Petitioner, when he was 15 years old, actively participated in a
brutal murder. Because petitioner was a "child" as a matter of
Oklahoma law, the District Attorney filed a statutory petition
seeking to have him tried as an adult, which the trial court
granted. He was then convicted and sentenced to death, and the
Court of Criminal Appeals of Oklahoma affirmed.
Held: The judgment is vacated and the case is
remanded.
724
P.2d 780, vacated and remanded.
JUSTICE STEVENS, joined by JUSTICE BRENNAN, JUSTICE MARSHALL,
and JUSTICE BLACKMUN, concluded that the "cruel and unusual
punishment" prohibition of the Eighth Amendment, made applicable to
the States by the Fourteenth Amendment, prohibits the execution of
a person who was under 16 years of age at the time of his or her
offense. Pp.
487 U. S.
821-838.
(a) In determining whether the categorical Eighth Amendment
prohibition applies, this Court must be guided by the "evolving
standards of decency that mark the progress of a maturing society,"
Trop v. Dulles, 356 U. S. 86,
356 U. S. 101,
and, in so doing, must review relevant legislative enactments and
jury determinations and consider the reasons why a civilized
society may accept or reject the death penalty for a person less
than 16 years old at the time of the crime. Pp.
487 U. S.
821-823.
(b) Relevant state statutes -- particularly those of the 18
States that have expressly considered the question of a minimum age
for imposition of the death penalty, and have uniformly required
that the defendant have attained at least the age of 16 at the time
of the capital offense -- support the conclusion that it would
offend civilized standards of decency to execute a person who was
less than 16 years old at the time of his or her offense. That
conclusion is also consistent with the views expressed by respected
professional organizations, by other nations that share the
Anglo-American heritage, and by the leading members of the Western
European Community. Pp.
487 U. S.
823-831.
(c) The behavior of juries -- as evidenced by statistics
demonstrating that, although between 18 and 20 persons under the
age of 16 were executed during the first half of the 20th century,
no such execution has taken place since 1948, despite the fact that
thousands of murder cases
Page 487 U. S. 816
were tried during that period, and that only 5 of the 1,393
persons sentenced to death for willful homicide during the years
1982 through 1986 were less than 16 at the time of the offense --
leads to the unambiguous conclusion that the imposition of the
death penalty on a 15-year-old offender is now generally abhorrent
to the conscience of the community. Pp.
487 U. S.
831-833.
(d) The juvenile's reduced culpability, and the fact that the
application of the death penalty to this class of offenders does
not measurably contribute to the essential purposes underlying the
penalty, also support the conclusion that the imposition of the
penalty on persons under the age of 16 constitutes unconstitutional
punishment. This Court has already endorsed the proposition that
less culpability should attach to a crime committed by a juvenile
than to a comparable crime committed by an adult, since
inexperience, less education, and less intelligence make the
teenager less able to evaluate the consequences of his or her
conduct, while at the same time he or she is much more apt to be
motivated by mere emotion or peer pressure than is an adult.
Cf. Bellotti v. Baird, 443 U. S. 622;
Eddings v. Oklahoma, 455 U. S. 104.
Given this lesser culpability, as well as the teenager's capacity
for growth and society's fiduciary obligations to its children, the
retributive purpose underlying the death penalty is simply
inapplicable to the execution of a 15-year-old offender. Moreover,
the deterrence rationale for the penalty is equally unacceptable
with respect to such offenders, since statistics demonstrate that
the vast majority of persons arrested for willful homicide are over
16 at the time of the offense, since the likelihood that the
teenage offender has made the kind of cold-blooded, cost-benefit
analysis that attaches any weight to the possibility of execution
is virtually nonexistent, and since it is fanciful to believe that
a 15-year-old would be deterred by the knowledge that a small
number of persons his age have been executed during the 20th
century. Pp.
487 U. S.
833-838.
JUSTICE O'CONNOR concluded that:
1. Although a national consensus forbidding the execution of any
person for a crime committed before the age of 16 very likely does
exist, this conclusion should not unnecessarily be adopted as a
matter of constitutional law without better evidence than is before
the Court. The fact that the 18 legislatures that have expressly
considered the question have set the minimum age for capital
punishment at 16 or above, coupled with the fact that 14 other
States have rejected capital punishment completely, suggests the
existence of a consensus. However, the Federal Government and 19
States have authorized capital punishment without setting any
minimum age, and have also provided for some 15-year-olds to be
prosecuted as adults. These laws appear to render 15-year-olds
death eligible, and thus pose a real obstacle to finding a
consensus.
Page 487 U. S. 817
Moreover, although the execution and sentencing statistics
before the Court support the inference of a consensus, they are not
dispositive, because they do not indicate how many juries have been
asked to impose the death penalty on juvenile offenders or how many
times prosecutors have exercised their discretion to refrain from
seeking the penalty. Furthermore, granting the premise that
adolescents are generally less blameworthy than adults who commit
similar crimes, it does not necessarily follow that all
15-year-olds are incapable of the moral culpability that would
justify the imposition of capital punishment. Nor is there evidence
that 15-year-olds as a class are inherently incapable of being
deterred from major crimes by the prospect of the death penalty.
Thus, there is the danger that any inference of a societal
consensus drawn from the evidence in this case might be mistaken.
Rather than rely on its inevitably subjective judgment about the
best age at which to draw a line forbidding capital punishment,
this Court should if possible await the express judgments of
additional legislatures. Pp.
487 U. S.
849-855.
2. Petitioner's sentence must be set aside on the ground that --
whereas the Eighth Amendment requires special care and deliberation
in decisions that may lead to the imposition of the death penalty
-- there is considerable risk that, in enacting a statute
authorizing capital punishment for murder without setting any
minimum age, and in separately providing that juvenile defendants
may be treated as adults in some circumstances, the Oklahoma
Legislature either did not realize that its actions would
effectively render 15-year-olds death-eligible, or did not give the
question the serious consideration that would have been reflected
in the explicit choice of a particular minimum age. Because the
available evidence suggests a national consensus forbidding the
imposition of capital punishment for crimes committed before the
age of 16, petitioner and others whose crimes were committed before
that age may not be executed pursuant to a capital punishment
statute that specifies no minimum age. Pp.
487 U. S.
856-859.
STEVENS, J., announced the judgment of the Court and delivered
an opinion in which BRENNAN, MARSHALL, and BLACKMUN, JJ., joined.
O'CONNOR, J., filed an opinion concurring in the judgment,
post, p.
487 U. S. 848.
SCALIA, J., filed a dissenting opinion, in which REHNQUIST, C.J.,
and WHITE, J., joined,
post, p.
487 U. S. 859.
KENNEDY, J., took no part in the consideration or decision of the
case.
Page 487 U. S. 818
JUSTICE STEVENS announced the judgment of the Court and
delivered an opinion in which JUSTICE BRENNAN, JUSTICE MARSHALL,
and JUSTICE BLACKMUN join.
Petitioner was convicted of first-degree murder and sentenced to
death. The principal question presented is whether the execution of
that sentence would violate the constitutional prohibition against
the infliction of "cruel and unusual punishments" [
Footnote 1]
Page 487 U. S. 819
because petitioner was only 15 years old at the time of his
offense.
I
Because there is no claim that the punishment would be excessive
if the crime had been committed by an adult, only a brief statement
of facts is necessary. In concert with three older persons,
petitioner actively participated in the brutal murder of his former
brother-in-law in the early morning hours of January 23, 1983. The
evidence disclosed that the victim had been shot twice, and that
his throat, chest, and abdomen had been cut. He also had multiple
bruises and a broken leg. His body had been chained to a concrete
block and thrown into a river, where it remained for almost four
weeks. Each of the four participants was tried separately and each
was sentenced to death.
Because petitioner was a "child" as a matter of Oklahoma law,
[
Footnote 2] the District
Attorney filed a statutory petition,
see Okla.Stat., Tit.
10, § 1112(b) (1981), seeking an order finding "that said child is
competent and had the mental capacity to know and appreciate the
wrongfulness of his [conduct]." App. 4. After a hearing, the trial
court concluded
"that there are virtually no
reasonable prospects for
rehabilitation of William Wayne Thompson within the juvenile system
and
Page 487 U. S. 820
that William Wayne Thompson should be held accountable for his
acts as if he were an adult, and should be certified to stand trial
as an adult."
Id. at 8 (emphasis in original).
At the guilt phase of petitioner's trial, the prosecutor
introduced three color photographs showing the condition of the
victim's body when it was removed from the river. Although the
Court of Criminal Appeals held that the use of two of those
photographs was error, [
Footnote
3] it concluded that the error was harmless, because the
evidence of petitioner's guilt was so convincing. However, the
prosecutor had also used the photographs in his closing argument
during the penalty phase. The Court of Criminal Appeals did not
consider whether this display was proper.
At the penalty phase of the trial, the prosecutor asked the jury
to find two aggravating circumstances: that the murder was
especially heinous, atrocious, or cruel; and that there was a
probability that the defendant would commit criminal acts of
violence that would constitute a continuing threat to society. The
jury found the first, but not the second, and fixed petitioner's
punishment at death.
The Court of Criminal Appeals affirmed the conviction and
sentence,
724 P.2d
780 (1986), citing its earlier opinion in
Eddings v.
State, 616 P.2d
1159 (1980),
rev'd on other grounds, 455 U.
S. 104 (1982), for the proposition that, "once a minor
is certified to stand trial as an adult, he may also, without
violating the Constitution, be punished as an adult." 724 P.2d at
784. We granted certiorari to consider whether a sentence of death
is cruel and unusual punishment for a crime committed by a
15-year-old child, as well as whether
Page 487 U. S. 821
photographic evidence that a state court deems erroneously
admitted but harmless at the guilt phase nevertheless violates a
capital defendant's constitutional rights by virtue of its being
considered at the penalty phase. 479 U.S. 1084 (1987).
II
The authors of the Eighth Amendment drafted a categorical
prohibition against the infliction of cruel and unusual
punishments, but they made no attempt to define the contours of
that category. They delegated that task to future generations of
judges, who have been guided by the "evolving standards of decency
that mark the progress of a maturing society."
Trop v.
Dulles, 356 U. S. 86,
356 U. S. 101
(1958) (plurality opinion) (Warren, C.J.). [
Footnote 4] In performing that task, the
Page 487 U. S. 822
Court has reviewed the work product of state legislatures and
sentencing juries, [
Footnote 5]
and has carefully considered the reasons why a civilized society
may accept or reject the death penalty in certain types of cases.
Thus, in confronting the question whether the youth of the
defendant -- more specifically, the fact that he was less than 16
years old at the time of his offense -- is a sufficient reason for
denying the State the power to sentence him to death, we first
review relevant legislative enactments, [
Footnote 6] then refer to jury determinations,
[
Footnote 7] and
Page 487 U. S. 823
finally explain why these indicators of contemporary standards
of decency confirm our judgment that such a young person is not
capable of acting with the degree of culpability that can justify
the ultimate penalty. [
Footnote
8]
III
Justice Powell has repeatedly reminded us of the importance
of
"the experience of mankind, as well as the long history of our
law, recognizing that there are differences which must be
accommodated in determining the rights and duties of children as
compared with those of adults. Examples of this distinction abound
in our law: in contracts, in torts, in criminal law and procedure,
in criminal sanctions and rehabilitation, and in the right to vote
and to hold office."
Goss v. Lopez, 419 U. S. 565,
419 U. S.
590-591 (1975) (dissenting opinion). [
Footnote 9] Oklahoma recognizes this basic
distinction in a number of its statutes. Thus, a minor is not
eligible to vote, [
Footnote
10] to sit on a jury, [
Footnote 11] to marry without parental consent, [
Footnote 12] or to purchase alcohol
[
Footnote 13] or cigarettes.
[
Footnote 14] Like all other
States, Oklahoma
Page 487 U. S. 824
has developed a juvenile justice system in which most offenders
under the age of 18 are not held criminally responsible. Its
statutes do provide, however, that a 16- or 17-year-old charged
with murder and other serious felonies shall be considered an
adult. [
Footnote 15] Other
than the special certification procedure that was used to authorize
petitioner's trial in this case "as an adult," apparently there are
no Oklahoma statutes, either civil or criminal, that treat a person
under 16 years of age as anything but a "child."
The line between childhood and adulthood is drawn in different
ways by various States. There is, however, complete or near
unanimity among all 50 States and the District of Columbia
[
Footnote 16] in treating a
person under 16 as a minor for several important purposes. In no
State may a 15-year-old vote or serve on a jury. [
Footnote 17] Further, in all but one State,
a 15-year-old may not drive without parental consent, [
Footnote 18] and in all but four
States, a 15-year-old may not marry without parental consent.
[
Footnote 19] Additionally,
in those States that have legislated on the subject, no one under
age 16 may purchase pornographic materials (50 States), [
Footnote 20] and in most States that
have some form of legalized gambling, minors are not permitted to
participate without parental consent (42 States). [
Footnote 21] Most relevant, however, is the
fact that all States have enacted legislation designating the
maximum age for juvenile court jurisdiction at no less than 16.
[
Footnote 22] All of this
legislation is consistent
Page 487 U. S. 825
with the experience of mankind, as well as the long history of
our law, that the normal 15-year-old is not prepared to assume the
full responsibilities of an adult. [
Footnote 23]
Page 487 U. S. 826
Most state legislatures have not expressly confronted the
question of establishing a minimum age for imposition of the death
penalty. [
Footnote 24] In 14
States, capital punishment is not authorized at all, [
Footnote 25] and in 19 others,
capital punishment is authorized,
Page 487 U. S. 827
but no minimum age is expressly stated in the death penalty
statute. [
Footnote 26] One
might argue on the basis of this body of legislation that there is
no chronological age at which the
Page 487 U. S. 828
imposition of the death penalty is unconstitutional, and that
our current standards of decency would still tolerate the execution
of 10-year-old children. [
Footnote 27] We think it self-evident that such an
argument is unacceptable; indeed, no such argument has been
advanced in this case. [
Footnote
28] If, therefore, we accept the
Page 487 U. S. 829
premise that some offenders are simply too young to be put to
death, it is reasonable to put this group of statutes to one side
because they do not focus on the question of where the
chronological age line should be drawn. [
Footnote 29] When we confine our attention to the 18
States that have expressly established a minimum age in their death
penalty statutes, we find that all of them require that the
defendant have attained at least the age of 16 at the time of the
capital offense. [
Footnote
30]
Page 487 U. S. 830
The conclusion that it would offend civilized standards of
decency to execute a person who was less than 16 years old at the
time of his or her offense is consistent with the views that have
been expressed by respected professional organizations, by other
nations that share our Anglo-American heritage, and by the leading
members of the Western European community. [
Footnote 31] Thus, the American Bar Association
[
Footnote 32] and the
American Law Institute [
Footnote
33] have formally expressed their opposition to the death
penalty for juveniles. Although the death penalty has not been
entirely abolished in the United Kingdom or New Zealand (it has
been abolished in Australia, except in the State of New South
Wales, where it is available
Page 487 U. S. 831
for treason and piracy), in neither of those countries may a
juvenile be executed. The death penalty has been abolished in West
Germany, France, Portugal, The Netherlands, and all of the
Scandinavian countries, and is available only for exceptional
crimes such as treason in Canada, Italy, Spain, and Switzerland.
Juvenile executions are also prohibited in the Soviet Union.
[
Footnote 34]
IV
The second societal factor the Court has examined in determining
the acceptability of capital punishment to the American sensibility
is the behavior of juries. In fact, the infrequent and haphazard
handing out of death sentences by capital juries was a prime factor
underlying our judgment in
Furman v. Georgia, 408 U.
S. 238 (1972), that the death penalty, as then
administered in unguided fashion, was unconstitutional. [
Footnote 35]
Page 487 U. S. 832
While it is not known precisely how many persons have been
executed during the 20th century for crimes committed under the age
of 16, a scholar has recently compiled a table revealing this
number to be between 18 and 20. [
Footnote 36] All of these occurred during the first half
of the century, with the last such execution taking place
apparently in 1948. [
Footnote
37] In the following year, this Court observed that this "whole
country has traveled far from the period in which the death
sentence was an automatic and commonplace result of convictions. .
. ."
Williams v. New York, 337 U.
S. 241,
337 U. S. 247
(1949). The road we have traveled during the past four decades --
in which thousands of juries have tried murder cases -- leads to
the unambiguous conclusion that the imposition of the death penalty
on a 15-year-old offender is now generally abhorrent to the
conscience of the community.
Department of Justice statistics indicate that, during the years
1982 through 1986, an average of over 16,000 persons were arrested
for willful criminal homicide (murder and non-negligent
manslaughter) each year. Of that group of 82,094 persons, 1,393
were sentenced to death. Only 5 of them, including the petitioner
in this case, were less than 16 years old
Page 487 U. S. 833
at the time of the offense. [
Footnote 38] Statistics of this kind can, of course, be
interpreted in different ways, [
Footnote 39] but they do suggest that these five young
offenders have received sentences that are "cruel and unusual in
the same way that being struck by lightning is cruel and unusual."
Furman v. Georgia, 408 U.S. at
408 U. S. 309
(Stewart, J., concurring).
V
"Although the judgments of legislatures, juries, and prosecutors
weigh heavily in the balance, it is for us ultimately to judge
whether the Eighth Amendment permits imposition of the death
penalty"
on one such as petitioner who committed a heinous murder when he
was only 15 years old.
Enmund v. Florida, 458 U.
S. 782,
458 U. S. 797
(1982). [
Footnote 40] In
making that judgment, we first ask whether the juvenile's
culpability should be measured by the same standard as that of an
adult, and then consider whether the application of the death
penalty to this class of offenders "measurably contributes" to the
social purposes that are served by the death penalty.
Id.
at
458 U. S.
798.
Page 487 U. S. 834
It is generally agreed "that punishment should be directly
related to the personal culpability of the criminal defendant."
California v. Brown, 479 U. S. 538,
479 U. S. 545
(1987) (O'CONNOR, J., concurring). There is also broad agreement on
the proposition that adolescents, as a class, are less mature and
responsible than adults. We stressed this difference in explaining
the importance of treating the defendant's youth as a mitigating
factor in capital cases:
"But youth is more than a chronological fact. It is a time and
condition of life when a person may be most susceptible to
influence and to psychological damage. Our history is replete with
laws and judicial recognition that minors, especially in their
earlier years, generally are less mature and responsible than
adults. Particularly 'during the formative years of childhood and
adolescence, minors often lack the experience, perspective, and
judgment' expected of adults.
Bellotti v. Baird,
443 U. S.
622,
443 U. S. 635 (1979)."
Eddings v. Oklahoma, 455 U.S. at
455 U. S.
115-116 (footnotes omitted).
To add further emphasis to the special mitigating force of
youth, Justice Powell quoted the following passage from the 1978
Report of the Twentieth Century Fund Task Force on Sentencing
Policy Toward Young Offenders:
"'[A]dolescents, particularly in the early and middle teen
years, are more vulnerable, more impulsive, and less
self-disciplined than adults. Crimes committed by youths may be
just as harmful to victims as those committed by older persons, but
they deserve less punishment, because adolescents may have less
capacity to control their conduct, and to think in long-range
terms, than adults. Moreover, youth crime as such is not
exclusively the offender's fault; offenses by the young also
represent a failure of family, school, and the social system, which
share responsibility for the development of America's youth.'"
455 U.S. at
455 U. S. 115,
n. 11.
Page 487 U. S. 835
Thus, the Court has already endorsed the proposition that less
culpability should attach to a crime committed by a juvenile than
to a comparable crime committed by an adult. [
Footnote 41] The basis for this conclusion is
too obvious to require extended explanation. [
Footnote 42] Inexperience, less education, and
less intelligence make the teenager less able to evaluate the
consequences of his or her conduct, while, at the same time, he or
she is much more apt to be motivated by mere emotion or peer
pressure than is an adult. The reasons why juveniles are not
trusted with the privileges and responsibilities of an adult also
explain why their irresponsible conduct is not as morally
reprehensible as that of an adult. [
Footnote 43]
Page 487 U. S. 836
"The death penalty is said to serve two principal social
purposes: retribution and deterrence of capital crimes by
prospective offenders."
Gregg v. Georgia, 428 U. S. 153,
428 U. S. 183
(1976) (joint opinion of Stewart, Powell, and STEVENS, JJ.). In
Gregg, we concluded that, as "an expression of society's
moral outrage at particularly offensive conduct," retribution was
not "inconsistent with our respect for the dignity of men."
Ibid. [
Footnote 44]
Given the lesser culpability of the juvenile
Page 487 U. S. 837
offender, the teenager's capacity for growth, and society's
fiduciary obligations to its children, this conclusion is simply
inapplicable to the execution of a 15-year-old offender.
For such a young offender, the deterrence rationale is equally
unacceptable. [
Footnote 45]
The Department of Justice statistics indicate that about 98 percent
of the arrests for willful homicide involved persons who were over
16 at the time of the offense. [
Footnote 46] Thus, excluding younger persons from the
class that is eligible for the death penalty will not diminish the
deterrent value of capital punishment for the vast majority of
potential offenders. And even with respect to those under 16 years
of age, it is obvious that the potential deterrent value of the
death sentence is insignificant for two reasons. The likelihood
that the teenage offender has made the kind of cost-benefit
analysis that attaches any weight to the possibility of execution
is so remote as to be virtually nonexistent.
Page 487 U. S. 838
And, even if one posits such a cold-blooded calculation by a
15-year-old, it is fanciful to believe that he would be deterred by
the knowledge that a small number of persons his age have been
executed during the 20th century. In short, we are not persuaded
that the imposition of the death penalty for offenses committed by
persons under 16 years of age has made, or can be expected to make,
any measurable contribution to the goals that capital punishment is
intended to achieve. It is, therefore, "nothing more than the
purposeless and needless imposition of pain and suffering,"
Coker v. Georgia, 433 U.S. at
433 U. S. 592,
and thus an unconstitutional punishment. [
Footnote 47]
VI
Petitioner's counsel and various
amici curiae have
asked us to "draw a line" that would prohibit the execution of any
person who was under the age of 18 at the time of the offense. Our
task today, however, is to decide the case before us; we do so by
concluding that the Eighth and Fourteenth Amendments prohibit the
execution of a person who was under 16 years of age at the time of
his or her offense. [
Footnote
48]
The judgment of the Court of Criminal Appeals is vacated, and
the case is remanded with instructions to enter an appropriate
order vacating petitioner's death sentence.
It is so ordered.
JUSTICE KENNEDY took no part in the consideration or decision of
this case.
Page 487 U. S. 839
[
Footnote 1]
The Eighth Amendment provides:
"Excessive bail shall not be required, nor excessive fines
imposed, nor cruel and unusual punishments inflicted."
U.S.Const., Amdt. 8. This proscription must be observed by the
States as well as the Federal Government.
See, e.g., Robinson
v. California, 370 U. S. 660
(1962).
[
Footnote 2]
Oklahoma Stat., Tit. 10, § 1101(1) (Supp.1987) provides:
"'Child' means any person under eighteen (18) years of age,
except for any person sixteen (16) or seventeen (17) years of age
who is charged with murder, kidnapping for purposes of extortion,
robbery with a dangerous weapon, rape in the first degree, use of a
firearm or other offensive weapon while committing a felony, arson
in the first degree, burglary with explosives, shooting with intent
to kill, manslaughter in the first degree, or nonconsensual
sodomy."
[
Footnote 3]
"The other two color photographs . . . were gruesome. Admitting
them into evidence served no purpose other than to inflame the
jury. We do not understand why an experienced prosecutor would risk
reversal of the whole case by introducing such ghastly, color
photographs with so little probative value. We fail to see how they
could possibly assist the jury in the determination of defendant's
guilt. The trial court's admission of these two photographs was
error."
724
P.2d 780, 782-783 (Okl.Crim.App.1986).
[
Footnote 4]
That Eighth Amendment jurisprudence must reflect "evolving
standards of decency" was settled early this century in the case of
Weems v. United States, 217 U. S. 349
(1910). The Court held that a sentence of 15 years of hard,
enchained labor, plus deprivation of various civil rights and
perpetual state surveillance, constituted "cruel and unusual
punishment" under the Bill of Rights of the Philippines (then under
United States control). Premising its opinion on the synonymity of
the Philippine and United States "cruel and unusual punishment"
clauses, the Court wrote:
"Time works changes, brings into existence new conditions and
purposes. Therefore, a principle, to be vital, must be capable of
wider application than the mischief which gives it birth."
"
* * * *"
"The [cruel and unusual punishment clause], in the opinion of
the learned commentators, may be therefore progressive, and is not
fastened to the obsolete, but may acquire meaning as public opinion
becomes enlightened by a humane justice."
Id. at
217 U. S.
373-374, 378.
See also Ollman v. Evans, 242
U.S.App.D.C. 301, 326-327, 750 F.2d 970, 995-996 (1984) (en banc)
(Bork, J., concurring):
"Judges given stewardship of a constitutional provision . . .
whose core is known, but whose outer reach and contours are
ill-defined, face the never-ending task of discerning the meaning
of the provision from one case to the next. There would be little
need for judges -- and certainly no office for a philosophy of
judging -- if the boundaries of every constitutional provision were
self-evident. They are not. . . . [I]t is the task of the judge in
this generation to discern how the framers' values, defined in the
context of the world they knew, apply to the world we know. The
world changes in which unchanging values find their application. .
. ."
"
* * * *"
"We must never hesitate to apply old values to new
circumstances. . . . The important thing, the ultimate
consideration, is the constitutional freedom that is given into our
keeping. A judge who refuses to see new threats to an established
constitutional value, and hence provides a crabbed interpretation
that robs a provision of its full, fair and reasonable meaning,
fails in his judicial duty."
[
Footnote 5]
See, e.g., Woodson v. North Carolina, 428 U.
S. 280,
428 U. S. 293
(1976) (plurality opinion) (Stewart, Powell, and STEVENS, JJ.);
Coker v. Georgia, 433 U. S. 584,
433 U. S.
593-597 (1977) (plurality opinion) (WHITE, J.);
Enmund v. Florida, 458 U. S. 782,
458 U. S.
789-796 (1982);
id. at
458 U. S. 814
(legislative and jury statistics important in Eighth Amendment
adjudication) (O'CONNOR, J., dissenting).
[
Footnote 6]
See Furman v. Georgia, 408 U.
S. 238,
408 U. S.
277-279 (1972) (Court must look to objective signs of
how today's society views a particular punishment) (BRENNAN, J.,
concurring);
Enmund v. Florida, 458 U.S. at
458 U. S.
789-793.
[
Footnote 7]
Our capital punishment jurisprudence has consistently recognized
that contemporary standards, as reflected by the actions of
legislatures and juries, provide an important measure of whether
the death penalty is "cruel and unusual." Part of the rationale for
this index of constitutional value lies in the very language of the
construed clause: whether an action is "unusual" depends, in common
usage, upon the frequency of its occurrence or the magnitude of its
acceptance.
The focus on the acceptability and regularity of the death
penalty's imposition in certain kinds of cases -- that is, whether
imposing the sanction in such cases comports with contemporary
standards of decency as reflected by legislative enactments and
jury sentences -- is connected to the insistence that statutes
permitting its imposition channel the sentencing process toward
nonarbitrary results. For both a statutory scheme that fails to
guide jury discretion in a meaningful way, and a pattern of
legislative enactments or jury sentences revealing a lack of
interest on the part of the public in sentencing certain people to
death, indicate that contemporary morality is not really ready to
permit the regular imposition of the harshest of sanctions in such
cases.
[
Footnote 8]
Thus, in explaining our conclusion that the death penalty may
not be imposed for the crime of raping an adult woman, JUSTICE
WHITE stated:
"[T]he Constitution contemplates that, in the end, our own
judgment will be brought to bear on the question of the
acceptability of the death penalty under the Eighth Amendment."
Coker v. Georgia, 433 U.S. at
433 U. S.
597.
[
Footnote 9]
See also New Jersey v. T.L.O., 469 U.
S. 325,
469 U. S. 350,
n. 2 (1985) (Powell, J., concurring);
Burger v. Kemp,
483 U. S. 776
(1987) (Powell, J., dissenting).
[
Footnote 10]
Okla.Const., Art. 3, § 1. Okla.Stat., Tit. 38, § 28 (1981) and
Okla. Const., Art. 3, § 1 . Okla. Stat., Tit. 43, § 3 (1981).
[
Footnote 11]
Okla.Stat., Tit. 38, § 28 (1981), and Okla.Const., Art. 3, §
1.
[
Footnote 12]
Okla.Stat., Tit. 43, § 3 (1981).
[
Footnote 13]
Okla.Stat., Tit. 21, § 1215 (1981).
[
Footnote 14]
Okla.Stat., Tit. 21, § 1241 (Supp.1987). Additionally, minors
may not patronize bingo parlors or pool halls unless accompanied by
an adult, Okla.Stat., Tit. 21, §§ 995.13, 1103 (1981), pawn
property, Okla.Stat., Tit. 59, § 1511(C)(1) (1981), consent to
services by health professionals for most medical care, unless
married or otherwise emancipated, Okla.Stat., Tit. 63, § 2602
(1981), § 2601(a) (Supp.1987), or operate or work at a shooting
gallery, Okla.Stat., Tit. 63, § 703 (1984), and may disaffirm any
contract, except for "necessaries," Okla.Stat., Tit. 15, §§ 19, 20
(1981).
[
Footnote 15]
See n 2,
supra;
cf. Craig v. Boren, 429 U. S. 190,
429 U. S. 197
(1976).
[
Footnote 16]
Henceforth, the opinion will refer to the 50 States and the
District of Columbia as "States," for sake of simplicity.
[
Footnote 17]
See Appendices
487
U.S. 815appa|>A and
487
U.S. 815appb|>B,
infra. See 487
U.S. 815appc|>Appendix C,
infra.
[
Footnote 18]
See 487
U.S. 815appc|>Appendix C,
infra.
[
Footnote 19]
See 487
U.S. 815appd|>Appendix D,
infra.
[
Footnote 20]
See 487
U.S. 815appe|>Appendix E,
infra.
[
Footnote 21]
See 487
U.S. 815appf|>Appendix F,
infra.
[
Footnote 22]
S. Davis, Rights of Juveniles: The Juvenile Justice System,
Appendix B (1987). Thus, every State has adopted "a rebuttable
presumption" that a person under 16 "is not mature and responsible
enough to be punished as an adult," no matter how minor the offense
may be.
Post at
487 U. S. 859
(dissenting opinion).
[
Footnote 23]
The law must often adjust the manner in which it affords rights
to those whose status renders them unable to exercise choice freely
and rationally. Children, the insane, and those who are
irreversibly ill with loss of brain function, for instance, all
retain "rights," to be sure, but often such rights are only
meaningful as they are exercised by agents acting with the best
interests of their principals in mind.
See Garvey, Freedom
and Choice in Constitutional Law, 94 Harv.L.Rev. 1756 (1981). It is
in this way that paternalism bears a beneficent face, paternalism
in the sense of a caring, nurturing parent making decisions on
behalf of a child who is not quite ready to take on the fully
rational and considered task of shaping his or her own life. The
assemblage of statutes in the text above, from both Oklahoma and
other States, reflects this basic assumption that our society makes
about children as a class; we assume that they do not yet act as
adults do, and thus we act in their interest by restricting certain
choices that we feel they are not yet ready to make with full
benefit of the costs and benefits attending such decisions. It
would be ironic if these assumptions that we so readily make about
children as a class -- about their inherent difference from adults
in their capacity as agents, as choosers, as shapers of their own
lives -- were suddenly unavailable in determining whether it is
cruel and unusual to treat children the same as adults for purposes
of inflicting capital punishment. Thus, informing the judgment of
the Court today is the virtue of consistency, for the very
assumptions we make about our children when we legislate on their
behalf tells us that it is likely cruel, and certainly unusual, to
impose on a child a punishment that takes as its predicate the
existence of a fully rational, choosing agent, who may be deterred
by the harshest of sanctions and toward whom society may
legitimately take a retributive stance. As we have observed,
"Children, by definition, are not assumed to have the capacity
to take care of themselves. They are assumed to be subject to the
control of their parents, and if parental control falters, the
State must play its part as
parens patriae."
Schall v. Martin, 467 U. S. 253,
467 U. S. 265
(1984);
see also May v. Anderson, 345 U.
S. 528,
345 U. S. 536
(1953) (Frankfurter, J., concurring) ("Children have a very special
place in life which law should reflect. Legal theories . . . lead
to fallacious reasoning if uncritically transferred to
determination of a State's duty towards children");
Ginsberg v.
New York, 390 U. S. 629,
390 U. S.
649-650 (1968) (Stewart, J., concurring in result)
("[A]t least in some precisely delineated areas, a child . . . is
not possessed of that full capacity for individual choice which is
the presupposition of First Amendment guarantees. It is only upon
such a premise . . . that a State may deprive children of other
rights -- the right to marry, for example, or the right to vote --
deprivations that would be constitutionally intolerable for
adults");
Parham v. J. R., 442 U.
S. 584,
442 U. S. 603
(1979) ("Most children, even in adolescence, simply are not able to
make sound judgments concerning many decisions").
[
Footnote 24]
Almost every State, and the Federal Government, have set a
minimum age at which juveniles accused of committing serious crimes
can be waived from juvenile court into criminal court.
See
Davis, supra, n. 22; 18 U.S.C. § 5032 (1982 ed., Supp IV). The
dissent's focus on the presence of these waiver ages in
jurisdictions that retain the death penalty, but that have not
expressly set a minimum age for the death sentence,
see
post at
487 U. S.
867-868, distorts what is truly at issue in this case.
Consider the following example: the States of Michigan, Oregon, and
Virginia have all determined that a 15-year-old may be waived from
juvenile to criminal court when charged with first-degree murder.
See Mich.Comp.Laws § 712A.4(1) (1979); Ore.Rev.Stat. §§
419.533(1)(a), (1)(b), (3) (1987); Va.Code § 16.1-269(A) (1988).
However, in Michigan, that 15-year-old may not be executed --
because the State has abolished the death penalty -- and, in
Oregon, that 15-year-old may not be executed -- because the State
has expressly set a minimum age of 18 for executions -- but, in
Virginia, that 15-year-old may be executed -- because the State has
a death penalty and has not expressly addressed the issue of
minimum age for execution. That these three States have all set a
15-year-old waiver floor for first-degree murder tells us that the
States consider 15-year-olds to be old enough to be tried in
criminal court for serious crimes (or too old to be dealt with
effectively in juvenile court), but tells us nothing about the
judgment these States have made regarding the appropriate
punishment for such youthful offenders. As a matter of fact, many
States in the Union have waiver ages below 16, including many of
the States that have either abolished the death penalty or that
have set an express minimum age for the death penalty at 16 or
higher.
See Davis,
supra, n. 22. In sum, we
believe that the more appropriate measures for determining how the
States view the issue of minimum age for the death penalty are
those discussed in the text and in
n 29,
infra.
[
Footnote 25]
Alaska (Territory of Alaska, Session Laws, 1957, ch. 132, 23d
Sess., an Act abolishing the death penalty for the commission of
any crime;
see Alaska Stat.Ann. § 12.55.015 (1987),
"Authorized sentences" do not include the death penalty; §
12.55.125, "Sentences of imprisonment for felonies" do not include
the death penalty); District of Columbia (
United States v.
Lee, 160 U.S.App.D.C. 118, 122-123, 489 F.2d 1242, 1246-1247
(1973), death penalty unconstitutional in light of
Furman v.
Georgia, 408 U. S. 238
(1972);
see D.C.Code § 22-2404 (1981), penalty for
first-degree murder does not include death); Hawaii (Territory of
Hawaii, Regular Session Laws, 1957, Act 282, 28th Leg., an Act
relating to the abolishment of capital punishment;
see
Hawaii Rev.Stat., § 706-656 (Supp.1987), sentence for offense of
murder does not include death penalty); Iowa (1965 Iowa Acts, ch.
435, Death Penalty Abolished;
see Iowa Code § 902.1
(1987), penalties for Class A felonies do not include death);
Kansas (
State v. Randol, 212 Kan. 461, 471,
513 P.2d 248,
256 (1973), death penalty unconstitutional after
Furman v.
Georgia, supra; death penalty still on books, Kan.Stat.Ann. §§
22-4001 - 22-4014 (1981);
but see § 21-3401, first-degree
murder is a Class A felony, and § 21-4501(a), sentence for a Class
A felony does not include death penalty); Maine (1887 Maine Acts,
ch. 133, an Act to abolish the death penalty;
see
Me.Rev.Stat.Ann., Tit. 17-A, §§ 1251, 1152 (1983 and
Supp.1987-1988), authorized sentences for murder do not include
death penalty); Massachusetts (
Commonwealth v. Colon-Cruz,
393 Mass. 150,
470
N.E.2d 116 (1984), death penalty statute violates state
constitution; death penalty law still on books, Mass.Gen.Laws §§
279:57-279:71 (1986)); Michigan (Const., Art. 4, § 46, "No law
shall be enacted providing for the penalty of death";
see
Mich.Comp.Laws § 750.316 (Supp.1988-1989), no death penalty
provided for first-degree murder); Minnesota (1911 Minn.Laws, ch.
387, providing for life imprisonment and not death as sentence;
see Minn.Stat. § 609.10 (1986), sentences available do not
include death penalty, and § 609.185, sentence for first-degree
murder is life imprisonment); New York (
People v. Smith,
63 N.Y.2d 41, 70-79, 468 N.E.2d 879, 893-899 (1984), mandatory
death penalty for first-degree murder while serving a sentence of
life imprisonment unconstitutional after
Woodson v. North
Carolina, 428 U. S. 280
(1976), thus invalidating remainder of New York's death penalty
statute; death penalty still on books, N.Y. Penal Law § 60.06
(McKinney 1987), providing for death penalty for first-degree
murder); North Dakota (N.D.Cent.Code, ch. 12-50 (1985), "The Death
Sentence and Execution Thereof," repealed by 1973 N. D. Laws, ch.
116, § 41, effective July 1, 1975); Rhode Island (State v. Cline,
121 R. I. 299,
397
A.2d 1309 (1979), mandatory death penalty for any prisoner
unconstitutional after
Woodson v. North Carolina, supra;
see R.I.Gen.Laws § 11-23-2 (Supp.1987), penalties for murder
do not include death); West Virginia (W.Va.Code § 61-11-2 (1984),
"Capital punishment abolished"); Wisconsin (1853 Wis.Laws, ch. 103,
"An act to provide for the punishment of murder in the first
degree, and to abolish the penalty of death";
see
Wis.Stat. §§ 939.50(3)(a), 940.01 (1985-1986), first-degree murder
is a Class A felony, and the penalty for such felonies is life
imprisonment).
[
Footnote 26]
Alabama (
see Ala.Code §§ 13A-5-39 - 13A-5-59, 13A-6-2
(1982 and Supp.1987)); Arizona (
see Ariz.Rev.Stat.Ann. §§
13-703 - 13-706, 13-1105 (1978 and Supp.1987)); Arkansas
(
see Ark.Code Ann. §§ 5-4-104(b), 5-4-601 - 5-4-617,
5-10-101, 5-51-201 (1987 and Supp.1987)); Delaware (
see
Del.Code Ann., Tit. 11, §§ 636, 4209 (1987)); Florida (
see
Fla.Stat. §§ 775.082, 782.04(1), 921.141 (1987)); Idaho
(
see Idaho Code §§ 18-4001 - 18-4004, 19-2515 (1987));
Louisiana (
see La.Rev.Stat.Ann. §§ 14:30(C), 14:113 (West
1986); La.Code Crim.Proc.Ann., Art. 905
et seq. (West 1984
and Supp.1988)); Mississippi (
see Miss.Code Ann. §§
97-3-21, 97-7-67, 99-19-101 - 99-19-107 (Supp.1987)); Missouri
(
see Mo.Rev.Stat. §§ 565.020, 565.030-565.040 (1986));
Montana (
see Mont.Code Ann. §§ 45-5-102, 4618-301 -
46-18-310 (1987)); Oklahoma (
see Okla.Stat., Tit. 21, §§
701.10-701.15 (1981 and Supp.1987)); Pennsylvania (
see
Pa.Cons.Stat., Tit. 18, § 1102(a), Tit. 42, § 9711 (1982 and
Supp.1987)); South Carolina (
see S.C.Code §§ 16-3-10,
16-3-20 (1985 and Supp.1987)); South Dakota (
see
S.D.Codified Laws §§ 22-16-4, 22-16-12, 23A-27A-1 - 23A-27A-41
(1988)); Utah (
see Utah Code Ann. §§ 76-3-206, 76-3-207
(1978 and Supp.1987)); Vermont (
see Vt.Stat.Ann., Tit. 13,
§§ 2303, 2403, 7101-7107 (1974 and Supp.1987)); Virginia
(
see Va.Code §§ 18.2-31 (1988), 19.2264.2 - 19.2-264.5
(1983 and Supp.1987)); Washington (
see Wash.Rev.Code §§
10.95.010 - 10.95.900 (1987)); Wyoming (
see Wyo.Stat. §§
6-2101 - 6-2-103 (1988)).
[
Footnote 27]
It is reported that a 10-year-old black child was hanged in
Louisiana in 1855, and a Cherokee Indian child of the same age was
hanged in Arkansas in 1885.
See Streib, Death Penalty for
Children: The American Experience With Capital Punishment for
Crimes Committed While Under Age Eighteen, 36 Okla.L.Rev. 613,
619-620 (1983).
[
Footnote 28]
See Tr. of Oral Arg. 31 (respondent suggests a minimum
age of 14);
post at
487 U. S. 872
(dissent agrees that some line exists);
post at
487 U. S. 848
(concurrence similarly agrees).
[
Footnote 29]
One might argue, of course, that petitioner's execution "could
theoretically be imposed" in 19 States,
see post at
487 U. S. 864
(dissenting opinion), just as execution was permissible above the
age of 7 in Blackstone's time.
Ibid. This argument would,
though, first have to acknowledge that the execution would be
impermissible in 32 States. Additionally, 2 of the 19 States that
retain a death penalty without setting a minimum age simply do not
sentence people to death any more. Neither South Dakota nor Vermont
has imposed a death sentence since our landmark decision in
Furman v. Georgia, 408 U. S. 238
(1972).
See Greenberg, Capital Punishment as a System, 91
Yale L.J. 908, 929-936 (1982); NAACP Legal Defense and Educational
Fund, Inc., Death Row, U.S.A. (1980-1987). (Vermont is frequently
counted as a 15th State without a death penalty, since its capital
punishment scheme fails to guide jury discretion,
see
Vt.Stat.Ann., Tit. 13, §§ 7101-7107 (1974), and has not been
amended since our decision in
Furman v. Georgia, supra,
holding similar statutes unconstitutional. South Dakota's statute
does provide for jury consideration of aggravating and mitigating
factors.
See S.D.Codified Laws, ch. 23A-27A (1988)). Thus,
if one were to shift the focus from those States that have
expressly dealt with the issue of minimum age and toward a general
comparison of States whose statutes, facially, would and would not
permit petitioner's execution, one would have to acknowledge a 2:1
ratio of States in which it is not even "theoretically" possible
that Thompson's execution could occur.
[
Footnote 30]
California (Cal.Penal Code Ann. § 190.5 (West 1988)) (age 18);
Colorado (Colo.Rev.Stat. § 16-11-103(1)(a) (1986)) (age 18);
Connecticut (Conn.Gen.Stat. § 53a-46a(g)(1) (1985)) (age 18);
Georgia (Ga.Code Ann. § 17-9-3 (1982)) (age 17); Illinois
(Ill.Rev.Stat., ch. 38, � 9-1(b) (1987)) (age 18); Indiana
(Ind.Code § 35-50-2-3 (Supp.1987)) (age 16); Kentucky (Ky.Rev.Stat.
§ 640.040(1) (1987)) (age 16); Maryland (Md.Ann.Code, Art. 27, §
412(f) (1988)) (age 18); Nebraska (Neb.Rev.Stat. § 28-105.01
(1985)) (age 18); Nevada (Nev.Rev.Stat. § 176.025 (1987)) (age 16);
New Hampshire (N.H.Rev.Stat.Ann. § 630:5(XIII) (Supp.1987)
(prohibiting execution of one who was a minor at time of crime) (§
21-B:1 indicates that age 18 is age of majority, while § 630:1(V)
provides that no one under age 17 shall be held culpable of a
capital offense); New Jersey (N.J.Stat.Ann. §§ 2A:4A-22(a) (1987),
2C-11-3(g) (West Supp.1988)) (age 18); New Mexico (N.M.Stat.Ann. §§
28-6-1(A), 31-18-14(A) (1987)) (age 18); North Carolina
(N.C.Gen.Stat. § 14-17 (Supp.1987)) (age 17, except death penalty
still valid for anyone who commits first-degree murder while
serving prison sentence for prior murder or while on escape from
such sentence); Ohio (Ohio Rev.Code Ann. § 2929.02(A) (1984)) (age
18); Oregon (Ore.Rev.Stat. §§ 161.620, 419.476(1) (1987)) (age 18);
Tennessee (Tenn.Code Ann. §§ 37-1-102(3), (4), 37-1-103,
37-1-134(a)(1) (1984 and Supp.1987)) (age 18); Texas (Tex.Penal
Code Ann. § 8.07(d) (Supp.1987-1988)) (age 17).
In addition, the Senate recently passed a bill authorizing the
death penalty for certain drug-related killings, with the caveat
that "[a] sentence of death shall not be carried out upon a person
who is under 18 years of age at the time the crime was committed."
S. 2455, 100th Cong., 2d Sess.; 134 Cong.Rec. S7580 (June 10,
1988).
[
Footnote 31]
We have previously recognized the relevance of the views of the
international community in determining whether a punishment is
cruel and unusual.
See Trop v. Dulles, 356 U. S.
86,
356 U. S. 102,
and n. 35 (1958);
Coker v. Georgia, 433 U.S. at
433 U. S. 596,
n. 10;
Enmund v. Florida, 458 U.S. at
458 U. S.
796-797, n. 22.
[
Footnote 32]
"
Be It Resolved, That the American Bar Association
opposes, in principle, the imposition of capital punishment upon
any person for any offense committed while under the age of
eighteen (18)."
American Bar Association, Summary of Action Taken by the House
of Delegates 17 (1983 Annual Meeting).
[
Footnote 33]
"[C]ivilized societies will not tolerate the spectacle of
execution of children. . . ." American Law Institute, Model Penal
Code § 210.6, commentary, p. 133 (Official Draft and Revised
Comments 1980).
[
Footnote 34]
All information regarding foreign death penalty laws is drawn
from App. to Brief for Amnesty International as
Amicus
Curiae A-l - A-9, and from Death Penalty in Various Countries,
prepared by members of the staff of the Law Library of the Library
of Congress, January 22, 1988 (available in Clerk of Court's case
file).
See also Children and Young Persons Act, 1933, 23
Geo. 5, ch. 12, § 53(1), as amended by the Murder (Abolition of
Death Penalty) Act 1965, §§ 1(5), 4 (abolishing death penalty for
juvenile offenders in United Kingdom), reprinted in 6 Halsbury's
Statutes 55-56 (4th ed.1985); Crimes Act, 1961, § 16, in 1
Reprinted Statutes of New Zealand 650-651 (1979). In addition,
three major human rights treaties explicitly prohibit juvenile
death penalties. Article 6(5) of the International Covenant on
Civil and Political Rights, Annex to G. A. Res. 2200, 21 U.N.GAOR
Res.Supp. (No. 16) 53, U.N.Doc. A/6316 (1966) (signed but not
ratified by the United States), reprinted in 6 International Legal
Material 368, 370 (1967); Article 4(5) of the American Convention
on Human Rights, O.A.S. Official Records, OEA/Ser.K/XVI/1.1, Doc.
65, Rev. 1, Corr. 2 (1970) (signed but not ratified by the United
States), reprinted in 9 International Legal Material 673, 676
(1970); Article 68 of the Geneva Convention Relative to the
Protection of Civilian Persons in Time of War, August 12, 1949, 6
U.S.T. 3516, 3560, T.I.A.S. No. 3365 (ratified by the United
States).
[
Footnote 35]
See Furman v. Georgia, 408 U.S. at
408 U. S. 249
(rarity of a sentence leads to an inference of its arbitrary
imposition) (Douglas, J., concurring);
id. at
408 U. S.
274-277 (Eighth Amendment prevents arbitrary death
sentences; rarity of death sentences results in an inference of
arbitrariness) (BRENNAN, J., concurring);
id. at
408 U. S.
299-300 (BRENNAN, J., concurring);
id. at
408 U. S. 312
(rarity of imposition indicates arbitrariness; "A penalty with such
negligible returns to the State would be patently excessive," and
therefore violate the Eighth Amendment) (WHITE, J., concurring);
id. at
408 U. S. 314
(WHITE, J., concurring);
see also Enmund v. Florida, 458
U.S. at
458 U. S.
794-796 (few juries sentence defendants to death who
neither killed nor intended to kill).
[
Footnote 36]
V. Streib, Death Penalty for Juveniles 190-208 (1987) (compiling
information regarding all executions in this country from 1620
through 1986 for crimes committed while under age 18; uncertainty
between 18 and 20 because of two persons executed who may have been
either 15 or 16 at time of crime).
[
Footnote 37]
Professor Streib reports that the last execution of a person for
a crime committed under age 16 was on January 9, 1948, when
Louisiana executed Irvin Mattio, 15 at the time of his crime.
Id. at 197.
[
Footnote 38]
See U.S. Dept. of Justice, Uniform Crime Reports: Crime
in the United States 174 (1986);
id. at 174 (1985);
id. at 172 (1984);
id. at 179 (1983);
id. at 176 (1982); U.S. Dept. of Justice, Bureau of
Justice Statistics Bulletin: Capital Punishment, 1986, p. 4 (1987);
id. Capital Punishment 1985, p. 5 (1986);
id.
Capital Punishment 1984, p. 6 (1985); Streib,
supra, n.
36, at 168-169.
[
Footnote 39]
For example, one might observe that, of the 80,233 people
arrested for willful criminal homicide who were over the age of 16,
1,388, or 1.7%, received the death sentence, while 5 of the 1,861,
or 0.3%, of those under 16 who were arrested for willful criminal
homicide received the death penalty.
[
Footnote 40]
That the task of interpreting the great, sweeping clauses of the
Constitution ultimately falls to us has been for some time an
accepted principle of American jurisprudence.
See Marbury v.
Madison, 1 Cranch 137,
5 U. S. 177
(1803) ("It is emphatically the province and duty of the judicial
department to say what the law is"). With the Eighth Amendment,
whose broad, vague terms do not yield to a mechanical parsing, the
method is no different.
See, e.g., Furman v. Georgia, 408
U.S. at
408 U. S.
268-269 (BRENNAN, J., concurring);
Coker v.
Georgia, 433 U.S. at
433 U. S. 598
("We have the abiding conviction" that the death penalty is an
excessive penalty for rape).
[
Footnote 41]
"[T]he conception of criminal responsibility with which the
Juvenile Court operates also provides supporting rationale for its
role in crime prevention. The basic philosophy concerning this is
that criminal responsibility is absent in the case of misbehaving
children. . . . But, what does it mean to say that a child has no
criminal responsibility? . . . One thing about this does seem
clearly implied, . . . and that is an absence of the basis for
adult criminal accountability -- the exercise of an unfettered free
will."
S. Fox, The Juvenile Court: Its Context, Problems and
Opportunities 11-12 (1967) (publication of the President's
Commission on Law Enforcement and Administration of Justice).
[
Footnote 42]
A report on a professional evaluation of 14 juveniles condemned
to death in the United States, which was accepted for presentation
to the American Academy of Child and Adolescent Psychiatry,
concluded:
"Adolescence is well recognized as a time of great physiological
and psychological stress. Our data indicate that, above and beyond
these maturational stresses, homicidal adolescents must cope with
brain dysfunction, cognitive limitations, and severe
psychopathology. Moreover, they must function in families that are
not merely nonsupportive, but also violent and brutally abusive.
These findings raise questions about the American tradition of
considering adolescents to be as responsible as adults for their
offenses, and of sentencing them to death."
Lewis, Pincus, Bard, Richardson, Prichep, Feldman, & Yeager,
Neuropsychiatric, Pyschoeducational, and Family Characteristics of
14 Juveniles Condemned to Death in the United States 11 (1987).
[
Footnote 43]
See n 23,
supra; see also, e.g., E. Erikson, Childhood and Society
261-263 (1985) ("In their search for a new sense of continuity and
sameness, adolescents have to refight many of the battles of
earlier years, even though, to do so, they must artificially
appoint perfectly well-meaning people to play the roles of
adversaries"); E. Erikson, Identity: Youth and Crisis 128-135
(1968) (discussing adolescence as a period of "identity confusion,"
during which youths are "preoccupied with what they appear to be in
the eyes of others, as compared with what they feel they are");
Gordon, The Tattered Cloak of Immortality, in Adolescence and Death
16, 27 (C. Corr & J. McNeil eds.1986) ("Risk-taking with body
safety is common in the adolescent years, though sky diving, car
racing, excessive use of drugs and alcoholic beverages, and other
similar activities may not be directly perceived as a kind of
flirting with death. In fact, in many ways, this is counterphobic
behavior -- a challenge to death wherein each survival of risk is a
victory over death"); Kastenbaum, Time and Death in Adolescence, in
The Meaning of Death 99, 104 (H. Feifel ed.1959) ("The adolescent
lives in an intense present;
now' is so real to him that past
and future seem pallid by comparison. Everything that is important
and valuable in life lies either in the immediate life situation or
in the rather close future"); Kohlberg, The Development of
Children's Orientations Toward a Moral Order, 6 Vita Humana 11, 30
(1963) (studies reveal that "large groups of moral concepts and
ways of thought only attain meaning at successively advanced ages,
and require the extensive background of social experience and
cognitive growth represented by the age factor"); Miller,
Adolescent Suicide: Etiology and Treatment, 9 Adolescent Psychiatry
327, 329 (S. Feinstein, J. Looney, A. Schwartzberg, & A.
Sorosky eds.1981) (many adolescents possess a "profound conviction
of their own omnipotence and immortality. Thus, many adolescents
may appear to be attempting suicide, but they do not really believe
that death will occur"); Streib, supra, n 36, at 3-20, 184-189 ("The difference
that separates children from adults for most purposes of the law is
children's immature, undeveloped ability to reason in an adult-like
manner").
[
Footnote 44]
We have invalidated death sentences when this significant
justification was absent.
See Enmund v. Florida, 458 U.S.
at
458 U. S.
800-801 (death penalty for one who neither kills nor
intends to kill "does not measurably contribute to the retributive
end of ensuring that the criminal gets his just deserts");
Ford
v. Wainwright, 477 U. S. 399
(1986) (unconstitutional to execute someone when he is insane, in
large part because retributive value is so low).
[
Footnote 45]
Although we have held that a legislature may base a capital
punishment scheme on the goal of deterrence, some Members of the
Court have expressed doubts about whether fear of death actually
deters crimes in certain instances.
See Lockett v. Ohio,
438 U. S. 586,
438 U. S.
624-628 (1978) (deterrence argument unavailable for one
who neither kills nor intends to kill; "doubtful" that prospect of
death penalty would deter "individuals from becoming involved in
ventures in which death may unintentionally result") (WHITE, J.,
concurring in judgment);
Spaziano v. Florida, 468 U.
S. 447,
468 U. S. 480
(1984) (because of invalidation of mandatory death penalty laws and
additional procedural requirements to death penalty laws in which
the jury's discretion must be carefully guided, deterrence
rationale now rather weak support for capital punishment) (STEVENS,
J., dissenting);
Enmund v. Florida, 458 U.S. at
458 U. S.
798-800 (unlikely that prospect of death penalty will
deter one who neither kills nor intends to kill) (WHITE, J.),
Furman v. Georgia, 408 U.S. at
408 U. S.
301-302 (unverifiable that the death penalty deters more
effectively than life imprisonment) (BRENNAN, J., concurring);
id. at
408 U. S.
345-355, and nn. 124-125 (deterrence rationale
unsupported by the evidence) (MARSHALL, J., concurring).
[
Footnote 46]
See United States Department of Justice, Uniform Crime
Reports,
supra, n. 38 (80,233 of 82,094, or 97.7%).
[
Footnote 47]
See also Gregg v. Georgia, 428 U.
S. 153,
428 U. S. 183
(1976) ("[T]he sanction imposed cannot be so totally without
penological justification that it results in the gratuitous
infliction of suffering") (joint opinion of Stewart, Powell, and
STEVENS, JJ.).
[
Footnote 48]
Given the Court's disposition of the principal issue, it is
unnecessary to resolve the second question presented, namely,
whether photographic evidence that a state court deems erroneously
admitted, but harmless at the guilt phase, nevertheless violates a
capital defendant's constitutional rights by virtue of its being
considered at the penalty phase.
APPENDICES *
|
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U.S. 815appa|
APPENDIX A
Right to Vote
The United States Constitution, Amendment 26, requires States to
permit 18-year-olds to vote. No State has lowered its voting age
below 18. The following chart assembles the various provisions from
state constitutions and statutes that provide an 18-year-old voting
age.
Ala. [No provisions beyond reference to U.S.Const.,
Amdt. 26] Alaska Alaska Const., Art. V, § 1
Ariz. Ariz.Rev.Stat.Ann. § 16-121 (Supp.1987) Ark.
Ark.Code Ann. § 7-8-401 (1987)
Cal. Cal.Const., Art. 2, § 2
Colo. Colo.Rev.Stat. § 1-2-101 (1980)
Conn. Conn.Const., Art. 9; Conn.Gen.Stat. § 9-12
(Supp.1988)
Del. Del. Code Ann., Tit. 15, § 1701 (1981)
D.C. D.C.Code § 1-1311(b)(1) (1987)
Fla. Fla.Stat. § 97.041 (1987)
Ga. Ga.Code Ann. § 21-2-219 (1987)
Haw. Haw. Rev.Stat. § 11-12 (1985)
Idaho Idaho Code § 34-402 (Supp.1988)
Ill. Ill.Rev.Stat., ch. 46, � 3-l (1987)
Ind. Ind.Code § 3-7-1-1 (Supp.1987)
Iowa Iowa Code § 47.4 (1987)
Kan. Kan. Const., Art. 5, § 1
Ky. Ky. Const. § 145
La. La. Const., Art. 1, § 10; La.Rev.Stat.Ann. §
18:101(A) (West 1979)
Me. Me.Rev.Stat.Ann., Tit. 21A, § 111(2)
(Supp.1987-1988)
Md. Md.Ann.Code, Art. 33, § 3-4(b)(2) (1986)
Mass. Mass.Gen.Laws § 51:1 (1986)
Mich. Mich.Comp.Laws § 168.492 (1979)
Minn. Minn.Stat. § 201.014 (1986)
Miss. Miss. Const., Art. 12, § 241
Page 487 U. S. 840
Mo. Mo. Const., Art. VIII, § 2
Mont. Mont. Const., Art. IV, § 2; Mont.Code Ann. §
13-1-111 (1987)
Neb. Neb. Const., Art. VI, § 1; Neb.Rev.Stat. § 32-223
(1984)
Nev. Nev.Rev.Stat. § 293.485 (1987)
N. H. N. H. Const., Pt. 1, Art. 11
N.J. N.J. Const., Art. 2, � 3
N.M. [No provisions beyond reference to U.S.Const.,
Amdt. 26]
N.Y. N.Y. Elec. Law § 5-102 (McKinney 1978)
N.C. N.C.Gen.Stat. § 163-55 (1987)
N.D. N. D. Const., Art. II, § 1
Ohio Ohio Const., Art. V, § 1; Ohio Rev.Code Ann. §§
3503.01, 3503.011 (1982)
Okla. Okla. Const., Art. 3, § 1
Ore. Ore. Const., Art. II, § 2
Pa. Pa.Stat.Ann., Tit. 25, § 2811 (Purdon
Supp.1988-1889)
R.I. R.I.Gen.Laws § 17-1-3 (Supp.1987)
S.C. S.C.Code § 7-5-610 (Supp.1987)
S.D. S.D. Const., Art. VII, § 2; S.D.Codified Laws §
12-3-1 (1982)
Tenn. Tenn.Code Ann. § 2-2-102 (1985)
Tex. Tex.Elec.Code Ann. § 11.002 (Supp.1988)
Utah Utah Code Ann. § 20-1-17 (1984)
Vt. Vt.Stat.Ann., Tit. 17, § 2121 (1982)
Va. Va. Const., Art. II, § 1
Wash. Wash.Const., Art. VI, § 1, Amdt. 63
W.Va. W.Va.Code § 3-1-3 (1987)
Wis. Wis.Const., Art. 3, § 1; Wis.Stat. §§ 6.02, 6.05
(1985-1986)
Wyo. Wyo.Stat. § 22-1-102(k) (Supp.1988)
|
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APPENDIX B
Right to Serve on a Jury
In no State may anyone below the age of 18 serve on a jury. The
following chart assembles the various state provisions relating to
minimum age for jury service.
Ala. Ala.Code § 12-16-60(a)(1) (1986)
Alaska Alaska Stat.Ann. § 09. 20. 010(a)(3)
(Supp.1987)
Page 487 U. S. 841
Ariz. Ariz.Rev.Stat.Ann. § 21-301(D) (Supp.1987)
Ark. Ark.Code Ann. § 16-31-101 (1987)
Cal. Cal.Civ.Proc.Code Ann. § 198(a)(1) (West
Supp.1988)
Colo. Colo.Rev.Stat. § 13-71-109(2)(a) (1973)
Conn. Conn.Gen.Stat. § 51-217 (Supp.1988)
Del. Del. Code Ann., Tit. 10, § 4506(b)(1)
(Supp.1986)
D.C. D.C.Code § 11-1906(b)(1)(C) (Supp.1988)
Fla. Fla.Stat. § 40.01 (1987)
Ga. Ga.Code Ann. § 15-12-40 (Supp.1988)
Haw. Haw. Rev.Stat. § 612-4 (1985)
Idaho Idaho Code § 2-209(2)(a) (Supp.1988)
Ill. Ill.Rev.Stat., ch. 78, � 2 (1987)
Ind. Ind.Code § 33-4-5-2 (Supp.1987)
Iowa Iowa Code § 607A.4(1)(a) (1987)
Kan. Kan.Stat.Ann. § 43-156 (1986)
Ky. Ky.Rev.Stat. § 29A.080(2)(a) (1985)
La. La.Code Crim.Proc.Ann., Art. 401(A)(2) (West
Supp.1988)
Me. Me.Rev.Stat.Ann., Tit. 14, § 1211
(Supp.1987-1988)
Md. Md.Cts. & Jud.Proc.Code Ann. § 8-104 (1984)
Mass. Mass.Gen.Laws § 234:1 (1986)
Mich. Mich.Comp.Laws § 600.1307a(1)(a)
(Supp.1988-1989)
Minn. Minn.Stat. § 593.41, subd. 2(2) (1986)
Miss. Miss.Code Ann. § 13-5-1 (1972)
Mo. Mo.Rev.Stat. § 494.010 (1986)
Mont. Mont.Code Ann. § 3-15-301 (1987)
Neb. Neb.Rev.Stat. § 25-1601 (1985)
Nev. Nev.Rev.Stat. § 6.010 (1987)
N.H. N.H.Rev.Stat.Ann. § 500-A:3 (1983)
N.J. N.J.Stat.Ann. § 9:17B-1 (West Supp.1988)
N.M. N.M.Stat.Ann. § 38-5-1 (1987)
N.Y. N.Y.Jud.Law § 510(2) (McKinney Supp.1988)
N.C. N.C.Gen.Stat. § 9-3 (1986)
N.D. N.D.Cent.Code § 27-09.1-08(2)(b) (Supp.1987)
Ohio Ohio Rev.Code Ann. § 2313.42 (1984)
Okla. Okla.Stat., Tit. 38, § 28 (1981)
Ore. Ore.Rev.Stat. § 10.030(2)(c) (1987)
Pa. Pa.Cons.Stat. § 4521 (1982)
R.I. R.I.Gen.Laws § 9-9-1 (1985)
S.C. S.C.Code § 14-7-130 (1987)
Page 487 U. S. 842
S.D. S.D.Codified Laws § 16-13-10 (1987)
Tenn. Tenn.Code Ann. § 22-1-101 (1980)
Tex. Tex.Govt.Code Ann. § 62.102 (1988)
Utah Utah Code Ann. § 78-46-7(1)(b) (1987)
Vt. Vt.Stat.Ann. -- Administrative Orders and Rules:
Qualification, List, Selection and Summoning of All Jurors -- Rule
25 (1986)
Va. Va.Code § 8.01-337 (Supp.1988)
Wash. Wash.Rev.Code § 2.36.070 (1987)
W.Va. W.Va.Code § 52-1-8(b)(1) (Supp.1988)
Wis. Wis.Stat. § 756.01 (1985-1986)
Wyo. Wyo.Stat. § 1-11-101 (1988)
|
487
U.S. 815appc|
APPENDIX C
Right to Drive Without Parental Consent
Most States have various provisions regulating driving age, from
learner's permits through driver's licenses. In all States but one,
15-year-olds either may not drive or may drive only with parental
consent or accompaniment.
Ala. Ala.Code § 32-6-7(1) (1983)
Alaska Alaska Stat.Ann. § 28.15.071 (Supp.1987)
Ariz. Ariz.Rev.Stat.Ann. § 28-413(A)(1) (Supp.1987)
Ark. Ark.Code Ann. § 27-16-604(a)(1) (1987)
Cal. Cal.Veh.Code Ann. § 12507 (West 1987)
Colo. Colo.Rev.Stat. § 42-2-107(1) (1984)
Conn. Conn.Gen.Stat. § 14-36 (1985)
Del. Del.Code Ann., Tit. 21, § 2707 (1985)
D.C. D.C.Code § 40-301 (1981)
Fla. Fla.Stat. § 322.09 (1987)
Ga. Ga.Code Ann. § 40-5-26 (1985)
Haw. Haw. Rev.Stat. § 286-112 (1985)
Idaho Idaho Code § 49-313 (Supp.1987)
Ill. Ill.Rev.Stat., ch. 95 1/2, � 6-103 (1987)
Ind. Ind.Code § 9-1-4-32 (1982)
Iowa Iowa Code § 321.177 (1987)
Kan. Kan.Stat.Ann. § 8-237 (1982)
Ky. Ky.Rev.Stat.Ann. § 186.470 (1980)
La. La.Rev.Stat.Ann. § 32:407 (West Supp.1988)
Me. Me.Rev.Stat.Ann., Tit. 29, § 585
(Supp.1987-1988)
Md. Md. Transp. Code Ann. § 16-103 (1987)
Mass. Mass.Gen.Laws § 90:8 (1986)
Page 487 U. S. 843
Mich. Mich.Comp.Laws § 257.308 (1979)
Minn. Minn.Stat. § 171.04 (1986)
Miss. Miss.Code Ann. § 63-1-23 (Supp.1987)
Mo. Mo.Rev.Stat. § 302.060 (Supp.1987)
Mont. Mont.Code Ann. § 61-5-105 (1987) (15-year-olds
may drive without parental consent if they pass a driver's
education course)
Neb. Neb.Rev.Stat. § 60-407 (1984)
Nev. Nev.Rev.Stat. § 483.250 (1987)
N.H. N.H.Rev.Stat.Ann. § 263:17 (Supp.1987)
N.J. N.J.Stat.Ann. § 39:3-10 (West Supp.1988)
N.M. N.M.Stat.Ann. § 66-5-11 (1984)
N.Y. N.Y.Veh. & Traf.Law § 502(2) (McKinney
1986)
N.C. N.C.Gen.Stat. § 20-11 (1983)
N.D. N.D.Cent.Code § 39-06-08 (1987)
Ohio Ohio Rev.Code Ann. § 4507.07 (Supp.1987)\
Okla. Okla.Stat., Tit. 47, § 6-107 (Supp.1987)
Ore. Ore.Rev.Stat. § 807.060 (1987)
Pa. Pa.Cons.Stat., § 1503 (1987)
R.I. R.I.Gen.Laws § 31-10-3 (Supp.1987)
S.C. S.C.Code § 56-1-100 (1976)
S.D. S.D.Codified Laws § 32-12-6 (1984)
Tenn. Tenn.Code Ann. § 55-7-104 (Supp.1987)
Tex. Tex.Rev.Civ.Stat.Ann., Art. 6687b(4) (Vernon
Supp.1988)
Utah Utah Code Ann. § 41-2-109 (Supp.1987)
Vt. Vt.Stat.Ann., Tit. 23, § 607 (1987)
Va. Va.Code § 46.1-357 (Supp.1988)
Wash. Wash.Rev.Code § 46.20.031 (1987)
W.Va. W.Va.Code § 17B-2-3 (1986)
Wis. Wis.Stat. § 343.15 (1985-1986)
Wyo. Wyo.Stat. § 31-7-112 (Supp.1988)
|
487
U.S. 815appd|
APPENDIX D
Right to Marry Without Parental Consent
In all States but four, 15-year-olds may not marry without
parental consent.
Ala. Ala.Code § 30-1-5 (1983)
Alaska Alaska Stat.Ann. § 25.05.171 (1983) (judge may
permit minor to marry without parental consent, even in the face of
parental opposition, in certain circumstances)
Page 487 U. S. 844
Ariz. Ariz.Rev.Stat.Ann. § 25-102(A) (1976)
Ark. Ark.Code Ann. § 9-11-102 (1987)
Cal. Cal.Civ.Code Ann. § 4101 (West 1983)
Colo. Colo.Rev.Stat. § 14-2-106(1)(a)(1) (1987)
Conn. Conn.Gen.Stat. § 46b-30 (1986)
Del. Del. Code Ann., Tit. 13, § 123 (1981)
D.C. D.C.Code § 30-111 (1981)
Fla. Fla.Stat. § 741.04 (1987)
Ga. Ga.Code Ann. § 19-3-37 (1982)
Haw. Haw.Rev.Stat. § 572-2 (1985)
Idaho Idaho Code § 32-202 (1983)
Ill. Ill.Rev.Stat., ch. 40, � 203(1) (1987)
Ind. Ind.Code § 31-7-1-6 (Supp.1987)
Iowa Iowa Code § 595.2 (1987)
Kan. Kan.Stat.Ann. § 23-106 (1981)
Ky. Ky.Rev.Stat. § 402.210 (1984)
La. La.Civ.Code Ann., Art. 87 (West Supp.1988) (minors
not legally prohibited from marrying, even without parental
consent, but marriage ceremony required); La.Rev.Stat.Ann. § 9:211
(West Supp.1988) (official may not perform marriage ceremony in
which a minor is a party without parental consent; comments to
Civ.Code Ann., Art. 87, suggest that such a marriage is valid, but
that official may face sanctions)
Me. Me.Rev.Stat.Ann., Tit.19, § 62 (Supp.1987-1988)
Md. Md. Fam.Law Code Ann. § 2-301 (1984) (either party
under 16 may marry without parental consent if "the woman to be
married . . . is pregnant or has given birth to a child")
Mass. Mass.Gen.Laws § 207:7 (1988)
Mich. Mich.Comp.Laws § 551.103 (1988)
Minn. Minn.Stat. § 517.02 (1986)
Miss. Miss.Code Ann. § 93-1-5(d) (Supp.1987) (female
may marry at 15 without parental consent)
Mo. Mo.Rev.Stat. § 451.090 (1986)
Mont. Mont.Code Ann. § 40-1-202 (1987)
Neb. Neb.Rev.Stat. § 42-105 (1984)
Nev. Nev.Rev.Stat. § 122.020 (1987)
N.H. N.H.Rev.Stat.Ann. § 457:5 (1983)
N.J. N.J.Stat.Ann. § 9:17B-1 (West Supp.1988)
N.M. N.M.Stat.Ann. § 40-1-6 (1986)
Page 487 U. S. 845
N.Y. N.Y.Dom.Rel.Law § 15 (McKinney 1988)
N.C. N.C.Gen.Stat. § 51-2 (Supp.1987)
N.D. N.D.Cent.Code § 14-03-02 (1981)
Ohio Ohio Rev.Code Ann. § 3101.01 (Supp.1987)
Okla. Okla.Stat., Tit. 43, § 3 (1981)
Ore. Ore.Rev.Stat. § 106.060 (1987)
Pa. Pa.Stat.Ann., Tit. 48, § 1-5(c) (Purdon
Supp.1988-1989)
R.I. R.I.Gen.Laws § 15-2-11 (1981)
S.C. S.C.Code § 20-1-250 (1985)
S.D. S.D.Codified Laws § 25-1-9 (1984)
Tenn. Tenn.Code Ann. § 36-3-106 (Supp.1987)
Tex. Tex.Fam.Code Ann. § 1.51 (Supp.1987-1988)
Utah Utah Code Ann. § 30-1-9 (1984)
Vt. Vt.Stat.Ann., Tit. 18, § 5142 (1987)
Va. Va.Code § 20-48 (1983)
Wash. Wash.Rev.Code § 26.04.210 (1987)
W.Va. W.Va.Code § 48-1-1 (1986)
Wis. Wis.Stat. § 765.02 (1985-1986)
Wyo. Wyo.Stat. § 20-1-102 (1987)
|
487
U.S. 815appe|
APPENDIX E
Right to Purchase Pornographic Materials
No minor may purchase pornography in the 50 States that have
legislation dealing with obscenity.
Ala. Ala.Code § 13A-12-170(1) (Supp.1987)
Alaska [No legislation]
Ariz. Ariz.Rev.Stat.Ann. § 13-3506 (Supp.1987)
Ark. Ark.Code Ann. §§ 5-68-501, 5-68-502 (1987)
Cal. Cal.Penal Code Ann. § 313.1 (West 1988)
Colo. Colo.Rev.Stat. § 18-7-502 (1986)
Conn. Conn.Gen.Stat. § 53a-196 (1985)
Del. Del. Code Ann., Tit. 11, § 1361(b) (1987)
D.C. D.C.Code § 22-2001(b) (1981)
Fla. Fla.Stat. § 847.012 (1987)
Ga. Ga.Code Ann. § 16-12-103 (1984)
Haw. Haw. Rev.Stat. § 712-1215 (1985)
Idaho Idaho Code § 18-1513 (1987)
Ill. Ill.Rev.Stat., ch. 38, � 11-21 (1987)
Ind. Ind.Code § 35-49-3-3 (Supp.1987)
Iowa Iowa Code § 728.2 (1987)
Page 487 U. S. 846
Kan. Kan.Stat.Ann. § 21-4301a (Supp.1987)
Ky. Ky.Rev.Stat. § 531-030 (1985)
La. La.Rev.Stat.Ann. § 14:91.11 (West 1986)
Me. Me.Rev.Stat.Ann., Tit. 17, § 2911 (1983 and
Supp.1987-1988)
Md. Md.Ann.Code, Art. 27, § 419 (1987)
Mass. Mass.Gen.Laws § 272:28 (1986)
Mich. Mich.Comp.Laws § 750.142 (1979)
Minn. Minn.Stat. § 617.293 (1986)
Miss. Miss.Code Ann. § 97-5-27 (Supp.1987)
Mo. Mo.Rev.Stat. § 573.040 (Supp.1987)
Mont. Mont.Code Ann. § 45-8-201 (1987)
Neb. Neb.Rev.Stat. § 28-808 (1985)
Nev. Nev.Rev.Stat. § 201.265 (1987)
N.H. N.H.Rev.Stat.Ann. § 571-B:2 (1986)
N.J. N.J.Stat.Ann. §§ 2C:34-2, 2C:34-3 (West 1982 and
Supp.1988)
N.M. N.M.Stat.Ann. § 30-37-2 (1980)
N.Y. N.Y. Penal Law § 235.21 (McKinney 1980)
N.C. N.C.Gen.Stat. § 19-13 (1983)
N.D. N.D.Cent.Code § 12.1-27.1-03 (1985)
Ohio Ohio Rev.Code Ann. § 2907.31 (1986)
Okla. Okla.Stat., Tit. 21, § 1040.8 (Supp.1987)
Ore. Ore.Rev.Stat. § 167.065 (1987)
Pa. Pa.Cons.Stat. § 5903 (1982)
R.I. R.I.Gen.Laws § 11-31-10 (Supp.1987)
S.C. S.C.Code § 16-15-385 (Supp.1987)
S.D. S.D.Codified Laws § 22-24-28 (1988)
Tenn. Tenn.Code Ann. § 39-6-1132 (1982)
Tex. Tex.Penal Code Ann. § 43.24 (1974)
Utah Utah Code Ann. § 76-10-1206 (1978)
Vt. Vt.Stat.Ann., Tit. 13, § 2802 (1974)
Va. Va.Code § 18.2-391 (1988)
Wash. Wash.Rev.Code § 9.68.060 (1987)
W.Va. W.Va.Code § 61-8A-2 (1984)
Wis. Wis.Stat. § 944.21 (1985-1986)
Wyo. Wyo.Stat. § 6-4-302 (1988)
Page 487 U. S. 847
|
487
U.S. 815appf|
APPENDIX F
Right to Participate in Legalized Gambling Without Parental
Consent
In 39 of the 48 States in which some form of legalized gambling
is permitted, minors are absolutely prohibited from participating
in some or all forms of such gambling. In three States, parental
consent vitiates such prohibition; in six States, no age
restrictions are expressed in the statutory provisions authorizing
gambling.
Ala. Ala.Code § 11-65-44 (1985)
Alaska Alaska Stat.Ann. § 43.35.040(a)(1) (1983)
Ariz. Ariz.Rev.Stat.Ann. § 5-112(E) (Supp.1987)
Ark. Ark.Code Ann. § 23-110-405(c) (Supp.1987)
Cal. Cal.Penal Code Ann. § 326.5(e) (West 1988)
Colo. Colo.Rev.Stat. § 24-35-214(1)(c) (1982)
Conn. Conn.Gen.Stat. § 7-186a (Supp.1988)
Del. Del. Code Ann., Tit. 29, § 4810(a) (1983)
D.C. D.C.Code § 2-2534 (1988)
Fla. Fla.Stat. § 849.093(9)(a) (1987)
Ga. Ga.Code Ann. § 16-12-58 (1984)
Haw. Haw. Rev.Stat. § 712-1231 (1985)
Idaho Idaho Code § 67-7415 (Supp.1988)
Ill. Ill.Rev.Stat., ch. 120, � 1102(9) (1988)
Ind. [Gambling not permitted by statute]
Iowa Iowa Code § 233.1(2)(c) (1987)
Kan. Kan.Stat.Ann. § 79-4706(m) (1984)
Ky. [No age restrictions]
La. La.Rev.Stat.Ann. § 14:92(A)(4) (West 1986)
Me. Me.Rev.Stat.Ann., Tit. 17, § 319 (1983)
Md. [No age restrictions]
Mass. Mass.Gen.Laws § 128A:10 (1986)
Mich. Mich.Comp.Laws Ann. § 432.110a(a)
(Supp.1988-1989)
Minn. [No age restrictions]
Miss. Miss.Code Ann. § 97-33-21 (1972)
Mo. Mo.Rev.Stat. § 313.280 (1986)
Mont. Mont.Code Ann. § 23-5-506 (1987)
Neb. Neb.Rev.Stat. § 9-250 (Supp.1986)
Nev. Nev.Rev.Stat. § 463.350 (1987)
N.H. N.H.Rev.Stat.Ann. §§ 287-A:4, 287-E:7(III), and
287-E:21(V) (1987)
Page 487 U. S. 848
N.J. N.J.Stat.Ann. § 9:17B-1 (West Supp.1988)
N.M. [No age restrictions]
N.Y. N.Y. Tax Law § 1610 (McKinney 1987)
N.C. [No age restrictions]
N.D. N.D.Cent.Code § 53-06.1-07.1 (Supp.1987)
Ohio Ohio Rev.Code Ann. § 3770.07 (Supp.1987)
Okla. Okla.Stat., Tit. 21, § 995.13 (1981) (permitted
with parental consent)
Ore. Ore.Rev.Stat. § 163.575(1)(c) (1987)
Pa. Pa.Stat.Ann., Tit. 10, § 305 (Purdon
Supp.1988-1989) (permitted with parental consent)
R.I. R.I.Gen.Laws § 11-19-32(1) (Supp.1987)
S.C. [Gambling not permitted by statute]
S.D. S.D.Codified Laws § 42-7A-32 (Supp.1988)
Tenn. Tenn.Code Ann. § 39-6-609(f) (Supp.1987)
Tex. Tex.Rev.Civ.Stat.Ann., Art. 179d, § 17 (Vernon
Supp.1987-1988) (permitted with parental consent)
Utah [Gambling not permitted by statute]
Vt. Vt.Stat.Ann., Tit. 31, § 674(J) (1986)
Va. [No age restrictions]
Wash. Wash.Rev.Code § 67.70.120 (1987)
W.Va. W.Va.Code § 19-23-9(e) (Supp.1988)
Wis. Wis.Stat. § 163.51(13) (1985-1986)
Wyo. Wyo.Stat. § 11-25-109(c) (Supp.1988)
* Appendices assembled with the assistance of the Brief for the
National Legal Aid and Defender Association, the National
Association of Criminal Defense Lawyers, and the American Jewish
Committee as
Amici Curiae.
JUSTICE O'CONNOR, concurring in the judgment.
The plurality and dissent agree on two fundamental propositions:
that there is some age below which a juvenile's crimes can never be
constitutionally punished by death, and that our precedents require
us to locate this age in light of the "
evolving standards of
decency that mark the progress of a maturing society.'" See
ante at 487 U. S. 821
(quoting Trop v. Dulles, 356 U. S. 86,
356 U. S. 101
(1958) (opinion of Warren, C.J.)); ante at 487 U. S.
827-829; post at 487 U. S.
864-865, 487 U. S. 872.
See also e.g., McCleskey v. Kemp, 481 U.
S. 279, 481 U. S. 300
(1987). I accept both principles. The disagreements between the
plurality and the dissent rest on their different evaluations of
the evidence available to us about the relevant social consensus.
Although I believe that a national consensus forbidding the
execution of any person
Page 487 U. S. 849
for a crime committed before the age of 16 very likely does
exist, I am reluctant to adopt this conclusion as a matter of
constitutional law without better evidence than we now possess.
Because I conclude that the sentence in this case can and should be
set aside on narrower grounds than those adopted by the plurality,
and because the grounds on which I rest should allow us to face the
more general question when better evidence is available, I concur
only in the judgment of the Court.
I
Both the plurality and the dissent look initially to the
decisions of American legislatures for signs of a national
consensus about the minimum age at which a juvenile's crimes may
lead to capital punishment. Although I agree with the dissent's
contention,
post at
487 U. S. 865,
that these decisions should provide the most reliable signs of a
society-wide consensus on this issue, I cannot agree with the
dissent's interpretation of the evidence.
The most salient statistic that bears on this case is that every
single American legislature that has expressly set a minimum age
for capital punishment has set that age at 16 or above.
See
ante at
487 U. S. 829,
and n. 30. When one adds these 18 States to the 14 that have
rejected capital punishment completely,
see ante at
487 U. S. 826,
and n. 25, it appears that almost two-thirds of the state
legislatures have definitely concluded that no 15-year-old should
be exposed to the threat of execution.
See also ante at
487 U. S. 829,
n. 29 (pointing out that an additional two States with death
penalty statutes on their books seem to have abandoned capital
punishment in practice). Where such a large majority of the state
legislatures have unambiguously outlawed capital punishment for
15-year-olds, and where no legislature in this country has
affirmatively and unequivocally endorsed such a practice, strong
counterevidence would be required to persuade me that a national
consensus against this practice does not exist.
Page 487 U. S. 850
The dissent argues that it has found such counterevidence in the
laws of the 19 States that authorize capital punishment without
setting any statutory minimum age. If we could be sure that each of
these 19 state legislatures had deliberately chosen to authorize
capital punishment for crimes committed at the age of 15, one could
hardly suppose that there is a settled national consensus opposing
such a practice. In fact, however, the statistics relied on by the
dissent may be quite misleading. When a legislature provides for
some 15-year-olds to be processed through the adult criminal
justice system, and capital punishment is available for adults in
that jurisdiction, the death penalty becomes at least theoretically
applicable to such defendants. This is how petitioner was rendered
death-eligible, and the same possibility appears to exist in 18
other States.
See post at
487 U. S.
861-862;
ante at
487 U. S. 828,
n. 26. As the plurality points out, however, it does not
necessarily follow that the legislatures in those jurisdictions
have deliberately concluded that it would be appropriate to impose
capital punishment on 15-year-olds (or on even younger defendants
who may be tried as adults in some jurisdictions).
See
ante at
487 U. S. 826,
n. 24.
There are many reasons, having nothing whatsoever to do with
capital punishment, that might motivate a legislature to provide,
as a general matter, for some 15-year-olds to be channeled into the
adult criminal justice process. The length or conditions of
confinement available in the juvenile system, for example, might be
considered inappropriate for serious crimes or for some
recidivists. Similarly, a state legislature might conclude that
very dangerous individuals, whatever their age, should not be
confined in the same facility with more vulnerable juvenile
offenders. Such reasons would suggest nothing about the
appropriateness of capital punishment for 15-year-olds. The absence
of any such implication is illustrated by the very States that the
dissent cites as evidence of a trend toward lowering the age at
which juveniles may be punished as adults.
See post at
487 U. S. 867,
and n. 3. New York,
Page 487 U. S. 851
which recently adopted legislation allowing juveniles as young
as 13 to be tried as adults, does not authorize capital punishment
under any circumstances. In New Jersey, which now permits some
14-year-olds to be tried as adults, the minimum age for capital
punishment is 18. In both cases, therefore, the decisions to lower
the age at which some juveniles may be treated as adults must have
been based on reasons quite separate from the legislatures' views
about the minimum age at which a crime should render a juvenile
eligible for the death penalty.
Nor have we been shown evidence that other legislatures directly
considered the fact that the interaction between their capital
punishment statutes and their juvenile offender statutes could, in
theory, lead to executions for crimes committed before the age of
16. The very real possibility that this result was not considered
is illustrated by the recent federal legislation, cited by the
dissent, which lowers to 15 the age at which a defendant may be
tried as an adult.
See post at
487 U. S. 865
(discussing Comprehensive Crime Control Act of 1984, Pub.L. 98-473,
98 Stat. 2149). Because a number of federal statutes have long
provided for capital punishment,
see post at
487 U. S. 866,
n. 1, this legislation appears to imply that 15-year-olds may now
be rendered death-eligible under federal law. The dissent does not
point to any legislative history suggesting that Congress
considered this implication when it enacted the Comprehensive Crime
Control Act. The apparent absence of such legislative history is
especially striking in light of the fact that the United States has
agreed by treaty to set a minimum age of 18 for capital punishment
in certain circumstances.
See Article 68 of the Geneva
Convention Relative to the Protection of Civilian Persons in Time
of War, August 12, 1949, [1955] 6 U.S.T. 3516, 3560, T.I.A.S. No.
3365 (rules pertaining to military occupation);
ante at
487 U. S. 831,
n. 34;
see also ibid. (citing two other international
agreements, signed but not ratified by the United States,
prohibiting capital punishment for juveniles). Perhaps even more
striking is
Page 487 U. S. 852
the fact that the United States Senate recently passed a bill
authorizing capital punishment for certain drug offenses, but
prohibiting application of this penalty to persons below the age of
18 at the time of the crime. 134 Cong.Rec. S7579, S7580 (June 10,
1988). Whatever other implications the ratification of Article 68
of the Geneva Convention may have, and whatever effects the
Senate's recent action may eventually have, both tend to undercut
any assumption that the Comprehensive Crime Control Act signals a
decision by Congress to authorize the death penalty for some
15-year-old felons.
Thus, there is no indication that any legislative body in this
country has rendered a considered judgment approving the imposition
of capital punishment on juveniles who were below the age of 16 at
the time of the offense. It nonetheless is true, although I think
the dissent has overstated its significance, that the Federal
Government and 19 States have adopted statutes that appear to have
the legal effect of rendering some of these juveniles
death-eligible. That fact is a real obstacle in the way of
concluding that a national consensus forbids this practice. It is
appropriate, therefore, to examine other evidence that might
indicate whether or not these statutes are inconsistent with
settled notions of decency in our society.
In previous cases, we have examined execution statistics, as
well as data about jury determinations, in an effort to discern
whether the application of capital punishment to certain classes of
defendants has been so aberrational that it can be considered
unacceptable in our society.
See, e.g., Coker v. Georgia,
433 U. S. 584,
433 U. S. 592
(1977) (plurality opinion);
Enmund v. Florida,
458 U. S. 782,
458 U. S.
794-796 (1982);
id. at
458 U. S.
818-819 (O'CONNOR, J., dissenting). In this case, the
plurality emphasizes that four decades have gone by since the last
execution of a defendant who was younger than 16 at the time of the
offense, and that only 5 out of 1,393 death sentences during a
recent 5-year period involved such defendants.
Page 487 U. S. 853
Ante at
487 U. S.
832-833. Like the statistics about the behavior of
legislatures, these execution and sentencing statistics support the
inference of a national consensus opposing the death penalty for
15-year-olds, but they are not dispositive.
A variety of factors, having little or nothing to do with any
individual's blameworthiness, may cause some groups in our
population to commit capital crimes at a much lower rate than other
groups. The statistics relied on by the plurality, moreover, do not
indicate how many juries have been asked to impose the death
penalty for crimes committed below the age of 16, or how many times
prosecutors have exercised their discretion to refrain from seeking
the death penalty in cases where the statutory prerequisites might
have been proved. Without such data, raw execution and sentencing
statistics cannot allow us reliably to infer that juries are or
would be significantly more reluctant to impose the death penalty
on 15-year-olds than on similarly situated older defendants.
Nor, finally, do I believe that this case can be resolved
through the kind of disproportionality analysis employed in
487 U. S. I
agree that "proportionality requires a nexus between the punishment
imposed and the defendant's blameworthiness."
Enmund,
supra, at
458 U. S. 825
(O'CONNOR, J., dissenting);
see also Tison v. Arizona,
481 U. S. 137
(1987). Granting the plurality's other premise -- that adolescents
are generally less blameworthy than adults who commit similar
crimes -- it does not necessarily follow that all 15-year-olds are
incapable of the moral culpability that would justify the
imposition of capital punishment. Nor has the plurality educed
evidence demonstrating that 15-year-olds, as a class, are
inherently incapable of being deterred from major crimes by the
prospect of the death penalty.
Legislatures recognize the relative immaturity of adolescents,
and we have often permitted them to define age-based classes that
take account of this qualitative difference between juveniles and
adults.
See, e.g., 484 U. S. S. 854�
District v. Kuhlmeier, 484 U. S. 260
(1988);
Schall v. Martin, 467 U.
S. 253 (1984);
McKeiver v. Pennsylvania,
403 U. S. 528
(1971);
Ginsberg v. New York, 390 U.
S. 629 (1968).
But compare Planned Parenthood of
Central Missouri v. Danforth, 428 U. S.
52,
428 U. S. 74-75
(1976) (unconstitutional for a legislature to presume that all
minors are incapable of providing informed consent to abortion),
and Bellotti v. Baird, 443 U. S. 622,
443 U. S. 654
(1979) (STEVENS, J., joined by BRENNAN, MARSHALL, and BLACKMUN,
JJ., concurring in judgment) (same),
with Akron v. Akron Center
for Reproductive Health, Inc., 462 U.
S. 416,
462 U. S. 469,
n. 12 (1983) (O'CONNOR, J., dissenting) (parental notification
requirements may be constitutional). The special qualitative
characteristics of juveniles that justify legislatures in treating
them differently from adults for many other purposes are also
relevant to Eighth Amendment proportionality analysis. These
characteristics, however, vary widely among different individuals
of the same age, and I would not substitute our inevitably
subjective judgment about the best age at which to draw a line in
the capital punishment context for the judgments of the Nation's
legislatures.
Cf. Enmund, supra, at
458 U. S. 826,
and n. 42 (O'CONNOR, J., dissenting).
The history of the death penalty instructs that there is danger
in inferring a settled societal consensus from statistics like
those relied on in this case. In 1846, Michigan became the first
State to abolish the death penalty for all crimes except treason,
and Rhode Island soon thereafter became the first jurisdiction to
abolish capital punishment completely. F. Zimring & G. Hawkins,
Capital Punishment and the American Agenda 28 (1986). In succeeding
decades, other American States continued the trend towards
abolition, especially during the years just before and during World
War I.
Id. at 28-29. Later, and particularly after World
War II, there ensued a steady and dramatic decline in executions --
both in absolute terms and in relation to the number of homicides
occurring in the country. W. Bowers, Legal Homicide
Page 487 U. S. 855
26-28 (1984). In the 1950's and 1960's, more States abolished or
radically restricted capital punishment, and executions ceased
completely for several years beginning in 1968. H. Bedau, The Death
Penalty in America 23, 25 (3d ed.1982).
In 1972, when this Court heard arguments on the
constitutionality of the death penalty, such statistics might have
suggested that the practice had become a relic, implicitly rejected
by a new societal consensus. Indeed, counsel urged the Court to
conclude
"that the number of cases in which the death penalty is imposed,
as compared with the number of cases in which it is statutorily
available, reflects a general revulsion toward the penalty that
would lead to its repeal if only it were more generally and widely
enforced."
Furman v. Georgia, 408 U. S. 238,
408 U. S. 386
(1972) (Burger, C.J., dissenting). We now know that any inference
of a societal consensus rejecting the death penalty would have been
mistaken. But had this Court then declared the existence of such a
consensus, and outlawed capital punishment, legislatures would very
likely not have been able to revive it. The mistaken premise of the
decision would have been frozen into constitutional law, making it
difficult to refute, and even more difficult to reject.
The step that the plurality would take today is much narrower in
scope, but it could conceivably reflect an error similar to the one
we were urged to make in
Furman. The day may come when we
must decide whether a legislature may deliberately and
unequivocally resolve upon a policy authorizing capital punishment
for crimes committed at the age of 15. In that event, we shall have
to decide the Eighth Amendment issue that divides the plurality and
the dissent in this case, and we shall have to evaluate the
evidence of societal standards of decency that is available to us
at that time. In my view, however, we need not and should not
decide the question today.
Page 487 U. S. 856
II
Under the Eighth Amendment, the death penalty has been treated
differently from all other punishments.
See, e.g., California
v. Ramos, 463 U. S. 992,
463 U. S.
998-999, and n. 9 (1983). Among the most important and
consistent themes in this Court's death penalty jurisprudence is
the need for special care and deliberation in decisions that may
lead to the imposition of that sanction. The Court has accordingly
imposed a series of unique substantive and procedural restrictions
designed to ensure that capital punishment is not imposed without
the serious and calm reflection that ought to precede any decision
of such gravity and finality.
The restrictions that we have required under the Eighth
Amendment affect both legislatures and the sentencing authorities
responsible for decisions in individual cases. Neither automatic
death sentences for certain crimes, for example, nor statutes
committing the sentencing decision to the unguided discretion of
judges or juries, have been upheld.
See, e.g., Woodson v. North
Carolina, 428 U. S. 280
(1976);
Roberts v. Louisiana, 428 U.
S. 325 (1976);
Gregg v. Georgia, 428 U.
S. 153,
428 U. S.
188-189 (1976) (opinion of Stewart, Powell, and STEVENS,
JJ.) (discussing
Furman v. Georgia, supra). We have
rejected both legislative restrictions on the mitigating evidence
that a sentencing authority may consider,
e.g., Lockett v.
Ohio, 438 U. S. 586
(1978);
Eddings v. Oklahoma, 455 U.
S. 104 (1982), and the lack of sufficiently precise
restrictions on the aggravating circumstances that may be
considered,
e.g., Godfrey v. Georgia, 446 U.
S. 420 (1980). As a practical matter, we have virtually
required that the death penalty be imposed only when a guilty
verdict has been followed by separate trial-like sentencing
proceedings, and we have extended many of the procedural
restrictions applicable during criminal trials into these
proceedings.
See, e.g., Gardner v. Florida, 430 U.
S. 349 (1977);
Estelle v. Smith, 451 U.
S. 454 (1981);
Bullington v. Missouri,
451 U. S. 430
Page 487 U. S. 857
(1981). Legislatures have been forbidden to authorize capital
punishment for certain crimes.
Coker v. Georgia,
433 U. S. 584
(1977);
Enmund v. Florida, 458 U.
S. 782 (1982);
see also Ford v. Wainwright,
477 U. S. 399
(1986) (Eighth Amendment forbids the execution of insane
prisoners). Constitutional scrutiny in this area has been more
searching than in the review of noncapital sentences.
See
Enmund v. Florida supra, at
458 U. S. 815,
n. 27 (O'CONNOR, J., dissenting);
Rummel v. Estelle,
445 U. S. 263,
445 U. S. 272
(1980).
The case before us today raises some of the same concerns that
have led us to erect barriers to the imposition of capital
punishment in other contexts. Oklahoma has enacted a statute that
authorizes capital punishment for murder, without setting any
minimum age at which the commission of murder may lead to the
imposition of that penalty. The State has also, but quite
separately, provided that 15-year-old murder defendants may be
treated as adults in some circumstances. Because it proceeded in
this manner, there is a considerable risk that the Oklahoma
Legislature either did not realize that its actions would have the
effect of rendering 15-year-old defendants death-eligible or did
not give the question the serious consideration that would have
been reflected in the explicit choice of some minimum age for death
eligibility. Were it clear that no national consensus forbids the
imposition of capital punishment for crimes committed before the
age of 16, the implicit nature of the Oklahoma Legislature's
decision would not be constitutionally problematic. In the peculiar
circumstances we face today, however, the Oklahoma statutes have
presented this Court with a result that is of very dubious
constitutionality, and they have done so without the earmarks of
careful consideration that we have required for other kinds of
decisions leading to the death penalty. In this unique situation, I
am prepared to conclude that petitioner and others who were below
the age of 16 at the time of their offense may not be executed
under the authority of a capital punishment statute that specifies
no minimum
Page 487 U. S. 858
age at which the commission of a capital crime can lead to the
offender's execution.*
The conclusion I have reached in this unusual case is itself
unusual. I believe, however, that it is in keeping with the
principles that have guided us in other Eighth Amendment cases. It
is also supported by the familiar principle -- applied in different
ways in different contexts -- according to which we should avoid
unnecessary, or unnecessarily broad, constitutional adjudication.
See generally, e.g., Ashwander v. TVA, 297 U.
S. 288,
297 U. S.
341-356 (1936) (Brandeis, J., concurring). The narrow
conclusion I have reached in this case is consistent with the
underlying rationale for that principle, which was articulated many
years ago by Justice Jackson: "We are not final because we are
infallible, but we are infallible only because we are final."
Brown v. Allen, 344 U. S. 443,
344 U. S. 540
(1953) (opinion concurring in result);
see also Califano v.
Yamasaki, 442 U. S. 682,
442 U. S.
692-693 (1979). By leaving open for now the broader
Eighth Amendment question that both the plurality and the dissent
would resolve, the approach I take allows the ultimate moral issue
at stake in the constitutional question to be addressed in the
first instance
Page 487 U. S. 859
by those best suited to do so, the people's elected
representatives.
For the reasons stated in this opinion, I agree that
petitioner's death sentence should be vacated, and I therefore
concur in the judgment of the Court.
* Contrary to the dissent's suggestion, the conclusion I have
reached in this case does not imply that I would reach a similar
conclusion in cases involving
"those of extremely low intelligence, or those over 75, or any
number of other appealing groups as to which the existence of a
national consensus regarding capital punishment may be in doubt . .
. because they are not specifically named in the capital
statutes."
See post at
487 U. S. 877.
In this case, there is significant affirmative evidence of a
national consensus forbidding the execution of defendants who were
below the age of 16 at the time of the offense. The evidence
includes 18 state statutes setting a minimum age of 16 or more, and
it is such evidence -- not the mere failure of Oklahoma to specify
a minimum age or the "appealing" nature of the group to which
petitioner belongs -- that leaves me unwilling to conclude that
petitioner may constitutionally be executed. Cases in which
similarly persuasive evidence was lacking would in my view not be
analogous to the case before us today. The dissent is mistaken both
when it reads into my discussion a contrary implication and when it
suggests that there are ulterior reasons behind the implication it
has incorrectly drawn.
JUSTICE SCALIA, with whom CHIEF JUSTICE REHNQUIST and JUSTICE
WHITE join, dissenting.
If the issue before us today were whether an automatic death
penalty for conviction of certain crimes could be extended to
individuals younger than 16 when they commit the crimes, thereby
preventing individualized consideration of their maturity and moral
responsibility, I would accept the plurality's conclusion that such
a practice is opposed by a national consensus, sufficiently uniform
and of sufficiently long standing, to render it cruel and unusual
punishment within the meaning of the Eighth Amendment. We have
already decided as much, and more, in
Lockett v. Ohio,
438 U. S. 586
(1978). I might even agree with the plurality's conclusion if the
question were whether a person under 16 when he commits a crime can
be deprived of the benefit of a rebuttable presumption that he is
not mature and responsible enough to be punished as an adult. The
question posed here, however, is radically different from both of
these. It is whether there is a national consensus that no criminal
so much as one day under 16, after individuated consideration of
his circumstances, including the overcoming of a presumption that
he should not be tried as an adult, can possibly be deemed mature
and responsible enough to be punished with death for any crime.
Because there seems to me no plausible basis for answering this
last question in the affirmative, I respectfully dissent.
I
I begin by restating the facts, since I think that a fuller
account of William Wayne Thompson's participation in the murder,
and of his certification to stand trial as an adult,
Page 487 U. S. 860
is helpful in understanding the case. The evidence at trial left
no doubt that, on the night of January 22-23, 1983, Thompson
brutally and with premeditation murdered his former brother-in-law,
Charles Keene, the motive evidently being, at least in part,
Keene's physical abuse of Thompson's sister. As Thompson left his
mother's house that evening, in the company of three older friends,
he explained to his girlfriend that "we're going to kill Charles."
Several hours later, early in the morning of January 23, a
neighbor, Malcolm "Possum" Brown, was awakened by the sound of a
gunshot on his front porch. Someone pounded on his front door
shouting: "Possum, open the door, let me in. They're going to kill
me." Brown telephoned the police, and then opened the front door to
see a man on his knees attempting to repel blows with his arms and
hands. There were four other men on the porch. One was holding a
gun and stood apart, while the other three were hitting and kicking
the kneeling man, who never attempted to hit back. One of them was
beating the victim with an object 12 to 18 inches in length. The
police called back to see if the disturbance was still going on,
and, while Brown spoke with them on the telephone, the men took the
victim away in a car.
Several hours after they had left Thompson's mother's house,
Thompson and his three companions returned. Thompson's girlfriend
helped him take off his boots, and heard him say: "[W]e killed him.
I shot him in the head and cut his throat, and threw him in the
river." Subsequently, the former wife of one of Thompson's
accomplices heard Thompson tell his mother that "he killed him.
Charles was dead, and Vicki didn't have to worry about him
anymore." During the days following the murder Thompson made other
admissions. One witness testified that she asked Thompson the
source of some hair adhering to a pair of boots he was carrying. He
replied that was where he had kicked Charles Keene in the head.
Thompson also told her that he had cut Charles' throat and chest
and had shot him in the head. An
Page 487 U. S. 861
other witness testified that, when she told Thompson that a
friend had seen Keene dancing in a local bar, Thompson remarked
that that would be hard to do with a bullet in his head.
Ultimately, one of Thompson's codefendants admitted that, after
Keene had been shot twice in the head, Thompson had cut Keene "so
the fish could eat his body." Thompson and a codefendant had then
thrown the body into the Washita River, with a chain and blocks
attached so that it would not be found. On February 18, 1983, the
body was recovered. The Chief Medical Examiner of Oklahoma
concluded that the victim had been beaten, shot twice, and that his
throat, chest, and abdomen had been cut.
On February 18, 1983, the State of Oklahoma filed an information
and arrest warrant for Thompson, and on February 22, the State
began proceedings to allow Thompson to be tried as an adult. Under
Oklahoma law, anyone who commits a crime when he is under the age
of 18 is defined to be a child, unless he is 16 or 17 and has
committed murder or certain other specified crimes, in which case
he is automatically certified to stand trial as an adult.
Okla.Stat., Tit. 10, §§ 1101, 1104.2 (Supp.1987). In addition,
under the statute the State invoked in the present case, juveniles
may be certified to stand trial as adults if: (1) the State can
establish the "prosecutive merit" of the case and (2) the court
certifies, after considering six factors, that there are no
reasonable prospects for rehabilitation of the child within the
juvenile system. Okla.Stat., Tit. 10, § 1112(b) (1981).
At a hearing on March 29, 1983, the District Court found
probable cause to believe that the defendant had committed
first-degree murder, and thus concluded that the case had
prosecutive merit. A second hearing was therefore held on April 21,
1983, to determine whether Thompson was amenable to the juvenile
system, or whether he should be certified to stand trial as an
adult. A clinical psychologist who had examined Thompson testified
at the second hearing that, in her opinion, Thompson understood the
difference between
Page 487 U. S. 862
right and wrong, but had an antisocial personality that could
not be modified by the juvenile justice system. The psychologist
testified that Thompson believed that, because of his age, he was
beyond any severe penalty of the law, and accordingly did not
believe there would be any severe repercussions from his behavior.
Numerous other witnesses testified about Thompson's prior abusive
behavior. Mary Robinson, an employee of the Oklahoma juvenile
justice system, testified about her contacts with Thompson during
several of his previous arrests, which included arrests for assault
and battery in August, 1980; assault and battery in October, 1981;
attempted burglary in May, 1982; assault and battery with a knife
in July, 1982; and assault with a deadly weapon in February, 1983.
She testified that Thompson had been provided with all the
counseling the State's Department of Human Services had available,
and that none of the counseling or placements seemed to improve his
behavior. She recommended that he be certified to stand trial as an
adult. On the basis of the foregoing testimony, the District Court
filed a written order certifying Thompson to stand trial as an
adult. That was appealed and ultimately affirmed by the Oklahoma
Court of Criminal Appeals.
Thompson was tried in the District Court of Grady County between
December 4 and December 9, 1983. During the guilt phase of the
trial, the prosecutor introduced three color photographs showing
the condition of the victim's body when it was removed from the
river. The jury found Thompson guilty of first-degree murder. At
the sentencing phase of the trial, the jury agreed with the
prosecution on the existence of one aggravating circumstance, that
the murder was "especially heinous, atrocious, or cruel." As
required by our decision in
Eddings v. Oklahoma,
455 U. S. 104,
455 U. S.
115-117 (1982), the defense was permitted to argue to
the jury the youthfulness of the defendant as a mitigating factor.
The jury recommended that the death penalty be imposed, and the
trial judge, accordingly, sentenced Thompson to death.
Page 487 U. S. 863
Thompson appealed, and his conviction and capital sentence were
affirmed. Standing by its earlier decision in
Eddings v.
State, 616 P.2d
1159, 1166-1167 (1980),
rev'd on other grounds,
455 U. S. 104
(1982), the Oklahoma Court of Criminal Appeals held that, "once a
minor is certified to stand trial as an adult, he may also, without
violating the Constitution, be punished as an adult."
724
P.2d 780, 784 (1986). It also held that admission of two of the
three photographs was error in the guilt phase of the proceeding,
because their prejudicial effect outweighed their probative value,
but found that error harmless in light of the overwhelming evidence
of Thompson's guilt. It held that their prejudicial effect did not
outweigh their probative value in the sentencing phase, and that
they were therefore properly admitted, since they demonstrated the
brutality of the crime. Thompson petitioned for certiorari with
respect to both sentencing issues, and we granted review. 479 U.S.
1084 (1987).
II
A
As the foregoing history of this case demonstrates, William
Wayne Thompson is not a juvenile caught up in a legislative scheme
that unthinkingly lumped him together with adults for purposes of
determining that death was an appropriate penalty for him and for
his crime. To the contrary, Oklahoma first gave careful
consideration to whether, in light of his young age, he should be
subjected to the normal criminal system at all. That question
having been answered affirmatively, a jury then considered whether,
despite his young age, his maturity and moral responsibility were
sufficiently developed to justify the sentence of death. In
upsetting this particularized judgment on the basis of a
constitutional absolute, the plurality pronounces it to be a
fundamental principle of our society that no one who is as little
as one day short of his 16th birthday can have sufficient maturity
and moral responsibility to be subjected to capital punishment for
any
Page 487 U. S. 864
crime. As a sociological and moral conclusion, that is
implausible; and it is doubly implausible as an interpretation of
the United States Constitution.
The text of the Eighth Amendment, made applicable to the States
by the Fourteenth, prohibits the imposition of "cruel and unusual
punishments." The plurality does not attempt to maintain that this
was originally understood to prohibit capital punishment for crimes
committed by persons under the age of 16; the evidence is unusually
clear and unequivocal that it was not. The age at which juveniles
could be subjected to capital punishment was explicitly addressed
in Blackstone's Commentaries on the Laws of England, published in
1769 and widely accepted at the time the Eighth Amendment was
adopted as an accurate description of the common law. According to
Blackstone, not only was 15 above the age (
viz., 7) at
which capital punishment could theoretically be imposed; it was
even above the age (14) up to which there was a rebuttable
presumption of incapacity to commit a capital (or any other)
felony. 4 W. Blackstone, Commentaries *23-*24.
See also M.
Hale, Pleas of the Crown *22 (describing the age of absolute
incapacity as 12 and the age of presumptive incapacity as 14);
Kean, The History of the Criminal Liability of Children, 53
L.Q.Rev. 364, 369-370 (1937); Streib, Death Penalty for Children:
The American Experience with Capital Punishment for Crimes
Committed While under Age Eighteen, 36 Okla.L.Rev. 613, 614-615
(1983) (hereinafter Streib, Death Penalty for Children). The
historical practice in this country conformed with the common law
understanding that 15-year-olds were not categorically immune from
commission of capital crimes. One scholar has documented 22
executions, between 1642 and 1899, for crimes committed under the
age of 16.
See Streib, Death Penalty for Children 619.
Necessarily, therefore, the plurality seeks to rest its holding
on the conclusion that Thompson's punishment as an adult is
contrary to the "evolving standards of decency that
Page 487 U. S. 865
mark the progress of a maturing society."
Trop v.
Dulles, 356 U. S. 86,
356 U. S. 101
(1958) (plurality opinion) (Warren, C.J.).
Ante at
487 U. S. 821.
Of course, the risk of assessing evolving standards is that it is
all too easy to believe that evolution has culminated in one's own
views. To avoid this danger, we have, when making such an
assessment in prior cases, looked for objective signs of how
today's society views a particular punishment.
Furman v.
Georgia, 408 U. S. 238,
408 U. S.
277-279 (1972) (BRENNAN, J., concurring).
See also
Woodson v. North Carolina, 428 U. S. 280,
428 U. S. 293
(1976) (plurality opinion) (Stewart, Powell, and STEVENS, JJ.);
Coker v. Georgia, 433 U. S. 584,
433 U. S.
593-597 (1977);
Enmund v. Florida, 458 U.
S. 782,
458 U. S.
788-789 (1982). The most reliable objective signs
consist of the legislation that the society has enacted. It will
rarely, if ever, be the case that the Members of this Court will
have a better sense of the evolution in views of the American
people than do their elected representatives.
It is thus significant that, only four years ago, in the
Comprehensive Crime Control Act of 1984, Pub.L. 98-473, 98 Stat.
2149, Congress expressly addressed the effect of youth upon the
imposition of criminal punishment, and changed the law in precisely
the opposite direction from that which the plurality's perceived
evolution in social attitudes would suggest: it lowered from 16 to
15 the age at which a juvenile's case can, "in the interest of
justice," be transferred from juvenile court to Federal District
Court, enabling him to be tried and punished as an adult. 18 U.S.C.
§ 5032 (1982 ed., Supp. IV). This legislation was passed in light
of Justice Department testimony that many juvenile delinquents were
"cynical, street-wise, repeat offenders, indistinguishable, except
for their age, from their adult criminal counterparts," Hearings on
S. 829 before the Subcommittee on Criminal Law of the Senate
Committee on the Judiciary, 98th Cong., 1st Sess., 551 (1983), and
that, in 1979 alone, juveniles under the age of 15,
i.e.,
almost a year younger than Thompson, had committed a total of 206
homicides nationwide, more than
Page 487 U. S. 866
1,000 forcible rapes, 10,000 robberies, and 10,000 aggravated
assaults.
Id. at 554. Since there are federal death
penalty statutes [
Footnote 2/1]
which have not been determined to be unconstitutional, adoption of
this new legislation could at least theoretically result in the
imposition of the death penalty upon a 15-year-old. There is, to be
sure, no reason to believe that the Members of Congress had the
death penalty specifically in mind; but that does not alter the
reality of what federal law now, on its face, permits. Moreover, if
it is appropriate to go behind the face of the statutes to the
subjective intentions of those who enacted them, it would be
strange to find the consensus regarding criminal liability of
juveniles to be moving in the direction the plurality perceives for
capital punishment, while moving in precisely the opposite
direction for all other penalties. [
Footnote 2/2]
Page 487 U. S. 867
Turning to legislation at the state level, one observes the same
trend of
lowering, rather than raising, the age of
juvenile criminal liability. [
Footnote
2/3] As for the state
status quo with respect to the
death penalty in particular: the plurality chooses to "confine
[its] attention" to the fact that all 18 of the States that
establish a minimum age for capital punishment have chosen at least
16.
Ante at
487 U. S. 829.
But it is beyond me why an accurate analysis would not include
within the computation
Page 487 U. S. 868
the larger number of States (19) that have determined that no
minimum age for capital punishment is appropriate, leaving that to
be governed by their general rules for the age at which juveniles
can be criminally responsible. A survey of state laws shows, in
other words, that a majority of the States for which the issue
exists (the rest do not have capital punishment) are of the view
that death is not different insofar as the age of juvenile criminal
responsibility is concerned. And the latter age, while presumed to
be 16 in all the States,
see ante at
487 U. S. 824,
can, in virtually all the States, be less than 16 when individuated
consideration of the particular case warrants it. Thus, what
Oklahoma has done here is precisely what the majority of capital
punishment States would do.
When the Federal Government, and almost 40% of the States,
including a majority of the States that include capital punishment
as a permissible sanction, allow for the imposition of the death
penalty on any juvenile who has been tried as an adult, which
category can include juveniles under 16 at the time of the offense,
it is obviously impossible for the plurality to rely upon any
evolved societal consensus discernible in legislation -- or at
least discernible in the legislation of this society, which is
assuredly all that is relevant. [
Footnote 2/4] Thus, the
Page 487 U. S. 869
plurality falls back upon what it promises will be an
examination of "the behavior of juries."
Ante at
487 U. S. 831.
It turns out not to be that, perhaps because of the inconvenient
fact that no fewer than 5 murderers who committed their crimes
under the age of 16 were sentenced to death, in five different
States, between the years 1984 and 1986. V. Streib, Death Penalty
for Juveniles 168-169 (1987). Instead, the plurality examines the
statistics on capital executions, which are of course substantially
lower than those for capital sentences because of various factors,
most notably the exercise of executive clemency.
See
Streib, Death Penalty for Children 619. Those statistics show,
unsurprisingly, that capital punishment for persons who committed
crimes under the age of 16 is rare. We are not discussing whether
the Constitution requires such procedures as will continue to cause
it to be rare, but whether the Constitution prohibits it entirely.
The plurality takes it to be persuasive evidence that social
attitudes have changed to embrace such a prohibition -- changed so
clearly and permanently as to be irrevocably enshrined in the
Constitution -- that in this century all of the 18 to 20 executions
of persons below 16 when they committed crimes occurred before
1948.
Even assuming that the execution, rather than the sentencing,
statistics are the pertinent data, and further assuming that a
4-decade trend is adequate to justify calling a constitutional halt
to what may well be a pendulum swing in social attitudes, the
statistics are frail support for the existence of the
relevant trend. There are many reasons that adequately
account for the drop in executions other than the premise of
general agreement that no 15-year-old murderer should ever be
executed. Foremost among them, of course, was a reduction
Page 487 U. S. 870
in public support for capital punishment in general. Of the 14
States (including the District of Columbia) that currently have no
death penalty statute, 11 have acquired that status since 1950. V.
Streib, Death Penalty for Juveniles 42, Table 3-1. That reduction
in willingness to impose capital punishment (which may reasonably
be presumed to have been felt even in those States that did not
entirely abolish it), combined with the modern trend,
constitutionalized in
Lockett v. Ohio, 438 U.
S. 586 (1978), towards individualized sentencing
determinations, rather than automatic death sentences for certain
crimes, reduced the total number of executions nationwide from an
average of 1,272 per decade in the first half of the century to 254
per decade since then.
See V. Streib, Death Penalty for
Juveniles 56, Table 4-1. A society less ready to impose the death
penalty, and entirely unwilling to impose it without individualized
consideration, will of course pronounce death for a crime committed
by a person under 16 very rarely. There is absolutely no basis,
however, for attributing that phenomenon to a modern consensus that
such an execution should never occur -- any more than it would have
been accurate to discern such a consensus in 1927, when, despite a
level of total executions almost five times higher than that of the
post-1950 period, there had been no execution for crime committed
by juveniles under the age of 16 for almost 17 years. That that did
not reflect a new societal absolute was demonstrated by the fact
that, in approximately the next 17 years, there were 10 such
executions.
Id. at 191-208.
In sum, the statistics of executions demonstrate nothing except
the fact that our society has always agreed that executions of
15-year-old criminals should be rare, and, in more modern times,
has agreed that they (like all other executions) should be even
rarer still. There is no rational basis for discerning in that a
societal judgment that no one so much as a day under 16 can ever be
mature and morally responsible enough to deserve that penalty; and
there is no justification
Page 487 U. S. 871
except our own predeliction for converting a statistical rarity
of occurrence into an absolute constitutional ban. One must surely
fear that, now that the Court has taken the first step of requiring
individualized consideration in capital cases, today's decision
begins a second stage of converting into constitutional rules the
general results of that individuation. One could readily run the
same statistical argument with respect to other classes of
defendants. Between 1930 and 1955, for example, 30 women were
executed in the United States. Only 3 were executed between then
and 1986 -- and none in the 22-year period between 1962 and 1984.
Proportionately, the drop is as impressive as that which the
plurality points to in 15-year-old executions. (From 30 in 25 years
to 3 in the next 31 years, versus from 18 in 50 years to
potentially 1 -- the present defendant -- in the next 40 years.)
Surely the conclusion is not that it is unconstitutional to impose
capital punishment upon a woman. [
Footnote 2/5]
If one believes that the data the plurality relies upon are
effective to establish, with the requisite degree of certainty, a
constitutional consensus in this society that no person can
Page 487 U. S. 872
ever be executed for a crime committed under the age of 16, it
is difficult to see why the same judgment should not extend to
crimes committed under the age of 17, or of 18. The frequency of
such executions shows an almost equivalent drop in recent years.
Id. at 191-208; and, of the 18 States that have enacted
age limits upon capital punishment, only 3 have selected the age of
16, only 4 the age of 17, and all the rest the age of 18,
ante at
487 U. S. 829,
n. 29. It seems plain to me, in other words, that there is no clear
line here, which suggests that the plurality is inappropriately
acting in a legislative, rather than a judicial, capacity.
Doubtless, at some age, a line does exist -- as it has always
existed in the common law,
see supra at
487 U. S. 864
-- below which a juvenile can
never be considered fully
responsible for murder. The evidence that the views of our society,
so steadfast and so uniform that they have become part of the
agreed-upon laws that we live by, regard that absolute age to be 16
is nonexistent.
B
Having avoided any attempt to justify its holding on the basis
of the original understanding of what was "cruel and unusual
punishment," and having utterly failed in justifying its holding on
the basis of "evolving standards of decency" evidenced by "the work
product of state legislatures and sentencing juries,"
ante
at
487 U. S. 822,
the plurality proceeds, in Part
487 U. S. to
set forth its views regarding the desirability of ever imposing
capital punishment for a murder committed by a 15-year-old. That
discussion begins with the recitation of propositions upon which
there is "broad agreement" within our society, namely, that
"punishment should be directly related to the personal culpability
of the criminal defendant," and that "adolescents as a class are
less mature and responsible than adults."
Ante at
487 U. S. 834.
It soon proceeds, however, to the conclusion that,
"[g]iven the lesser culpability of the juvenile offender, the
teenager's capacity for growth, and society's fiduciary obligations
to its children,"
none of the
Page 487 U. S. 873
rationales for the death penalty can apply to the execution of a
15-year-old criminal, so that it is "
nothing more than the
purposeless and needless imposition of pain and suffering.'"
Ante at 487 U. S. 838,
quoting Coker v. Georgia, 433 U.S. at 433 U. S. 592.
On this, as we have seen, there is assuredly not general agreement.
Nonetheless, the plurality would make it one of the fundamental
laws governing our society solely, because it has an "`abiding
conviction'" that it is so, ante at 487 U. S. 833,
n. 40, quoting Coker v. Georgia, supra, at 433 U. S.
598.
This is in accord with the proposition set out at the beginning
of the plurality's discussion in Part
487 U.
S. that,
"'[a]lthough the judgments of legislatures, juries, and
prosecutors weigh heavily in the balance, it is for us ultimately
to judge whether the Eighth Amendment permits imposition of the
death penalty.'"
Ante at
487 U. S. 833,
quoting
Enmund v. Florida, 458 U.S. at
458 U. S. 797.
I reject that proposition in the sense intended here. It is
assuredly "for us ultimately to judge" what the Eighth Amendment
permits, but that means it is for us to judge whether certain
punishments are forbidden because, despite what the current society
thinks, they were forbidden under the original understanding of
"cruel and unusual,"
compare Brown v. Board of Education,
347 U. S. 483
(1954); or because they come within current understanding of what
is "cruel and unusual," because of the "evolving standards of
decency" of
our national society; but not because they are
out of accord with the perceptions of decency, or of penology, or
of mercy, entertained -- or strongly entertained, or even held as
an "abiding conviction" -- by a majority of the small and
unrepresentative segment of our society that sits on this Court. On
its face, the phrase "cruel
and unusual punishments"
limits the evolving standards appropriate for our consideration to
those entertained by the society, rather than those dictated by our
personal consciences.
Because I think the views of this Court on the policy questions
discussed in
487 U. S. I
make no attempt to refute them. It suffices to say
Page 487 U. S. 874
that there is another point of view, suggested in the following
passage written by our esteemed former colleague Justice Powell,
whose views the plurality several times invokes for support,
ante at
487 U. S.
823-825,
487 U. S.
834:
"Minors who become embroiled with the law range from the very
young up to those on the brink of majority. Some of the older
minors become fully 'street-wise,' hardened criminals, deserving no
greater consideration than that properly accorded all persons
suspected of crime."
Fare v. Michael C., 442 U. S. 707,
442 U. S. 734,
n. 4 (1979) (dissenting opinion). The view that it is possible for
a 15-year-old to come within this category uncontestably prevailed
when the Eighth and Fourteenth Amendments were adopted, and,
judging from the actions of the society's democratically elected
representatives, still persuades a substantial segment of the
people whose "evolving standards of decency" we have been appointed
to discern, rather than decree. It is not necessary, as the
plurality's opinion suggests, that "we [be] persuaded,"
ante at
487 U. S. 838,
of the correctness of the people's views.
III
If I understand JUSTICE O'CONNOR's separate concurrence
correctly, it agrees (1) that we have no constitutional authority
to set aside this death penalty unless we can find it contrary to a
firm national consensus that persons younger than 16 at the time of
their crime cannot be executed, and (2) that we cannot make such a
finding. It does not, however, reach the seemingly inevitable
conclusion that (3) we therefore have no constitutional authority
to set aside this death penalty. Rather, it proceeds (in
487 U. S.
since (a) we have treated the death penalty "differently from all
other punishments,"
ante at
487 U. S. 856,
imposing special procedural and substantive protections not
required in other contexts, and (b) although we cannot actually
find any national consensus forbidding execution for
crimes committed under 16, there
Page 487 U. S. 875
may
perhaps be such a consensus, therefore (c) the
Oklahoma statutes plainly authorizing the present execution by
treating 15-year-old felons (after individuated findings) as
adults, and authorizing execution of adults, are not adequate, and
what is needed is a statute explicitly stating that "15-year-olds
can be guilty of capital crimes."
First, of course, I do not agree with (b) -- that there is any
doubt about the nonexistence of a national consensus. The
concurrence produces the doubt only by arbitrarily refusing to
believe that what the laws of the Federal Government and 19 States
clearly provide for represents a "considered judgment."
Ante at
487 U. S. 852.
Second, I do not see how (c) follows from (b) -- how the problem of
doubt about whether what the Oklahoma laws permit is contrary to a
firm national consensus, and therefore unconstitutional, is solved
by making
absolutely sure that the citizens of Oklahoma
really want to take this unconstitutional action. And finally, I do
not see how the procedural and substantive protections referred to
in (a) provide any precedent for what is done in (c). Those special
protections for capital cases, such as the prohibition of unguided
discretion,
Gregg v. Georgia, 428 U.
S. 153,
428 U. S.
176-196 (1976) (plurality opinion) (Stewart, Powell, and
STEVENS, JJ.) and the prohibition of automatic death sentences for
certain crimes,
Woodson v. North Carolina, 428 U.S. at
428 U. S.
289-301 (plurality opinion) (Stewart, Powell, and
STEVENS, JJ.), were not drawn from a hat, but were thought to be
(once again) what a national consensus required. I am unaware of
any national consensus, and the concurrence does not suggest the
existence of any, that the death penalty for felons under 16 can
only be imposed by a single statute that explicitly addresses that
subject. Thus, part (c) of the concurrence's argument, its
conclusion, could be replaced with almost anything. There is no
more basis for imposing the particular procedural protection it
announces than there is for imposing a requirement that the death
penalty for felons under 16 be adopted by a two-thirds vote of each
house of the
Page 487 U. S. 876
state legislature, or by referendum, or by bills printed in
10-point type. I am also left in some doubt whether this new
requirement will be lifted (since its supposed rationale would
disappear) when enough States have complied with it to render the
nonexistence of a national consensus against such executions no
longer doubtful; or only when enough States have done so to
demonstrate that there is a national consensus in favor of such
executions; or never.
It could not possibly be the concurrence's concern that this
death sentence is a fluke -- a punishment not really contemplated
by Oklahoma law, but produced as an accidental result of its
interlocking statutes governing capital punishment and the age for
treating juveniles as adults. The statutes, and their consequences,
are quite clear. The present case, moreover, is of such prominence
that it has received extensive coverage not only in the Oklahoma
press, but nationally. It would not even have been necessary for
the Oklahoma Legislature to act in order to remedy the miscarriage
of its intent, if that is what this sentence was. The Governor of
Oklahoma, who can certainly recognize a frustration of the will of
the citizens of Oklahoma more readily than we, would certainly have
used his pardon power if there was some mistake here. What the
concurrence proposes is obviously designed to nullify, rather than
effectuate, the will of the people of Oklahoma, even though the
concurrence cannot find that will to be unconstitutional.
What the concurrence proposes is also designed, of course, to
make it more difficult for all States to enact legislation
resulting in capital punishment for murderers under 16 when they
committed their crimes. It is difficult to pass a law saying
explicitly "15-year-olds can be executed," just as it would be
difficult to pass a law saying explicitly "blind people can be
executed," or "white-haired grandmothers can be executed," or
"mothers of two-year-olds can be executed." But I know of no
authority whatever for our specifying the precise form that state
legislation must take, as opposed to its constitutionally
Page 487 U. S. 877
required content. We have in the past studiously avoided that
sort of interference in the States' legislative processes, the
heart of their sovereignty. Placing restraints upon the manner in
which the States make their laws, in order to give 15-year-old
criminals special protection against capital punishment, may well
be a good idea, as perhaps is the abolition of capital punishment
entirely. It is not, however, an idea it is ours to impose. Thus,
while the concurrence purports to be adopting an approach more
respectful of States' rights than the plurality, in principle it
seems to me much more disdainful. It says to those jurisdictions
that have laws like Oklahoma's: we cannot really say that what you
are doing is contrary to national consensus, and therefore
unconstitutional, but, since we are not entirely sure, you must in
the future legislate in the manner that we say.
In my view, the concurrence also does not fulfill its promise of
arriving at a more "narrow conclusion" than the plurality, and
avoiding an "unnecessarily broad" constitutional holding.
Ante at
487 U. S. 858.
To the contrary, I think it hoists on to the deck of our Eighth
Amendment jurisprudence the loose cannon of a brand new principle.
If the concurrence's view were adopted, henceforth a finding of
national consensus would no longer be required to invalidate state
action in the area of capital punishment. All that would be needed
is uncertainty regarding the existence of a national consensus,
whereupon various protective requirements could be imposed, even to
the point of specifying the process of legislation. If 15-year-olds
must be explicitly named in capital statutes, why not those of
extremely low intelligence, or those over 75, or any number of
other appealing groups as to which the existence of a national
consensus regarding capital punishment may be in doubt for the same
reason the concurrence finds it in doubt here,
viz.,
because they are not specifically named in the capital statutes?
Moreover, the motto that "death is different" would no longer mean
that the firm view of our society demands that it be treated
differently in certain identifiable respects,
Page 487 U. S. 878
but rather that this Court can attach to it whatever limitations
seem appropriate. I reject that approach, and would prefer to it
even the misdescription of what constitutes a national consensus
favored by the plurality. The concurrence's approach is a solomonic
solution to the problem of how to prevent execution in the present
case, while at the same time not holding that the execution of
those under 16 when they commit murder is categorically
unconstitutional. Solomon, however, was not subject to the
constitutional constraints of the judicial department of a national
government in a federal, democratic system.
IV
Since I find Thompson's age inadequate grounds for reversal of
his sentence, I must reach the question whether the Constitution
was violated by permitting the jury to consider in the sentencing
stage the color photographs of Charles Keene's body. Thompson
contends that this rendered his sentencing proceeding so unfair as
to deny him due process of law.
The photographs in question, showing gunshot wounds in the head
and chest, and knife slashes in the throat, chest and abdomen, were
certainly probative of the aggravating circumstance that the crime
was "especially heinous, atrocious, or cruel." The only issue,
therefore, is whether they were unduly inflammatory. We have never
before held that the excessively inflammatory character of
concededly relevant evidence can form the basis for a
constitutional attack, and I would decline to do so in this case.
If there is a point at which inflammatoriness so plainly exceeds
evidentiary worth as to violate the federal Constitution, it has
not been reached here. The balancing of relevance and prejudice is
generally a state evidentiary issue, which we do not sit to review.
Lisenba v. California, 314 U. S. 219,
314 U. S.
227-228 (1941).
For the foregoing reasons, I respectfully dissent from the
judgment of the Court.
[
Footnote 2/1]
See 10 U.S.C. § 906a (peacetime espionage); 10 U.S.C. §
918 (murder while member of Armed Forces); 18 U.S.C. §§ 32, 33, and
34 (1982 ed. and Supp. IV) (destruction of aircraft, motor
vehicles, or related facilities resulting in death); 18 U.S.C. §
115(b)(3) (1982 ed., Supp. IV) (retaliatory murder of member of
immediate family of law enforcement officials) (by cross-reference
to 18 U.S.C. § 1111); 18 U.S.C. § 351 (1982 ed. and Supp. IV)
(murder of Member of Congress, important Executive official, or
Supreme Court Justice) (by cross-reference to 18 U.S.C. § 1111); 18
U.S.C. § 794 (espionage); 18 U.S.C. § 844(f) (1982 ed., Supp. IV)
(destruction of government property resulting in death); 18 U.S.C.
§ 1111 (1982 ed. and Supp. IV) (first-degree murder within federal
jurisdiction); 18 U.S.C. § 1716 (mailing of injurious articles with
intent to kill resulting in death); 18 U.S.C. § 1751 (assassination
or kidnaping resulting in death of President or Vice President) (by
cross-reference to 18 U.S.C. § 1111); 18 U.S.C. § 1992 (willful
wrecking of train resulting in death); 18 U.S.C. § 2113 (bank
robbery-related murder or kidnaping); 18 U.S.C. § 2381 (treason);
49 U.S.C.App. §§ 1472 and 1473 (death resulting from aircraft
hijacking).
[
Footnote 2/2]
The concurrence disputes the significance of Congress' lowering
of the federal waiver age by pointing to a recently approved Senate
bill that would set a minimum age of 18 before capital punishment
could be imposed for certain narcotics-related offenses. This bill
has not, however, been passed by the House of Representatives and
signed into law by the President. Even if it eventually were, it
would not result in the setting of a minimum age of 18 for any of
the other federal death penalty statutes set forth in
487
U.S. 815fn2/1|>n. 1,
supra. It would simply reflect
a judgment by Congress that the death penalty is inappropriate for
juvenile narcotics offenders. That would have minimal relevance to
the question of consensus at issue here, which is not whether
criminal offenders under 16 can be executed for
all
crimes, but whether they can be executed for
any crimes.
For the same reason, there is no significance to the concurrence's
observation that the Federal Government has, by Treaty, agreed to a
minimum death penalty age in certain very limited
circumstances.
[
Footnote 2/3]
Compare S. Davis, Rights of Juveniles, App. B-l to B-26
(1987)
with S. Davis, Rights of Juveniles 233-249 (1974).
Idaho has twice lowered its waiver age, most recently from 15 to
14; Idaho Code § 16-1806 (Supp.1988); Illinois has added as
excluded offenses: murder, criminal sexual assault, armed robbery
with a firearm, and possession of a deadly weapon in a school
committed by a child 15 or older; Ill.Ann.Stat., ch. 37, § 805-4(6)
(Supp.1988); Indiana has lowered its waiver age to 14 where
aggravating circumstances are present, and it has made waiver
mandatory where child is 10 or older and has been charged with
murder; Ind.Code §§ 31-6-24(b) -- (e) (Supp.1987); Kentucky has
established a waiver age of 14 for juveniles charged with capital
offenses or Class A or B felonies; Ky.Rev.Stat. §§ 635.020(2)-(4),
640.010 (Supp.1986); Minnesota has made waiver mandatory for
offenses committed by children 14 years or older who were
previously certified for criminal prosecution and convicted of the
offense or a lesser included offense; Minn.Stat. §§ 260.125, subd.
1, 3, and 3a (1986); and Montana has lowered its waiver age from 16
to 12 for children charged with sexual intercourse without consent,
deliberate homicide, mitigated deliberate homicide, or attempted
deliberate homicide or attempted mitigated deliberate homicide;
Mont.Code Ann. § 41-5-206(1)(a) (1987); New Jersey lowered its
waiver age from 16 to 14 for certain aggravated offenses;
N.J.Stat.Ann. § 2A:4A-26 (West 1987); and New York recently amended
its law to allow certain 13-, 14- and 15-year-olds to be tried and
punished as adults; N.Y.Crim.Proc.Law § 190.71 (McKinney 1982).
[
Footnote 2/4]
The plurality's reliance upon Amnesty International's account of
what it pronounces to be civilized standards of decency in other
countries,
ante at
487 U. S.
830-831, and n. 34, is totally inappropriate as a means
of establishing the fundamental beliefs of this Nation. That 40% of
our States do not rule out capital punishment for 15-year-old
felons is determinative of the question before us here, even if
that position contradicts the uniform view of the rest of the
world. We must never forget that it is a Constitution for the
United States of America that we are expounding. The practices of
other nations, particularly other democracies, can be relevant to
determining whether a practice uniform among our people is not
merely an historical accident, but rather so "implicit in the
concept of ordered liberty" that it occupies a place not merely in
our mores but, text permitting, in our Constitution as well.
See Palko v. Connecticut, 302 U.
S. 319,
302 U. S. 325
(1937) (Cardozo, J.). But where there is not first a settled
consensus among our own people, the views of other nations, however
enlightened the Justices of this Court may think them to be, cannot
be imposed upon Americans through the Constitution. In the present
case, therefore, the fact that a majority of foreign nations would
not impose capital punishment upon persons under 16 at the time of
the crime is of no more relevance than the fact that a majority of
them would not impose capital punishment at all, or have standards
of due process quite different from our own.
[
Footnote 2/5]
I leave to a footnote my discussion of the plurality's reliance
upon the fact that, in most or all States, juveniles under 16
cannot vote, sit on a jury, marry without parental consent,
participate in organized gambling, patronize pool halls, pawn
property, or purchase alcohol, pornographic materials, or
cigarettes.
Ante at
487 U. S. 823,
487 U. S. 824,
and nn. 10-14. Our cases sensibly suggest that constitutional rules
relating to the maturity of minors must be drawn with an eye to the
decision for which the maturity is relevant.
See Fare v.
Michael C., 442 U. S. 707,
442 U. S.
725-727 (1979) (totality of the circumstances test for
juvenile waiver of Fifth Amendment rights permits evaluation of the
juvenile's age, experience, education, background, and
intelligence, and into whether he has the capacity to understand
the warnings given him);
Bellotti v. Baird, 443 U.
S. 622,
443 U. S.
634-637, 642 (1979) (abortion decision differs in
important ways from other decisions that may be made during
minority). It is surely constitutional for a State to believe that
the degree of maturity that is necessary fully to appreciate the
pros and cons of smoking cigarettes, or even of marrying, may be
somewhat greater than the degree necessary fully to appreciate the
pros and cons of brutally killing a human being.