqualify Defendants’ attorneys on conflict-of-interest grounds based on their refusal to pursue 18 indemnification for their clients against the Commonwealth. Manila’s argument is based on his 19 20 interpretation of the Commonwealth’s Government Liability Act (“GLA”), codified at 7 CMC §§ 21 2201-2214. 1 (See Mot. 7-8, ECF No. 122.) Defendants’ attorneys include Commonwealth Assistant 22 Attorneys General (“AAGs”) Jose P. Mafnas, Jr. and Leslie A. Healer. 2 23 24 25 26 27 28 1 In 1983, the Commonwealth passed the Government Liability Act of 1983 which repealed provisions in the Trust Territory Code and thereafter limited government liability in tort. Pub. L. No. 3-51. Then in 1986, the Commonwealth enacted the Public Employee Legal Defense and Indemnification Act of 1986 which provided further protection to government employees against the high cost of legal defense and judgments for injuries occurring within the scope of employment. Pub. L. No. 5-12. Twenty years later, PELDIA was repealed and replaced with the Commonwealth Employees’ Liability Reform and Tort Compensation Act of 2006. Pub. L. No. 15-22. Based on 7 CMC § 2201(a), CELRTCA may be cited as the Government Liability Act of 1983, as amended. 2 AAG Mafnas has been replaced by AAG Stephen T. Anson, who is now attorney of record with AAG Healer. (Anson Notice of Appearance, ECF No. 152.) However, at the time of filing of this motion, it was AAG Mafnas who argued Dockets.Justia.com Case 1:18-cv-00003 Document 160 Filed 09/29/22 Page 2 of 11 1 A hearing on the matter was held wherein the Court took the matter under advisement.3 2 (Min., ECF No. 141.) Having considered the parties’ briefs, oral arguments, and controlling law, 3 the Court now DENIES Manila’s motion to disqualify. 4 I. PROCEDURAL BACKGROUND 5 This lawsuit began in February 2018 when Manila filed his pro se, in forma pauperis 6 7 application and proposed complaint. (In Forma Pauperis Application, ECF No. 1.) Manila filed his 8 Third Amended Complaint (“TAC”) in February 2019, which the parties and the Court now operate 9 from. (TAC, ECF No. 47.) After the Defendants filed their answers to the TAC, William M. 10 11 Fitzgerald and Bruce L. Berline entered their appearance as counsel for Manila. (ECF Nos. 80, 89.) Manila is a state prisoner serving his sentence at the Commonwealth Department of Corrections 12 13 14 here on Saipan. (TAC 1.) Generally, he asserts a deliberate medical indifference claim against Defendants for unreasonably delaying eye treatment and surgery in 2016 and 2017, first for retinal 15 detachment of his left eye, then for cataracts in his right eye, all in violation of 42 U.S.C. § 1983 16 and the Eight Amendment of the United States Constitution. (Decision and Order Denying Mot. to 17 Dismiss TAC 2, ECF No. 55.) 18 Manila originally included the Commonwealth Department of Corrections as a defendant. 19 (See Order 4, ECF No. 33.) The Court later determined that the Department of Corrections could 20 21 22 not be a party to the suit because legislation granting an express right to be sued is required, and therefore the Commonwealth would be substituted for the Department. (Id. at 4-5.) However, 23 24 on behalf of his Defendant clients. (See Mafnas Notice of Substitution, ECF No. 81). 3 25 26 27 28 The Office of the Attorney General also made an appearance separate from the AAGs. (Mot. for Limited Appearance, ECF No. 114.) The Attorney General sought to intervene because “this matter concerns a general policy of the [Attorney General] and the Commonwealth[.]” (Br. 6, ECF No. 108; see Min., ECF No. 119 (Court converted Attorney General’s notice of appearance to a motion to intervene).) In effect, the AAGs would continue to represent Defendants in their personal capacities, and the Attorney General would represent the Commonwealth in enforcing the Attorney General’s interpretation of Commonwealth law. (See generally Br. 17-19, ECF No. 108.) However, because the Court denies Manila’s motion in favor of Defendants, the Court DENIES the Attorney General’s motion to intervene as MOOT. 2 Case 1:18-cv-00003 Document 160 Filed 09/29/22 Page 3 of 11 1 because “the Commonwealth and any official capacity defendants are immune from suits for 2 damages under § 1983, the claim against them must be dismissed for lack of subject matter 3 jurisdiction.” (Id. at 8-9.) The Court reached this conclusion based on the U.S. Supreme Court 4 decision of Will v. Michigan Dep’t of State Police, 491 U.S. 58, 71 (1989), holding that states are 5 6 not “persons” within the meaning of § 1983. (Id. at 8.) See DiNieva v. Reyes, 966 F.2d 480, 483 7 (9th Cir. 1992) (finding Fleming’s determination that the CNMI is not a person for purposes of § 8 1983 unmeritorious in light of Will and another U.S. Supreme Court decision in Ngiraingas v. 9 Sanchez, 495 U.S. 182, 192 (1992), where the Court held that the Territory of Guam is not a person 10 11 for § 1983 purposes). This case has since proceeded only as to Defendants sued in their personal capacities. (Id. at 10.) 12 Subsequent to the TAC, settlement conferences were held between Manila’s private 13 14 15 attorneys and the AAGs, and it was during these conferences that a conflict-of-interest issue arose. (Order 1, ECF No. 104.) 16 The specific conflict centers on whether, by law, the Commonwealth must indemnify 17 government employees sued in their personal capacity in a § 1983 claim, such as the case here with 18 Defendants. (See id.) Pursuant to Court order (Min., ECF No. 119), Manila submitted his formal 19 motion to disqualify (Mot., ECF No. 122). Manila’s attorneys represent that there is a viable 20 21 argument that indemnification exists, and the AAGs’ failure to advocate for it poses a conflict of 22 interest and subjects the AAGs to disqualification. (See Mot. 7-8, ECF No. 122.) The AAGs reject 23 these arguments and assert that indemnification for Defendants is unavailable. (See Guerrero 24 Opp’n, ECF No. 124; Cabrera & Pangelinan Opp’n, ECF No. 126.) 25 26 A hearing on Manila’s motion to disqualify was held, and the Court took the matter under advisement. (Min., ECF No. 141.) 27 // 28 3 Case 1:18-cv-00003 Document 160 Filed 09/29/22 Page 4 of 11 1 II. 2 3 LEGAL STANDARD The district court has a duty and responsibility to control and supervise the conduct of attorneys practicing before it. Erickson v. Newmar Corp., 87 F.3d 298, 300 (9th Cir. 1996) (citation 4 omitted). Nevertheless, state law applies to issues of attorney disqualification such that the Ninth 5 6 Circuit has stated, “we must follow the reasoned view of the state supreme court when it has spoken 7 on the issue.” In re Cnty. of Los Angeles, 223 F.3d 990, 995 (9th Cir. 2000) (citations omitted). “If 8 the state supreme court has not spoken on the issue, we look to intermediate appellate courts for 9 guidance, although we are not bound by them if we believe that the state supreme court would 10 11 decide otherwise.” Radcliffe v. Hernandez, 818 F.3d 537, 543 (9th Cir. 2016) (citation omitted). In the Commonwealth, attorney ethics are dictated by the ABA Model Rules of Professional Conduct 12 13 14 (“Model Rules”). See Bisom v. Commonwealth, 2002 MP 19 ¶ 55 (citation omitted). That said, “[d]istrict courts have discretion to disqualify conflicted counsel, but out of concern for the rights 15 of the nonmovant to choose his own counsel, such ‘motions should be subjected to particularly 16 strict judicial scrutiny.’” United Micronesia Dev. Ass’n., Inc. v. Wickline, 2014 WL 12694772, at 17 *3 (D. N. Mar. I. Dec. 5, 2014) (quoting Optyl Eyewear Fashion Intern. Corp. v. Style Cos., Ltd., 18 760 F.2d 1045, 1050 (9th Cir. 1985)). 19 III. DISCUSSION 20 21 The central dispute is whether indemnity by the Commonwealth is available to Defendants 22 who are sued in their personal capacities in this § 1983 cause of action. Manila relies on the 23 Commonwealth’s Government Liability Act and this Court’s decisions in Christian I and II, which 24 interprets the GLA, to assert that a viable argument for indemnity of a § 1983 cause of action exists. 25 See Christian v. Commonwealth, 2016 WL 406340 (D. N. Mar. I. Feb. 2, 2016) (“Christian I”); 26 Christian v. Commonwealth, 2016 WL 4004574 (D. N. Mar. I. July 7, 2016) (“Christian II”). 27 However, the Court finds that there is no room for interpretation that Defendants can be indemnified 28 4 Case 1:18-cv-00003 Document 160 Filed 09/29/22 Page 5 of 11 1 for a § 1983 cause of action through the GLA. Therefore, there is no viable argument for the AAGs 2 to pursue and no violation of the Model Rules because the AAGs are not expected to pursue 3 frivolous arguments. See Model Rule 3.1 (meritorious claims and contentions). Manila’s motion to 4 disqualify must therefore be denied. 5 6 “This matter requires the Court to consider and construe Commonwealth statutes according 7 to the rules of statutory construction as used by the Commonwealth Supreme Court.” Christian II, 8 2016 WL 4004574, at *2 (D. N. Mar. I. July 7, 2016) (citing Hemmings v. Tidyman's Inc., 285 F.3d 9 1174, 1203 (9th Cir. 2002)). If there is no ambiguity, the statute must be given its plain meaning. 10 11 Saipan Achugao Resort Members’ Ass’n v. Yoon, 2011 MP 12 ¶ 23 (citation omitted). “When a statute is not clear, however, we look at the statute as a whole, not just an isolated set of words, to 12 13 14 ascertain the legislature’s intent . . . and likewise avoid reading a statute in a way that defies common sense or leads to absurd results.” Aurelio v. Camacho, 2012 MP 21 ¶ 15 (citation omitted). 15 Of course, a court’s “principal responsibility in statutory construction is not judicial speculation, 16 but to give effect to the authors’ intent.” Commonwealth v. Saburo, 2002 MP 3 ¶ 12 (citation 17 omitted). 18 The GLA’s purpose, like the Federal Tort Claims Act, is to protect government employees 19 from tort liability arising out of the scope of his/her employment. See Bisom v. Commonwealth, 20 21 2002 MP 19 ¶ 7. It is to “provide government employees with resources to defend against lawsuits 22 . . . as a result of the discharge of their duties as public servants” with the hopes that they will “not 23 be driven to financial ruin because they have chosen public service[.]” Id. The purpose is “not to 24 ensure that a wronged individual is compensated, but rather to offer protection to government 25 employees.” Id. (emphasis added). Here, Manila seeks the protections of the GLA for violations of 26 his constitutional right to be free from deliberate medical indifference. The Court now turns to the 27 specific provisions at issue. 28 5 Case 1:18-cv-00003 Document 160 Filed 09/29/22 Page 6 of 11 1 Determining whether indemnity through the GLA exists in a § 1983 cause of action, as is 2 argued by Manila, requires closely examining § 2208 of the GLA. Section 2208, which governs 3 “Exclusiveness of Remedy” states: 4 5 6 7 (a) The authority of any Commonwealth agency to sue or be sued in its own name shall not be construed to authorize suits against such agency or its employee on claims which are cognizable under this Title and the remedies provided by this Title in such cases shall be exclusive for claims against all branches of the Commonwealth government. 8 9 10 11 12 13 14 15 (b) (1) The remedy against the Commonwealth provided for by this Title for injury or loss of property, or personal injury or death arising or resulting from the negligent or wrongful act or omission of any employee of the Commonwealth while acting within the scope of his office or employment is exclusive of any other civil action or proceeding for money damages, by reason of the same subject matter, against the employee whose act or omission gave rise to the claim, or against the estate of such employee. Any other civil action or proceeding for money damages arising out of or relating to the same subject matter against the employee or the employee’s estate is precluded without regard to when the act or omission occurred. (2) Paragraph (1) does not extend to or apply to a civil action against an employee of the Commonwealth which: 16 17 18 (A) is brought for a violation of the Constitution(s) of the United States or the Commonwealth, or 19 (B) is brought for a violation of a statute of the Commonwealth or the United States under which such action against an individual is otherwise authorized. 20 Parsing the various components of § 2208 for proper interpretation, the Court finds that 21 “[t]he construction is relatively straightforward and unambiguous.” Christian II, 2016 WL 22 4004574, at *3. First, § 2208(a) clearly defines the GLA as the exclusive means “for claims against 23 24 all branches of the Commonwealth government”; in other words, the Commonwealth limits its 25 waiver of sovereign immunity to tort actions under the GLA. Next, § 2208(b)(1) provides that the 26 GLA is the exclusive remedy against the Commonwealth for the tortious acts of Commonwealth 27 employees acting within the scope of their employment. See Christian II, 2016 WL 4004574 at *3 28 (“In other words, suits against Commonwealth employees must be brought under the [GLA], and 6 Case 1:18-cv-00003 Document 160 Filed 09/29/22 Page 7 of 11 1 if a lawsuit should have been brought against the Commonwealth because the employee was acting 2 within the scope of his official duties, then the employee must be substituted upon the AG’s 3 certification.” (citing 7 CMC § 2210(a))). 4 Other actions “arising out of or relating to the same 4 subject matter against the employee . . . [are] precluded” no matter when the tortious act occurred. 5 6 7 CMC § 2208(b)(1) (emphasis added). Finally, § 2208(b)(2) delineates two exceptions to allow 7 for civil actions against government employees pursuant to a violation, either under the United 8 States or Commonwealth Constitution, id. at § 2208(b)(2)(A), or where there is a separate federal 9 or local statute authorizing a suit, id. at § 2208(b)(2)(B). Christian II confirms this last interpretation 10 11 and iterates that substitution of the Commonwealth in pursuit of circumstances arising under (b)(2) is improper. Christian II, 2016 WL 4004574 at *3 (finding substitution improper for statutory 12 13 private right of action under Commonwealth statutes). This Court analyzed § 2208(b)(2) in Christian II and found that “constitutional claims and 14 15 claims based on a statute that creates a private cause of action are not precluded by the [GLA].” 16 Christian II, 2016 WL 4004574 at *3. In other words, § 2208(b)(2) gives recourse to plaintiffs 17 filing suit against government employees for a private right of action based on an alleged statutory 18 violation pursuant to the GLA exception. For suits arising from this GLA exception, substitution 19 of the Commonwealth is “improper” and “must be denied regardless of whether [the individual 20 21 defendants] were acting in an official capacity.” See id. (statutory cause of action). This finding 22 was echoed in Norita v. Commonwealth, 2019 WL 150875, at *3 (D. N. Mar. I. Jan. 10, 2019), 23 where the Court indicated that the protections of the GLA “do not extend to constitutional and 24 statutory private rights of action,” and therefore the Commonwealth rightfully refused substitution. 25 26 27 28 4 7 CMC § 2210(a) states: Upon certification by the Attorney General that the defendant employee was acting within the scope of his/her office or employment at the time of the incident out of which the claim arose, any civil action . . . shall be deemed an action against the Commonwealth and the Commonwealth shall be substituted as the party defendant, if the Commonwealth was not already a defendant in the suit. 7 Case 1:18-cv-00003 Document 160 Filed 09/29/22 Page 8 of 11 1 Thus, Manila’s interpretation of Christian II is misplaced. (See Mot. 8 (citation omitted) (“[T]his 2 Court noted in Christian [II] that the legislature’s not imposing any limitation on the available relief 3 pursuant to 7 CMC § 2208(b)(2) indicates the legislative intent not to restrict the basis for relief in 4 a § 1983 action. This can encompass a claim for or entitlement to indemnification.”).) Christian II 5 6 did not submit that plaintiffs can acquire GLA remedies pursuant to the GLA exception; rather, if 7 there exists an alternative constitutional or statutory private right of action, plaintiffs may pursue 8 remedies against the government employee under those provisions. 9 10 11 “Section 1983 ‘is not itself a source of substantive rights,’ but merely provides ‘a method for vindicating federal rights elsewhere conferred.’” Albright v. Oliver, 510 U.S. 266, 271 (1994) (emphasis added) (quoting Baker v. McCollan, 443 U.S. 137, 144 n.3 (1979)). A plaintiff alleging 12 13 14 a § 1983 claim must first “identify the specific constitutional right allegedly infringed.” Id. (emphasis added) (citations omitted). “To state a claim under § 1983, a plaintiff must allege the 15 violation of a right secured by the Constitution and laws of the United States, and must show that 16 the alleged deprivation was committed by a person acting under color of state law.” West v. Atkins, 17 487 U.S. 42, 48 (1988) (citations omitted). Here, Manila is not asserting a tortious claim pursuant 18 to the GLA but instead a § 1983 cause of action for Defendants’ violation of his Eighth Amendment 19 right against deliberate medical indifference. (See Decision and Order Denying Mot. to Dismiss 20 21 TAC 15 (concluding that Manila’s TAC “alleges facts sufficient to state an Eighth Amendment 22 claim”).) As such, Manila’s lawsuit properly falls under § 2208(b)(2)(A), the GLA constitutional 23 exception. Therefore, Manila’s suit is not one that can be remedied through the GLA based on the 24 Court’s interpretation of § 2208 and its Christian decisions. 25 26 Manila’s additional reliance on Christian I for his argument that the Commonwealth can and does indemnify individual government employee defendants is also erroneous. There, the Court 27 addressed whether a stay on discovery as to the Commonwealth defendant and the individual 28 8 Case 1:18-cv-00003 Document 160 Filed 09/29/22 Page 9 of 11 1 government employee defendants should be granted based on a pending appeal. The Court 2 determined that a stay would be appropriate as to the Commonwealth pending a Ninth Circuit 3 decision on the availability of the Commonwealth’s sovereign immunity. However, because the 4 individual employee defendants were sued in their individual capacity, they could not “shelter 5 6 7 behind [the Commonwealth’s] aegis of sovereign immunity” even if the Commonwealth would indemnify them. Christian I, 2016 WL 406340 at *2. 8 Manila relies on this last statement to argue that because the Commonwealth sought to 9 indemnify the defendants in that case, that the Commonwealth should pursue indemnity in this case 10 11 as well. The AAGs, in opposition, respond that “[i]t is not clear under what scheme the Commonwealth argued it would indemnify the personal capacity defendants, but it appears that the 12 13 14 argument was that under the GLA the Commonwealth would be substituted for the individual capacity defendants, providing de facto indemnity.” (Opp’n 9, ECF No. 125 (citing Christian II, 15 2016 WL 400455574).) Defendants’ understanding is correct; the Government sought to substitute 16 itself in for the individual defendants in the Christian cases pursuant to the GLA. In so doing, the 17 Government would then seek to indemnify the individual defendants. The Commonwealth’s 18 attempt at indemnifying the individual defendants ultimately failed, see Christian II, 20216 WL 19 4004574 at *3 (substitution improper for private rights of action), thereby establishing that the 20 21 Commonwealth cannot substitute itself in for claims made against its employees pursuant to the 22 GLA exception under § 2208(b)(2). Therefore, Manila’s reliance on Christian I on the availability 23 of indemnification beyond the confines of the GLA fails. 24 Manila further argues that indemnification must be available based on another provision in 25 the GLA, namely 7 CMC § 2205: “[T]he legislature has authorized the Commonwealth to settle 26 any claim against a government official or employee, which includes a §1983 claim alleged against 27 28 9 Case 1:18-cv-00003 Document 160 Filed 09/29/22 Page 10 of 11 1 an official or employee in their personal capacity.” (Mot. 8 (citing Christian II, 2016 WL 4004574, 2 at *4).) That provision reads: 3 The Attorney General may compromise or settle any claim asserted hereunder, whether asserted by initial claim, civil action, or otherwise. Money judgment rendered against the Commonwealth shall only be paid from funds specifically appropriate for that purpose by the legislature. 4 5 6 7 CMC § 2205(a) (emphasis added). Plainly, § 2205’s reference to the settlement of any claims 7 8 relates to claims “asserted hereunder.” Thus, only GLA claims may be settled by the Attorney 9 General pursuant to this statute. The GLA provides a Commonwealth remedy for those who have 10 been tortiously affected by individual government employees acting within the scope of their 11 employment. Nothing suggests that the Attorney General’s settlement authority under the GLA is 12 13 a remedy afforded for a statutory or constitutional allegation, like a § 1983 civil rights violation cause of action. 14 IV. CONCLUSION 15 The GLA is limited to tort liability arising out of conduct by government employees acting 16 17 within the scope of their employment; it does not contemplate indemnification for other statutory 18 or constitutional violations. To the extent any plaintiff seeks remedies against government 19 employees for suits arising out of § 2208(b)(2)’s exceptions, unless otherwise guaranteed by some 20 other Commonwealth law, any damages must come from the individual employee—not the 21 Commonwealth. To achieve a different result requires legislative action, not a decision by the 22 23 courts. 24 Therefore, nothing in the GLA requires or permits remedies against the Commonwealth for 25 a plaintiff in a § 1983 lawsuit. Section 2208(b)(2) allows plaintiffs to pursue constitutional or 26 statutory suits and remedies against government employees beyond the confines of the GLA; suits 27 arising out of this GLA exception do not permit the Commonwealth to substitute itself in for 28 individual defendants, thereby precluding any claim for indemnity through the GLA. Any 10 Case 1:18-cv-00003 Document 160 Filed 09/29/22 Page 11 of 11 1 arguments on the alleged conflict-of-interest or waiver are therefore mooted. Furthermore, § 2 2205(a)’s settlement authority is limited to suits under the GLA. Thus, the AAGs do not have a 3 duty to pursue arguments in which there is no statutory basis and doing so may subject them to 4 other liability under the Model Rules for bringing frivolous arguments. See Model Rule 3.1 (“A 5 6 7 8 9 10 lawyer shall not . . . assert an issue . . . unless there is a basis in law and fact for doing so that is not frivolous[.]”). Accordingly, the Court DENIES Manila’s motion to disqualify (ECF No. 122), and the Attorney General’s motion to intervene (ECF No. 114) is DENIED as MOOT. IT IS SO ORDERED this 29th day of September, 2022. 11 _________________________________ RAMONA V. MANGLONA Chief Judge 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 11
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