Under
Feres v. United States, 340 U.
S. 135, the Government has no Federal Tort Claims Act
(FTCA) liability for injuries to members of the military service
arising out of or in the course of activity incident to service.
Respondent's husband, a helicopter pilot for the Coast Guard, was
killed when his helicopter crashed during a rescue mission. Shortly
before the crash, air traffic controllers from the Federal Aviation
Administration, a civilian agency of the Federal Government, had
assumed positive radar control over the helicopter. After receiving
veterans' benefits for her husband's death, respondent filed an
FTCA action seeking damages from the Government on the ground that
the controllers' negligence had caused the crash. The Federal
District Court dismissed the complaint relying exclusively on
Feres. However, the Court of Appeals reversed,
distinguishing
Feres from cases such as the present in
which negligence is alleged on the part of a Government employee
who is not a member of the military. Finding the effect of a suit
on military discipline to be the
Feres doctrine's primary
justification, the court ruled that
Feres did not bar
respondent's suit, since there was no indication that the conduct
or decisions of military personnel would be subjected to scrutiny
if the case proceeded to trial.
Held: The
Feres doctrine bars an FTCA action
on behalf of a service member killed during an activity incident to
service, even if the alleged negligence is by civilian employees of
the Federal Government. Pp.
481 U. S.
686-692.
(a) This Court and the lower federal courts have consistently
applied the
Feres doctrine since its inception, and have
never suggested that the military status of the alleged tortfeasor
is crucial. Nor has Congress seen fit to change the
Feres
standard in the more than 35 years since it was articulated. Pp.
481 U. S.
686-688.
(b) The three broad rationales underlying
Feres refute
the critical significance ascribed to the status of the alleged
tortfeasor by the Court of Appeals. First, the distinctively
federal character of the relationship between the Government and
Armed Forces personnel necessitates a federal remedy that provides
simple, certain, and uniform compensation, unaffected by the
fortuity of the situs of the alleged negligence. Second, the
statutory veterans' disability and death benefits system
Page 481 U. S. 682
provides the sole remedy for service-connected injuries. Third,
even if military negligence is not specifically alleged in a
service member's FTCA suit, military discipline may be
impermissibly affected by the suit, since the judgments and
decisions underlying the military mission are necessarily
implicated, and the duty and loyalty that service members owe to
their services and the country may be undermined. Pp.
481 U. S.
688-691.
(c) Respondent's husband's death resulted from the rescue
mission, a primary duty of the Coast Guard, and the mission was an
activity incident to his service. Respondent received statutory
veterans' benefits on behalf of her husband's death. Because
respondent's husband was acting pursuant to standard Coast Guard
Operating Procedures, the potential that this suit could implicate
military discipline is substantial. Thus, this case falls within
the heart of the
Feres doctrine. Pp.
481 U. S.
691-692.
779 F.2d 1492, reversed and remanded.
POWELL, J., delivered the opinion of the Court, in which
REHNQUIST, C.J., and WHITE, BLACKMUN, and O'CONNOR, JJ., joined.
SCALIA, J., filed a dissenting opinion, in which BRENNAN, MARSHALL,
and STEVENS, JJ., joined,
post, p.
481 U. S.
692.
JUSTICE POWELL delivered the opinion of the Court
This case presents the question whether the doctrine established
in
Feres v. United States, 340 U.
S. 135 (1950), bars an action under the Federal Tort
Claims Act on behalf of a service member killed during the course
of an activity incident to service, where the complaint alleges
negligence on the part of civilian employees of the Federal
Government.
I
Lieutenant Commander Horton Winfield Johnson was a helicopter
pilot for the United States Coast Guard, stationed
Page 481 U. S. 683
in Hawaii. In the early morning of January 7, 1982, Johnson's
Coast Guard station received a distress call from a boat lost in
the area. Johnson and a crew of several other Coast Guard members
were dispatched to search for the vessel. Inclement weather
decreased the visibility, and so Johnson requested radar assistance
from the Federal Aviation Administration (FAA), a civilian agency
of the Federal Government. The FAA controllers assumed positive
radar control over the helicopter. Shortly thereafter, the
helicopter crashed into the side of a mountain on the island of
Molokai. All the crew members, including Johnson, were killed in
the crash.
Respondent, Johnson's wife, applied for and received
compensation for her husband's death pursuant to the Veterans'
Benefits Act, 72 Stat. 1118, as amended, 38 U.S.C. § 301
et
seq. (1982 ed. and Supp. III). [
Footnote 1] In addition, she filed suit in the United
States District Court for the Southern District of Florida under
the Federal Tort Claims Act (FTCA), 28 U.S.C. §§ 1346, 2671-2680.
Her complaint sought damages from the United States on the ground
that the FAA flight controllers negligently caused her husband's
death. The Government filed a motion to dismiss, asserting that,
because Johnson was killed during the course of his military
duties, respondent could not recover damages from the United
States. The District Court agreed and dismissed the complaint,
relying exclusively on this Court's decision in
Feres.
The Court of Appeals for the Eleventh Circuit reversed. 749 F.2d
1530 (1986). It noted the language of
Feres that precludes
suits by service members against the Government
Page 481 U. S. 684
for injuries that "arise out of or are in the course of activity
incident to service." 340 U.S. at
340 U. S. 146.
The court found, however, that the evolution of the doctrine since
the
Feres decision warranted a qualification of the
original holding according to the status of the alleged tortfeasor.
The court identified what it termed "the typical
Feres
factual paradigm" that exists when a service member alleges
negligence on the part of another member of the military. 749 F.2d
at 1537.
"[W]hen the
Feres factual paradigm is present, the
issue is whether the injury arose out of or during the course of an
activity incident to service."
Ibid. But when negligence is alleged on the part of a
Federal Government employee who is not a member of the military,
the court found that the propriety of a suit should be determined
by examining the rationales that underlie the
Feres
doctrine. Although it noted that this Court has articulated
numerous rationales for the doctrine, [
Footnote 2] it found the effect of a suit on military
discipline to be the doctrine's primary justification.
Applying its new analysis to the facts of this case, the court
found
"absolutely no hint . . . that the conduct of any alleged
tortfeasor even remotely connected to the military will be
scrutinized if this case proceeds to trial."
749 F.2d at 1539.
Page 481 U. S. 685
Accordingly, it found that
Feres did not bar
respondent's suit. The court acknowledged that the Court of Appeals
for the Ninth Circuit, "in a case strikingly similar to this one,
has reached the opposite conclusion." 749 F.2d at 1539 (citing
Uptegrove v. United States, 600 F.2d 1248 (1979),
cert. denied, 444 U.S. 1044 (1980)). [
Footnote 3] It concluded, however, that
"
Uptegrove was wrongly decided," 749 F.2d at 1539, and
declined to reach the same result.
The Court of Appeals granted the Government's suggestion for
rehearing en banc. The en banc court found that this Court's recent
decision in
United States v. Shearer, 473 U. S.
52 (1985), "reinforc[ed] the analysis set forth in the
panel opinion," 779 F.2d 1492, 1493 (1986) (per curiam),
particularly the
"[s]pecial emphasis . . . upon military discipline and whether
or not the claim being considered would require civilian courts to
second-guess military decisions,"
id. at 1493-1494. It concluded that the panel properly
had evaluated the claim under
Feres, and therefore
reinstated the panel opinion. Judge Johnson, joined by three other
judges, strongly dissented. The dissent rejected the
"
Feres factual paradigm" as identified by the court,
finding that, because
"Johnson's injury was undoubtedly sustained incident to service,
. . . under current law, our decision ought to be a relatively
straightforward affirmance."
Id. at 1494.
We granted certiorari, 479 U.S. 811 (1986), to review the Court
of Appeals' reformulation of the
Feres doctrine and to
resolve the conflict among the Circuits on the issue. [
Footnote 4] We now reverse.
Page 481 U. S. 686
II
In
Feres, this Court held that service members cannot
bring tort suits against the Government for injuries that "arise
out of or are in the course of activity incident to service." 340
U.S. at
340 U. S. 146.
This Court has never deviated from this characterization of the
Feres bar. [
Footnote
5] Nor has Congress changed this standard in the close to 40
years since it was articulated, even though, as the Court noted in
Feres, Congress "possesses a ready remedy" to alter a
misinterpretation of its intent.
Id. at
340 U. S. 138.
[
Footnote 6] Although all of
the cases decided by this Court under
Feres have involved
allegations of negligence on the part of members of the military,
this Court has never suggested that the military status of the
alleged tortfeasor is crucial to the application of the doctrine.
[
Footnote 7]
Page 481 U. S. 687
Nor have the lower courts understood this fact to be relevant
under
Feres. [
Footnote
8] Instead, the
Feres doctrine has been applied
consistently to bar all suits on behalf of service members
Page 481 U. S. 688
against the Government based upon service-related injuries. We
decline to modify the doctrine at this late date. [
Footnote 9]
A
This Court has emphasized three broad rationales underlying the
Feres decision.
See Stencel Aero Engineering
Corp.
Page 481 U. S. 689
v. United States, 431 U. S. 666,
431 U. S.
671-673 (1977), and
n 2,
supra. An examination of these reasons for
the doctrine demonstrates that the status of the alleged tortfeasor
does not have the critical significance ascribed to it by the Court
of Appeals in this case. First, "[t]he relationship between the
Government and members of its armed forces is
distinctively
federal in character.'" Feres, 340 U.S. at 340 U. S. 143
(quoting United States v. Standard Oil Co., 332 U.
S. 301, 332 U. S. 305
(1947)). This federal relationship is implicated to the greatest
degree when a service member is performing activities incident to
his federal service. Performance of the military function in
diverse parts of the country and the world entails a "[s]ignificant
risk of accidents and injuries." Stencel Aero Engineering Corp.
v. United States, supra, at 431 U. S. 672.
Where a service member is injured incident to service -- that is,
because of his military relationship with the Government -- it
"makes no sense to permit the fortuity of the situs of the alleged
negligence to affect the liability of the Government to [the]
serviceman." 431 U.S. at 431 U. S. 672.
Instead, application of the underlying federal remedy that provides
"simple, certain, and uniform compensation for injuries or death of
those in armed services," Feres, supra, at 340 U. S. 144
(footnote omitted), is appropriate.
Second, the existence of these generous statutory disability and
death benefits is an independent reason why the
Feres
doctrine bars suit for service-related injuries. [
Footnote 10] In
Feres, the Court
observed that the primary purpose of the
Page 481 U. S. 690
FTCA
"was to extend a remedy to those who had been without; if it
incidentally benefited those already well provided for, it appears
to have been unintentional."
340 U.S. at
340 U. S. 140.
Those injured during the course of activity incident to service not
only receive benefits that "compare extremely favorably with those
provided by most workmen's compensation statutes,"
id. at
340 U. S. 145,
but the recovery of benefits is "swift [and] efficient,"
Stencel Aero Engineering Corp. v. United States, supra, at
431 U. S. 673,
"normally requir[ing] no litigation,"
Feres, supra, at
340 U. S. 145.
The Court in
Feres found it difficult to believe that
Congress would have provided such a comprehensive system of
benefits while at the same time contemplating recovery for
service-related injuries under the FTCA. Particularly persuasive
was the fact that Congress "omitted any provision to adjust these
two types of remedy to each other." 340 U.S. at
340 U. S. 144.
Congress still has not amended the Veterans' Benefits Act or the
FTCA to make any such provision for injuries incurred during the
course of activity incident to service. We thus find no reason to
modify what the Court has previously found to be the law: the
statutory veterans' benefits "provid[e] an upper limit of liability
for the Government as to service-connected injuries."
Stencel
Aero Engineering Corp. v. United States, supra, at
431 U. S. 673.
See Hatzlachh Supply Co. v. United States, 444 U.
S. 460,
444 U. S. 464
(1980) (per curiam) ("[T]he Veterans' Benefits Act provided
compensation to injured servicemen, which we understood Congress
intended to be the sole remedy for service-connected
injuries").
Third,
Feres and its progeny indicate that suits
brought by service members against the Government for injuries
incurred incident to service are barred by the
Feres
doctrine because they are the "
type[s] of claims that, if
generally permitted, would involve the judiciary in sensitive
military affairs at the expense of military discipline and
effectiveness."
United States v. Shearer, 473 U.S. at
473 U. S. 59
(emphasis in original). In every respect, the military is, as this
Court has recognized,
Page 481 U. S. 691
"a specialized society."
Parker v. Levy, 417 U.
S. 733,
417 U. S. 743
(1974). "[T]o accomplish its mission, the military must foster
instinctive obedience, unity, commitment, and
esprit de
corps."
Goldman v. Weinberger, 475 U.
S. 503,
475 U. S. 507
(1986). Even if military negligence is not specifically alleged in
a tort action, a suit based upon service-related activity
necessarily implicates the military judgments and decisions that
are inextricably intertwined with the conduct of the military
mission. [
Footnote 11]
Moreover, military discipline involves not only obedience to
orders, but more generally duty and loyalty to one's service and to
one's country. Suits brought by service members against the
Government for service-related injuries could undermine the
commitment essential to effective service, and thus have the
potential to disrupt military discipline in the broadest sense of
the word.
B
In this case, Lieutenant Commander Johnson was killed while
performing a rescue mission on the high seas, a primary duty of the
Coast Guard.
See 14 U.S.C. §§ 2, 88(a)(1). [
Footnote 12] There is no dispute that
Johnson's injury arose directly out of the rescue mission, or that
the mission was an activity incident to his military service.
Johnson went on the rescue mission specifically because of his
military status. His wife received and is continuing to receive
statutory benefits on account of his death. Because Johnson was
acting pursuant to standard operating procedures of the Coast
Page 481 U. S. 692
Guard, the potential that this suit could implicate military
discipline is substantial. The circumstances of this case thus fall
within the heart of the
Feres doctrine as it consistently
has been articulated.
III
We reaffirm the holding of
Feres that
"the Government is not liable under the Federal Tort Claims Act
for injuries to servicemen where the injuries arise out of or are
in the course of activity incident to service."
340 U.S. at
340 U. S. 146.
Accordingly, we reverse the judgment of the Court of Appeals for
the Eleventh Circuit and remand for proceedings consistent with
this opinion.
It is so ordered.
[
Footnote 1]
Respondent has received $35,690.66 in life insurance and a
$3,000 death gratuity, and receives approximately $868 per month in
dependency and compensatory benefits. Brief for United States 3, n.
1. The dependency and compensatory benefits normally are payable
for the life of the surviving spouse, and include an extra monthly
sum for any surviving child of the veteran below age 18.
See 38 U.S.C. §§ 410, 411 (1982 ed. and Supp. III); 38 CFR
§ 3.461 (1986).
[
Footnote 2]
We have identified three factors that underlie the
Feres doctrine:
"First, the relationship between the Government and members of
its Armed Forces is "
distinctively federal in character'"; it
would make little sense to have the Government's liability to
members of the Armed Services dependent on the fortuity of where
the soldier happened to be stationed at the time of the injury.
Second, the Veterans' Benefits Act establishes, as a substitute for
tort liability, a statutory "no fault" compensation scheme which
provides generous pensions to injured servicemen, without regard to
any negligence attributable to the Government. A third factor . . .
[is]"
"[t]he peculiar and special relationship of the soldier to his
superiors, the effects of the maintenance of such suits on
discipline, and the extreme results that might obtain if suits
under the Tort Claims Act were allowed for negligent orders given
or negligent acts committed in the course of military duty. . .
."
Stencel Aero Engineering Corp. v. United States,
431 U. S. 666,
431 U. S.
671-672 (1977) (citations omitted).
[
Footnote 3]
In
Uptegrove, the wife of a Navy lieutenant killed
while flying home on an Air Force C-141 transport brought suit
against the Government under the FTCA, alleging negligence on the
part of three FAA air traffic controllers. The court in
Uptegrove dismissed the suit on the basis of
Feres.
[
Footnote 4]
In addition to the decision of the Court of Appeals for the
Ninth Circuit in
Uptegrove v. United States, 600 F.2d 1248
(1979),
cert. denied, 444 U.S. 1044 (1980), specifically
acknowledged by the Court of Appeals in this case, the decision
conflicts in principle with the decisions of the Courts of Appeals
cited in
n 8,
infra.
[
Footnote 5]
See United States v. Brown, 348 U.
S. 110,
348 U. S. 112
(1954);
United States v. Muniz, 374 U.
S. 150,
374 U. S. 159
(1963);
Stencel Aero Engineering Corp. v. United States,
supra, at
481 U. S. 671;
Chappell v. Wallace, 462 U. S. 296,
462 U. S. 299
(1983);
United States v. Shearer, 473 U. S.
52,
473 U. S. 57
(1986).
[
Footnote 6]
Congress has recently considered, but not enacted, legislation
that would allow service members to bring medical malpractice suits
against the Government.
See H.R. 1161, 99th Cong., 1st
Sess. (1985); H.R.1942, 98th Cong., 1st Sess. (1983).
[
Footnote 7]
In two places in the
Feres opinion, the Court suggested
that the military status of the tortfeasor might be relevant to its
decision. First, the Court identified "[t]he common fact underlying
the three cases" as being "that each claimant, while on active duty
and not on furlough, sustained injury
due to negligence of
others in the armed forces." 340 U.S. at
340 U. S. 138
(emphasis added). Second, in discussing one of several grounds for
the holding, the Court stated:
"It would hardly be a rational plan of providing for those
disabled in service
by others in service to leave them
dependent upon geographic considerations over which they have no
control."
Id. at
340 U. S. 143
(emphasis added). Nevertheless, the language of the opinion, viewed
as a whole, is broad:
"We know of no American law which ever has permitted a soldier
to recover for negligence, against either his superior officers
or the Government he is serving,"
id. at
340 U. S. 141
(emphasis added; footnote omitted);
"'To whatever extent state law may apply to govern the relations
between soldiers or others in the armed forces and persons outside
them or
nonfederal governmental agencies, the scope,
nature, legal incidents and consequences of the relation between
persons in service
and the Government are fundamentally
derived from federal sources and governed by federal
authority.'"
Id. at
340 U. S.
143-144 (quoting
United States v. Standard Oil
Co., 332 U. S. 301,
332 U. S.
305-306 (1947)) (emphasis added; citations omitted).
See id. at
340 U. S. 142
(finding relevant "the status of
both the wronged and the
wrongdoer") (emphasis added).
Although one decision since
Feres noted the military
status of the tortfeasors,
see United States v. Brown,
supra, at
348 U. S. 112,
it did not rely on that fact.
See 348 U.S. at
348 U. S. 113
("We adhere . . . to the line drawn in the
Feres case
between injuries that did and injuries that did not arise out of or
in the course of military duty"). Moreover, it is the broad
language that consistently has been repeated in recent decisions
describing the
Feres doctrine.
See Chappell v.
Wallace, supra, at
462 U. S. 299
("Congress did not intend to subject
the Government to . .
. claims [for injuries suffered in service] by a member of the
Armed Forces") (emphasis added);
Stencel Aero Engineering Corp.
v. United States, 431 U.S. at
431 U. S. 669
("In
Feres, . . . the Court held that an on-duty
serviceman who is injured due to
the negligence of Government
officials may not recover against the United States under the
Federal Tort Claims Act") (emphasis added);
Dalehite v. United
States, 346 U. S. 15,
346 U. S. 31, n.
25 (1953) (characterizing the
Feres cases as involving
"injuries . . . allegedly caused by
negligence of employees of
the United States") (emphasis added).
[
Footnote 8]
The list of cases compiled by the dissent below, 779 F.2d 1492,
1495-1496 (1986), in which the lower courts have interpreted
Feres to bar suit against the Government even though the
negligence alleged was on the part of a civilian employee is worth
repeating:
Potts v. United States, 723 F.2d 20 (CA6 1983)
(Navy corpsman injured when struck by a broken cable from a hoist
operated by civilians),
cert. denied, 466 U.S. 959 (1984);
Warner v. United States, 720 F.2d 837 (CA5 1983) (off-duty
Army enlisted man injured on base when motorcycle collided with
shuttle bus driven by civilian Government employee);
Jaffee v.
United States, 663 F.2d 1226 (CA3 1981) (serviceman injured by
radiation exposure allegedly due in part to intentional tort of
civilian Department of Defense employees),
cert. denied,
456 U.S. 972 (1982);
Lewis v. United States, 663 F.2d 889
(CA9 1981) (Marine Corps pilot killed in crash allegedly due to
negligence of Government maintenance employees),
cert.
denied, 457 U.S. 1133 (1982);
Carter v. Cheyenne, 649
F.2d 827 (CA10 1981) (Air Force captain killed in crash at city
airport for which city brought third-party claim against FAA air
traffic controllers);
Woodside v. United States, 606 F.2d
134 (CA6 1979) (Air Force officer killed in plane crash allegedly
due to negligence of civilian flight instructor employed by
military flight club),
cert. denied, 445 U.S. 904 (1980);
Uptegrove v. United States, 600 F.2d 1248 (CA9 1979)
(
see n 3,
supra),
cert. denied, 444 U.S. 1044 (1980);
Watkins v. United States, 462 F.
Supp. 980 (SD Ga.1977) (serviceman killed on base when
motorcycle collided with shuttle bus driven by civilian Government
employee),
aff'd, 587 F.2d 279 (CA5 1979);
Nass v.
United States, 518 F.2d 1138 (CA4 1975) (suit by serviceman
against civilian manager of military-owned horse stable);
United States v. Lee, 400 F.2d 558 (CA9 1968) (serviceman
killed in crash of military aircraft allegedly due to FAA air
traffic controller negligence),
cert. denied, 393 U.
S. 1053 (1969);
Sheppard v. United States, 369
F.2d 272 (CA3 1966) (same),
cert. denied, 386 U.S. 982
(1967);
Layne v. United States, 295 F.2d 433 (CA7 1961)
(National Guardsman killed on training flight allegedly due to
negligence of civilian air traffic controllers),
cert.
denied, 368 U.S. 990 (1962);
United Air Lines, Inc. v.
Wiener, 335 F.2d 379 (CA9) (serviceman injured in part due to
alleged CAA employee negligence),
cert. dismissed sub nom.
United Air Lines, Inc. v. United States, 379 U.S. 951
(1964).
[
Footnote 9]
JUSTICE SCALIA indicates that he would consider overruling
Feres had this been requested by counsel, but, in the
absence of such a request, he would "confine the unfairness and
irrationality [of] that decision" to cases where the allegations of
negligence are limited to other members of the military.
Post at
481 U. S. 703.
In arguing "unfairness" in this case, JUSTICE SCALIA assumes that,
had respondent been "piloting a commercial helicopter," his family
might recover substantially more in damages than it now may recover
under the benefit programs available for a serviceman and his
family.
Ibid. It hardly need be said that predicting the
outcome of any damages suit -- both with respect to liability and
the amount of damages -- is hazardous, whereas veterans' benefits
are guaranteed by law.
Post at
481 U. S. 697.
If "fairness" -- in terms of pecuniary benefits -- were the issue,
one could respond to the dissent's assumption by noting that, had
the negligent instructions that led to Johnson's death been given
by another serviceman, the consequences -- under the dissent's view
-- would be equally "unfair." "Fairness" provides no more
justification for the line drawn by the dissent than it does for
the line upon which application of the
Feres doctrine has
always depended: whether the injury was "incident to service?" In
sum, the dissent's argument for changing the interpretation of a
congressional statute, when Congress has failed to do so for almost
40 years, is unconvincing.
[
Footnote 10]
Service members receive numerous other benefits unique to their
service status. For example, members of the military and their
dependents are eligible for educational benefits, extensive health
benefits, home-buying loan benefits, and retirement benefits after
a minimum of 20 years of service.
See generally Uniformed
Services Almanac (L. Sharff & S. Gordon eds.1985).
[
Footnote 11]
Civilian employees of the Government also may play an integral
role in military activities. In this circumstance, an inquiry into
the civilian activities would have the same effect on military
discipline as a direct inquiry into military judgments. For
example, the FAA and the United States Armed Services have an
established working relationship that provides for FAA
participation in numerous military activities.
See FAA,
United States Dept. of Transportation, Handbook 7610.4F: Special
Military Operations (Jan. 21, 1981).
[
Footnote 12]
The Coast Guard, of course, is a military service, and an
important branch of the Armed Services. 14 U.S.C. § 1.
JUSTICE SCALIA, with whom JUSTICE BRENNAN, JUSTICE MARSHALL, and
JUSTICE STEVENS join, dissenting.
As it did almost four decades ago in
Feres v. United
States, 340 U. S. 135
(1950), the Court today provides several reasons why Congress might
have been wise to exempt from the Federal Tort Claims Act (FTCA),
28 U.S.C. §§ 1346(b), 2671-2680, certain claims brought by
servicemen. The problem now, as then, is that Congress not only
failed to provide such an exemption, but quite plainly excluded it.
We have not been asked by respondent here to overrule
Feres, but I can perceive no reason to accept petitioner's
invitation to extend it as the Court does today.
I
Much of the sovereign immunity of the United States was swept
away in 1946 with passage of the FTCA, which renders the Government
liable
"for money damages . . . for injury or loss of property, or
personal injury or death caused by the negligent or wrongful act or
omission of any employee of the Government while acting within the
scope of his office or employment, under circumstances where the
United
Page 481 U. S. 693
States, if a private person, would be liable to the claimant in
accordance with the law of the place where the act or omission
occurred."
28 U.S.C. § 1346(b). Read as it is written, this language
renders the United States liable to
all persons, including
servicemen, injured by the negligence of Government employees.
Other provisions of the Act set forth a number of exceptions, but
none generally precludes FTCA suits brought by servicemen. One, in
fact, excludes "[a]ny claim arising out of the
combatant
activities of the military or naval forces, or the Coast
Guard,
during time of war," § 2680(j) (emphasis added),
demonstrating that Congress specifically considered, and provided
what it thought needful for, the special requirements of the
military. There was no proper basis for us to supplement --
i.e., revise -- that congressional disposition.
In our first encounter with an FTCA suit brought by a
serviceman, we gave effect to the plain meaning of the statute. In
Brooks v. United States, 337 U. S. 49
(1949), military personnel had been injured in a collision with an
Army truck while off duty. We rejected the Government's argument
that those injured while enlisted in the military can never recover
under the FTCA. We noted that the Act gives the District Courts
"jurisdiction over
any claim founded on negligence brought
against the United States," and found the Act's exceptions "too
lengthy, specific, and close to the present problem" to permit an
inference that, notwithstanding the literal language of the
statute, Congress intended to bar all suits brought by servicemen.
Id. at
337 U. S. 51.
Particularly in light of the exceptions for claims arising out of
combatant activities, 28 U.S.C. § 2680(j), and in foreign
countries, § 2680(k), we said, "[i]t would be absurd to believe
that Congress did not have the servicemen in mind" in passing the
FTCA. 337 U.S. at
337 U. S. 51. We
therefore concluded that the plaintiffs in
Brooks could
sue under the Act. In dicta, however, we cautioned that an attempt
by a serviceman to recover for injuries suffered "incident to . . .
service" would
Page 481 U. S. 694
present "a wholly different case,"
id. at
337 U. S. 52,
and that giving effect to the "literal language" of the FTCA in
such a case might lead to results so "outlandish" that recovery
could not be permitted,
id. at
337 U. S.
53.
That "wholly different case" reached us one year later in
Feres. We held that servicemen could not recover under the
FTCA for injuries that "arise out of or are in the course of
activity incident to service," 340 U.S. at
340 U. S. 146,
and gave three reasons for our holding. First, the parallel private
liability required by the FTCA was absent.
Id. at
340 U. S.
141-142. Second, Congress could not have intended that
local tort law govern the "distinctively federal" relationship
between the Government and enlisted personnel.
Id. at
340 U. S.
142-144. Third, Congress could not have intended to make
FTCA suits available to servicemen who have already received
veterans' benefits to compensate for injuries suffered incident to
service.
Id. at
340 U. S.
144-145. Several years after
Feres, we thought
of a fourth rationale: Congress could not have intended to permit
suits for service-related injuries. because they would unduly
interfere with military discipline.
United States v.
Brown, 348 U. S. 110,
348 U. S. 112
(1954).
In my view, none of these rationales justifies the result. Only
the first of them, the "parallel private liability" argument,
purports to be textually based, as follows: The United States is
liable under the FTCA "in the same manner and to the same extent as
a private individual under like circumstances," 28 U.S.C. § 2674;
since no "private individual" can raise an army, and since no State
has consented to suits by members of its militia, § 2674 shields
the Government from liability in the
Feres situation. 340
U.S. at
340 U. S.
141-142. Under this reasoning, of course, many of the
Act's exceptions are superfluous, since private individuals
typically do not, for example, transmit postal matter, 28 U.S.C. §
2680(b), collect taxes or customs duties, § 2680(c), impose
quarantines, § 2680(f), or regulate the monetary system, § 2680(i).
In any event, we subsequently recognized our error and rejected
Page 481 U. S. 695
Feres' "parallel private liability" rationale.
See
Rayonier, Inc. v. United States, 352 U.
S. 315,
352 U. S. 319
(1957);
Indian Towing Co. v. United States, 350 U. S.
61,
350 U. S. 66-69
(1955).
Perhaps without that scant (and subsequently rejected) textual
support, which could be pointed to as the embodiment of the
legislative intent that its other two rationales speculated upon,
the
Feres Court would not, as an original matter, have
reached the conclusion that it did. Be that as it may, the
speculation outlived the textual support, and the
Feres
rule is now sustained only by three disembodied estimations of what
Congress
must (despite what it enacted) have intended.
They are bad estimations at that. The first of them,
Feres' second rationale, has barely escaped the fate of
the "parallel private liability" argument, for though we have not
yet acknowledged that it is erroneous. we have described it as "no
longer controlling."
United States v. Shearer,
473 U. S. 52,
473 U. S. 58, n.
4 (1985). The rationale runs as follows: Liability under the FTCA
depends upon "the law of the place where the [negligent] act or
omission occurred," 28 U.S.C. § 1346(b); but Congress could not
have intended local, and therefore geographically diverse, tort law
to control important aspects of the "distinctively federal"
relationship between the United States and enlisted personnel. 340
U.S. at
340 U. S.
142-144.
Feres itself was concerned primarily
with the
unfairness to the soldier of making his recovery
turn upon where he was injured, a matter outside of his control.
Id. at
340 U. S.
142-143. Subsequent cases, however, have stressed the
military's need for uniformity in its governing standards.
See, e.g., Stencel Aero Engineering Corp. v. United
States, 431 U. S. 666,
431 U. S. 672
(1977). Regardless of how it is understood, this second rationale
is not even a good excuse in policy, much less in principle, for
ignoring the plain terms of the FTCA.
The unfairness to servicemen of geographically varied recovery
is, to speak bluntly, an absurd justification, given that, as we
have pointed out in another context, nonuniform
Page 481 U. S. 696
recovery cannot possibly be worse than (what
Feres
provides) uniform nonrecovery.
See United States v. Muniz,
374 U. S. 150,
374 U. S. 162
(1963). We have abandoned this peculiar rule of solicitude in
allowing federal prisoners (who have no more control over their
geographical location than servicemen) to recover under the FTCA
for injuries caused by the negligence of prison authorities.
See ibid. There seems to me nothing "unfair" about a rule
which says that, just as a serviceman injured by a negligent
civilian must resort to state tort law, so must a serviceman
injured by a negligent Government employee.
To the extent that the rationale rests upon the military's need
for uniformity, it is equally unpersuasive. To begin with, that
supposition of congressional intent is positively contradicted by
the text. Several of the FTCA's exemptions show that Congress
considered the uniformity problem,
see, e.g., 28 U.S.C. §§
2680(b), 2680(i), 2680(k), yet it chose to retain sovereign
immunity for only some claims affecting the military. § 2680(j).
Moreover, we have effectively disavowed this "uniformity"
justification -- and rendered its benefits to military planning
illusory -- by permitting servicemen to recover under the FTCA for
injuries suffered not incident to service, and permitting
civilians to recover for injuries caused by military
negligence.
See, e.g., Indian Towing Co. v. United States,
supra. Finally, it is difficult to explain why uniformity
(assuming our rule were achieving it) is indispensable for the
military, but not for the many other federal departments and
agencies that can be sued under the FTCA for the negligent
performance of their "unique, nationwide function[s],"
Stencel
Aero Engineering Corp. v. United States, supra, at
431 U. S. 676
(MARSHALL, J., dissenting), including, as we have noted, the
federal prison system, which may be sued under varying state laws
by its inmates.
See United States v. Muniz, supra. In sum,
the second
Feres rationale, regardless of how it is
understood, is not a plausible estimation
Page 481 U. S. 697
of congressional intent, much less a justification for importing
that estimation, unwritten, into the statute.
Feres's third basis has similarly been denominated "no
longer controlling."
United States v. Shearer, supra, at
473 U. S. 58, n.
4. Servicemen injured or killed in the line of duty are compensated
under the Veterans' Benefits Act (VBA), 72 Stat. 1118, as amended,
38 U.S.C. § 301
et seq. (1982 ed. and Supp. III), and the
Feres Court thought it unlikely that Congress meant to
permit additional recovery under the FTCA, 340 U.S. at
340 U. S.
144-145.
Feres described the absence of any
provision to adjust dual recoveries under the FTCA and VBA as
"persuasive [evidence] that there was no awareness that the Act
might be interpreted to permit recovery for injuries incident to
military service."
Id. at
340 U. S. 144.
Since
Feres, we have in dicta characterized recovery under
the VBA as "the sole remedy for service-connected injuries,"
Hatzlachh Supply Co. v. United States, 444 U.
S. 460,
444 U. S. 464
(1980) (per curiam), and have said that the VBA "provides an upper
limit of liability for the Government" for those injuries,
Stencel Aero Engineering Corp. v. United States, supra, at
431 U. S.
673.
The credibility of this rationale is undermined severely by the
fact that, both before and after
Feres, we permitted
injured servicemen to bring FTCA suits,
even though they had
been compensated under the VBA. In
Brooks v. United
States, 337 U. S. 49
(1949), we held that two servicemen injured off duty by a civilian
Army employee could sue the Government. The fact that they had
already received VBA benefits troubled us little. We pointed out
that "nothing in the Tort Claims Act or the veterans' laws . . .
provides for exclusiveness of remedy," and we refused to "call
either remedy . . . exclusive . . . when Congress has not done so."
Id. at
337 U. S. 53. We
noted further that Congress had included three exclusivity
provisions in the FTCA, 28 U.S.C. §§ 2672, 2676, 2679, but had said
nothing about servicemen plaintiffs, 337 U.S. at
337 U. S. 53. We
indicated, however, that VBA compensation
Page 481 U. S. 698
could be taken into account in adjusting recovery under the
FTCA.
Id. at
337 U. S. 53-54;
see also United States v. Brown, 348 U.S. at
348 U. S. 111,
and n. That
Brooks remained valid after
Feres was
made clear in
United States v. Brown, supra, in which we
stressed again that, because
"Congress had given no indication that it made the right to
compensation [under the VBA] the veteran's exclusive remedy, . . .
the receipt of disability payments . . . did not preclude recovery
under the Tort Claims Act."
Id. at
348 U. S.
113.
Brooks and
Brown (neither of which has ever
been expressly disapproved) plainly hold that the VBA is
not an "exclusive" remedy which places an "upper limit" on
the Government's liability. Because of
Feres and today's
decision, however, the VBA will in fact be exclusive for
service-connected injuries, but not for others. Such a result can
no more be reconciled with the text of the VBA than with that of
the FTCA, since the VBA compensates servicemen without regard to
whether their injuries occur "incident to service" as
Feres defines that term.
See 38 U.S.C. § 105.
Moreover, the VBA is not, as
Feres assumed, identical to
federal and state workers' compensation statutes in which
exclusivity provisions almost invariably appear.
See,
e.g., 5 U.S.C. § 8116(c). Recovery is possible under workers'
compensation statutes more often than under the VBA, and VBA
benefits can be terminated more easily than can workers'
compensation.
See Note, From
Feres to
Stencel: Should Military Personnel Have Access to FTCA
Recovery?, 77 Mich.L.Rev. 1099, 1106-1108 (1979). In sum,
"the presence of an alternative compensation system [neither]
explains [n]or justifies the
Feres doctrine; it only makes
the effect of the doctrine more palatable."
Hunt v. United States, 204 U.S.App.D.C. 308, 326, 636
F.2d 580, 598 (1980).
The foregoing three rationales -- the only ones actually relied
upon in
Feres -- are so frail that it is hardly surprising
that we have repeatedly cited the later-conceived-of "military
discipline" rationale as the "best" explanation for that
decision.
Page 481 U. S. 699
See United States v. Shearer, 473 U.S. at
473 U. S. 57;
Chappell v. Wallace, 462 U. S. 296,
462 U. S. 299
(1983);
United States v. Muniz, 374 U.S. at
374 U. S. 162.
Applying the FTCA as written would lead, we have reasoned, to
absurd results, because if suits could be brought on the basis of
alleged negligence towards a serviceman by other servicemen,
military discipline would be undermined and civilian courts would
be required to second-guess military decisionmaking.
See
Stencel Aero Engineering Corp. v. United States, 431 U.S. at
431 U. S.
671-672,
431 U. S. 673.
(Today the Court goes further and suggests that permitting enlisted
men and women to sue their Government on the basis of negligence
towards them
by any Government employee seriously
undermines "duty and loyalty to one's service and to one's
country."
Ante at
481 U. S. 691.) I cannot deny the possibility that some
suits brought by servicemen will adversely affect military
discipline, and if we were interpreting an ambiguous statute,
perhaps we could take that into account. But I do not think the
effect upon military discipline is so certain, or so certainly
substantial, that we are justified in holding (if we can ever be
justified in holding) that Congress did not mean what it plainly
said in the statute before us.
It is strange that Congress; "obvious" intention to preclude
Feres suits because of their effect on military discipline
was discerned neither by the
Feres Court nor by the
Congress that enacted the FTCA (which felt it necessary expressly
to exclude recovery for combat injuries). Perhaps Congress
recognized that the likely effect of
Feres suits upon
military discipline is not as clear as we have assumed, but in fact
has long been disputed.
See Bennett, The
Feres
Doctrine, Discipline, and the Weapons of War, 29 St.Louis U.L.J.
383, 407-411 (1985). Or perhaps Congress assumed that the FTCA's
explicit exclusions would bar those suits most threatening to
military discipline, such as claims based upon combat command
decisions, 28 U.S.C. § 2680(j); claims based upon performance of
"discretionary" functions, § 2680(a); claims
Page 481 U. S. 700
arising in foreign countries, § 2680(k); intentional torts, §
2680(h); and claims based upon the execution of a statute or
regulation, § 2680(a). Or perhaps Congress assumed that, since
liability under the FTCA is imposed upon the Government, and not
upon individual employees, military decisionmaking was unlikely to
be affected greatly. Or perhaps -- most fascinating of all to
contemplate -- Congress thought that barring recovery by servicemen
might adversely affect military discipline. After all, the morale
of Lieutenant Commander Johnson's comrades-in-arms will not likely
be boosted by news that his widow and children will receive only a
fraction of the amount they might have recovered had he been
piloting a commercial helicopter at the time of his death.
To the extent that reading the FTCA as it is written will
require civilian courts to examine military decisionmaking, and
thus influence military discipline, it is outlandish to consider
that result "outlandish,"
Brooks v. United States, 337
U.S. at
337 U. S. 53,
since in fact it occurs frequently, even under the
Feres
dispensation. If Johnson's helicopter had crashed into a civilian's
home, the homeowner could have brought an FTCA suit that would have
invaded the sanctity of military decisionmaking no less than
respondent's. If a soldier is injured not "incident to service," he
can sue his Government regardless of whether the alleged negligence
was military negligence. And if a soldier suffers service-connected
injury because of the negligence of a civilian (such as the
manufacturer of an airplane), he can sue that civilian, even if the
civilian claims contributory negligence and subpoenas the
serviceman's colleagues to testify against him.
In sum, neither the three original
Feres reasons nor
the
post hoc rationalization of "military discipline"
justifies our failure to apply the FTCA as written.
Feres
was wrongly decided, and heartily deserves the "widespread, almost
universal criticism" it has received.
In re "Agent
Orange"
Page 481 U. S. 701
Product Liability Litigation, 580 F.
Supp. 1242, 1246 (EDNY),
appeal dism'd, 745 F.2d 161
(CA2 1984).
*
II
The
Feres Court claimed its decision was necessary to
make "the entire statutory system of remedies against the
Government . . . a workable, consistent and equitable whole." 340
U.S. at
340 U. S. 139.
I am unable to find such beauty in what we have wrought. Consider
the following hypothetical (similar to one presented by Judge
Weinstein in
In re "Agent Orange" Product Liability Litigation,
supra, at 1252): A serviceman is told by his superior officer
to deliver some papers to the local United States Courthouse. As he
nears his destination, a wheel on his Government vehicle breaks,
causing the vehicle to injure him, his daughter (whose class
happens to be touring the courthouse that day), and a United States
marshal on duty. Under our case law and federal statutes, the
serviceman may not sue the Government (
Feres); the guard
may not sue the Government (because of the exclusivity provision of
the Federal Employees' Compensation Act (FECA),
Page 481 U. S. 702
5 U.S.C. § 8116); the daughter may not sue the Government for
the loss of her father's companionship (
Feres), but may
sue the Government for her own injuries (FTCA). The serviceman and
the guard may sue the manufacturer of the vehicle, as may the
daughter, both for her own injuries and for the loss of her
father's companionship. The manufacturer may assert contributory
negligence as a defense in any of the suits. Moreover, the
manufacturer may implead the Government in the daughter's suit
(
United States v. Yellow Cab Co., 340 U.
S. 543 (1951)), and in the guard's suit (
Lockheed
Aircraft Corp. v. United States, 460 U.
S. 190 (1983)), even though the guard was compensated
under a statute that contains an exclusivity provision (FECA). But
the manufacturer may not implead the Government in the serviceman's
suit (
Stencel Aero Engineering Corp. v. United States,
431 U. S. 666
(1977)), even though the serviceman was compensated under a statute
that does not contain an exclusivity provision (VBA).
The point is not that all of these inconsistencies are
attributable to
Feres (though some of them assuredly are),
but merely that bringing harmony to the law has hardly been the
consequence of our ignoring what Congress wrote and imagining what
it should have written. When confusion results from our applying
the unambiguous text of a statute, it is at least a confusion
validated by the free play of the democratic process, rather than
what we have here: unauthorized rationalization gone wrong. We
realized seven years too late that
"[t]here is no justification for this Court to read exemptions
into the Act beyond those provided by Congress. If the Act is to be
altered, that is a function for the same body that adopted it."
Rayonier, Inc. v. United States, 352 U.S. at
352 U. S. 320
(footnote omitted).
I cannot take comfort, as the Court does,
ante at
481 U. S. 686,
and n. 6, from Congress' failure to amend the FTCA to overturn
Feres. The unlegislated desires of later Congresses with
regard to one thread in the fabric of the FTCA could hardly
Page 481 U. S. 703
have any bearing upon the proper interpretation of the entire
fabric of compromises that their predecessors enacted into law in
1946. And even if they could, intuiting those desires from
congressional
failure to act is an uncertain enterprise
which takes as its starting point disregard of the checks and
balances in the constitutional scheme of legislation designed to
assure that not all desires of a majority of the Legislature find
their way into law.
We have not been asked by respondent to overrule
Feres,
and so need not resolve whether considerations of
stare
decisis should induce us, despite the plain error of the case,
to leave bad enough alone. As the majority acknowledges, however,
"all of the cases decided by this Court under
Feres have
involved allegations of negligence on the part of members of the
military."
Ante at
481 U. S. 686.
I would not extend
Feres any further. I confess that the
line between FTCA suits alleging military negligence and those
alleging civilian negligence has nothing to recommend it except
that it would limit our clearly wrong decision in
Feres
and confine the unfairness and irrationality that decision has
bred. But that, I think, is justification enough.
Had Lieutenant Commander Johnson been piloting a commercial
helicopter when he crashed into the side of a mountain, his widow
and children could have sued and recovered for their loss. But
because Johnson devoted his life to serving in his country's Armed
Forces, the Court today limits his family to a fraction of the
recovery they might otherwise have received. If our imposition of
that sacrifice bore the legitimacy of having been prescribed by the
people's elected representatives, it would (insofar as we are
permitted to inquire into such things) be just. But it has not
been, and it is not. I respectfully dissent.
*
See, e.g., Sanchez v. United States, 813 F.2d 593,
595 (CA2 1987);
Bozeman v. United States, 780 F.2d 198,
200 (CA2 1985);
Hinkie v. United States, 715 F.2d 96, 97
(CA3 1983),
cert. denied, 465 U.S. 1023 (1984);
Mondelli v. United States, 711 F.2d 567, 569 (CA3 1983),
cert. denied, 465 U.S. 1021 (1984);
Scales v. United
States, 685 F.2d 970, 974 (CA5 1982),
cert. denied,
460 U.S. 1082 (1983);
Lasash v. United States Dept. of
Army, 668 F.2d 1153, 1156 (CA10),
cert. denied, 456
U.S. 1008 (1982);
Monaco v. United States, 661 F.2d 129,
132 (CA9 1981),
cert. denied, 456 U.S. 989 (1982);
Hunt v. United States, 204 U.S.App.D.C. 308, 317, 636 F.2d
580, 589 (1980);
Veillette v. United States, 615 F.2d 505,
506 (CA9 1980);
Parker v. United States, 611 F.2d 1007,
1011 (CA5 1980);
Peluso v. United States, 474 F.2d 605,
606 (CA3),
cert. denied, 414 U.S. 879 (1973); Bennett, The
Feres Doctrine, Discipline, and the Weapons of War, 29
St.Louis U.L.J. 383 (1985); Hitch, The Federal Tort Claims Act and
Military Personnel, 8 Rutgers L.Rev. 316 (1954); Rhodes, The
Feres Doctrine After Twenty-Five Years, 18 A.F.L.Rev. 24
(Spring 1976); Note, 51 J.Air L. & Com. 1087 (1986); Note, 6
Cardozo L.Rev. 391 (1984); Note, 77 Mich.L.Rev. 1099 (1979); Note,
43 St.John's L.Rev. 455 (1969).