A crude oil tanker owned by respondent United Carriers, Inc., a
Liberian corporation, and chartered to respondent Amerada Hess
Corp., also a Liberian corporation, was severely damaged when it
was attacked in international waters by Argentine military aircraft
during the war between Great Britain and petitioner Argentine
Republic over the Falkland Islands (Malvinas) off the Argentine
coast. Respondents brought separate actions against petitioner in
Federal District Court for the damage they sustained in the attack.
They invoked the District Court's jurisdiction under the Alien Tort
Statute (ATS), which confers original jurisdiction on district
courts over civil actions by an alien for a tort committed in
violation of the law of nations or a treaty of the United States.
Amerada Hess also brought suit under the general admiralty and
maritime jurisdiction of federal courts, 28 U.S.C. § 1333, and "the
principle of universal jurisdiction, recognized in customary
international law." The District Court dismissed respondents'
complaints for lack of subject matter jurisdiction, ruling that
their actions were barred by the Foreign Sovereign Immunities Act
of 1976 (FSIA). The FSIA provides in 28 U.S.C. § 1604 that
"[s]ubject to existing international agreements to which the
United States [was] a party at the time of the enactment of this
Act[,] a foreign state shall be immune from the jurisdiction"
of United States courts except as provided in 28 U.S.C. §§
1605-1607, and further provides in 28 U.S.C. § 1330(a) that
"[t]he district courts shall have original jurisdiction without
regard to amount in controversy of any nonjury civil action against
a foreign state . . . as to any claim for relief in personam with
respect to which the foreign state is not entitled to immunity"
under §§ 1605-1607 or any applicable international agreement.
The Court of Appeals reversed, holding that the District Court had
jurisdiction over respondents' consolidated action under the
ATS.
Held: The FSIA provides the sole basis for obtaining
jurisdiction over a foreign state in United States courts, and the
District Court correctly dismissed the action because the FSIA did
not authorize jurisdiction over petitioner under the facts of this
case. Pp.
488 U. S.
433-443.
(a) The FSIA's text and structure demonstrate Congress'
intention that the FSIA be the sole basis for obtaining
jurisdiction over a foreign
Page 488 U. S. 429
state in United States courts. Sections 1604 and 1330(a) work in
tandem: § 1604 bars United States courts from exercising
jurisdiction when a foreign state is entitled to immunity, and §
1330(a) confers jurisdiction on district courts to hear suits
brought by both United States citizens and aliens when a foreign
state is not entitled to immunity. Pp.
488 U. S.
433-435.
(b) From Congress' decision in the FSIA to deny immunity to
foreign states in cases involving property taken in violation of
international law in § 1605(a)(3), the plain implication is that
immunity is granted in those cases involving alleged violations of
international law that do not come within one of the FSIA's
exceptions. Pp.
488 U. S.
435-436.
(c) Congress' failure in the FSIA to enact a
pro tanto
repealer of the ATS when it passed the FSIA in 1976 may be
explained at least in part by the lack of certainty as to whether
the ATS conferred jurisdiction in suits against foreign states. In
light of the comprehensiveness of the FSIA's scheme, it is doubtful
that even the most meticulous draftsman would have concluded that
Congress also needed to amend
pro tanto the ATS and
presumably other grants of subject matter jurisdiction in Title 28.
Pp.
488 U. S.
436-438.
(d) The rule of statutory construction under which repeals by
implication are disfavored does not apply here. This case does not
involve two statutes that supplement one another, nor is it a case
where a more general statute is claimed to have repealed by
implication an earlier statute dealing with a narrower subject.
Congress' decision to deal comprehensively with the subject of
foreign sovereign immunity in the FSIA, and the express provision
in § 1604 that "a foreign state shall be immune from the
jurisdiction" of United States courts except as provided in §§
1605-1607, preclude a construction of the ATS that permits the
instant action. P.
488 U. S.
438.
(e) Congress dealt with the admiralty jurisdiction of the
federal courts when it enacted the FSIA. Section 1605(b) expressly
permits an
in personam suit in admiralty to enforce a
maritime lien against a vessel or cargo of a foreign state. Unless
the present case is within § 1605(b) or another exception to the
FSIA, the statute conferring general admiralty and maritime
jurisdiction on the federal courts does not authorize this suit
against petitioner. Pp.
488 U. S.
438-439.
(f) The District Court correctly determined that none of the
exceptions enumerated in the FSIA applies to the facts of this
case. The exception for noncommercial torts in § 1605(a)(5) is
limited by its terms to cases in which the damage to or loss of
property occurs
in the United States. The FSIA's
definition of "United States" in § 1603(c) as including all
"territory and waters, continental and insular, subject to the
jurisdiction of the United States" cannot be construed to include
petitioner's attack on the high seas. Pp.
488 U. S.
439-441
Page 488 U. S. 430
(g) The Geneva Convention on the High Seas and the Pan American
Maritime Neutrality Convention entered into by petitioner and the
United States do not create an exception to the FSIA. A foreign
state cannot waive its immunity under § 1605(a)(1) by signing an
international agreement that does not mention a waiver of immunity
to suit in United States courts or even the availability of a cause
of action in the United States. Nor does the Treaty of Friendship,
Commerce and Navigation between the United States and Liberia carve
out an exception to the FSIA. That Treaty provides that United
States and Liberian nationals shall have access to the courts of
each country "on conforming to the local laws," and the FSIA is
clearly one of the "local laws" to which respondents must conform
before bringing suit in United States courts. Pp.
488 U.S. 441-443.
830 F.2d 421, reversed.
REHNQUIST, C.J., delivered the opinion of the Court, in which
BRENNAN, WHITE, STEVENS, O'CONNOR, SCALIA, and KENNEDY, JJ.,
joined. BLACKMUN, J., filed an opinion concurring in part, in which
MARSHALL, J., joined,
post, p.
488 U. S.
443.
Page 488 U. S. 431
CHIEF JUSTICE REHNQUIST delivered the opinion of the Court.
Two Liberian corporations sued the Argentine Republic in a
United States District Court to recover damages for a tort
allegedly committed by its armed forces on the high seas in
violation of international law. We hold that the District Court
correctly dismissed the action, because the Foreign Sovereign
Immunities Act of 1976 (FSIA), 28 U.S.C. § 1330
et seq.,
does not authorize jurisdiction over a foreign state in this
situation.
Respondents alleged the following facts in their complaints.
Respondent United Carriers, Inc., a Liberian corporation, chartered
one of its oil tankers, the Hercules, to respondent Amerada Hess
Shipping Corporation, also a Liberian corporation. The contract was
executed in New York City. Amerada Hess used the Hercules to
transport crude oil from the southern terminus of the Trans-Alaska
Pipeline in Valdez, Alaska, around Cape Horn in South America, to
the Hess refinery in the United States Virgin Islands. On May 25,
1982, the Hercules began a return voyage, without cargo but fully
fueled, from the Virgin Islands to Alaska. At that time, Great
Britain and petitioner Argentine Republic were at war over an
archipelago of some 200 islands -- the Falkland Islands to the
British, and the Islas Malvinas to the Argentineans -- in the South
Atlantic off the Argentine coast. On June 3, United States
officials informed the two belligerents of the location of United
States vessels and Liberian tankers owned by United States
interests then traversing the South Atlantic, including the
Hercules, to avoid any attacks on neutral shipping.
By June 8, 1982, after a stop in Brazil, the Hercules was in
international waters about 600 nautical miles from Argentina and
500 miles from the Falklands; she was outside the "war zones"
designated by Britain and Argentina. At 12:15 Greenwich mean time,
the ship's master made a routine report by radio to Argentine
officials, providing the ship's
Page 488 U. S. 432
name, international call sign, registry, position, course,
speed, and voyage description. About 45 minutes later, an Argentine
military aircraft began to circle the Hercules. The ship's master
repeated his earlier message by radio to Argentine officials, who
acknowledged receiving it. Six minutes later, without provocation,
another Argentine military plane began to bomb the Hercules; the
master immediately hoisted a white flag. A second bombing soon
followed, and a third attack came about two hours later, when an
Argentine jet struck the ship with an air-to-surface rocket.
Disabled but not destroyed, the Hercules reversed course and sailed
to Rio de Janeiro, the nearest safe port. At Rio de Janeiro,
respondent United Carriers determined that the ship had suffered
extensive deck and hull damage, and that an undetonated bomb
remained lodged in her No. 2 tank. After an investigation by the
Brazilian Navy, United Carriers decided that it would be too
hazardous to remove the undetonated bomb, and on July 20, 1982, the
Hercules was scuttled 250 miles off the Brazilian coast.
Following unsuccessful attempts to obtain relief in Argentina,
respondents commenced this action in the United States District
Court for the Southern District of New York for the damage that
they sustained from the attack. United Carriers sought $10 million
in damages for the loss of the ship; Amerada Hess sought $1.9
million in damages for the fuel that went down with the ship.
Respondents alleged that petitioner's attack on the neutral
Hercules violated international law. They invoked the District
Court's jurisdiction under the Alien Tort Statute, 28 U.S.C. §
1350, which provides that
"[t]he district courts shall have original jurisdiction of any
civil action by an alien for a tort only, committed in violation of
the law of nations or a treaty of the United States."
Amerada Hess also brought suit under the general admiralty and
maritime jurisdiction, 28 U.S.C. § 1333, and "the principle of
universal jurisdiction, recognized in customary international law."
Complaint of Amerada Hess � 5,
Page 488 U. S. 433
App. 20. The District Court dismissed both complaints for lack
of subject matter jurisdiction,
638 F. Supp.
73 (SDNY 1986), ruling that respondents' suits were barred by
the FSIA.
A divided panel of the United States Court of Appeals for the
Second Circuit reversed. 830 F.2d 421 (1987). The Court of Appeals
held that the District Court had jurisdiction under the Alien Tort
Statute, because respondents' consolidated action was brought by
Liberian corporations, it sounded in tort ("the bombing of a ship
without justification"), and it asserted a violation of
international law ("attacking a neutral ship in international
waters, without proper cause for suspicion or investigation").
Id. at 424-425. Viewing the Alien Tort Statute as "no more
than a jurisdictional grant based on international law," the Court
of Appeals said that "who is within" the scope of that grant is
governed by "evolving standards of international law."
Id.
at 425, citing
Filartiga v. Pena-Irala, 630 F.2d 876, 880
(CA2 1980). The Court of Appeals reasoned that Congress' enactment
of the FSIA was not meant to eliminate "existing remedies in United
States courts for violations of international law" by foreign
states under the Alien Tort Statute. 830 F.2d at 426. The
dissenting judge took the view that the FSIA precluded respondents'
action.
Id. at 431. We granted certiorari, 485 U.S. 1005
(1988), and now reverse.
We start from the settled proposition that the subject matter
jurisdiction of the lower federal courts is determined by Congress,
"in the exact degrees and character which to Congress may seem
proper for the public good."
Cary v.
Curtis, 3 How. 236, 245 (1845);
see Insurance
Corp. of Ireland, Ltd. v. Compagnie Des Bauxites De Guinee,
456 U. S. 694,
456 U. S. 701
(1982) (jurisdiction of lower federal courts is "limited to those
subjects encompassed within the statutory grant of jurisdiction").
In the FSIA, Congress added a new chapter 97 to Title 28 of the
United States Code, 28 U.S.C. § 1602-1611, which is entitled
"Jurisdictional Immunities of Foreign
Page 488 U. S. 434
States." [
Footnote 1]
Section 1604 provides that
"[s]ubject to existing international agreements to which the
United States [was] a party at the time of the enactment of this
Act[,] a foreign state shall be immune from the jurisdiction of the
courts of the United States and of the States except as provided in
sections 1605 to 1607 of this chapter."
The FSIA also added § 1330(a) to Title 28; it provides that
"[t]he district courts shall have original jurisdiction without
regard to amount in controversy of any nonjury civil action against
a foreign state . . . as to any claim for relief in personam with
respect to which the foreign state is not entitled to immunity
under sections 1605-1607 of this title or under any applicable
international agreement."
§ 1330(a). [
Footnote 2]
We think that the text and structure of the FSIA demonstrate
Congress' intention that the FSIA be the sole basis for obtaining
jurisdiction over a foreign state in our courts. Sections 1604 and
1330(a) work in tandem: § 1604 bars federal and state courts from
exercising jurisdiction when a foreign state is entitled to
immunity, and § 1330(a) confers jurisdiction on district courts to
hear suits brought by United States citizens and by aliens when a
foreign state is not entitled to immunity. As we said in
Verlinden, the FSIA
"must be applied by the district courts in every action against
a foreign
Page 488 U. S. 435
sovereign, since subject matter jurisdiction in any such action
depends on the existence of one of the specified exceptions to
foreign sovereign immunity."
Verlinden B. V. v. Central Bank of Nigeria,
461 U. S. 480,
461 U. S. 493
(1983). [
Footnote 3]
The Court of Appeals acknowledged that the FSIA's language and
legislative history support the "general rule" that the Act governs
the immunity of foreign states in federal court. 830 F.2d at 426.
The Court of Appeals, however, thought that the FSIA's "focus on
commercial concerns" and Congress' failure to "repeal" the Alien
Tort Statute indicated Congress' intention that federal courts
continue to exercise jurisdiction over foreign states in suits
alleging violations of international law outside the confines of
the FSIA.
Id. at 427. The Court of Appeals also believed
that to construe the FSIA to bar the instant suit would "fly in the
face" of Congress' intention that the FSIA be interpreted pursuant
to "
standards recognized under international law.'"
Ibid., quoting H.R.Rep. at 14.
Taking the last of these points first, Congress had violations
of international law by foreign states in mind when it enacted the
FSIA. For example, the FSIA specifically denies foreign states
immunity in suits "in which rights in property
Page 488 U. S. 436
taken in violation of international law are in issue." 28 U.S.C.
§ 1605(a)(3). Congress also rested the FSIA in part on its power
under Art. I, § 8, cl. 10, of the Constitution "[t]o define and
punish Piracies and Felonies committed on the high Seas, and
Offenses against the Law of Nations."
See H.R.Rep. at 12;
S.Rep. at 12. From Congress' decision to deny immunity to foreign
states in the class of cases just mentioned we draw the plain
implication that immunity is granted in those cases involving
alleged violations of international law that do not come within one
of the FSIA's exceptions.
As to the other point made by the Court of Appeals, Congress'
failure to enact a
pro tanto repealer of the Alien Tort
Statute when it passed the FSIA in 1976 may be explained at least
in part by the lack of certainty as to whether the Alien Tort
Statute conferred jurisdiction in suits against foreign states.
Enacted by the First Congress in 1789, the Alien Tort Statute
provides that
"[t]he district courts shall have original jurisdiction of any
civil action by an alien for a tort only, committed in violation of
the law of nations or a treaty of the United States."
28 U.S.C. § 1350. The Court of Appeals did not cite any decision
in which a United States court exercised jurisdiction over a
foreign state under the Alien Tort Statute, and only one such case
has come to our attention -- one which was decided after the
enactment of the FSIA. [
Footnote
4]
In this Court, respondents argue that cases were brought under
the Alien Tort Statute against foreign states for the unlawful
taking of a prize during wartime. Brief for Respondents 18-25. The
Alien Tort Statute makes no mention
Page 488 U. S. 437
of prize jurisdiction, and § 1333(2) now grants federal district
courts exclusive jurisdiction over "all proceedings for the
condemnation of property taken as a prize." In
The
Santissima Trinidad, 7 Wheat. 283,
20 U. S.
353-354 (1822), we held that foreign states were not
immune from the jurisdiction of United States courts in prize
proceedings. That case, however, was not brought under the Alien
Tort Statute, but rather as a libel in admiralty. Thus there is a
distinctly hypothetical cast to the Court of Appeals' reliance on
Congress' failure to repeal the Alien Tort Statute, and
respondents' arguments in this Court based on the principle of
statutory construction that repeals by implication are
disfavored.
We think that Congress' failure in the FSIA to enact an express
pro tanto repealer of the Alien Tort Statute speaks only
faintly, if at all, to the issue involved in this case. In light of
the comprehensiveness of the statutory scheme in the FSIA, we doubt
that even the most meticulous draftsman would have concluded that
Congress also needed to amend
pro tanto the Alien Tort
Statute and presumably such other grants of subject matter
jurisdiction in Title 28 as § 1331 (federal question), § 1333
(admiralty), § 1335 (interpleader), § 1337 (commerce and
antitrust), and § 1338 (patents, copyrights, and trademarks).
[
Footnote 5] Congress provided
in § 1602 of the FSIA that
"[c]laims of foreign states to immunity should
henceforth be decided by courts of the United States in
conformity with the principles set forth in this chapter,"
and very likely it
Page 488 U. S. 438
thought that should be sufficient. § 1602 (emphasis added);
see also H.R.Rep. at 12; S.Rep. at 11 (FSIA "intended to
preempt any other State and Federal law (excluding applicable
international agreements) for according immunity to foreign
sovereigns").
For similar reasons we are not persuaded by respondents'
arguments based upon the rule of statutory construction under which
repeals by implication are disfavored. This case does not involve
two statutes that readily could be seen as supplementing one
another,
See Wood v. United
States, 16 Pet. 342,
41 U. S. 363
(1842), nor is it a case where a more general statute is claimed to
have repealed by implication an earlier statute dealing with a
narrower subject.
See Morton v. Mancari, 417 U.
S. 535,
417 U. S.
549-551 (1974). We think that Congress' decision to deal
comprehensively with the subject of foreign sovereign immunity in
the FSIA, and the express provision in § 1604 that
"a foreign state shall be immune from the jurisdiction of the
courts of the United States and of the States except as provided in
sections 1605-1607"
preclude a construction of the Alien Tort Statute that permits
the instant suit.
See Red Rock v. Henry, 106 U.
S. 596,
106 U. S.
601-602 (1883);
United States v.
Tynen, 11 Wall. 88,
78 U. S. 92
(1871). The Alien Tort Statute, by its terms, does not distinguish
among classes of defendants, and it of course has the same effect
after the passage of the FSIA as before with respect to defendants
other than foreign states.
Respondents also argue that the general admiralty and maritime
jurisdiction, § 1333(1), provides a basis for obtaining
jurisdiction over petitioner for violations of international law,
notwithstanding the FSIA. Brief for Respondents 42-49. But Congress
dealt with the admiralty jurisdiction of the federal courts when it
enacted the FSIA. Section 1605(b) expressly permits an
in
personam suit in admiralty to enforce a maritime lien against
a vessel or cargo of a foreign state. Unless the present case is
within § 1605(b) or another exception to the FSIA, the statute
conferring general
Page 488 U. S. 439
admiralty and maritime jurisdiction on the federal courts does
not authorize the bringing of this action against petitioner.
Having determined that the FSIA provides the sole basis for
obtaining jurisdiction over a foreign state in federal court, we
turn to whether any of the exceptions enumerated in the Act apply
here. These exceptions include cases involving the waiver of
immunity, § 1605(a)(1), commercial activities occurring in the
United States or causing a direct effect in this country, §
1605(a)(2), property expropriated in violation of international
law, § 1605(a)(3), inherited, gift, or immovable property located
in the United States, § 1605(a)(4), noncommercial torts occurring
in the United States, § 1605(a)(5), and maritime liens, § 1605(b).
We agree with the District Court that none of the FSIA's exceptions
applies on these facts.
See 638 F. Supp. at 75-77.
[
Footnote 6]
Respondents assert that the FSIA exception for noncommercial
torts, § 1605(a)(5), is most in point. Brief for Respondents 50-52.
This provision denies immunity in a case
"in which money damages are sought against a foreign state for
personal injury or death, or damage to or loss of property,
occurring in the United States and caused by the tortious act or
omission of that foreign state or of any official or employee of
that foreign state while acting within the scope of his office or
employment."
28 U.S.C. § 1605(a)(5). Section 1605(a)(5) is limited by its
terms, however, to those cases in which the damage to or loss of
property occurs
in the United States. Congress' primary
purpose in enacting § 1605(a)(5) was to eliminate a foreign state's
immunity for traffic accidents and other torts committed in the
United
Page 488 U. S. 440
States, for which liability is imposed under domestic tort law.
See H.R.Rep. at 14, 20-21; S.Rep. at 14, 20-21.
In this case, the injury to respondents' ship occurred on the
high seas some 5,000 miles off the nearest shores of the United
States. Despite these telling facts, respondents nonetheless claim
that the tortious attack on the Hercules occurred "in the United
States." They point out that the FSIA defines "United States" as
including all "territory and waters, continental and insular,
subject to the jurisdiction of the United States," § 1603(c), and
that their injury occurred on the high seas, which is within the
admiralty jurisdiction of the United States,
See The
Plymouth, 3 Wall. 20, 36 (1866). They reason,
therefore, that, "by statutory definition," petitioner's attack
occurred in the United States. Brief for Respondents 50-51.
We find this logic unpersuasive. We construe the modifying
phrase "continental and insular" to restrict the definition of
United States to the continental United States and those islands
that are part of the United States or its possessions; any other
reading would render this phrase nugatory. Likewise, the term
"waters" in § 1603(c) cannot reasonably be read to cover all waters
over which United States courts might exercise jurisdiction. When
it desires to do so, Congress knows how to place the high seas
within the jurisdictional reach of a statute. [
Footnote 7] We thus apply
"[t]he canon of construction which teaches that legislation of
Congress, unless contrary intent appears, is meant to apply only
within the territorial jurisdiction of the United States."
Foley
Brothers
Page 488 U. S. 441
v. Filardo, 336 U. S. 281,
336 U. S. 285
(1949);
see also Weinberger v. Rossi, 456 U. S.
25,
456 U. S. 32
(1982). Because respondents' injury unquestionably occurred well
outside the 3-mile limit then in effect for the territorial waters
of the United States, the exception for noncommercial torts cannot
apply. [
Footnote 8]
The result in this case is not altered by the fact that
petitioner's alleged tort may have had effects in the United
States. Respondents state, for example, that the Hercules was
transporting oil intended for use in this country, and that the
loss of the ship disrupted contractual payments due in New York.
Brief for Respondents 51. Under the commercial activity exception
to the FSIA, § 1605(a)(2), a foreign state may be liable for its
commercial activities "outside the territory of the United States"
having a "direct effect" inside the United States. [
Footnote 9] But the noncommercial tort
exception, § 1605(a)(5), upon which respondents rely, makes no
mention of "territory outside the United States" or of "direct
effects" in the United States. Congress' decision to use explicit
language in § 1605(a)(2), and not to do so in § 1605(a)(5),
indicates that the exception in § 1605(a)(5) covers only torts
occurring within the territorial jurisdiction of the United States.
Respondents do not claim that § 1605(a)(2) covers these facts.
We also disagree with respondents' claim that certain
international agreements entered into by petitioner and by
Page 488 U. S. 442
the United States create an exception to the FSIA here. Brief
for Respondents 17. As noted, the FSIA was adopted "[s]ubject to
international agreements to which the United States [was] a party
at the time of [its] enactment." § 1604. This exception applies
when international agreements "expressly conflic[t]" with the
immunity provisions of the FSIA, H.R.Rep. at 17; S.Rep. at 17,
hardly the circumstances in this case. Respondents point to the
Geneva Convention on the High Seas, Apr. 29, 1958, [1962] 13 U.S.T.
2312, T.I.A.S. No. 5200, and the Pan American Maritime Neutrality
Convention, Feb. 20, 1928, 47 Stat.1989, 1990-1991, T.S. No. 845.
Brief for Respondents 31-34. These conventions, however, only set
forth substantive rules of conduct and state that compensation
shall be paid for certain wrongs. [
Footnote 10] They do not create private rights of action
for foreign corporations to recover compensation from foreign
states in United States courts.
Cf. Head Money Cases,
112 U. S. 580,
112 U. S.
598-599 (1884);
Foster v.
Neilson, 2 Pet. 253,
27 U. S. 314
(1829). Nor do we see how a foreign state can waive its immunity
under § 1605(a)(1) by signing an international agreement that
contains no mention of a waiver of immunity to suit in United
States courts or even the availability of a cause of
Page 488 U. S. 443
action in the United States. We find similarly unpersuasive the
argument of respondents and
Amicus Curiae Republic of
Liberia that the Treaty of Friendship, Commerce and Navigation,
Aug. 8, 1938, United States-Liberia, 54 Stat. 1739, T.S. No. 956,
carves out an exception to the FSIA. Brief for Respondents 52-53;
Brief for the Republic of Liberia as
Amicus Curiae 11.
Article I of this Treaty provides, in pertinent part, that the
nationals of the United States and Liberia "shall enjoy freedom of
access to the courts of justice of the other on conforming to the
local laws." The FSIA is clearly one of the "local laws" to which
respondents must "conform" before bringing suit in United States
courts.
We hold that the FSIA provides the sole basis for obtaining
jurisdiction over a foreign state in the courts of this country,
and that none of the enumerated exceptions to the Act apply to the
facts of this case. The judgment of the Court of Appeals is
therefore
Reversed.
[
Footnote 1]
From the Nation's founding until 1952, foreign states were
"generally granted . . . complete immunity from suit" in United
States courts, and the Judicial Branch deferred to the decisions of
the Executive Branch on such questions.
Verlinden B. V. v.
Central Bank of Nigeria, 461 U. S. 480,
461 U. S. 486
(1983). In 1952, the State Department adopted the view that foreign
states could be sued in United States courts for their commercial
acts, but not for their public acts.
Id. at
461 U. S. 487.
"For the most part," the FSIA "codifies" this so-called
"restrictive" theory of foreign sovereign immunity.
Id. at
461 U. S.
488.
[
Footnote 2]
Respondents did not invoke the District Court's jurisdiction
under 28 U.S.C. § 1330(a). They did, however, serve their
complaints upon petitioner's Ministry of Foreign Affairs in
conformity with the service of process provisions of 28 U.S.C. §
1608(a) of the FSIA, and the regulations promulgated thereunder by
the Department of State, 22 CFR pt. 93 (1988).
See App. to
Pet. for Cert. 38a, 41a.
[
Footnote 3]
Subsection (b) of 28 U.S.C. § 1330 provides that
"[p]ersonal jurisdiction over a foreign state shall exist as to
every claim for relief over which the district courts have [subject
matter] jurisdiction under subsection (a) where service has been
made under [28 U.S.C. § 1608]."
Thus, personal jurisdiction, like subject matter jurisdiction,
exists only when one of the exceptions to foreign sovereign
immunity in §§ 1605-1607 applies.
Verlinden, supra, at
461 U. S. 485,
461 U. S. 489,
and n. 14. Congress' intention to enact a comprehensive statutory
scheme is also supported by the inclusion in the FSIA of provisions
for venue, 28 U.S.C. § 1391(f), removal, § 1441(d), and attachment
and execution, §§ 1609-1611. Our conclusion here is supported by
the FSIA's legislative history.
See, e.g., H.R.Rep. No.
94-1487, p. 12 (1976) (H.R.Rep.); S.Rep. No. 94-1310, pp. 11-12
(1976) (S.Rep.) (FSIA "sets forth the sole and exclusive standards
to be used in resolving questions of sovereign immunity raised by
sovereign states before Federal and State courts in the United
States," and "prescribes . . . the jurisdiction of U.S. district
courts in cases involving foreign states").
[
Footnote 4]
See Von Dardel v. Union of Soviet Socialist
Republics, 623 F.
Supp. 246 (DC 1985) (alternative holding). The Court of Appeals
did cite its earlier decision in
Filartiga v. Pena-Irala,
630 F.2d 876 (CA2 1980), which involved a suit under the Alien Tort
Statute by a Paraguayan national against a Paraguayan police
official for torture; the Paraguayan Government was not joined as a
defendant.
[
Footnote 5]
The FSIA amended the diversity statute to delete references to
suits in which a "foreign stat[e]" is a party either as plaintiff
or defendant,
see 28 U.S.C. §§ 1332(a)(2) and (3) (1970),
and added a new paragraph (4) that preserves diversity jurisdiction
over suits in which foreign states are plaintiffs. As the
legislative history explained,
"[s]ince jurisdiction in actions against foreign states is
comprehensively treated by the new section 1330, a similar
jurisdictional basis under section 1332 becomes superfluous."
H.R.Rep. at 14; S.Rep. at 13. Unlike the diversity statute,
however, the Alien Tort Statute and the other statutes conferring
jurisdiction in general terms on district courts cited in the text
did not in 1976 (or today) expressly provide for suits against
foreign states.
[
Footnote 6]
The Court of Appeals majority did not pass on whether any of the
exceptions to the FSIA applies here. It did note, however, that
respondents' arguments regarding § 1605(a)(5) were consistent with
its disposition of the case. 830 F.2d at 429, n. 3. The dissent
found none of the FSIA's exceptions applicable on these facts.
Id. at 430 (Kearse, J. dissenting).
[
Footnote 7]
See, e.g., 14 U.S.C. § 89(a) (empowering Coast Guard to
search and seize vessels "upon the high seas and waters over which
the United States has jurisdiction" for "prevention, detection, and
suppression of violations of laws of the United States"); 18 U.S.C.
§ 7 ("special maritime and territorial jurisdiction of the United
States" in Federal Criminal Code extends to United States vessels
on "[t]he high seas, any other waters within the admiralty and
maritime jurisdiction of the United States, and out of the
jurisdiction of any particular State"); 19 U.S.C. § 1701
(permitting President to declare portions of "high seas" as
customs-enforcement areas).
[
Footnote 8]
The United States has historically adhered to a territorial sea
of three nautical miles,
see United States v. California,
332 U. S. 19,
332 U. S. 32-34
(1947), although international conventions permit a territorial sea
of up to 12 miles.
See 2 Restatement (Third) of Foreign
Relations Law of United States § 511 (1987). On December 28, 1988,
the President announced that the United States would henceforth
recognize a territorial sea of 12 nautical miles.
See
Presidential Proclamation No. 6928, 54 Fed.Reg. 777 (1989).
[
Footnote 9]
Section 1605(a)(2) provides, in pertinent part, that foreign
states shall not be immune from the jurisdiction of United States
courts in cases
"in which the action is based . . . upon an act outside the
territory of the United States in connection with a commercial
activity of the foreign state elsewhere and that act causes a
direct effect in the United States."
[
Footnote 10]
Article 22(1), (3), of the Geneva Convention on the High Seas,
13 U.S.T. at 2318-2319, for example, states that a warship may only
board a merchant ship if it has a "reasonable ground for
suspecting" the merchant ship is involved in piracy, the slave
trade, or traveling under false colors. If an inspection fails to
support the suspicion, the merchant ship "shall be compensated for
any loss or damage that may have been sustained." Article 23
contains comparable provisions for the stopping of merchant ships
by aircraft. Similarly, Article 1 of the Pan American Maritime
Neutrality Convention, 47 Stat. at 1990, 1994, permits a warship to
stop a merchant ship on the high seas to determine its cargo, and
whether it has committed "any violation of blockade," but the
warship may only use force if the merchant ship "fails to observe
the instructions given it." Article 27 provides that
"[a] belligerent shall indemnify the damage caused by its
violation of the foregoing provisions. It shall likewise be
responsible for the acts of persons who may belong to its armed
forces."
JUSTICE BLACKMUN, with whom JUSTICE MARSHALL joins, concurring
in part.
I join the Court's opinion insofar as it holds that the FSIA
provides the sole basis for obtaining jurisdiction over a foreign
state in federal court.
Ante at
488 U. S.
431-439.
I, however, do not join the latter part of the Court's opinion
to the effect that none of the FSIA's exceptions to foreign
sovereign immunity apply in this case. As the majority notes, the
Court of Appeals did not decide this question,
ante at
488 U. S. 439,
n. 6, and, indeed, specifically reserved it. 830 F.2d 421, 429, n.
3 (CA2 1987). Moreover, the question was not among those presented
to this Court in the Petition for Certiorari, did not receive full
briefing, and is not necessary to the disposition of the case.
Accordingly, I believe it inappropriate to decide here, in the
first instance, whether any exceptions to the FSIA apply in this
case.
See this Court's Rule 21.1(a) (Court will consider
only questions presented in
Page 488 U. S. 444
petition);
Youakim v. Miller, 425 U.
S. 231,
425 U. S. 234
(1976) (Court ordinarily will not decide questions not passed on
below). I would remand the case to the Court of Appeals on this
issue.