A Connecticut statute (§ 9-431), enacted in 1956, requires
voters in any political party primary to be registered members of
that party. In 1984, appellee Republican Party of Connecticut
(Party) adopted a Party rule that permits independent voters --
registered voters not affiliated with any party -- to vote in
Republican primaries for federal and statewide offices. The Party
and the Party's federal officeholders and state chairman (also
appellees) brought an action in Federal District Court challenging
the constitutionality of § 9-431 on the ground that it deprives the
Party of its right under the First and Fourteenth Amendments to
enter into political association with individuals of its own
choosing, and seeking declaratory and injunctive relief. The
District Court granted summary judgment in appellees' favor, and
the Court of Appeals affirmed.
Held.
1. Section 9-431 impermissibly burdens the rights of the Party
and its members protected by the First and Fourteenth Amendments.
Pp.
479 U. S.
213-225.
(a) The freedom of association protected by those Amendments
includes partisan political organization. Section 9-431 places
limits upon the group of registered voters whom the Party may
invite to participate in the "basic function" of selecting the
Party's candidates. The State thus limits the Party's associational
opportunities at the crucial juncture at which the appeal to common
principles may be translated into concerted action, and hence to
political power in the community. The fact that the State has the
power to regulate the time, place, and manner of elections does not
justify, without more, the abridgment of fundamental rights, such
as the right to vote or, as here, the freedom of political
association. Pp.
479 U. S.
213-217.
(b) The interests asserted by appellant Secretary of State of
Connecticut as justification for the statute -- that it ensures the
administrability of the primary, prevents voter raiding, avoids
voter confusion, and protects the integrity of the two-party system
and the responsibility
Page 479 U. S. 209
of party government -- are insubstantial. The possibility of
increases in the cost of administering the election system is not a
sufficient basis for infringing appellees' First Amendment rights.
The interest in curtailing raiding is not implicated, since § 9-431
does not impede a raid on the Republican Party by independent
voters; independent raiders need only register as Republicans and
vote in the primary. The interest in preventing voter confusion
does not make it necessary to burden the Party's associational
rights. And even if the State were correct in arguing that § 9-431,
in providing for a closed primary system, is designed to save the
Party from undertaking conduct destructive of its own interests,
the State may not constitutionally substitute its judgment for that
of the Party, whose determination of the boundaries of its own
association and of the structure that best allows it to pursue its
political goals is protected by the Constitution. Pp.
479 U. S.
217-225.
2. The implementation of the Party rule will not violate the
Qualifications Clause of the Constitution -- which provides that
the House of Representatives "shall be composed of Members chosen .
. . by the People of the several States, and the Electors in each
State shall have the Qualifications requisite for Electors of the
most numerous Branch of the State Legislature" -- and the parallel
provision of the Seventeenth Amendment, because it does not
disenfranchise any voter in a federal election who was qualified to
vote in a primary or general election for the more numerous house
of the state legislature. The Clause and the Amendment are not
violated by the fact that the Party rule establishes qualifications
for voting in congressional elections that differ from the
qualifications in elections for the state legislature. Where state
law, as here, has made the primary an integral part of the election
procedure, the requirements of the Clause and the Amendment apply
to primaries as well as to general elections. The achievement of
the goal of the Clause to prevent the mischief that would arise if
state voters found themselves disqualified from participating in
federal elections does not require that qualifications for exercise
of the federal franchise be precisely equivalent to the
qualifications for exercising the franchise in a given State. Pp.
479 U. S.
225-229.
770 F.2d 265, affirmed.
MARSHALL, J., delivered the opinion of the Court, in which
BRENNAN, WHITE, BLACKMUN, and POWELL, JJ., joined. STEVENS, J.,
filed a dissenting opinion, in which SCALIA, J., joined,
post, p.
479 U. S. 230.
SCALIA, J., filed a dissenting opinion, in which REHNQUIST, C. J.,
and O'CONNOR, J., joined,
post, p.
479 U. S.
234.
Page 479 U. S. 210
JUSTICE MARSHALL delivered the opinion of the Court.
Appellee Republican Party of the State of Connecticut (Party) in
1984 adopted a Party rule which permits independent voters --
registered voters not affiliated with any political party -- to
vote in Republican primaries for federal and statewide offices.
Appellant Julia Tashjian, the Secretary of the State of
Connecticut, is charged with the administration of the State's
election statutes, which include a provision requiring voters in
any party primary to be registered members
Page 479 U. S. 211
of that party. Conn. Gen. Stat. § 9-431 (1985). [
Footnote 1] Appellees, who in addition to the
Party include the Party's federal officeholders and the Party's
state chairman, challenged this eligibility provision on the ground
that it deprives the Party of its First Amendment right to enter
into political association with individuals of its own choosing.
The District Court granted summary judgment in favor of appellees.
599 F.
Supp. 1228 (Conn. 1984). The Court of Appeals affirmed. 770
F.2d 265 (CA2 1985). We noted probable jurisdiction, 474 U.S. 1049
(1986), and now affirm.
I
In 1955, Connecticut adopted its present primary election
system. For major parties, [
Footnote 2] the process of candidate selection for federal
and statewide offices requires a statewide convention of party
delegates; district conventions are held to select candidates for
seats in the state legislature. The party convention may certify as
the party-endorsed candidate any person receiving more than 20% of
the votes cast in a rollcall vote at the convention. Any candidate
not endorsed by the party who received 20% of the vote may
challenge the party-endorsed candidate in a primary election, in
which the candidate receiving the plurality of votes becomes the
party's nominee. Conn.Gen.Stat. §§ 9-382, 9-400, 9-444 (1985).
Candidates selected by the major parties, whether through
convention or primary, are automatically accorded a place on the
ballot at the general election.
Page 479 U. S. 212
§ 9-379. The costs of primary elections are paid out of public
funds.
See, e.g., § 9-441.
The statute challenged in these proceedings, § 9-431, has
remained substantially unchanged since the adoption of the State's
primary system. In 1976, the statute's constitutionality was upheld
by a three-judge District Court against a challenge by an
independent voter who sought a declaration of his right to vote in
the Republican primary.
Nader v. Schaffer, 417 F.
Supp. 837 (Conn.),
summarily aff'd, 429 U.S. 989
(1976). In that action, the Party opposed the plaintiff's efforts
to participate in the Party primary.
Subsequent to the decision in
Nader, however, the Party
changed its views with respect to participation by independent
voters in Party primaries. Motivated in part by the demographic
importance of independent voters in Connecticut politics, [
Footnote 3] in September, 1983, the
Party's Central Committee recommended calling a state convention to
consider altering the Party's rules to allow independents to vote
in Party primaries. In January, 1984, the state convention adopted
the Party rule now at issue, which provides:
"Any elector enrolled as a member of the Republican Party and
any elector not enrolled as a member of a party shall be eligible
to vote in primaries for nomination of candidates for the offices
of United States Senator, United States Representative, Governor,
Lieutenant Governor, Secretary of the State, Attorney General,
Comptroller and Treasurer."
App. 20.
During the 1984 session, the Republican leadership in the state
legislature, in response to the conflict between the newly enacted
Party rule and § 9-431, proposed to amend the statute to allow
independents to vote in primaries when permitted by Party rules.
The proposed legislation was defeated,
Page 479 U. S. 213
substantially along party lines, in both houses of the
legislature, which at that time were controlled by the Democratic
Party. [
Footnote 4]
The Party and the individual appellees then commenced this
action in the District Court, seeking a declaration that § 9-431
infringes appellees' right to freedom of association for the
advancement of common political objectives guaranteed by the First
and Fourteenth Amendments, and injunctive relief against its
further enforcement. After discovery, the parties submitted
extensive stipulations of fact to the District Court, which granted
summary judgment for appellees. The District Court concluded
that
"[a]ny effort by the state to substitute its judgment for that
of the party on . . . the question of who is and is not
sufficiently allied in interest with the party to warrant inclusion
in its candidate selection process . . . substantially impinges on
First Amendment rights."
599 F. Supp. at 1238. Rejecting the state interests proffered by
appellant to justify the statute, the District Court held that,
"as applied to the Republican Party rule permitting unaffiliated
voters to participate in certain Republican Party primaries, the
statute abridges the right of association guaranteed by the First
Amendment."
Id. at 1241.
The Court of Appeals affirmed, holding that § 9-431
"substantially interferes with the Republican Party's first
amendment right to define its associational boundaries, determine
the content of its message, and engage in effective political
association."
770 F.2d at 283.
II
We begin from the recognition that
"[c]onstitutional challenges to specific provisions of a State's
election laws . . . cannot be resolved by any
litmus-paper
test' that will separate valid from invalid restrictions."
Anderson v. Celebrezze,
Page 479 U. S. 214
460 U. S. 780,
460 U. S. 789
(1983) (quoting
Storer v. Brown, 415 U.
S. 724, 730 (1974)).
"Instead, a court . . . must first consider the character and
magnitude of the asserted injury to the rights protected by the
First and Fourteenth Amendments that the plaintiff seeks to
vindicate. It then must identify and evaluate the precise interests
put forward by the State as justifications for the burden imposed
by its rule. In passing judgment, the Court must not only determine
the legitimacy and strength of each of those interests, it also
must consider the extent to which those interests make it necessary
to burden the plaintiff's rights."
460 U.S. at
460 U. S.
789.
The nature of appellees' First Amendment interest is
evident.
"It is beyond debate that freedom to engage in association for
the advancement of beliefs and ideas is an inseparable aspect of
the 'liberty' assured by the Due Process Clause of the Fourteenth
Amendment, which embraces freedom of speech."
NAACP v. Alabama ex rel. Patterson, 357 U.
S. 449,
357 U. S. 460
(1958);
see NAACP v. Button, 371 U.
S. 415,
371 U. S. 430
(1963);
Bates v. Little Rock, 361 U.
S. 516,
361 U. S.
522-523 (1960). The freedom of association protected by
the First and Fourteenth Amendments includes partisan political
organization.
Elrod v. Burns, 427 U.
S. 347,
427 U. S. 357
(1976) (plurality opinion);
Buckley v. Valeo, 424 U. S.
1,
424 U. S. 15
(1976). "The right to associate with the political party of one's
choice is an integral part of this basic constitutional freedom."
Kusper v. Pontikes, 414 U. S. 51,
414 U. S. 57
(1973).
The Party here contends that § 9-431 impermissibly burdens the
right of its members to determine for themselves with whom they
will associate, and whose support they will seek, in their quest
for political success. The Party's attempt to broaden the base of
public participation in and support for its activities is conduct
undeniably central to the exercise of the right of association. As
we have said, the freedom to join together in furtherance of common
political beliefs "necessarily presupposes the freedom to identify
the people who constitute the association."
Democratic Party
of
Page 479 U. S. 215
United States v. Wisconsin ex rel. La Follette,
450 U. S. 107,
450 U. S. 122
(1981).
A major state political party necessarily includes individuals
playing a broad spectrum of roles in the organization's activities.
Some of the Party's members devote substantial portions of their
lives to furthering its political and organizational goals, others
provide substantial financial support, while still others limit
their participation to casting their votes for some or all of the
Party's candidates. Considered from the standpoint of the Party
itself, the act of formal enrollment or public affiliation with the
Party is merely one element in the continuum of participation in
Party affairs, and need not be in any sense the most important.
[
Footnote 5]
Were the State to restrict by statute financial support of the
Party's candidates to Party members, or to provide that only Party
members might be selected as the Party's chosen nominees for public
office, such a prohibition of potential association with nonmembers
would clearly infringe upon the rights of the Party's members under
the First Amendment to organize with like-minded citizens in
support of common political goals. As we have said, "
[a]ny
interference with the freedom of a party is simultaneously an
interference with the freedom of its adherents.'" Democratic
Party, supra, at 122 (quoting Sweezy v. New
Hampshire, 354 U. S. 234,
354 U. S. 250
(1957)). [Footnote 6] The
statute here places limits upon the group of
Page 479 U. S. 216
registered voters whom the Party may invite to participate in
the "basic function" of selecting the Party's candidates.
Kusper v. Pontikes, supra, at
414 U. S. 58.
The State thus limits the Party's associational opportunities at
the crucial juncture at which the appeal to common principles may
be translated into concerted action, and hence to political power
in the community. [
Footnote
7]
Page 479 U. S. 217
It is, of course, fundamental to appellant's defense of the
State's statute that this impingement upon the associational rights
of the Party and its members occurs at the ballot box, for the
Constitution grants to the States a broad power to prescribe the
"Times, Places and Manner of holding Elections for Senators and
Representatives," Art. I, § 4, cl. 1, which power is matched by
state control over the election process for state offices. But this
authority does not extinguish the State's responsibility to observe
the limits established by the First Amendment rights of the State's
citizens. The power to regulate the time, place, and manner of
elections does not justify, without more, the abridgment of
fundamental rights, such as the right to vote,
see Wesberry v.
Sanders, 376 U. S. 1,
376 U. S. 6-7
(1964), or, as here, the freedom of political association. We turn
then to an examination of the interests which appellant asserts to
justify the burden cast by the statute upon the associational
rights of the Party and its members.
III
Appellant contends that § 9-431 is a narrowly tailored
regulation which advances the State's compelling interests by
ensuring the administrability of the primary system, preventing
raiding, avoiding voter confusion, and protecting the
responsibility of party government.
A
Although it was not presented to the Court of Appeals as a basis
for the defense of the statute, appellant argues here that the
administrative burden imposed by the Party rule is a sufficient
ground on which to uphold the constitutionality of
Page 479 U. S. 218
§ 9-481. [
Footnote 8]
Appellant contends that the Party's rule would require the purchase
of additional voting machines, the training of additional poll
workers, and potentially the printing of additional ballot
materials specifically intended for independents voting in the
Republican primary. In essence, appellant claims that the
administration of the system contemplated by the Party rule would
simply cost the State too much.
Even assuming the factual accuracy of these contentions, which
have not been subjected to any scrutiny by the District Court, the
possibility of future increases in the cost of administering the
election system is not a sufficient basis here for infringing
appellees' First Amendment rights. Costs of administration would
likewise increase if a third major party should come into existence
in Connecticut, thus requiring the State to fund a third major
party primary. Additional voting machines, poll workers, and ballot
materials would all be necessary under these circumstances as well.
But the State could not forever protect the two existing major
parties from competition solely on the ground that two major
parties are all the public can afford.
Cf. Anderson v.
Celebrezze, 460 U. S. 780
(1983);
Williams v. Rhodes, 393 U. S.
23 (1968). While the State is of course entitled to take
administrative and financial considerations into account in
choosing whether or not to have a primary system at all, it can no
more restrain the Republican Party's freedom of association for
reasons of its own administrative convenience than it could on the
same ground limit the ballot access of a new major party.
Page 479 U. S. 219
B
Appellant argues that § 9-431 is justified as a measure to
prevent raiding, a practice
"whereby voters in sympathy with one party designate themselves
as voters of another party so as to influence or determine the
results of the other party's primary."
Rosario v. Rockefeller, 410 U.
S. 752,
410 U. S. 760
(1973). While we have recognized that
"a State may have a legitimate interest in seeking to curtail
'raiding,' since that practice may affect the integrity of the
electoral process,"
Kusper v. Pontikes, 414 U.S. at
414 U. S. 59-60;
Rosario v. Rockefeller, supra, at
410 U. S. 761,
that interest is not implicated here. [
Footnote 9] The statute as applied to the Party's rule
prevents independents, who otherwise cannot vote in any primary,
from participating in the Republican primary. Yet a raid on the
Republican Party primary by independent voters, a curious concept
only distantly related to the type of raiding discussed in
Kusper and
Rosario, is not impeded by § 9-431;
the independent raiders need only register as Republicans and vote
in the primary. Indeed, under Conn.Gen.Stat. § 9-56 (1985), which
permits an independent to affiliate with the Party as late as noon
on the business day preceding the primary,
see n 7,
supra, the State's
election statutes actually assist a "raid" by independents, which
could be organized and implemented at the 11th hour. The State's
asserted interest in the prevention of raiding provides no
justification for the statute challenged here.
Page 479 U. S. 220
C
Appellant's next argument in support of § 9-431 is that the
closed primary system avoids voter confusion. Appellant contends
that
"[t]he legislature could properly find that it would be
difficult for the general public to understand what a candidate
stood for who was nominated in part by an unknown amorphous body
outside the party, while nevertheless using the party name."
Brief for Appellant 59. Appellees respond that the State is
attempting to act as the ideological guarantor of the Republican
Party's candidates, ensuring that voters are not misled by a
"Republican" candidate who professes something other than what the
State regards as true Republican principles. Brief for Appellees
28.
As we have said,
"[t]here can be no question about the legitimacy of the State's
interest in fostering informed and educated expressions of the
popular will in a general election."
Anderson v. Celebrezze, 460 U.S. at
460 U. S. 796.
To the extent that party labels provide a shorthand designation of
the views of party candidates on matters of public concern, the
identification of candidates with particular parties plays a role
in the process by which voters inform themselves for the exercise
of the franchise. Appellant's argument depends upon the belief that
voters can be "misled" by party labels. But "[o]ur cases reflect a
greater faith in the ability of individual voters to inform
themselves about campaign issues."
Id. at
460 U. S. 797.
Moreover, appellant's concern that candidates selected under the
Party rule will be the nominees of an "amorphous" group using the
Party's name is inconsistent with the facts. The Party is not
proposing that independents be allowed to choose the Party's
nominee without Party participation; on the contrary, to be listed
on the Party's primary ballot continues to require, under a statute
not challenged here, that the primary candidate have obtained at
least 20% of the vote at a Party convention, which only Party
Page 479 U. S. 221
members may attend. Conn.Gen.Stat. § 9-400 (1985). If no such
candidate seeks to challenge the convention's nominee in a primary,
then no primary is held, and the convention nominee becomes the
Party's nominee in the general election without any intervention by
independent voters. [
Footnote
10] Even assuming, however, that putative candidates defeated
at the Party convention will have an increased incentive under the
Party's rule to make primary challenges, hoping to attract more
substantial support from independents than from Party delegates,
the requirement that such challengers garner substantial minority
support at the convention greatly attenuates the State's concern
that the ultimate nominee will be wedded to the Party in nothing
more than a marriage of convenience.
In arguing that the Party rule interferes with educated
decisions by voters, appellant also disregards the substantial
benefit which the Party rule provides to the Party and its members
in seeking to choose successful candidates. Given the numerical
strength of independent voters in the State, one of the questions
most likely to occur to Connecticut Republicans in selecting
candidates for public office is how can the Party most effectively
appeal to the independent voter? By inviting independents to assist
in the choice at the polls between primary candidates selected at
the Party convention, the Party rule is intended to produce the
candidate and platform most likely to achieve that goal. The state
statute is said to decrease voter confusion, yet it deprives the
Party and its members of the opportunity to inform themselves as to
the level of support for the Party's candidates among a critical
group of electors.
"A State's claim that it is enhancing the ability of its
citizenry to make wise decisions by restricting the flow of
information to them must be viewed with some skepticism."
Anderson v. Celebrezze, supra, at
460 U. S. 798.
The State's legitimate interests in preventing voter confusion
Page 479 U. S. 222
and providing for educated and responsible voter decisions in no
respect "make it necessary to burden the [Party's] rights." 460
U.S. at
460 U. S.
789.
D
Finally, appellant contends that § 9-431 furthers the State's
compelling interest in protecting the integrity of the two-party
system and the responsibility of party government. Appellant argues
vigorously and at length that the closed primary system chosen by
the state legislature promotes responsiveness by elected officials
and strengthens the effectiveness of the political parties.
The relative merits of closed and open primaries have been the
subject of substantial debate since the beginning of this century,
and no consensus has as yet emerged. [
Footnote 11] Appellant
Page 479 U. S. 223
invokes a long and distinguished line of political scientists
and public officials who have been supporters of the closed
primary. But our role is not to decide whether the state
legislature was acting wisely in enacting the closed primary system
in 1955, or whether the Republican Party makes a mistake in seeking
to depart from the practice of the past 30 years. [
Footnote 12]
We have previously recognized the danger that "splintered
parties and unrestrained factionalism may do significant damage to
the fabric of government."
Storer v. Brown, 415 U.S. at
415 U. S. 736.
We upheld a California statute which denied access to the ballot to
any independent candidate who had voted in a party primary or been
registered as a member of a political party within one year prior
to the immediately preceding primary election. We said:
"[T]he one-year disaffiliation provision furthers the State's
interest in the stability of its political system. We also consider
that interest as not only permissible, but compelling, and as
outweighing the interest the candidate and his supporters may have
in making a late,
Page 479 U. S. 224
rather than an early, decision to seek independent ballot
status."
Ibid.
The statute in
Storer was designed to protect the
parties and the party system against the disorganizing effect of
independent candidacies launched by unsuccessful putative party
nominees. This protection, like that accorded to parties threatened
by raiding in
Rosario v. Rockefeller, 410 U.
S. 752 (1973), is undertaken to prevent the disruption
of the political parties from without, and not, as in this case, to
prevent the parties from taking internal steps affecting their own
process for the selection of candidates. The forms of regulation
upheld in
Storer and
Rosario imposed certain
burdens upon the protected First and Fourteenth Amendment interests
of some individuals, both voters and potential candidates, in order
to protect the interests of others. In the present case, the state
statute is defended on the ground that it protects the integrity of
the Party against the Party itself.
Under these circumstances, the views of the State, which to some
extent represent the views of the one political party transiently
enjoying majority power, as to the optimum methods for preserving
party integrity lose much of their force. The State argues that its
statute is well designed to save the Republican Party from
undertaking a course of conduct destructive of its own interests.
But on this point "even if the State were correct, a State, or a
court, may not constitutionally substitute its own judgment for
that of the Party."
Democratic Party of United States v.
Wisconsin ex rel. La Follette, 450 U.S. at
450 U. S.
123-124 (footnote omitted). The Party's determination of
the boundaries of its own association, and of the structure which
best allows it to pursue its political goals, is protected by the
Constitution.
"And as is true of all expressions of First Amendment freedoms,
the courts may not interfere on the ground that they view a
particular expression as unwise or irrational."
Id. at
450 U. S. 124.
[
Footnote 13]
Page 479 U. S. 225
We conclude that the State's enforcement, under these
circumstances, of its closed primary system burdens the First
Amendment rights of the Party. The interests which the appellant
adduces in support of the statute are insubstantial, and
accordingly the statute, as applied to the Party in this case, is
unconstitutional.
IV
Appellant argues here, as in the courts below, that
implementation of the Party rule would violate the Qualifications
Clause of the Constitution, Art. I, § 2, cl. 1, and the Seventeenth
Amendment because it would establish qualifications for voting in
congressional elections which differ from the voting qualifications
in elections for the more numerous house of the state legislature.
[
Footnote 14] The Party rule
as adopted permits independent voters to vote in Party primaries
for the offices of United States Senator and Member of the House of
Representatives, and for statewide offices, but is silent as
regards
Page 479 U. S. 226
primaries held to contest nominations for seats in the state
legislature.
See supra, at
479 U. S. 212.
Appellant contends that the Qualifications Clause and the
Seventeenth Amendment require an absolute symmetry of
qualifications to vote in elections for Congress and the lower
house of the state legislature, and that the Party rule, if
implemented according to its terms, would require lesser
qualifications for voting in Party primaries for federal office
than for state legislative office.
The Court of Appeals rejected appellant's argument, holding that
the Qualifications Clause and the parallel provision of the
Seventeenth Amendment do not apply to primary elections. 770 F.2d
at 274. The concurring opinion took a different view, reaching the
conclusion that these provisions require only that "anyone who is
permitted to vote for the most numerous branch of the state
legislature has to be permitted to vote" in federal legislative
elections.
Id. at 286 (Oakes, J., concurring). We
agree.
We recognize that the Federal Convention, in adopting the
Qualifications Clause of Article I, § 2, was not contemplating the
effects of that provision upon the modern system of party
primaries. As we have said:
"We may assume that the framers of the Constitution in adopting
that section, did not have specifically in mind the selection and
elimination of candidates for Congress by the direct primary any
more than they contemplated the application of the commerce clause
to interstate telephone, telegraph and wireless communication,
which are concededly within it. But in determining whether a
provision of the Constitution applies to a new subject matter, it
is of little significance that it is one with which the framers
were not familiar. For in setting up an enduring framework of
government, they undertook to carry out for the indefinite future
and in all the vicissitudes of the changing affairs of men, those
fundamental purposes which the instrument itself discloses."
United States v. Classic, 313 U.
S. 299,
313 U. S.
315-316 (1941).
Page 479 U. S. 227
The fundamental purpose underlying Article I, § 2, cl. 1, that
"[t]he House of Representatives shall be composed of Members chosen
. . . by the People of the several States," like the parallel
provision of the Seventeenth Amendment, applies to the entire
process by which federal legislators are chosen. "Where the state
law has made the primary an integral part of the procedure of
choice, or where in fact the primary effectively controls the
choice," the requirements of Article I, § 2, cl. 1, and the
Seventeenth Amendment apply to primaries as well as to general
elections.
United States v. Classic, supra, at
313 U. S. 318;
see Smith v. Allwright, 321 U. S. 649,
321 U. S.
659-660 (1944). The constitutional goal of assuring that
the Members of Congress are chosen by the people can only be
secured if that principle is applicable to every stage in the
selection process. If primaries were not subject to the
requirements of the Qualifications Clauses contained in Article I,
§ 2 and the Seventeenth Amendment, the fundamental principle of
free electoral choice would be subject to the sort of erosion these
prior decisions were intended to prevent.
Accordingly, we hold that the Qualifications Clauses of Article
I, § 2, and the Seventeenth Amendment are applicable to primary
elections in precisely the same fashion that they apply to general
congressional elections. Our task is then to discover whether, as
appellant contends, those provisions require that voter
qualifications, such as party membership, in primaries for federal
office must be absolutely symmetrical with those pertaining to
primaries for state legislative office.
Our inquiry begins with an examination of the Framers' purpose
in enacting the first Qualifications Clause. It is clear that the
Clause was intended to avoid the consequences of declaring a single
standard for exercise of the franchise in federal elections. The
state governments represented at the Convention had established
varying voter qualifications, and substantial concern was expressed
by delegates as to the likely effects of a federal voting
qualification which disenfranchised voters eligible to vote in the
States. James
Page 479 U. S. 228
Wilson argued that
"[i]t would be very hard and disagreeable for the same persons,
at the same time, to vote for representatives in the State
Legislature, and to be excluded from a vote for those in the
National Legislature."
J. Madison, Journal of the Federal Convention 467 (E. Scott ed.
1893) (hereinafter Madison's Journal). Oliver Ellsworth predicted
that "[t]he people will not readily subscribe to a National
Constitution, if it should subject them to be disfranchised."
Id. at 468. Benjamin Franklin argued, in the same vein,
that
"[t]he sons of a substantial farmer, not being themselves
freeholders, would not be pleased at being disfranchised, and there
are a great many persons of that description."
Id. at 471. James Madison later defended the resulting
provision on similar grounds:
"To have reduced the different qualifications in the different
States to one uniform rule would probably have been as
dissatisfactory to some of the States as it would have been
difficult to the Convention. The provision made by the Convention
appears, therefore, to be the best that lay within their option. It
must be satisfactory to every State, because it is conformable to
the standard already established, or which may be established by
the State itself."
The Federalist No. 52, p. 354 (J. Cooke ed. 1961).
In adopting the language of Article I, § 2, cl. l, the
Convention rejected the suggestion that a property qualification
was necessary to restrict the availability of the federal
franchise.
See Madison's Journal 468-473; 2 M. Farrand,
The Records of the Federal Convention of 1787, pp. 200-216 (1966).
Far from being a device to limit the federal suffrage, the
Qualifications Clause was intended by the Framers to prevent the
mischief which would arise if state voters found themselves
disqualified from participation in federal elections. The
achievement of this goal does not require that qualifications for
exercise of the federal franchise be at all
Page 479 U. S. 229
times precisely equivalent to the prevailing qualifications for
the exercise of the franchise in a given State. The fundamental
purpose of the Qualifications Clauses contained in Article I, § 2,
and the Seventeenth Amendment is satisfied if all those qualified
to participate in the selection of members of the more numerous
branch of the state legislature are also qualified to participate
in the election of Senators and Members of the House of
Representatives.
Our conclusion that these provisions do not require a perfect
symmetry of voter qualifications in state and federal legislative
elections takes additional support from the fact that we have not
previously required such absolute symmetry when the federal
franchise has been expanded. In
Oregon v. Mitchell,
400 U. S. 112
(1970), five Justices agreed that the Voting Rights Act Amendments
of 1970 could constitutionally establish a minimum age of 18 for
voters in federal elections, while a majority of the Court also
concluded that Congress was without power to set such a minimum age
in state and local elections.
See id. at
400 U. S.
117-118 (Black, J., announcing the judgments of the
Court). Appellant's reading of the Qualifications Clause, which
would require identical voter qualifications in state and federal
legislative elections, is plainly inconsistent with these holdings.
We hold that the implementation of the Party rule does not violate
the Qualifications Clause or the Seventeenth Amendment because it
does not disenfranchise any voter in a federal election who is
qualified to vote in a primary or general election for the more
numerous house of the state legislature.
V
We conclude that § 9-431 impermissibly burdens the rights of the
Party and its members protected by the First and Fourteenth
Amendments. The interests asserted by appellant in defense of the
statute are insubstantial. The judgment of the Court of Appeals
is
Affirmed.
Page 479 U. S. 230
[
Footnote 1]
The statute provides in pertinent part:
"No person shall be permitted to vote at a primary of a party
unless he is on the last-completed enrollment list of such party in
the municipality or voting district. . . ."
[
Footnote 2]
A "major party" is defined as
a political party or organization whose candidate for governor
at the last-preceding election for governor received . . . at least
twenty per cent of the whole number of votes cast for all
candidates for governor.
Conn.Gen.Stat. § 9-372(5)(B) (1985). The Democratic and
Republican parties are the only major parties in the State under
this definition.
[
Footnote 3]
The record shows that, in October, 1983, there were 659,268
registered Democrats, 425,695 registered Republicans, and 532,723
registered and unaffiliated voters in Connecticut. 2 App. to Juris.
Statement 244.
[
Footnote 4]
In the November, 1984, elections, the Republicans acquired a
majority of seats in both houses of the state legislature, and an
amendment to § 9-431 was passed, but was vetoed by the Democratic
Governor.
[
Footnote 5]
Indeed, acts of public affiliation may subject the members of
political organizations to public hostility or discrimination;
under those circumstances, an association has a constitutional
right to protect the privacy of its membership rolls.
Bates v.
Little Rock, 361 U. S. 516,
361 U. S.
523-524 (1960);
NAACP v. Alabama ex rel.
Patterson, 357 U. S. 449,
357 U. S. 462
(1958).
[
Footnote 6]
It is this element of potential interference with the rights of
the Party's members which distinguishes the present case from
others in which we have considered claims by nonmembers of a party
seeking to vote in that party's primary despite the party's
opposition. In this latter class of cases, the nonmember's desire
to participate in the party's affairs is overborne by the
countervailing and legitimate right of the party to determine its
own membership qualifications.
See Rosario v. Rockefeller,
410 U. S. 752
(1973);
Nader v. Schaffer, 417 F.
Supp. 837 (Conn.),
summarily aff'd, 429 U.S. 989
(1976). Similarly, the Court has upheld the right of national
political parties to refuse to seat at their conventions delegates
chosen in state selection processes which did not conform to party
rules.
See Democratic Party of United States v. Wisconsin ex
rel. La Follette, 450 U. S. 107
(1981);
Cousins v. Wigoda, 419 U.
S. 477 (1975). These situations are analytically
distinct from the present case, in which the Party and its members
seek to provide enhanced opportunities for participation by willing
nonmembers. Under these circumstances, there is no conflict between
the associational interests of members and nonmembers.
See
generally Note, Primary Elections and the Collective Right of
Freedom of Association, 94 Yale L. J. 117 (1984).
[
Footnote 7]
Appellant contends that any infringement of the associational
right of the Party or its members is
de minimis, because
Connecticut law, as amended during the pendency of this litigation,
provides that any previously unaffiliated voter may become eligible
to vote in the Party's primary by enrolling as a Party member as
late as noon on the last business day preceding the primary.
Conn.Gen.Stat. § 9-56 (1985). Thus, appellant contends, any
independent voter wishing to participate in any Party primary may
do so.
This is not a satisfactory response to the Party's contentions
for two reasons. First, as the Court of Appeals noted, the formal
affiliation process is one which individual voters may employ in
order to associate with the Party, but it provides no means by
which the members of the Party may choose to broaden opportunities
for joining the association by their own act, without any
intervening action by potential voters. 770 F.2d at 281, n. 24.
Second, and more importantly, the requirement of public affiliation
with the Party in order to vote in the primary conditions the
exercise of the associational right upon the making of a public
statement of adherence to the Party which the State requires
regardless of the actual beliefs of the individual voter.
Cf.
Wooley v. Maynard, 430 U. S. 705,
430 U. S.
714-715 (1977);
West Virginia Board of Education v.
Barnette, 319 U. S. 624,
319 U. S.
633-634 (1943). As counsel for appellees conceded at
oral argument, a requirement that independent voters merely notify
state authorities of their intention to vote in the Party primary
would be acceptable as an administrative measure, but "[t]he
problem is that the State is insisting on a public act of
affiliation . . . joining the Republican Party as a condition of
this association." Tr. of Oral Arg. 40.
[
Footnote 8]
The District Court entered no findings of fact as to the
potential administrative changes necessary to implement the Party
rule. As appellant conceded at oral argument, the only evidence in
the record before the District Court relating to the administration
of the rule was a statement by the State's election attorney in
testimony before the legislature that the system would be
"workable."
Id. at 20. Appellant relies here upon
affidavits concerning potential administrative burden which were
submitted to the Court of Appeals in support of appellant's request
for a stay, entered after this Court noted probable
jurisdiction.
[
Footnote 9]
As we have previously noted, a study commission established by
the national Democratic Party concluded that "
the existence of
"raiding" has never been conclusively proven by survey research.'"
Democratic Party of United States v. Wisconsin ex rel. La
Follette, 450 U.S. at
450 U. S. 122-123, n. 23 (quoting Openness,
Participation and Party Building: Reforms for a Stronger Democratic
Party 68 (Feb. 17, 1978)). In view of our conclusion that § 9-431
is irrelevant to the question of raiding, we express no opinion as
to whether the continuing difficulty of proving that raiding is
possible attenuates the asserted state interest in preventing the
practice.
[
Footnote 10]
The record does not disclose the proportion of Connecticut
Republican Party nominations that are the result of primary
contests.
[
Footnote 11]
At the present time, 21 States provide for "closed" primaries of
the classic sort, in which the primary voter must be registered as
a member of the party for some period of time prior to the holding
of the primary election.
See Ariz.Rev.Stat.Ann. § 16-467
(1984); Cal.Elec.Code Ann. § 501 (West Supp. 1986); Colo.Rev.Stat.
§ 1-2-203 (Supp. 1986); Conn.Gen.Stat. § 9-431 (1985); Del.Code
Ann., Tit. 15, § 3161 (1981); Fla.Stat. § 101.021 (1985);
Kan.Stat.Ann. § 25-3301 (1981); Ky.Rev.Stat. §§ 116.045, 116.055
(1982); Me.Rev.Stat.Ann., Tit. 21-A, § 141
et seq. (Supp.
1986-1987); Md.Ann.Code, Art. 33, § 3-8
et seq. (1985);
Neb.Rev.Stat. § 32-530 (1984); Nev.Rev.Stat. § 293.287 (1985);
N.M.Stat.Ann. § 1-4-16 (1985); N.Y.Elec.Law § 1-104.9 (McKinney
1978); N.C.Gen.Stat. § 163.74 (1982 and Supp. 1985); Okla.Stat.,
Tit. 26, § 1-104 (1976); Ore.Rev.Stat. § 247.201 (1985);
Pa.Stat.Ann., Tit. 25, § 2832 (Purdon 1963); S.D. Codified Laws §
12-4-15 (1982); W.Va.Code § 3-1-35 (1979); Wyo.Stat. § 22-5-212
(1977). Sixteen States allow a voter previously unaffiliated with
any party to vote in a party primary if he affiliates with the
party at the time of, or for the purpose of, voting in the primary.
See Ala.Code § 17-16-14(b) (1985); Ark.Stat.Ann. § 3-126
(1976); Ga.Code Ann. § 21-2-235 (1982); Ill.Rev.Stat., ch. 46,
117-43(a) (1986); Ind.Code § 3-10-1-6 (Supp. 1986); Iowa Code §§
43.41, 43.42 (1985); Mass.Gen. Laws § 53:37 (1984); Miss.Code Ann.
§ 23-15-575 (1986 pamphlet); Mo.Rev.Stat. § 115.397 (1978);
N.H.Rev.Stat.Ann. § 654:34II (1986); N.J.Stat.Ann. § 19:23-45 (West
Supp. 1986); Ohio Rev.Code Ann. § 3513.19 (Supp. 1985);
R.I.Gen.Laws § 17-9-26(c) (1981); S.C.Code §§ 7-5-120, 7-9-20 (1976
and Supp. 1985); Tenn Code Ann. § 2-7-115(b)(2) (1985);
Tex.Elec.Code Ann. § 162.003 (1986). Four States provide for
nonpartisan primaries in which all registered voters may
participate, Alaska Stat.Ann. §§ 16.05.010, 15.25.090 (1982);
La.Rev.Stat.Ann. §§ 18:401B, 18:521B (West 1979 and Supp. 1986);
Va.Code § 24.1-182 (1985); Wash.Rev.Code § 29.18.200 (1965), while
nine States have adopted classical "open" primaries, in which all
registered voters may choose in which party primary to vote.
Haw.Rev.Stat. § 12-31 (Supp. 1984); Idaho Code §§ 34-402, 34-404,
34-904 (Supp. 1986); Mich.Comp.Laws §§ 168.575, 168.576 (1967 and
Supp. 1986); Minn.Stat. § 204D.08(4) (1985); Mont.Code Ann. §
13-10-301(2) (1985); N.D.Cent.Code § 16.1-11-22 (Supp. 1985); Utah
Code Ann. § 20-3-19(2) (Supp. 1986); Vt.Stat.Ann., Tit. 17, § 2363
(1982); Wis.Stat. §§ 5.37, 6.80 (1983-1984).
[
Footnote 12]
We note that appellant's direst predictions about destruction of
the integrity of the election process and decay of responsible
party government are not borne out by the experience of the 29
States which have chosen to permit more substantial openness in
their primary systems than Connecticut has permitted
heretofore.
[
Footnote 13]
Our holding today does not establish that state regulation of
primary voting qualifications may never withstand challenge by a
political party or its membership. A party seeking, for example, to
open its primary to all voters, including members of other parties,
would raise a different combination of considerations. Under such
circumstances, the effect of one party's broadening of
participation would threaten other parties with the disorganization
effects which the statutes in
Storer v. Brown,
415 U. S. 724
(1974), and
Rosario v. Rockefeller, 410 U.
S. 752 (1973), were designed to prevent. We have
observed on several occasions that a State may adopt a "policy of
confining each voter to a single nominating act," a policy decision
which is not involved in the present case.
See Anderson v.
Celebrezze, 460 U. S. 780,
460 U. S. 802,
n. 29 (1983);
Storer v. Brown, supra, at
460 U. S. 743.
The analysis of these situations derives much from the particular
facts involved. "The results of this evaluation will not be
automatic; as we have recognized, there is
no substitute for
the hard judgments that must be made.'" Anderson v. Celebrezze,
supra, at 460 U. S.
789-790 (quoting Storer v. Brown, supra, at
460 U. S.
730).
[
Footnote 14]
The Seventeenth Amendment, which provides for the direct
election of United States Senators, states in pertinent part that
"[t]he electors in each State shall have the qualifications
requisite for electors of the most numerous branch of the State
legislatures."
JUSTICE STEVENS, with whom JUSTICE SCALIA joins, dissenting.
The threshold issue presented by this case is whether,
consistently with the Constitution, a State may permit a voter to
participate in elections to the Congress while preventing that same
person from voting for candidates to the most numerous branch of
the state legislature. If we respect the plain language of Article
I, § 2, cl. 1, of the Constitution and the Seventeenth Amendment,
the intent of the Framers, and the reasoning of the opinions in
Oregon v. Mitchell, 400 U. S. 112
(1970), we must answer that question in the negative.
Every person who votes in a federal election for a Member of the
House of Representatives or for a United States Senator must be
qualified to vote for candidates to the most numerous branch of the
state legislature. The Constitution has imposed this condition of
voter eligibility on congressional elections since 1789, [
Footnote 2/1] and on senatorial elections
since the Seventeenth Amendment was ratified in 1913. [
Footnote 2/2]
As the Court recognizes,
ante at
479 U. S. 227,
a primary election is part of the process by which Members of the
House and Senate are "chosen . . . by the People." U.S. Const.,
Art. I, § 2, cl. 1.
Cf. United States v. Classic,
313 U. S. 299,
313 U. S. 315
(1941). In Connecticut, one of the qualifications for voters in
Republican Party primary elections for the lower house of the state
legislature is that the person be "on the last-completed enrollment
list of such party in the municipality or voting district. . . ."
Conn.Gen.Stat. § 9-431 (1985). Thus, only enrolled Republicans may
vote in the Republican primary for the state legislature.
Page 479 U. S. 231
The Court today holds, however, that, pursuant to the Republican
Party of Connecticut's rules, the State must permit independent, as
well as enrolled, Republican electors to vote in the Republican
primary for the House of Representatives and the Senate of the
United States. This facial disparity between the qualifications for
electors of House and Senate candidates and the more stringent
qualifications for electors to the state legislature violates both
Qualifications Clauses.
The Court does not dispute the fact that the plain language of
the Constitution requires that voters in congressional and
senatorial elections "shall have" the qualifications of voters in
elections to the state legislature. The Court nevertheless
separates the federal voter qualifications from their state
counterparts, inexplicably treating the mandatory "shall have"
language of the Clauses as though it means only that the federal
voters "may but need not have" the qualifications of state voters.
In support of this freewheeling interpretation of the Constitution,
the Court relies on what it describes as the Framers' purpose in
enacting the first Qualification Clause and on the judgment in
Oregon v. Mitchell, supra. Neither of these arguments
withstands scrutiny.
The excerpts from the debate among the Framers quoted by the
Court,
ante at
479 U. S.
227-229, related to a motion made by Gouverneur Morris
to amend a draft of proposed Art. I, § 1, that had been prepared by
the Committee on Detail. To understand the full significance of
that debate it is necessary first to consider the provision that
Gouverneur Morris wanted to change and then to consider the nature
of his proposed amendment.
Justice Stewart accurately summarized that background in his
opinion in
Oregon v. Mitchell, supra:
"An early draft of the Constitution provided that the States
should fix the qualifications of voters in congressional elections
subject to the proviso that these qualifications might 'at any Time
be altered and superseded by the Legislature of the United States.'
The records of
Page 479 U. S. 232
the Committee on Detail show that it was decided to strike the
provision granting to Congress the authority to set voting
qualifications and to add in its stead a clause making the
qualifications 'the same from Time to Time as those of the
Electors, in the several States, of the most numerous Branch of
their own Legislatures.' The proposed draft reported by the
Committee on Detail to the Convention included the following:"
" The qualifications of the electors
shall be the same,
from time to time, as those of the electors in the several States,
of the most numerous branch of their own legislatures."
"Art. IV, § 1."
400 U.S. at
400 U. S. 289
(concurring in part and dissenting in part) (footnotes omitted;
emphasis added). Thus, the draft that the Federal Convention of
1787 was considering when Gouverneur Morris made his motion was
abundantly clear -- the qualifications of the federal electors
"shall be the same" as the electors of the legislatures of the
several States. J. Madison, Journal of the Federal Convention
449-450 (E. Scott ed. 1893). This provision would ensure uniformity
of electors' qualifications within each State, but would not impose
a uniform nationwide standard. [
Footnote 2/3]
It was this clause that Gouverneur Morris proposed to strike in
order to substitute a clause permitting Congress to prescribe the
electoral qualifications or to adopt a provision "which would
restrain the right of suffrage to freeholders."
Id. at
467. Not surprisingly, his proposal was defeated by a vote of 7 to
1 because it would have disenfranchised a large number of voters in
States that did not impose a property qualification on the right to
vote.
Id. at 467,- 468, 471-472. Despite the Court's
reliance on the concerns that led the
Page 479 U. S. 233
Framers to reject the Morris proposal, they shed absolutely no
light on the reasons why the Committee on Detail had previously
decided that the voters' qualifications in state and federal
elections "shall be the same."
The Court's reliance on the holding in
Oregon v.
Mitchell is equally misguided. That case tested the
constitutionality of certain parts of the Voting Rights Act
Amendments of 1970, 84 Stat. 314, including the section that
lowered the minimum age of voters in both state and federal
elections from 21 to 18. Four Members of the Court concluded that
Congress had no such power; [
Footnote
2/4] four other Members of the Court concluded that the entire
statute was valid. [
Footnote 2/5]
Thus, the conclusions of all eight of those Justices were
consistent with the proposition that the Constitution requires the
same qualifications for state and federal elections. [
Footnote 2/6] Only Justice Black concluded
that the statute was invalid insofar as it applied to state
elections, but valid insofar as it applied to federal elections.
400 U.S. at
400 U. S.
125-130.
Even Justice Black's reasoning, however, supports a literal
reading of the Qualifications Clause in the absence of a federal
statute prescribing a different rule for federal elections, for he
relied entirely on the provision in Art. I, § 4, that empowers
Congress to alter a State's regulations concerning the times,
places, and manner of holding elections for Senators and
Representatives. 400 U.S. at
400 U. S.
119-124. In Justice
Page 479 U. S. 234
Black's opinion, the qualifications that the States prescribed
for their own voters for state offices "were adopted for federal
offices unless Congress directs otherwise under Art. I, § 4."
Id. at
400 U. S.
125.
In this case, there is no federal statute that purports to
authorize the State of Connecticut to prescribe different
qualifications for state and federal elections. Thus, there is no
authority whatsoever for the Court's refusal to honor the plain
language of the Qualifications Clauses. An interpretation of that
language linking federal voters' qualifications in each State to
the States' existing qualifications exactly matches James Madison's
understanding:
"The provision made by the Convention appears therefore, to be
the best that lay within their option. It must be satisfactory to
every State, because it is conformable to the standard already
established, or which may be established by the State itself."
The Federalist No. 52, p. 354 (J. Cooke ed. 1961).
I respectfully dissent.
JUSTICE SCALIA, with whom THE CHIEF JUSTICE and JUSTICE O'CONNOR
join, dissenting.
Both the right of free political association and the State's
authority to establish arrangements that assure fair and effective
party participation in the election process are essential to
democratic government. Our cases make it clear that the
accommodation of these two vital interests does not lend itself to
bright-line rules, but requires careful inquiry into the extent to
which the one or the other interest is inordinately impaired under
the facts of the particular case.
See Anderson v.
Celebrezze, 460 U. S. 780,
460 U. S.
788-790 (1983);
Storer v. Brown, 415 U.
S. 724,
415 U. S. 730
(1974). Even so, the conclusion reached on the individuated facts
of one case sheds some measure of light upon the conclusion that
will be reached on the individuated facts of the next. Since this
is an area, moreover, in which the predictability of decisions is
important,
Page 479 U. S. 235
I think it worth noting that, for me, today's decision already
exceeds the permissible limit of First Amendment restrictions upon
the States' ordering of elections.
In my view, the Court's opinion exaggerates the importance of
the associational interest at issue, if indeed it does not see one
where none exists. There is no question here of restricting the
Republican Party's ability to recruit and enroll Party members by
offering them the ability to select Party candidates;
Conn.Gen.Stat. § 9-56 (1985) permits an independent voter to join
the Party as late as the day before the primary.
Cf. Kusper v.
Pontikes, 414 U. S. 51
(1973). Nor is there any question of restricting the ability of the
Party's members to select whatever candidate they desire.
Appellees' only complaint is that the Party cannot leave the
selection of its candidate to persons who are not members of the
Party, and are unwilling to become members. It seems to me fanciful
to refer to this as an interest in freedom of association between
the members of the Republican Party and the putative independent
voters. The Connecticut voter who, while steadfastly refusing to
register as a Republican, casts a vote in the Republican primary,
forms no more meaningful an "association" with the Party than does
the independent or the registered Democrat who responds to
questions by a Republican Party pollster. If the concept of freedom
of association is extended to such casual contacts, it ceases to be
of any analytic use.
See Democratic Party of United States v.
Wisconsin ex rel. La Follette, 450 U.
S. 107,
450 U. S.
130-131 (1981) (POWELL, J., dissenting) ("[Not] every
conflict between state law and party rules concerning participation
in the nomination process creates a burden on associational
rights"; one must "look closely at the nature of the intrusion, in
light of the nature of the association involved, to see whether we
are presented with a real limitation on First Amendment
freedoms").
The ability of the members of the Republican Party to select
their own candidate, on the other hand, unquestionably
Page 479 U. S. 236
implicates an associational freedom -- but it can hardly be
thought that that freedom is unconstitutionally impaired here. The
Party is entirely free to put forward, if it wishes, that candidate
who has the highest degree of support among Party members and
independents combined. The State is under no obligation, however,
to let its party primary be used, instead of a party-funded opinion
poll, as the means by which the party identifies the relative
popularity of its potential candidates among independents. Nor is
there any reason apparent to me why the State cannot insist that
this decision to support what might be called the independents'
choice be taken
by the party membership in a democratic
fashion, rather than through a process that permits the
members' votes to be diluted -- and perhaps even absolutely
outnumbered -- by the votes of outsiders.
The Court's opinion characterizes this, disparagingly, as an
attempt to "protec[t] the integrity of the Party against the Party
itself."
Ante at
479 U. S. 224.
There are two problems with this characterization. The first, and
less important, is that it is not true. We have no way of knowing
that a majority of the Party's members is in favor of allowing
ultimate selection of its candidates for federal and statewide
office to be determined by persons outside the Party. That decision
was not made by democratic ballot, but by the Party's state
convention -- which, for all we know, may have been dominated by
officeholders and office seekers whose evaluation of the merits of
assuring election of the Party's candidates,
vis-a-vis the
merits of proposing candidates faithful to the Party's political
philosophy, diverged significantly from the views of the Party's
rank and file. I had always thought it was a major purpose of
state-imposed party primary requirements to protect the general
party membership against this sort of minority control.
See
Nader v. Schaffer, 417 F.
Supp. 837, 843 (Conn.),
summarily aff'd, 429 U.S. 989
(1976). Second and more important, however, even if it were the
fact that the majority of the Party's members wanted its candidates
to be
Page 479 U. S. 237
determined by outsiders, there is no reason why the State is
bound to honor that desire -- any more than it would be bound to
honor a party's democratically expressed desire that its candidates
henceforth be selected by convention rather than by primary, or by
the party's executive committee in a smoke-filled room. In other
words, the validity of the state-imposed primary requirement
itself, which we have hitherto considered "too plain for argument,"
American Party of Texas v. White, 415 U.
S. 767,
415 U. S. 781
(1974), presupposes that the State has the right "to protect the
Party against the Party itself." Connecticut may lawfully require
that significant elements of the democratic election process be
democratic -- whether the Party wants that or not. It is beyond my
understanding why the Republican Party's delegation of its
democratic choice to a Republican Convention can be proscribed, but
its delegation of that choice to nonmembers of the Party
cannot.
In the case before us, Connecticut has said no more than this:
Just as the Republican Party may, if it wishes, nominate the
candidate recommended by the Party's executive committee, so long
as its members select that candidate by name in a democratic vote;
so also it may nominate the independents' choice, so long as its
members select him by name in a democratic vote. That seems to me
plainly and entirely constitutional.
I respectfully dissent.
[
Footnote 2/1]
Article I, § 2, cl. 1, provides:
"The House of Representatives shall be composed of Members
chosen every second Year by the People of the several States, and
the Electors in each State shall have the Qualifications requisite
for Electors of the most numerous Branch of the State
Legislature."
[
Footnote 2/2]
"The electors in each State shall have the qualifications
requisite for electors of the most numerous branch of the State
legislatures."
[
Footnote 2/3]
James Wilson referred to this part of the Report of the
Committee on Detail as "well considered," and "he did not think it
could be changed for the better. It was difficult to form any
uniform rule of qualifications, for all the States." J. Madison,
Journal of the Federal Convention 467 (E. Scott ed. 1893).
[
Footnote 2/4]
See opinion of Justice Harlan, 400 U.S. at
400 U. S. 152,
400 U. S.
212-213 (concurring in part and dissenting in part), and
opinion of Justice Stewart,
id. at 281, 287-289 (joined by
Burger, C. J., and BLACKMUN, J.).
[
Footnote 2/5]
See opinion of Justice Douglas,
id. at
400 U. S. 135,
400 U. S.
141-144, and the joint opinion,
id. at
400 U. S. 229,
400 U. S.
280-281 (opinion of BRENNAN, WHITE, and MARSHALL,
JJ.).
[
Footnote 2/6]
This was certainly the view of Justice Harlan,
see id.
at
400 U. S.
210-211, and of Justice Stewart and the two Justices who
joined his opinion,
see id. at
400 U. S.
287-290. As Justice Stewart observed: "The Constitution
thus adopts as the federal standard the standard which each State
has chosen for itself."
Id. at
400 U. S. 288.
The opinions of Justice Douglas and JUSTICE BRENNAN are silent on
the issue.