United States v. Simmons, No. 10-1526 (2d Cir. 2011)
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Defendant, a previously convicted felon, appealed his conviction for possession of a firearm and ammunition. On appeal, defendant contended that the district court's failure to suppress his pre-arrest statements made without Miranda warnings violated the Fifth Amendment, and that the warrantless search of his bedroom violated the Fourth Amendment. The court held that while the public safety exception to Miranda justified the officers' initial questioning of defendant, their subsequent warrantless search of his bedroom violated the Fourth Amendment.
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10-1526-cr United States v. Simmons 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 UNITED STATES COURT OF APPEALS FOR THE SECOND CIRCUIT _____________________ August Term, 2010 (Argued: May 12, 2011 Decided: October 26, 2011) Docket No. 10-1526-cr _____________________ UNITED STATES OF AMERICA, Appellee, v. ROBERT SIMMONS, Defendant-Appellant. Before: WINTER, POOLER, and B.D. PARKER, Circuit Judges. ___________________ Appeal from a judgment in the United States District Court for the Southern District of New York (Scheindlin, J.) convicting Defendant-Appellant of being a felon in possession of a firearm and ammunition. AFFIRMED in part, REVERSED in part, and REMANDED. Judge Winter dissents in a separate opinion. ___________________ AIMEE HECTOR (Michael D. Maimin, on the brief), Assistant United States Attorneys, for Preet Bharara, United States Attorney for the Southern District of New York, for Appellee. RICHARD B. LIND, New York, NY, for DefendantAppellant. ___________________ 1 2 BARRINGTON D. PARKER, Circuit Judge: Robert Simmons, a previously convicted felon, appeals his conviction in the United 3 States District Court for the Southern District of New York (Scheindlin, J.) for possession of a 4 firearm and ammunition. See 18 U.S.C. § 922(g)(1). On appeal, he contends that the district 5 court s failure to suppress his pre-arrest statements made without Miranda warnings violated the 6 Fifth Amendment, and that the warrantless search of his bedroom violated the Fourth 7 Amendment. He asserts that the district court should have granted his motion to suppress those 8 statements and the physical evidence obtained during the search. We hold that while the public 9 safety exception to Miranda justified the officers initial questioning of Simmons, their 10 11 12 subsequent warrantless search of his bedroom violated the Fourth Amendment. BACKGROUND On November 10, 2008, members of the New York City Police Department ( NYPD ) 13 recovered a nine-millimeter handgun and a magazine containing ten rounds of ammunition from 14 Robert Simmons s bedroom in his Bronx apartment. Following a bench trial on stipulated facts, 15 Simmons was convicted of one count of being a felon in possession of a firearm and ammunition 16 and was sentenced principally to a mandatory minimum term of 180 months imprisonment. 17 Prior to trial, Simmons moved to suppress statements he made to the NYPD officers and 18 the physical evidence subsequently recovered by them. At the suppression hearing, Officer 19 Nelson Mangual and Sergeant Pauline Perry of the NYPD testified on behalf of the government 20 and Simmons testified on his own behalf. 21 Officer Mangual and Sergeant Perry testified that shortly after 1:00 a.m. on November 10, 22 2008, they separately responded to a radio call that an individual had a gun at 920 Trinity Avenue 2 1 in the Bronx. When they arrived at that address, the officers met the complainant, Jamar Vaz, 2 who explained that Simmons, his roommate, had displayed a silver handgun during a dispute they 3 had days earlier. Vaz requested that the officers accompany him into the apartment he shared 4 with Simmons to retrieve his belongings. Vaz escorted Mangual, Perry, and several other officers 5 who had responded to the call inside the apartment building. 6 After entering the apartment, the officers conducted a protective sweep of the living room 7 and kitchen, and then proceeded down the apartment s common hallway to the rear of the 8 apartment where Simmons s and Vaz s bedrooms were located. As they walked toward 9 Simmons s bedroom, the officers had their guns drawn and announced their presence. When they 10 reached his bedroom, the officers found the bedroom door open, the room dimly lit, and Simmons 11 lying in his bed. Officer Mangual testified that he also saw a shiny object, which he thought 12 might be the gun Vaz had described, on a table next to the bed. When Simmons got up from his 13 bed and approached the bedroom doorway, the officers instructed him to show them his hands. 14 Simmons complied, and Officer Mangual pulled him outside of the bedroom and into the hallway. 15 The officers then asked Simmons about the dispute with Vaz, the presence and location of the 16 gun, and whether he had a license for it. Simmons responded that the gun was in his bedroom, at 17 which point Officer Mangual entered the bedroom to locate and retrieve the gun. 18 Simmons s testimony was generally consistent with that of the officers, but with some 19 divergence. He testified that around 1:00 a.m. on November 10, 2008, he was lying in his bed 20 watching television when he heard the noise of someone attempting to enter his apartment. He 21 got up from his bed and, leaving his bedroom door ajar, walked into the hallway where he saw 22 Sergeant Perry and Vaz approaching. After Simmons asked the officers what was happening, 3 1 Sergeant Perry placed her hand on his chest and asked whether he had a problem with Vaz. She 2 also asked him whether he had a gun in the apartment. Simmons responded, Yes, I do, in my 3 room. My mother gave me the gun to turn into the church. It is in the room on the chair by my 4 bed under the papers. Following his response, Officer Mangual entered the bedroom to retrieve 5 the gun. 6 In support of his motion to suppress, Simmons asserted that he did not grant the officers 7 permission to enter his apartment or bedroom; that there were no exigent circumstances 8 necessitating their entry to search; and that the gun was not in plain view in his bedroom. 9 Simmons also contended that the officers questioning of him regarding the gun constituted a 10 Miranda violation. He did not, however, seek to separately suppress his responses because the 11 government had previously represented that it did not plan to use them at trial. The government 12 opposed the motion on the basis that Vaz consented to the NYPD s entry into the apartment; the 13 gun was in plain view inside the apartment; and the NYPD was permitted to enter Simmons s 14 bedroom as part of a protective sweep.1 Following the hearing, the district court denied the 15 motion to suppress. It found that Simmons s statements regarding the location of the gun were 16 admissible under the public safety exception to Miranda, and that exigent circumstances 17 warranted seizure of the gun. Regarding the public safety exception, the court found that because 18 the officers had a reason to believe that Simmons was home and had a gun . . . [they] had 19 immediate need to locate and secure [the] gun. Until then, in the court s view, the gun was a 20 serious danger to the officer, Va[z], and . . . Simmons himself. The court also concluded that, 1 The district court did not make a finding or credibility determination to resolve the conflicting assertions about whether the gun was in plain view. 4 1 for the same reasons the public safety exception applied, exigent circumstances rendered the 2 warrantless search of the bedroom and retrieval of Simmons s gun and magazine reasonable. 3 On appeal, Simmons contends that the district court incorrectly applied the public safety 4 exception because the officers were required to possess a far greater quantum of reliable 5 information prior to their encounter with [him] than they possessed here, and that the present 6 facts do not support a finding of exigent circumstances. 7 8 DISCUSSION On an appeal from a district court s ruling on a motion to suppress evidence, we review the 9 court s factual findings for clear error, viewing the evidence in the light most favorable to the 10 government. United States v. Ivezaj, 568 F.3d 88, 96 (2d Cir. 2009). We review the district 11 court s legal conclusions, including those regarding the application of the public safety exception, 12 de novo. Id.; United States v. Newton, 369 F.3d 659, 668-69 (2d Cir. 2004). We also review de 13 novo mixed questions of law and fact. United States v. Lucky, 569 F.3d 101, 105-06 (2d Cir. 2009). 14 We will reverse a district court s determination that exigent circumstances provided an 15 exception to the Fourth Amendment s warrant requirement where that determination is clearly 16 erroneous. United States v. Klump, 536 F.3d 113, 117 (2d Cir. 2008); United States v. MacDonald, 17 916 F.2d 766, 769 (2d Cir. 1990) (en banc). In order to do that, we must be left with the definite 18 and firm conviction that a mistake has been committed. United States v. Iodice, 525 F.3d 179, 185 19 (2d Cir. 2008) (citation and internal quotation marks omitted). 20 I. 21 It is well settled that statements obtained during a police interrogation that are not preceded 22 by Miranda warnings cannot typically be used by the prosecution in its case in chief. See Berghuis 5 1 v. Thompkins, 130 S. Ct. 2250, 2260 (2010); Michigan v. Harvey, 494 U.S. 344, 350 (1990); 2 Newton, 369 F.3d at 668. However, consistent with New York v. Quarles, 467 U.S. 649, 655-56 3 (1984), we have recognized that Miranda warnings need not precede questions reasonably 4 prompted by a concern for the public safety or for the safety of the arresting officers for a suspect s 5 answers to be admitted as evidence of his guilt. Newton, 369 F.3d at 677 (internal quotation marks 6 and citation omitted); see also United States v. Estrada, 430 F.3d 606, 612 (2d Cir. 2005) (same); 7 United States v. Reyes, 353 F.3d 148, 152 (2d Cir. 2003) (same). In Estrada, we noted two 8 additional principles relevant to the public safety exception. First, pre-Miranda questions, while 9 framed spontaneously in dangerous situations, may not be investigatory in nature or designed solely 10 to elicit testimonial evidence from a suspect. 430 F.3d at 612 (citations and internal quotation 11 marks omitted). Second, we expressly have not condoned the pre-Miranda questioning of 12 suspects as a routine matter. Id. Instead, recognizing the need for flexibility when genuine 13 concerns for public safety exist, application of the exception requires us to examine the totality of 14 the relevant circumstances. Id. 15 Applying these principles, we affirm the district court s ruling that, under the public safety 16 exception, Simmons s statements regarding the presence and location of the gun were admissible at 17 trial. Our analysis in Newton is instructive. In that case, after receiving a report that Newton, a 18 parolee, had threatened to kill his mother and her husband, and that he kept a gun in the apartment 19 that the three of them shared, several parole and NYPD officers visited the apartment. 369 F.3d at 20 663. When Newton answered the door dressed only in his underwear, the officers handcuffed him 21 and, without advising him of his Miranda rights, questioned him. Id. In response to a question 22 about whether he had any contraband in the house, Newton replied that he kept a gun in a box to 6 1 which he directed one of the parole officers attention. Id. at 663-64. The officer retrieved the box 2 and found a handgun and ammunition inside. Id. at 664. We held that Newton s responses leading 3 to the discovery of the firearm were properly admitted at trial under the public safety exception. 4 Id. at 679. In particular, having received reports of Newton s possession of a firearm and his 5 threats to kill his mother and her husband, the officers had an objectively reasonable belief that 6 Newton was dangerous. Id. at 678. In addition, given the presence of others in the apartment, and 7 the reported hostility among them, we concluded that the unlocated gun presented a deadly risk to 8 everyone on the premises. Id. 9 A similar analysis is applicable here. At the time the officers entered the apartment, based 10 on the police radio call and their discussion with Vaz, they had a reasonable basis for believing that 11 Simmons was home and that he might have a gun, which they understood he had recently 12 brandished. Under these potentially volatile circumstances, the officers had objectively reasonable 13 safety concerns when they entered the apartment and were justified in questioning Simmons in 14 order to assuage those concerns and defuse the perceived threat of violence between Vaz and 15 Simmons. Moreover, their questions mainly concerned the presence and location of the gun. It is 16 also true, as Simmons points out, that they asked about the dispute between the roommates and 17 whether Simmons had a license for the gun. The questions about the dispute had the potential to 18 shed light on the volatility of the situation and the extent to which Simmons harbored potentially 19 violent resentment toward Vaz. We are not persuaded that this limited questioning was 20 prohibitively investigatory in nature or a subterfuge for collecting testimonial evidence. See 21 Estrada, 430 F.3d at 612-13; see also Newton, 369 F.3d at 678 ( Courts recognize that public safety 22 questions are framed spontaneously in dangerous situations. Precision crafting cannot be expected 7 1 in such circumstances. ). Accordingly, we conclude that admission at trial of Simmons s response 2 to those questions, and the physical evidence recovered based on them, did not violate the Fifth 3 Amendment. See Estrada, 430 F.3d at 610 ( Where the public safety exception applies, a 4 defendant s statement and the physical evidence recovered as a result of that statement may be 5 admitted into evidence at trial. ). However, this conclusion does not end our inquiry. We must still 6 consider whether, once the police were lawfully inside the apartment, their warrantless search for 7 the gun inside Simmons s bedroom violated the Fourth Amendment.2 8 II. 9 The core premise underlying the Fourth Amendment is that warrantless searches of a home 10 are presumptively unreasonable. See Kentucky v. King, 131 S. Ct. 1849, 1856 (2011) ( It is a basic 11 principle of Fourth Amendment law . . . that searches and seizures inside a home without a warrant 12 are presumptively unreasonable. (internal quotation marks and citations omitted)); Brigham City v. 13 Stuart, 547 U.S. 398, 403 (2006) (same); United States v. Hassock, 631 F.3d 79, 84 (2d Cir. 2011) 14 (same); see also Groh v. Ramirez, 540 U.S. 551, 559 (2004) ( [T]he right of a man to retreat into 15 his own home and there be free from unreasonable governmental intrusion stands at the very core 16 of the Fourth Amendment. (internal quotation marks and alterations omitted)). This presumption 17 is rooted in the recognition that the physical entry of the home is the chief evil against which the 18 wording of the Fourth Amendment is directed. Hassock, 631 F.3d at 84 (quoting Payton v. New 19 York, 445 U.S. 573, 585 (1980)). These principles apply with particular intensity when a home is 20 searched in the middle of the night. See United States v. Ravich, 421 F.2d 1196, 1201 (2d Cir. 2 On appeal, the parties do not dispute the district court s finding that the officers were lawfully in the apartment based on Vaz s consent, or that Vaz lacked authority to consent to a police search of Simmons s bedroom, where Simmons had a reasonable expectation of privacy. 8 1 1970) (noting the peculiar abrasiveness of nighttime searches (citing Jones v. United States, 357 2 U.S. 493 (1958))); United States v. Katoa, 379 F.3d 1203, 1205 (10th Cir. 2004) ( [A] nighttime 3 search is particularly intrusive. ); United States v. Ramirez-Chilel, 289 F.3d 744, 751 n.8 (11th Cir. 4 2002) (same); United States v. Jerez, 108 F.3d 684 (7th Cir. 1997) ( [P]olice encounters at a 5 person s dwelling in the middle of the night are especially intrusive. ). 6 An exception to the warrant requirement applies when the exigencies of [a] situation make 7 the needs of law enforcement so compelling that a warrantless search is objectively reasonable. 8 King, 131 S. Ct. at 1856 (internal quotation marks omitted) (quoting Mincey v. Arizona, 437 U.S. 9 385, 394 (1978)). One exigency obviating the requirement of a warrant is the need to assist 10 persons who are seriously injured or threatened with such injury. Brigham City, 547 U.S. at 403; 11 see also Minnesota v. Olson, 495 U.S. 91, 100 (1990) ( [A] warrantless intrusion may be justified 12 by . . . the risk of danger to the police or to other persons inside or outside [a] dwelling. ). Another 13 exigency is the need to prevent the imminent destruction of evidence. See King, 131 S. Ct. at 1856; 14 In re Terrorist Bombings of U.S. Embassies in E. Africa, 552 F.3d 157, 168 (2d Cir. 2008). The 15 common theme through these cases is the existence of a true emergency. 16 In determining whether exigent circumstances exist, [t]he core question is whether the 17 facts, as they appeared at the moment of entry, would lead a reasonable, experienced officer, to 18 believe that there was an urgent need to render aid or take action. Klump, 536 F.3d at 117-18 19 (citation and internal quotation marks omitted); see also MacDonald, 916 F.2d at 769 (same). This 20 test is an objective one that turns on the totality of the circumstances confronting law enforcement 21 agents in the particular case. Klump, 536 F.3d at 117 (alteration omitted) (quoting MacDonald, 22 916 F.2d at 769). 9 1 Applying this standard here, we find that the circumstances facing the officers at the time 2 they searched the bedroom were not sufficiently exigent to fall within this narrow exception, and 3 that the district court s conclusion to the contrary was clearly erroneous. According to the officers 4 testimony, after rousing Simmons from his bed in the middle of the night, they removed him from 5 his bedroom, placed him against the wall in the common hallway, and made sure that he had 6 nothing in his possession that could harm them. Officer Mangual then stood at the entrance of the 7 bedroom, effectively guarding the room and monitoring Simmons to make sure that he did not 8 reenter. Simmons, dressed only in his underwear, was very cooperative and non-combative, and 9 told the officers that the gun was in his bedroom.3 Vaz remained inside his separate bedroom. 10 Along with Officer Mangual and Sergeant Perry, several other officers were present in the 11 apartment. In fact, Officer Mangual testified that the apartment was full of cops. Thus, before 12 conducting the search, the officers had effectively allayed the safety concerns that justified their 13 initial questioning of Simmons and had, by exercising control over a compliant occupant and the 14 surrounding premises, neutralized any threat that Simmons or the gun may have initially posed. In 15 doing so, the officers also eliminated the possibility of the destruction of evidence. Under these 3 Judge Winter contends in dissent not only that the search of Simmons s bedroom was justified by exigent circumstances, but also that Simmons impliedly consented to a search when he told the officers that the handgun was located in his bedroom. Consent to a search, constituting a waiver of Fourth Amendment rights, must be voluntary. See, e.g., United States v. Rico Beltran, 409 Fed. Appx. 441, 442-43 (2d Cir. 2011) (quoting Schneckloth v. Bustamonte, 412 U.S. 218, 227 (1973)). The government must prove Simmons s voluntary consent by a preponderance of the evidence and, in determining voluntariness, the district court must consider the totality of the circumstances. See, e.g., United States v. Snype, 441 F.3d 110, 131 (2d Cir. 2006); United States v. Isiofia, 370 F.3d 226, 230-31 (2d Cir. 2004). In this case, whether a waiver occurred hinged on the testimony at the suppression hearing and the trial court made no finding on this issue. Accordingly, I do not believe the record can support a finding of express or implied consent. 10 1 circumstances, there simply was no urgent need to further search the home for the gun without a 2 warrant. See Klump, 536 F.3d at 117-18. Of course, absent such an urgency, the gun alone did not 3 justify the officers search of the bedroom. See Groh, 540 U.S. at 559 ( [A]bsent exigent 4 circumstances, a warrantless entry to search for weapons or contraband is unconstitutional even 5 when a felony has been committed and there is probable cause to believe that incriminating 6 evidence will be found within. (quoting Payton, 445 U.S. at 587-88)). 7 Considering these circumstances, there is nothing to suggest that it would have been 8 impracticable to continue securing the bedroom during the time necessary for one of the officers to 9 obtain a warrant. See, e.g., Illinois v. McArthur, 531 U.S. 326, 331-33 (2001); Segura v. United 10 States, 468 U.S. 796, 810 (1984); see also Terry v. Ohio, 392 U.S. 1, 20 (1968) ( [T]he police must, 11 whenever practicable, obtain advance judicial approval of searches and seizures through the 12 warrant procedure. ); United States v. Place, 660 F.2d 44, 47 (2d Cir. 1981) ( [Warrantless] 13 seizure[s are] allowed for the reason that, because of the exigencies of the situation . . . , the police 14 cannot obtain the timely issuance of a warrant without losing the criminal or his contraband. ). 15 The government also raises the possibility that there might have been some third person 16 present in the bedroom who posed or faced a threat as a result of the gun. This speculation, 17 however, is untethered to any facts in the record. At no point during their testimony did Officer 18 Mangual or Sergeant Perry indicate that they thought a third person might be present in the 19 bedroom. Nor does their testimony suggest that they believed this to be a possibility. Vaz told 20 them that Simmons was home alone, [A 85] and although Simmons s bedroom was dimly lit, both 21 officers testified that the door was wide open and that they could see inside. Their testimony 22 does not indicate that they either saw or heard anything that might lead them to believe that anyone 11 1 other than Simmons was inside. Such groundless, retrospective speculation does not translate to 2 exigency. Cf. Moore v. Andreno, 505 F.3d 203, 213-14 (2d Cir. 2007) (finding officers 3 speculation that suspect may have been hidden in room did not support finding of exigent 4 circumstances where there [was] no suggestion that anyone thought he was hidden therein). 5 CONCLUSION 6 For the foregoing reasons, the district court s judgment is AFFIRMED with respect to 7 Appellant s Fifth Amendment claim, REVERSED with respect to Appellant s Fourth Amendment 8 claim, and REMANDED for further proceedings consistent with this opinion. 12 United States v. Simmons, 10-1526-cr WINTER, Circuit Judge dissenting: 1 I respectfully dissent. In my view, there was both consent 2 and exigent circumstances, either of which is dispositive, 3 justifying the securing of appellant s gun. 4 There is no Fourth Amendment violation where an individual 5 voluntarily consents to a search. 6 F.3d 418, 422 (2d Cir. 1995). 7 individual s statements and conduct. 8 the person giving consent recite the talismanic phrase: 9 have my permission to search. 10 United States v. Garcia, 56 Consent may be inferred from an It is not necessary that You United States v. Buettner-Janusch, 646 F.2d 759, 764 (2d Cir. 1981). 11 Appellant testified as follows: 12 13 14 15 16 17 18 19 20 21 22 23 Q. [Sergeant Perry] just asked do you have a gun? A. Yes. That s what she asked me. Q. Did she ask you where the gun was? A. No. She said do you have a gun in this apartment. Q. And you responded did you finish your answer? You said that -A. No. I told her: Yes, I do, in my room. My mother gave me the gun to turn into the church. It is in the room on the chair by my bed under the papers. 24 In my view, appellant s statements constituted implied 25 consent to the officer s entering his bedroom and securing the 26 gun. 27 of the gun -- under papers and on a particular chair -- had no 28 purpose other than to facilitate the immediate seizure of the 29 weapon. Informing the police of the precise but concealed location Certainly, appellant was not simply being helpful to the 1 officers in any putative obtaining of a warrant. 2 therefore follow the First Circuit and hold that a defendant s 3 directions to a firearm amounts to, or may be found to amount 4 to,1 implied consent, United States v. Reynolds, 646 F.3d 63 (1st 5 Cir. 2011), at least for the limited purpose of retrieving the 6 gun. I would 7 The existence of exigent circumstances of course also 8 justifies a warrantless search, United States v. Klump, 536 F.3d 9 113, 117 (2d Cir. 2008) (citing Coolidge v. New Hampshire, 403 10 U.S. 443, 474-75 (1971)), and [a] district court s determination 11 as to whether exigent circumstances existed is fact-specific, and 12 will not be reversed unless clearly erroneous. 13 at 117 (quoting United States v. MacDonald, 916 F.2d 766, 769 (2d 14 Cir. 1990) (en banc)). 15 circumstances is objective: 16 the time, whether a reasonable, experienced officer would believe 17 there was an urgent need to take action, particularly including 18 situations posing risks to the police or others. 19 Olson, 495 U.S. 91, 100 (1990). 20 21 Klump, 536 F.3d The Fourth Amendment standard for exigent based on the known circumstances at Minnesota v. The known facts here support a finding that it was necessary to enter the bedroom to locate and secure the weapon. 1 The If implied consent were the only dispositive issue, I would agree to a remand for a finding by the district court. However, a remand seems unnecessary to me because I would affirm the finding of exigent circumstances. 2 1 officers were in the apartment because Vaz, appellant s roommate, 2 had told them that appellant had a gun in the apartment. 3 was a legitimate concern that appellant might be prone to use the 4 gun. 5 dispute and that Vaz needed police protection to enter the 6 apartment and gather his belongings. 7 retrieved, appellant was not in handcuffs. 8 done a protective sweep of appellant s bedroom, which was dark at 9 the time of the entry, and the officers could not have been There Vaz had stated that appellant had revealed the gun during a At the time the gun was The police had not 10 certain that there was no one else in the room. 11 although appellant told the officers where the gun was, they had 12 no way of knowing that he was telling the truth without actually 13 locating it. 14 unknown third party, might seek to grab the weapon. Furthermore, These facts presented a risk that appellant, or an 15 My colleagues perceive the risk of a third party presence as 16 insignificant because the officers did not testify to a perceived 17 danger that there was someone else in the bedroom. 18 test for exigent circumstances is objective and, therefore, the 19 actual state of mind of the officers is not relevant. 20 Brigham City, Utah v. Stuart, 547 U.S. 398, 404 (2006). 21 if the officers subjective anxieties were relevant, appellant s 22 testimony fully supports the existence of reasonable anxiety on 23 the officers part as to the presence of another person. 24 Appellant testified: 3 However, the See But even 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 Q. And, what happened next? A. Then when Jamal [Vaz] went in his room Officer Manuel [sic] I think I believe that s his name came up, he went to look in but he didn t want to stick his head all the way in the door because it was dark. So, he tried to cut the light on but the light switch, that s the power switch to cut the TV off. Q. Slow down. Slow down. He tried to turn the lights on because there were no lights in the room. Is that what you said? A. Yes. Q. And then what happened? A. Then the TV went out and I said something I said something stupid I said: Well, now I have to reset that, meaning the cable box. So, he just went in there, got the paper, came out and then he said excuse me this is a big ass gun. He opened up the paper -* * * * Q. Just to go over this again, Sergeant Perry, the officer that stopped you -A. Yes. Q. in the hallway, did she go in the room? A. No. Q. Just the other officer? A. Just Officer Manuel [sic] went inside the room. Q. Did he see anything from what you could tell? Could you see what he was doing before he went into your room? A. No. He was just trying to stick his head inside the room. There wasn t no flashlight, he was trying to stick his head because he was nervous, you don t know what is behind the door so that s when he did the switch. THE COURT: Before he went in had you already told him where the gun was? THE WITNESS: I told the sergeant, yes. THE COURT: You already told them it is on the chair under the papers? THE WITNESS: Under the papers, yes. The proper test for the existence of exigent circumstances involves balancing the degree of potential harm against the 4 1 likelihood of its occurrence. 2 U.S. 372, 373 (2007) (holding that a police officer s use of 3 deadly force to stop a high speed car chase was reasonable under 4 the Fourth Amendment through weighing the perhaps lesser 5 probability of injuring or killing numerous bystanders against 6 the perhaps larger probability of injuring or killing a single 7 person, by taking into account the number of lives at risk and 8 the relative culpability of the police officer and the 9 respondent). See, e.g., Scott v. Harris, 550 To be sure, the likelihood of violent acts 10 occurring was diminished by the actions and presence of the 11 police prior to securing the gun. 12 that could have resulted from appellant or an unknown third party 13 rashly attempting to seize the gun made it objectively reasonable 14 for the officers to believe that it should be secured 15 immediately. 16 (11th Cir. 2007) ( It would defy common sense to allow the 17 officers to question [a defendant] as to whether there was any 18 threat and then prevent them from neutralizing that threat. ). 19 However, the magnitude of harm See United States v. Newsome, 475 F.3d 1221, 1226 Viewing the likelihood of harm as low, my colleagues do not 20 factor into the calculation the possibly calamitous harm, 21 including harm to appellant or a third party, that might have 22 occurred had the officers not used their common sense and secured 23 the weapon. 24 involving facts remotely close to those before us in which the This omission explains why there are no precedents 5 1 securing of a weapon leads to its suppression. 2 caselaw is all to the contrary. 3 Lopez, 989 F.2d 24, 27 (1st Cir. 1993) (upholding that a 4 warrantless search was justified as one not merely for evidence 5 or even contraband but for a dangerous weapon in a building where 6 others might gain access to it ); see also, Chimel v. California, 7 395 U.S. 752, 762-63 (1969) (concluding that it is reasonable 8 for an arresting officer to search the area into which an 9 arrestee might reach in order to grab a weapon because [a] gun 10 on a table or in a drawer in front of one who is arrested can be 11 as dangerous to the arresting officer as one concealed in the 12 clothing of the person arrested ); United States v. Antwine, 873 13 F.2d 1144, 1147 (8th Cir. 1989) ( The clear implication of 14 Quarles is that a warrantless seizure of a weapon may be 15 considered reasonable within the meaning of the Fourth 16 Amendment when justified by an officer s legitimate concern for 17 someone s safety. ). 18 19 In fact, the See, e.g., United States v. In any event, the conclusion of the district court is not clearly erroneous. I therefore respectfully dissent. 20 6
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