The Vanguards, an organization of black and Hispanic
firefighters employed by respondent city of Cleveland, filed a
class action in Federal District Court charging the city and
various city officials with discrimination on the basis of race and
national origin in hiring, assigning, and promoting firefighters in
violation of,
inter alia, Title VII of the Civil Rights
Act of 1964. Petitioner labor union, which represents a majority of
the city's firefighters, was permitted to intervene as a party
plaintiff. Over petitioner's objection, the court adopted a consent
decree that provided for the use of race-conscious relief and other
affirmative action in promoting firefighters. The Court of Appeals
affirmed.
Held. Section 706(g) of Title VII does not preclude
entry of a consent decree, such as was entered in this case, that
may benefit individuals who were not the actual victims of the
defendant's discriminatory practices; whether or not § 706(g)
precludes a court from imposing certain forms of race-conscious
relief after trial, it does not apply to relief awarded in a
consent decree. Pp.
478 U. S.
515-530.
(a) Congress intended that voluntary compliance be the preferred
means of achieving Title VII's objectives. Voluntary action
available to employers and unions seeking to eradicate race
discrimination may include reasonable race-conscious relief that
benefits individuals who are not actual victims of that
discrimination.
Steelworkers v. Weber, 443 U.
S. 193. Absent some contrary indication, there is no
reason why such voluntary action is rendered impermissible by Title
VII simply because it is incorporated into a consent decree. No
such contrary indication is provided by § 706(g)'s last sentence,
which precludes a district court from entering an order requiring
the hiring or promotion of an individual who was refused employment
or promotion for any reason other than discrimination. Whatever the
extent of the limits Congress placed in § 706(g)'s last sentence on
the power of federal courts to impose obligations on employers or
unions to remedy violations of Title VII, § 706(g) by itself does
not restrict the ability of employers or unions to enter into
voluntary agreements providing race-conscious relief. Because the
voluntary nature of a consent decree is its most fundamental
Page 478 U. S. 502
characteristic, it is apparent that consent decrees are not
included among the "orders" referred to in § 706(g). The party's
agreement, rather than the force of law upon which the complaint
was originally based, creates the obligations embodied in a consent
decree. Pp.
478 U. S.
515-524.
(b) A federal court is not necessarily barred from entering a
consent decree merely because the decree provides broader relief
than the court could have awarded after a trial. Inasmuch as the
limits placed by § 706(g) on the remedial authority of a federal
court -- whatever these may be -- are not implicated by voluntary
agreements, there is no conflict with or violation of § 706(g) when
a federal court enters a consent decree that provides such relief.
Firefighters v. Stotts, 467 U. S. 561, and
Railway Employees v. Wright, 364 U.
S. 642, distinguished. Pp.
478 U. S.
524-528.
(c) The fact that the consent decree in this case was entered
without petitioner's consent does not affect its validity. While an
intervenor is entitled to present evidence and have its objections
heard at the hearings on whether to approve a consent decree, it
does not have power to block the decree merely by withholding its
consent. The consent decree here does not bind petitioner to do or
not do anything. It imposes no legal duties or obligations on
petitioner, and does not purport to resolve any other claims
petitioner might have under the Fourteenth Amendment, § 703 of
Title VII, or as a matter of contract. Whether it is too late to
raise such claims, or, if not, whether the claims have any merit,
are questions that must be presented in the first instance to the
District Court, which has retained jurisdiction to hear such
challenges. Pp.
478 U. S.
528-530.
753 F.2d 479, affirmed.
BRENNAN, J., delivered the opinion of the Court, in which
MARSHALL, BLACKMUN, POWELL, STEVENS, and O'CONNOR, JJ., joined.
O'CONNOR, J., filed a concurring opinion,
post, p.
478 U. S. 530.
WHITE, J., filed a dissenting opinion,
post, p.
478 U. S. 531.
REHNQUIST, J., filed a dissenting opinion, in which BURGER, C J.,
joined,
post, p.
478 U. S.
535.
Page 478 U. S. 504
JUSTICE BRENNAN delivered the opinion of the Court.
The question presented in this case is whether § 706(g) of Title
VII of the Civil Rights Act of 1964, 78 Stat. 261,
as
amended, 42 U.S.C. § 2000e-5(g), precludes the entry of a
consent decree which provides relief that may benefit individuals
who were not the actual victims of the defendant's discriminatory
practices.
I
On October 23, 1980, the Vanguards of Cleveland (Vanguards), an
organization of black and Hispanic firefighters employed by the
City of Cleveland, filed a complaint charging the City and various
municipal officials (hereinafter referred to collectively as the
City) with discrimination on the basis of race and national origin
"in the hiring, assignment and promotion of firefighters within the
City of Cleveland Fire Department." App. 6. The Vanguards sued on
behalf of a class of blacks and Hispanics consisting of
firefighters already employed by the City, applicants for
employment, and "all blacks and Hispanics who in the future will
apply for employment or will be employed as firemen by the
Cleveland Fire Department."
Id. at 8.
The Vanguards claimed that the City had violated the rights of
the plaintiff class under the Thirteenth and Fourteenth Amendments
to the United States Constitution, Title VII of the Civil Rights
Act of 1964, 42 U.S.C. § 2000e
et seq., and 42 U.S.C. §§
1981 and 1983. Although the complaint alleged facts to establish
discrimination in hiring and work assignments, the primary
allegations charged that
Page 478 U. S. 505
black and Hispanic firefighters "have . . . been discriminated
against by reason of their race and national origin in the awarding
of promotions within the Fire Department." App. 11. [
Footnote 1] The complaint averred that this
discrimination was effectuated by a number of intentional practices
by the City. The written examination used for making promotions was
alleged to be discriminatory. The effects of this test were said to
be reinforced by the use of seniority points and by the
manipulation of retirement dates so that minorities would not be
near the top of promotion lists when positions became available. In
addition, the City assertedly limited minority advancement by
deliberately refusing to administer a new promotional examination
after 1975, thus cancelling out the effects of increased minority
hiring that had resulted from certain litigation commenced in
1973.
As just noted, the Vanguards' lawsuit was not the first in which
the City had to defend itself against charges of race
discrimination in hiring and promotion in its civil services. In
1972, an organization of black police officers filed an action
alleging that the Police Department discriminated against
minorities in hiring and promotions.
See Shield Club v. City of
Cleveland, 370 F.
Supp. 251 (ND Ohio 1972). The District Court found for the
plaintiffs, and issued an order enjoining certain hiring and
promotion practices and establishing minority
Page 478 U. S. 506
hiring goals. In 1977, these hiring goals were adjusted and
promotion goals were established pursuant to a consent decree.
Thereafter, litigation raising similar claims was commenced against
the Fire Department and resulted in a judicial finding of unlawful
discrimination and the entry of a consent decree imposing hiring
quotas similar to those ordered in the
Shield Club
litigation.
See Headen v. City of Cleveland, No. C73-330
(ND Ohio, Apr. 25, 1975). In 1977, after additional litigation, the
Headen court approved a new plan governing hiring
procedures in the Fire Department.
By the time the Vanguards filed their complaint, then, the City
had already unsuccessfully contested many of the basic factual
issues in other lawsuits. Naturally, this influenced the City's
view of the Vanguards' case. As expressed by counsel for the City
at oral argument in this Court:
"[W]hen this case was filed in 1980, the City of Cleveland had
eight years at that point of litigating these types of cases, and
eight years of having judges rule against the City of
Cleveland."
"You don't have to beat us on the head. We finally learned what
we had to do and what we had to try to do to comply with the law,
and it was the intent of the city to comply with the law fully. . .
."
Tr. of Oral Arg. 41-42. Thus, rather than commence another round
of futile litigation, the City entered into "serious settlement
negotiations" with the Vanguards.
See Letter dated
December 24, 1980, from Edward R. Stege, Jr., and Mark I. Wallach
to Hon. Thomas J. Lambros.
On April 27, 1981, Local Number 93 of the International
Association of Firefighters, AFL-CIO, C.L.C. (Local 93 or Union),
which represents a majority of Cleveland's firefighters, moved
pursuant to Federal Rule of Civil Procedure 24(a)(2) to intervene
as a party-plaintiff. The District Court granted the motion and
ordered the Union to submit its complaint in intervention within 30
days.
Page 478 U. S. 507
Local 93 subsequently submitted a three-page document entitled
"Complaint of Applicant for Intervention." Despite its title, this
document did not allege any causes of action or assert any claims
against either the Vanguards or the City. It expressed the view
that
"[p]romotions based upon any criterion other than competence,
such as a racial quota system, would deny those most capable from
their promotions, and would deny the residents of the City of
Cleveland from maintaining the best possible fire fighting
force,"
and asserted that
"Local #93's interest is to maintain a well trained and properly
staffed fire fighting force and [Local 93] contends that promotions
should be made on the basis of demonstrated competency, properly
measured by competitive examinations administered in accordance
with the applicable provisions of Federal, State, and Local
laws."
App. 27, 28. The "complaint" concluded with a prayer for relief
in the form of an injunction requiring the City to award promotions
on the basis of such examinations.
Id. at 28.
In the meantime, negotiations between the Vanguards and the City
continued, and a proposed consent decree was submitted to the
District Court in November, 1981. This proposal established
"interim procedures" to be implemented "as a two-step temporary
remedy" for past discrimination in promotions.
Id. at 33.
The first step required that a fixed number of already planned
promotions be reserved for minorities: specifically, 16 of 40
planned promotions to Lieutenant, 3 of 20 planned promotions to
Captain, 2 of 10 planned promotions to Battalion Chief, and 1 of 3
planned promotions to Assistant Chief were to be made to minority
firefighters.
Id. at 33-34. The second step involved the
establishment of "appropriate minority promotion goal[s],"
id. at 34, for the ranks of Lieutenant, Captain, and
Battalion Chief. The proposal also required the City to forgo using
seniority points as a factor in making promotions.
Id. at
32-33. The plan was to remain in effect for nine years, and could
be extended
Page 478 U. S. 508
upon mutual application of the parties for an additional 6-year
period.
Id. at 36.
The District Court held a 2-day hearing at the beginning of
January to consider the fairness of this proposed consent decree.
Local 93 objected to the use of minority promotional goals and to
the 9-year life of the decree. In addition, the Union protested the
fact that it had not been included in the negotiations. This latter
objection particularly troubled the District Judge. Indeed,
although hearing evidence presented by the Vanguards and the City
in support of the decree, the Judge stated that he was "appalled
that these negotiations leading to this consent decree did not
include the intervenors . . . ," and refused to pass on the decree
under the circumstances. Tr. 134 (Jan. 7, 1982). Instead, he
concluded:
"I am going to at this time to defer this proceeding until
another day, and I am mandating the City and the [Vanguards] to
engage the Fire Fighters in discussions, in dialogue. Let them know
what is going on, hear their particular problems."
Id. at 151. At the same time, Judge Lambros explained
that the Union would have to make its objections more specific to
accomplish anything:
"I don't think the Fire Fighters are going to be able to win
their position on the basis that, 'Well, Judge, you know, there's
something inherently wrong about quotas. You know, it's not fair.'
We need more than that."
Id. at 153.
A second hearing was held on April 27. Local 93 continued to
oppose any form of affirmative action. Witnesses for all parties
testified concerning the proposed consent decree. The testimony
revealed that, while the consent decree dealt only with the 40
promotions to Lieutenant already planned by the City, the Fire
Department was actually authorized to make up to 66 offers;
similarly, the City was in a position to hire 32, rather than 20,
Captains, and 14, rather than 10, Battalion Chiefs. After hearing
this testimony, Judge Lambros proposed as an alternative to have
the City make a high number of promotions over a relatively short
period of time. The
Page 478 U. S. 509
Judge explained that, if the City were to hire 66 Lieutenants,
rather than 40, it could "plug in a substantial number of black
leadership that can start having some influence in the operation of
this fire department" while still promoting the same nonminority
officers who would have obtained promotions under the existing
system. Tr. 147-148 (Apr. 27, 1982). Additional testimony revealed
that this approach had led to the amicable resolution of similar
litigation in Atlanta, Georgia. Judge Lambros persuaded the parties
to consider revamping the consent decree along the lines of the
Atlanta plan. The proceedings were therefore adjourned, and the
matter was referred to a United States Magistrate.
Counsel for all three parties participated in 40 hours of
intensive negotiations under the Magistrate's supervision, and
agreed to a revised consent decree that incorporated a modified
version of the Atlanta plan.
See App. 79 (Report of
Magistrate). However, submission of this proposal to the court was
made contingent upon approval by the membership of Local 93.
Despite the fact that the revised consent decree actually increased
the number of supervisory positions available to nonminority
firefighters, the Union members overwhelmingly rejected the
proposal. [
Footnote 2]
Page 478 U. S. 510
On January 11, 1983, the Vanguards and the City lodged a second
amended consent decree with the court and moved for its approval.
This proposal was "patterned very closely upon the revised decree
negotiated under the supervision of [the] Magistrate . . . ," App.
to Pet. for Cert. A31, and thus its central feature was the
creation of many more promotional opportunities for firefighters of
all races. Specifically, the decree required that the City
immediately make 66 promotions to Lieutenant, 32 promotions to
Captain, 16 promotions to Battalion Chief, and 4 promotions to
Assistant Chief. These promotions were to be based on a promotional
examination that had been administered during the litigation. The
66 initial promotions to Lieutenant were to be evenly split between
minority and nonminority firefighters. However, since only 10
minorities had qualified for the 52 upper-level positions, the
proposed decree provided that all 10 should be promoted. The decree
further required promotional examinations to be administered in
June, 1984, and December, 1985. Promotions from the lists produced
by these examinations were to be made in accordance with specified
promotional "goals" that were expressed in terms of percentages and
were different for each rank. The list from the 1985 examination
would remain in effect for two years, after which time the decree
would expire. The life of the decree was thus shortened from nine
years to four. In addition, except where necessary to implement
specific requirements of the consent decree, the use of seniority
points was restored as a factor in ranking candidates for
promotion.
Id. at A29-A38.
Local 93 was mentioned twice in the proposal. Paragraph 16
required the City to submit progress reports concerning compliance
to both the Union and the Vanguards.
Id. at A36. In
paragraph 24, the court reserved exclusive jurisdiction with
respect to applications or claims made by "any
Page 478 U. S. 511
party, including Intervenor."
Id. at A38. The decree
imposed no legal duties or obligations on Local 93.
On January 19, the City was ordered to notify the members of the
plaintiff class of the terms of the proposed decree. In addition,
persons who wished to object to the proposal were ordered to submit
their objections in writing. Local 93 filed the following formal
objection to the proposed consent decree:
"Local #93 has consistently and steadfastly maintained that
there must be a more equitable, more fair, more just way to correct
the problems caused by the [City]. Many alternatives to the
hopefully soon to be unnecessary 'remedial' methods embodied in the
law have been explored and some have been utilized."
"Local #93 reiterates it's [
sic] absolute and total
objection to the use of racial quotas, which must, by their very
nature, cause serious racial polarization in the Fire Service.
Since this problem is obviously the concern of the collective
representative of all members of the fire service, Intervenors,
Local #93. [
sic] We respectfully urge this court not to
implement the 'remedial' provisions of this Decree."
App. 98. Apart from thus expressing its opinion as to the wisdom
and necessity of the proposed consent decree, the Union still
failed to assert any legal claims against either the Vanguards or
the City. [
Footnote 3]
The District Court approved the consent decree on January 31,
1983. Judge Lambros found that
"[t]he documents, statistics, and testimony presented at the
January and April, 1982, hearings reveal a historical pattern of
racial discrimination in the promotions in the City of Cleveland
Fire Department. "
Page 478 U. S. 512
App. to Brief in Opposition of City of Cleveland A3-A4. He then
observed:
"While the concerns articulated by Local 93 may be valid, the
use of a quota system for the relatively short period of four years
is not unreasonable in light of the demonstrated history of racial
discrimination in promotions in the City of Cleveland Fire
Department. It is neither unreasonable nor unfair to require
nonminority firefighters who, although they committed no wrong,
benefited from the effects of the discrimination to bear some of
the burden of the remedy. Furthermore, the amended proposal is more
reasonable, and less burdensome, than the nine-year plan that had
been proposed originally."
Id. at A5. The Judge therefore overruled the Union's
objection and adopted the consent decree "as a fair, reasonable,
and adequate resolution of the claims raised in this action."
Ibid. The District Court retained exclusive jurisdiction
for "all purposes of enforcement, modification, or amendment of
th[e] Decree upon the application of any party. . . ." App. to Pet.
for Cert. A38.
The Union appealed the overruling of its objections. A panel for
the Court of Appeals for the Sixth Circuit affirmed, one judge
dissenting.
Vanguards of Cleveland v. City of Cleveland,
753 F.2d 479 (1985). The court rejected the Union's claim that the
use of race-conscious relief was "unreasonable," finding such
relief justified by the statistical evidence presented to the
District Court and the City's express admission that it had engaged
in discrimination. The court also found that the consent decree was
"fair and reasonable to nonminority firefighters," emphasizing the
"relatively modest goals set forth in the plan," the fact that "the
plan does not require the hiring of unqualified minority
firefighters or the discharge of any nonminority firefighters," the
fact that the plan "does not create an absolute bar to the
advancement
Page 478 U. S. 513
of nonminority employees," and the short duration of the plan.
Id. at 485.
After oral argument before the Court of Appeals, this Court
decided
Firefighters v. Stotts, 467 U.
S. 561 (1984). "Concerned with the potential impact of
Stotts," the Court of Appeals ordered the parties to
submit supplemental briefs, 753 F.2d at 485-486, but ultimately
concluded that
Stotts did not affect the outcome of the
case. The court noted that the District Court in
Stotts
had issued an injunction requiring layoffs over the objection of
the City, while, in this case, the City of Cleveland had agreed to
the plan. The court reasoned that, even if
Stotts holds
that Title VII limits relief to those who have been actual victims
of discrimination, "[t]he fact that this case involves a consent
decree, and not an injunction, makes the legal basis of the
Stotts decision inapplicable." 753 F.2d at 486. [
Footnote 4]
Local 93 petitioned this Court for a writ of certiorari. The
sole issue raised by the petition is whether the consent decree is
an impermissible remedy under § 706(g) of Title VII. [
Footnote 5]
Page 478 U. S. 514
Local 93 argues that the consent decree disregards the express
prohibition of the last sentence of § 706(g) that
"
[n]o order of the court shall require the admission or
reinstatement of an individual as a member of a union, or
the
hiring, reinstatement, or promotion of an individual as an
employee, or the payment to him of any back pay,
if such
individual was refused admission, suspended, or expelled, or
was refused employment or advancement or was suspended or
discharged
for any reason other than discrimination on account
of race, color, religion, sex, or national origin or in
violation of section 2000e-3(a) of this title."
42 U.S.C. § 2000e-5(g) (emphasis added). According to Local 93,
this sentence precludes a court from awarding relief under Title
VII that may benefit individuals who were not the actual victims of
the employer's discrimination. The Union argues further that the
plain language of the provision that "[n]o order of the court"
shall provide such relief extends this limitation to orders entered
by consent, in addition to orders issued after litigation.
Consequently, the Union concludes that a consent decree entered in
Title VII litigation is invalid if -- like the consent decree
approved in this case -- it utilizes racial preferences that may
benefit individuals who are not themselves actual victims of an
employer's discrimination. The Union is supported by the United
States as
amicus curiae. [
Footnote 6]
Page 478 U. S. 515
We granted the petition in order to answer this important
question of federal law. 474 U.S. 816 (1985). The Court holds today
in
Sheet Metal Workers v. EEOC, ante, p.
478 U. S. 421,
that courts may, in appropriate cases, provide relief under Title
VII that benefits individuals who were not the actual victims of a
defendant's discriminatory practices. We need not decide whether
this is one of those cases, however. For we hold that, whether or
not § 706(g) precludes a court from imposing certain forms of
race-conscious relief after trial, that provision does not apply to
relief awarded in a consent decree. [
Footnote 7] We therefore affirm the judgment of the Court
of Appeals.
II
We have on numerous occasions recognized that Congress intended
voluntary compliance to be the preferred means of achieving the
objectives of Title VII.
Alexander v. Gardner-Denver Co.,
415 U. S. 36,
415 U. S. 44
(1974);
Albemarle Paper Co. v. Moody, 422 U.
S. 405,
422 U. S.
417-418 (1975) (quoting
United States v. N. L.
Industries. Inc., 479 F.2d 354, 379 (CA8 1973)) (Title VII
sanctions intended to cause employers "
to self-examine and
self-evaluate their employment practices, and to endeavor to
eliminate, so far as possible, the last vestiges of an unfortunate
and ignominious page in this country's history'"). See also
Teamsters v. United States, 431 U. S. 324,
431 U. S. 364
(1977); Ford Motor Co. v. EEOC, 458 U.
S. 219, 458 U. S. 228
(1982); W. R. Grace & Co. v. Rubber Workers,
461 U. S. 757,
461 U. S.
770-771 (1983). This view is shared by the Equal
Employment Opportunity Commission (EEOC), which has promulgated
guidelines setting forth its understanding that
"Congress strongly encouraged employers . . . to act on a
voluntary basis to modify employment practices and systems
Page 478 U. S. 516
which constituted barriers to equal employment opportunity. . .
."
29 CFR § 1608.1(b) (1985). According to the EEOC:
"The principle of nondiscrimination in employment because of
race, color, religion, sex, or national origin, and the principle
that each person subject to Title VII should take voluntary action
to correct the effects of past discrimination and to prevent
present and future discrimination without awaiting litigation, are
mutually consistent and interdependent methods of addressing social
and economic conditions which precipitated the enactment of Title
VII. Voluntary affirmative action to improve opportunities for
minorities and women must be encouraged and protected in order to
carry out the Congressional intent embodied in Title VII."
§ 1608.1(c) (footnote omitted).
It is equally clear that the voluntary action available to
employers and unions seeking to eradicate race discrimination may
include reasonable race-conscious relief that benefits individuals
who were not actual victims of discrimination. This was the holding
of
Steelworkers v. Weber, 443 U.
S. 193 (1979). In
Weber, an employer and a
union agreed in collective bargaining to reserve for black
employees 50% of the openings in an in-plant, craft-training
program until the percentage of black craftworkers in the plant was
commensurate with the percentage of blacks in the local labor
force. After considering both the purposes of Title VII and its
legislative history, we concluded that
"[i]t would be ironic indeed if a law triggered by a Nation's
concern over centuries of racial injustice and intended to improve
the lot of those who had 'been excluded from the American dream for
so long' constituted the first legislative prohibition of all
voluntary, private, race-conscious efforts to abolish traditional
patterns of racial segregation and hierarchy."
Id. at
443 U. S. 204
(citation omitted). Accordingly, we held that Title VII permits
employers and unions voluntarily to make use of reasonable
race-conscious affirmative action, although we left to another day
the task of
Page 478 U. S. 517
defin[ing] in detail the line of demarcation between permissible
and impermissible affirmative action plans."
Id. at
443 U. S.
208.
Of course,
Weber involved a purely private contractual
agreement, rather than a consent decree. But, at least at first
blush, there does not seem to be any reason to distinguish between
voluntary action taken in a consent decree and voluntary action
taken entirely outside the context of litigation. [
Footnote 8] Indeed, in
Carson v. American
Brands, Inc., 450 U. S. 79,
450 U. S. 88, n.
14 (1981), we held that a District Court's order denying entry of a
consent decree is appealable under 28 U.S.C. § 1292(a)(1) because
such an order undermines Congress' "strong preference for
encouraging voluntary settlement of employment discrimination
claims" under Title VII. Moreover, the EEOC's guidelines concerning
"Affirmative Action Appropriate Under Title VII of the Civil Rights
Act of 1964," 29 CFR pt. 1608 (1985), plainly contemplate the
Page 478 U. S. 518
use of consent decrees as an appropriate form of voluntary
affirmative action.
See, e.g., § 1608.8. [
Footnote 9] True, these guidelines do not
have the force of law,
General Electric Co. v. Gilbert,
429 U. S. 125,
429 U. S. 141
(1976), but still they "
constitute a body of experience and
informed judgment to which courts and litigants may properly resort
for guidance.'" Id. at 429 U. S. 142
(quoting Skidmore v. Swift & Co., 323 U.
S. 134, 323 U. S. 140
(1944)). Therefore, absent some contrary indication, there is no
reason to think that voluntary, race-conscious affirmative action
such as was held permissible in Weber is rendered
impermissible by Title VII simply because it is incorporated into a
consent decree.
Local 93 and the United States find a contrary indicator in §
706(g), which governs the courts' remedial power under Title VII.
They contend that § 706(g) establishes an independent limitation on
what
courts -- as opposed to employers or unions -- can
do, prohibiting any "order of the court" from providing relief that
may benefit nonvictims. They argue that a consent decree should be
treated as an "order" within the meaning of § 706(g) because it
possesses the legal force and character of a judgment decreed after
a trial. They rely for this conclusion on several characteristics
of consent decrees: first, that a consent decree looks like and is
entered as a judgment; second, that the court retains the power to
modify a consent decree in certain circumstances over the objection
of a signatory,
see United States v. Swift & Co.,
286 U. S. 106,
286 U. S. 114
(1932) (
Swift II); third, that noncompliance with a
consent decree is enforceable by citation for contempt of court,
see United States v. City of Miami, 664 F.2d 435, 440, and
n. 8 (CA5 1981) (opinion of Rubin, J.).
Page 478 U. S. 519
To be sure, consent decrees bear some of the earmarks of
judgments entered after litigation. At the same time, because their
terms are arrived at through mutual agreement of the parties,
consent decrees also closely resemble contracts.
See United
States v. ITT Continental Baking Co., 420 U.
S. 223,
420 U. S.
235-237 (1975);
United States v. Armour &
Co., 402 U. S. 673
(1971). More accurately, then, as we have previously recognized,
consent decrees "have attributes both of contracts and of judicial
decrees," a dual character that has resulted in different treatment
for different purposes.
United States v. ITT Continental Baking
Co., supra, at
420 U. S.
235-237, and n. 10. The question is not whether we can
label a consent decree as a "contract" or a "judgment," for we can
do both. The question is whether, given their hybrid nature,
consent decrees implicate the concerns embodied in § 706(g) in such
a way as to require treating them as "orders" within the meaning of
that provision.
Because this Court's cases do not treat consent decrees as
judicial decrees in all respects and for all purposes, we think
that the language of § 706(g) does not so clearly include consent
decrees as to preclude resort to the voluminous legislative history
of Title VII. The issue is whether, when Congress used the phrase
"[n]o order of the court shall require" in § 706(g), it
unmistakably intended to refer to
consent decrees. In
addition to the fact that consent decrees have contractual as well
as judicial features, the use of the verb "require" in § 706(g)
suggests that it was the coercive aspect of a judicial decree that
Congress had in mind. We turn therefore to the legislative history,
since the language of § 706(g) does not clearly settle the
matter.
The conclusion in
Weber that "Congress chose not to
forbid all voluntary race-conscious affirmative action" when it
enacted Title VII was largely based upon the legislative history,
which shows that Congress was particularly concerned to avoid undue
federal interference with managerial discretion.
Weber,
443 U.S. at
443 U. S.
205-207. As originally enacted,
Page 478 U. S. 520
Title VII regulated only private enterprises; the liberal
Republicans and Southern Democrats whose support was crucial to
obtaining passage of the bill expressed misgivings about the
potential for Government intrusion into the managerial decisions of
employers and unions beyond what was necessary to eradicate
unlawful discrimination.
Id. at
443 U. S. 206.
Their votes were obtained only after they were given assurances
that "management prerogatives, and union freedoms are to be left
undisturbed to the greatest extent possible." H.R.Rep. No. 914,
88th Cong., 1st Sess., pt. 2, p. 29 (1963).
See also 110
Cong.Rec. 1518 (1964) (remarks of Rep. Celler);
id. at
11471 (remarks of Sen. Javits);
id. at 14314 (remarks of
Sen. Miller);
id. at 15893 (remarks of Rep. McCulloch). As
one commentator points out, rather than seeking to outlaw voluntary
affirmative action, the more conservative proponents of Title VII
who held the balance of power in 1964 "were far more concerned to
avoid the intrusion into business autonomy that a rigid color-blind
standard would entail." Note, Preferential Relief Under Title VII,
65 Va.L.Rev. 729, 771, n. 224 (1979).
See also Weber,
supra, at
443 U. S.
207-208, n. 7 (quoting 110 Cong.Rec. 15893 (1964)
(remarks of Rep. MacGregor)) (Congress was not legislating about
"
preferential treatment or quotas in employment'" because it
believed that "`the problems raised by these controversial
questions are more properly handled at a governmental level closer
to the American people, and by communities and individuals
themselves"').
The legislative history pertaining specifically to § 706(g)
suggests that it was drafted with this concern in mind, and, in
fact, that a principal purpose of the last sentence of § 706(g) was
to protect managerial prerogatives of employers and unions.
[
Footnote 10]
See
H.R.Rep. No. 914, 88th Cong., 1st Sess., pt. 1,
Page 478 U. S. 521
p. 11 (1963) (first version of § 706(g) preserving employer
defense of "cause"); 110 Cong.Rec. 2567-2571 (1964) (amending this
version to substitute for "any reason other than discrimination" in
place of "cause");
id. at 2567 (remarks of Rep. Celler,
the amendment's sponsor, that the amendment's purpose was "to
specify cause");
id. at 6549 (remarks of Sen. Humphrey
that § 706(g) makes clear "that employers may hire and fire,
promote and refuse to promote for any reason, good or bad" except
when such decisions violate the substantive provisions of Title
VII). Thus, whatever the extent of the limits § 706(g) places on
the power of the federal courts to compel employers and unions to
take certain actions that the employers or unions oppose and would
not otherwise take, § 706(g), by itself, does not restrict the
ability of employers or unions to enter into voluntary agreements
providing for race-conscious remedial action. The limits on such
agreements must be found outside § 706(g). [
Footnote 11]
From this, it is readily apparent that consent decrees are not
included among the "orders" referred to in § 706(g), for the
voluntary nature of a consent decree is its most fundamental
Page 478 U. S. 522
characteristic.
See United States v. ITT Continental Baking
Co., 420 U.S. at
420 U. S.
235-237;
United States v. Armour & Co.,
402 U. S. 673
(1971);
Hughes v. United States, 342 U.
S. 353 (1952);
United States v. Atlantic Refining
Co., 360 U. S. 19
(1959);
Ashley v. City of Jackson, 464 U.
S. 900, 902 (1983) (REHNQUIST, J., dissenting from
denial of certiorari). As we observed in
United States v.
Armour & Co.:
"Consent decrees are entered into by parties to a case after
careful negotiation has produced agreement on their precise terms.
The parties waive their right to litigate the issues involved in
the case, and thus save themselves the time, expense, and
inevitable risk of litigation. Naturally, the agreement reached
normally embodies a compromise; in exchange for the saving of cost
and elimination of risk, the parties each give up something they
might have won had they proceeded with the litigation. Thus, the
decree itself cannot be said to have a purpose; rather,
the
parties have purposes, generally opposed to each
other, and the resultant decree embodies as much of those opposing
purposes as the respective parties have the bargaining power and
skill to achieve."
402 U.S. at
402 U. S.
681-682 (emphasis in original) (footnote omitted).
Indeed, it is the parties' agreement that serves as the source of
the court's authority to enter any judgment at all.
See United
States v. Ward Baking Co., 376 U. S. 327
(1964) (cannot enter consent decree to which one party has not
consented);
Ashley v. City of Jackson, supra, at 902
(REHNQUIST, J., dissenting from denial of certiorari). More
importantly, it is the agreement of the parties, rather than the
force of the law upon which the complaint was originally based,
that creates the obligations embodied in a consent decree.
Consequently, whatever the limitations Congress placed in § 706(g)
on the power of federal courts to impose obligations on employers
or unions to remedy violations of
Page 478 U. S. 523
Title VII, these simply do not apply when the obligations are
created by a consent decree.
The features of consent decrees designated by the Union and the
United States do not require a contrary result. The fact that a
consent decree looks like a judgment entered after a trial
obviously does not implicate Congress' concern with limiting the
power of federal courts unilaterally to require employers or unions
to make certain kinds of employment decisions. The same is true of
the court's conditional power to modify a consent decree; the mere
existence of an unexercised power to modify the obligations
contained in a consent decree does not alter the fact that those
obligations were created by agreement of the parties, rather than
imposed by the court. [
Footnote
12] Finally, we reject the argument that a consent decree
should be treated as an "order" within the meaning of § 706(g)
because it can be enforced by a citation for contempt. There is no
indication in the legislative history that the availability of
judicial enforcement of an obligation, rather than the creation of
the obligation itself, was the focus of congressional concern. In
fact, judicial enforcement is available whether race-conscious
relief is provided in a collective bargaining agreement (as in
Weber) or in a consent decree; only the form of that
enforcement is different. But the difference between contractual
remedies and the contempt power is not significant in any relevant
sense with respect to § 706(g). For the choice of an enforcement
scheme -- whether to rely on contractual remedies or to have an
agreement entered as a consent decree -- is itself made voluntarily
by the parties. [
Footnote
13] Thus, it does not implicate
Page 478 U. S. 524
Congress' concern that federal courts not impose unwanted
obligations on employers and unions any more than the decision to
institute race-conscious affirmative action in the first place; in
both cases, the parties have themselves created obligations and
surrendered claims in order to achieve a mutually satisfactory
compromise.
III
Relying upon
Firefighters v. Stotts, 467 U.
S. 561 (1984), and
Railway Employees v. Wright,
364 U. S. 642
(1961), Local 93 -- again joined by the United States -- contends
that we have recognized as a general principle that a consent
decree cannot provide greater relief than a court could have
decreed after a trial. They urge that, even if § 706(g) does not
directly invalidate the consent decree, that decree is nonetheless
void because the District Court "would have been powerless to order
[such an injunction] under Title VII, had the matter actually gone
to trial." Brief for Petitioner 17.
Page 478 U. S. 525
We concluded above that voluntary adoption in a consent decree
of race-conscious relief that may benefit nonvictims does not
violate the congressional objectives of § 706(g). It is therefore
hard to understand the basis for an independent judicial canon or
"common law" of consent decrees that would give § 706(g) the effect
of prohibiting such decrees anyway. To be sure, a federal court is
more than "a recorder of contracts" from whom parties can purchase
injunctions; it is "an organ of government constituted to make
judicial decisions. . . ." 1B J. Moore, J. Lucas, & T. Currier,
Moore's Federal Practice � 0.409[5], p. 331 (1984) (hereinafter
Moore). Accordingly, a consent decree must spring from and serve to
resolve a dispute within the court's subject matter jurisdiction.
Furthermore, consistent with this requirement, the consent decree
must "com[e] within the general scope of the case made by the
pleadings,"
Pacific R. Co. v. Ketchum, 101 U.
S. 289,
101 U. S. 297
(1880), and must further the objectives of the law upon which the
complaint was based,
EEOC v. Safeway Stores, Inc., 611
F.2d 795, 799 (CA10 1979),
cert. denied sub nom. Courtwright v.
EEOC, 446 U.S. 952 (1980);
Citizens for a Better
Environment v. Gorsuch, 231 U.S.App.D.C. 79, 87, 90, 718 F.2d
1117, 1125, 1128 (1983),
cert. denied sub nom. Union Carbide
Corp. v. Natural Resources Defense Council, Inc., 467 U.S.
1219 (1984). However, in addition to the law which forms the basis
of the claim, the parties' consent animates the legal force of a
consent decree.
See Pacific R. Co. v. Ketchum, supra; Citizens
for a Better Environment v. Gorsuch, supra, at 89-90, 718 F.2d
at 1127-1128; Note, The Consent Judgment as an Instrument of
Compromise and Settlement, 72 Harv.L.Rev. 1314, 1317 (1959).
Therefore, a federal court is not necessarily barred from entering
a consent decree merely because the decree provides broader relief
than the court could have awarded after a trial.
See, e.g.,
Pacific R. Co. v. Ketchum, supra, at
101 U. S.
295-297;
Swift & Co. v. United States,
276 U. S. 311,
276 U. S.
327-331 (1928) (
Swift I) (Brandeis, J.);
EEOC v. Safeway
Page 478 U. S. 526
Stores, Inc., supra, at 799-800;
Citizens for a
Better Environment v. Gorsuch, supra, at 89-91, 718 F.2d at
1127-1130;
Sansom Committee v. Lynn, 735 F.2d 1535,
1538-1539 (CA3),
cert. denied, 469 U.S. 1017 (1984);
Turner v. Orr, 759 F.2d 817, 825-826 (CA8 1985).
This is not to say that the parties may agree to take action
that conflicts with or violates the statute upon which the
complaint was based. As noted above, the fact that the parties have
consented to the relief contained in a decree does not render their
action immune from attack on the ground that it violates § 703 of
Title VII or the Fourteenth Amendment. However, inasmuch as the
limits placed by § 706(g) on the remedial authority of a federal
court -- whatever these may be -- are not implicated by voluntary
agreements, there is no conflict with or violation of § 706(g) when
a federal court enters a consent decree that provides such relief.
Accordingly, to the extent that the consent decree is not otherwise
shown to be unlawful, the court is not barred from entering a
consent decree merely because it might lack authority under §
706(g) to do so after a trial.
This simply was not the case in either
Railway Employees v.
Wright or
Firefighters v. Stotts, in both of which
the Court found conflicts between a judicial decree and the
underlying statute. In
Wright, a railroad and the unions
representing most of its employees were charged with discriminating
against nonunion employees in violation of the Railway Labor Act,
45 U.S.C. § 151
et seq. The parties entered a consent
decree that prohibited, among other things, the establishment of a
union shop, a restriction that was also contained in the Railway
Labor Act at the time. When the Act was amended several years later
to permit union shops, the unions moved to modify the consent
decree; their motion was opposed by the plaintiffs and by the
railroad. This Court reversed the District Court's denial of this
motion, holding that refusal to modify the consent decree
constituted an abuse of discretion under the circumstances. The
Court recognized
Page 478 U. S. 527
that the District Court retained power to modify the consent
decree, and that "a sound judicial discretion" may call for such
modification "if the circumstances, whether of law or fact,
obtaining at the time of its issuance have changed, or new ones
have arisen." 364 U.S. at
364 U. S.
646-647. Because it viewed the intervening amendment of
the Railway Labor Act as rendering the consent decree incompatible
with the terms of the Act, the Court regarded as "established" the
conclusion that, had the decree represented relief awarded after
trial, it would have been an abuse of discretion to deny
modification.
Id. at
364 U. S.
648-650. This left only the question whether "th[e]
result [is] affected by the fact that we are dealing with a consent
decree."
Id. at
364 U. S.
648-650. Citing
Swift II for the proposition
that the power to modify a consent decree is the same as the power
to modify a litigated decree, the Court held that a District Court
"must . . . be free to modify the terms of the consent decree when
a change in law brings those terms in conflict with statutory
objectives." 364 U.S. at
364 U. S.
650-651.
Firefighters v. Stotts, 467 U.
S. 561 (1984), also involved a consent decree that the
Court concluded was in conflict with the underlying statute, in
that case, Title VII. The plaintiffs and the city of Memphis
entered into a consent decree that included the use of racial
preferences for hiring and promoting firefighters. After the decree
had been in effect for just over a year, budget deficits forced
Memphis to lay off a number of firefighters. Because layoffs
pursuant to Memphis' "last hired, first fired" rule would undo the
gains made by minority firefighters under the decree, the
plaintiffs sought and obtained an injunction requiring Memphis to
modify its seniority rules to protect new black employees. We
reversed. We held, first, that the injunction could not be upheld
as merely enforcing the terms of the consent decree.
Id.
at
467 U. S.
572-576. The plaintiffs argued, in the alternative, that
the injunction was justified by the change in circumstances brought
about by the budget deficits, and that it thus constituted a proper
modification of the decree. We rejected this argument,
Page 478 U. S. 528
reasoning that "the District Court's authority to impose a
modification of a decree is not wholly dependent on the decree,"
but must also be consistent with the underlying statute.
Id. at
467 U. S. 576,
n. 9. Noting that the Court in
Wright
"held that, when a change in the law brought the terms of the
decree into conflict with the statute pursuant to which the decree
was entered, the decree should be modified over the objections of
one of the parties bound by the decree,"
we reasoned:
"By the same token, and for the same reason, a district court
cannot enter a disputed modification of a consent decree in Title
VII litigation if the resulting order is inconsistent with that
statute."
467 U.S. at
467 U. S. 576,
n. 9. Because we concluded that the District Court would have been
precluded by Title VII from issuing an injunction such as the one
it had issued after a trial,
id. at
467 U. S.
577-583, we rejected the plaintiffs' argument and held
that "the District Court was precluded from granting such relief
over the City's objection" by modifying the consent decree,
id. at
467 U. S.
576-577, n. 9.
Because § 706(g) is not concerned with voluntary agreements by
employers or unions to provide race-conscious relief, there is no
inconsistency between it and a consent decree providing such
relief, although the court might be barred from ordering the same
relief after a trial or, as in
Stotts, in disputed
proceedings to modify a decree entered upon consent.
IV
Local 93 and the United States also challenge the validity of
the consent decree on the ground that it was entered without the
consent of the Union. They take the position that, because the
Union was permitted to intervene as of right, its consent was
required before the court could approve a consent decree. This
argument misconceives the Union's rights in the litigation.
A consent decree is primarily a means by which parties settle
their disputes without having to bear the financial and other costs
of litigating. It has never been supposed that
Page 478 U. S. 529
one party -- whether an original party, a party that was joined
later, or an intervenor -- could preclude other parties from
settling their own disputes, and thereby withdrawing from
litigation. Thus, while an intervenor is entitled to present
evidence and have its objections heard at the hearings on whether
to approve a consent decree, it does not have power to block the
decree merely by withholding its consent.
See Zipes v. Trans
World Airlines, Inc., 455 U. S. 385,
455 U. S. 392,
455 U. S. 400
(1982);
Kirkland v. New York State Dept. of Correctional
Services, 711 F.2d 1117, 1126 (CA2 1983),
cert.
denied, 465 U.S. 1005 (1984). Here, Local 93 took full
advantage of its opportunity to participate in the District Court's
hearings on the consent decree. It was permitted to air its
objections to the reasonableness of the decree and to introduce
relevant evidence; the District Court carefully considered these
objections, and explained why it was rejecting them. Accordingly,
"the District Court gave the union all the process that it was due.
. . ."
Zipes, supra, at
455 U. S.
400.
Of course, parties who choose to resolve litigation through
settlement may not dispose of the claims of a third party, and,
a fortiori, may not impose duties or obligations on a
third party, without that party's agreement. A court's approval of
a consent decree between some of the parties therefore cannot
dispose of the valid claims of nonconsenting intervenors; if
properly raised, these claims remain, and may be litigated by the
intervenor. 3B Moore � 24.16[6], p. 181;
see also, United
States Steel Corp. v. EPA, 614 F.2d 843, 845-846 (CA3 1979);
Wheeler v. American Home Products Corp., 563 F.2d 1233,
1237-1238 (CA5 1977). And, of course, a court may not enter a
consent decree that imposes obligations on a party that did not
consent to the decree.
See, e.g., United States v. Ward Baking
Co., 376 U. S. 327
(1964);
Hughes v. United States, 342 U.
S. 353 (1952);
Ashley v. City of Jackson, 464
U.S. at 902 (REHNQUIST, J., dissenting from denial of certiorari);
1B Moore � 0.409[5], p. 326, n. 2. However, the consent decree
entered here does not
Page 478 U. S. 530
bind Local 93 to do or not to do anything. It imposes no legal
duties or obligations on the Union at all; only the parties to the
decree can be held in contempt of court for failure to comply with
its terms.
See United States v. Armour & Co., 402 U.S.
at
402 U. S.
676-677. Moreover, the consent decree does not purport
to resolve any claims the Union might have under the Fourteenth
Amendment,
see Wygant v. Jackson Board of Education,
476 U. S. 267
(1986), under § 703 of Title VII,
see McDonald v. Santa Fe
Trail Transp. Co., 427 U. S. 273
(1976);
Steelworkers v. Weber, 443 U.
S. 193 (1979), or as a matter of contract,
see W. R.
Grace & Co. v. Rubber Workers, 461 U.
S. 757 (1983). Indeed, despite the efforts of the
District Judge to persuade it to do so, the Union failed to raise
any substantive claims. Whether it is now too late to raise such
claims, or -- if not -- whether the Union's claims have merit, are
questions that must be presented in the first instance to the
District Court, which has retained jurisdiction to hear such
challenges. The only issue before us is whether § 706(g) barred the
District Court from approving this consent decree. We hold that it
did not. Therefore, the judgment of the Court of Appeals is
Affirmed.
[
Footnote 1]
The Cleveland Fire Department has six ranks of officers. From
the lowest to the highest rank, these are: Lieutenant, Captain,
Battalion Chief, Assistant Chief, and Chief. To obtain a promotion,
a firefighter must satisfy minimum experience requirements and pass
a written examination. The examination is apparently quite
difficult; approximately 80% of the applicants failed the 1984
promotional examination. Tr. of Oral Arg. 28. Firefighters who pass
the written examination are assigned a place on a promotion
eligibility list. Although rankings on the lists are based
primarily on test scores, additional points are assigned on the
basis of seniority. There is a separate list for each rank. These
lists are to remain effective for one year, but may be extended for
an additional year, and, as a practical matter, lists are
ordinarily used for the full 2-year period. Promotions are made
from the lists as positions become available.
[
Footnote 2]
The vote was 660 to 89. This rejection was anticipated in the
Magistrate's Report to the District Court:
"Acceptance by the general membership has always been recognized
as a touch and go proposition. It was, however, believed that a
favorable recommendation by Mr. Summers [counsel for the Union] and
the Union's Executive Board would be given serious consideration by
the general membership. Unfortunately, recent events having no
bearing on this lawsuit, pertaining to the proposed closing of fire
stations, have again strained relations between the firefighters
and the City. Counsel fear that these feelings may rebound in a
negative vote on this issue. It can only be hoped that the general
membership will realize that voting down this proposal is not a way
of getting back at the City, and that rejection based upon such
reasoning will simply delay the day when firefighters can stand
together, without regard to race, and pursue their common interests
and goals, rather than wasting available resources, financial or
otherwise, by engaging in intramural battles. Realistically,
however, there is little room for optimism at this time."
App. 78.
[
Footnote 3]
In addition to Local 93, three individual members of the Union
voiced objections to the proposed consent decree in personal
letters to the District Court. The basis of their objections was
the same as the Union's. App. to Brief in Opposition of City of
Cleveland A3 (memorandum opinion and order of District Court).
[
Footnote 4]
The Court of Appeals also distinguished
Stotts on the
ground that the injunction imposed by the District Court in that
case "had the direct effect of abrogating a valid seniority system
to the detriment of nonminority workers," while, "[i]n this case,
the consent decree assured the integrity of the existing seniority
system." 753 F.2d at 486.
[
Footnote 5]
The petition for certiorari sets forth two questions:
"1. May a District Court adopt provisions in a consent decree
purporting to remedy a Title VII violation that it would have had
no authority to order as a remedy if the matter had gone to
trial?"
"2. May a municipal employer voluntarily adopt an affirmative
action promotional scheme over the objections of an intervenor
union duly elected to represent all employees when said promotional
scheme adversely affects the rights and interests of the employees
and awards relief to minority employees regardless of whether they
were actual victims of past racial discrimination?"
The first of these questions plainly asks only whether Title VII
precludes the entry of this consent decree. Although the second
question can conceivably be read to embody a more general challenge
respecting the effect of the consent decree on petitioner's legal
rights, neither the petition for certiorari nor the brief on the
merits discusses any issue other than whether this consent decree
was prohibited by § 706(g) of Title VII. Moreover, petitioner
limited its challenge below to whether the consent decree was
"reasonable," and then, after
Stotts was decided, to
whether the consent decree was permissible under § 706(g). Finally,
the District Court's retention of Jurisdiction leaves it open for
petitioner to press whatever other claims it might have before that
court,
see infra, at
478 U. S. 530.
Therefore, we deem it necessary to decide only the question whether
§ 706(g) precluded the District Court from entering this consent
decree.
[
Footnote 6]
The United States took exactly the opposite position in
Steelworkers v. Weber, 443 U. S. 193
(1979).
See Brief for United States and EEOC, O.T. 1978,
Nos. 78-432. 78-435, and 78-436, pp. 26-38.
[
Footnote 7]
We emphasize that, in light of this holding, nothing we say here
is intended to express a view as to the extent of a court's
remedial power under § 706(g) in cases where that provision does
apply. That question is addressed in
Sheet Metal Workers v.
EEOC, ante at
478 U. S.
444-479.
[
Footnote 8]
Unlike
Weber, which involved a private employer, this
case involves a public employer whose voluntary actions are subject
to the strictures of the Fourteenth Amendment, as well as to the
limitations of § 703 of Title VII. In the posture in which this
case comes to us, we have no occasion to address the circumstances,
if any, in which voluntary action by a public employer that is
permissible under § 703 would nonetheless be barred by the
Fourteenth Amendment. Rather, as is explained
infra at
478 U. S. 530,
we leave questions regarding the application of the Fourteenth
Amendment to the underlying agreement to further proceedings before
the District Court. Nor need we decide what limits § 703 places on
an employer's ability to agree to race-conscious relief in a
voluntary settlement that is not embodied in a consent decree, or
what showing the employer would be required to make concerning
possible prior discrimination on its part against minorities in
order to defeat a challenge by nonminority employees based on §
703.
Cf. Wygant v. Jackson Board of Education,
476 U. S. 267
(1986). In any event, there may be instances in which a public
employer, consistent with both the Fourteenth Amendment as
interpreted in
Wygant and § 703 as interpreted in
Weber, could voluntarily agree to take race-conscious
measures in pursuance of a legitimate remedial purpose. The only
issue before us is whether, assuming,
arguendo, that §
706(g) would bar a court from ordering such race-conscious relief
after trial in some of these instances, § 706(g) also bars a court
from approving a consent decree entered into by the employer and
providing for such relief.
[
Footnote 9]
The EEOC has not joined the brief for the United States in this
case. The United States' brief has been filed only on behalf of the
Attorney General, who has some limited enforcement responsibility
under Title VII,
see 42 U.S.C. § 2000e-5(f)(1), and the
Federal Government in its capacity as an employer, § 2000e-16.
[
Footnote 10]
Title VII was expanded to cover municipalities by the Equal
Employment Opportunity Act of 1972, Pub.L. 92-261, 86 Stat. 103.
Although the legislative history of the 1972 amendments does not
reflect the same concern with preserving the managerial discretion
of governmental employers that was evident in 1964 with respect to
the private sector, there is also no indication that Congress
intended to leave governmental employers with less latitude under
Title VII than had been left to employers in the private sector
when Title VII was originally enacted.
See generally
Subcommittee on Labor of the Senate Committee on Labor and Public
Welfare, Legislative History of the Equal Employment Opportunity
Act of 1972, 92d Cong., 2d Sess. (Comm. Print 1972).
[
Footnote 11]
Thus, we do not suggest that voluntary action by employers or
unions is outside the ambit of Title VII regardless of its effect
on nonminorities. We already rejected such arguments in
McDonald v. Santa Fe Trail Transp. Co., 427 U.
S. 273 (1976), and
Steelworkers v. Weber.
443 U. S. 193
(1979). Section 706(g), by its own terms, limits courts, not
employers or unions, and focuses on preserving certain management
prerogatives from interference by the federal courts. The rights of
nonminorities with respect to action by their employers are
delineated in § 703 of Title VII, 42 U.S.C. § 2000e-2, and, in
cases involving governmental employees, by the Fourteenth
Amendment.
See Weber, supra; Wygant v. Jackson Board of
Education, 476 U. S. 267
(1986).
[
Footnote 12]
However, as is discussed below, the court's exercise of the
power to modify the decree over the objection of a party to the
decree does implicate § 706(g).
Infra at
478 U. S.
527-528.
[
Footnote 13]
Parties may choose to settle their disputes by consent decree,
rather than by private contract, for a number of reasons. As one
commentator points out,
"[p]ublic law settlements are often complicated documents
designed to be carried out over a period of years, so any purely
out-of-court settlement would suffer the decisive handicap of not
being subject to continuing oversight and interpretation by the
court."
Schwarzschild, Public Law by Private Bargain: Title VII Consent
Decrees and the Fairness of Negotiated Institutional Reform, 1984
Duke L.J. 887, 899. In addition to this advantage, the National
League of Cities and its joining
amici add:
"A consent decree has several other advantages as a means of
settling litigation. It is easier to obtain enforcement of a
consent decree, because it will be unnecessary to prove many facts
that would otherwise have to be shown in order to establish the
validity of an ordinary contract. A court that maintains continuing
jurisdiction over a consent decree will have a more flexible
repertoire of enforcement measures. And it is likely to be easier
to channel litigation concerning the validity and implications of a
consent decree into a single forum -- the court that entered the
decree -- thus avoiding the waste of resources and the risk of
inconsistent or conflicting obligations."
Brief for National League of Cities
et al. as
Amici
Curiae 25.
For all of these reasons, consent decrees have become widely
used as devices to facilitate settlement. Indeed, we have little
doubt that the interpretation of § 706(g) proposed by the Union and
the United States would make it substantially more difficult to
settle Title VII litigation, contrary to the expressed
congressional preference for voluntary remedial action.
JUSTICE O'CONNOR, concurring.
I join the Court's opinion. I write separately to emphasize that
the Court's holding is a narrow one. The Court holds that the
relief provided in a consent decree need not conform to the limits
on court-ordered relief imposed by § 706(g), whatever those limits
may be. Rather, the validity of race-conscious relief provided in a
consent decree is to be assessed for consistency with the
provisions of § 703, such as § 703(a) and § 703(d), which were at
issue in
Steelworkers v. Weber, 443 U.
S. 193 (1979), and, in the case of a public employer,
for consistency with the Fourteenth Amendment. As the Court
explains, nonminority employees therefore remain free to challenge
the race-conscious measures contemplated by a proposed consent
decree as violative of their rights under
Page 478 U. S. 531
§ 703 or the Fourteenth Amendment. Even if nonminority employees
do not object to the consent decree, a court should not approve a
consent decree that, on its face, provides for racially
preferential treatment that would clearly violate § 703 or the
Fourteenth Amendment. Finally, the Court refrains from deciding
"what showing [an] employer would be required to make concerning
prior discrimination on its part against minorities in order to
defeat a challenge by nonminority employees based on § 703."
Ante at
478 U. S. 517,
n. 8.
It is clear, then, that the Court's opinion does not hold or
otherwise suggest that there is no "necessary predicate for
race-conscious practices . . . favoring one race over another,"
post at
478 U. S. 532
(WHITE, J., dissenting), when those practices are embodied in a
voluntary settlement or in a consent decree, rather than ordered by
the court over the objection of an employer or union. If
Weber indicates that an employer's or union's "prior
discriminatory conduct" is the necessary "predicate for a temporary
remedy favoring black employees,"
post at
478 U. S. 532,
the Court's opinion leaves that requirement wholly undisturbed. The
Court leaves open the question whether the race-conscious measures
provided for in the consent decree at issue here were permissible
under § 703. I agree with the Court that it is not necessary to
decide that question in the present posture of this case, and that
any challenge petitioner may make to the consent decree on
substantive grounds, whether based on § 703 or the Fourteenth
Amendment, should be left for resolution on remand.
JUSTICE WHITE, dissenting.
For several reasons, I am unable to join either the Court's
opinion or judgment.
Title VII forbids racially discriminatory employment practices.
The general proscription of § 703 is that an employer may not
discriminate against either blacks or whites in either hiring or
promotion. An employer may not, without violating Title VII, simply
decide for itself or in agreement with its employees to have a
racially balanced workforce and displace
Page 478 U. S. 532
employees of any race to make room for employees of another
race. Even without displacing any present employees, Title VII
would forbid quota hiring or promotion, such as reserving every
third vacancy or promotion for a black, or for a white, for that
matter. And if this is the case, it must be wholly untenable to
permit a court to enter a consent decree requiring conduct that
would violate Title VII.
Under the present law, an employer may adopt or be ordered to
adopt racially discriminatory hiring or promotion practices
favoring actual or putative employees of a particular race only as
a remedy for its own prior discriminatory practices disfavoring
members of that race. The Court's opinion pays scant attention to
this necessary predicate for race-conscious practices, whether
judicially imposed or voluntarily adopted, favoring one race over
another. Instead, the Court seeks to avoid the issue whether the
consent decree at issue violates the Title VII rights of
nonminority employees by limiting itself to holding that § 706(g),
which deals with remedies for violations of Title VII, has no
application whatsoever to agreements and consent decrees such as
are involved in this case. In so doing, the Court not only ignores
the fact that the intervenor in this case has never restricted its
claims to those based on § 706(g),
see Pet. for Cert. 7,
but also adopts an unduly restricted view of the place of § 706(g)
in the statute.
The Court purports to find support for its position in
Steelworkers v. Weber, 443 U. S. 193
(1979), but this is not my understanding of that case. There, it
was clear that the company had been hiring only those craftworkers
with prior experience, and that the craft unions had excluded
blacks. Hence, the company's craftworkers were almost totally
white. The company and the union negotiated a contract to break
this discriminatory pattern, and we held that there was no
violation of Title VII. But the company's prior discriminatory
conduct provided the predicate for a temporary remedy favoring
black employees. The
Weber opinion
Page 478 U. S. 533
stated that the agreement was a voluntary, private,
race-conscious effort to abolish traditional patterns of
segregation and hierarchy,
id. at
443 U. S. 204,
and held that the agreement was not an undue attempt to overcome
these racial barriers. The case did not hold that, without such a
predicate, an employer, alone or in agreement with the union, may
adopt race-conscious hiring practices without violating Title
VII.
Under current law, an employer who litigates a Title VII case to
judgment cannot lose unless it is proved that it has discriminated
within the meaning of § 703. It is therefore untenable to conclude,
as the Court does, that a district court may nevertheless enter a
consent decree ordering an employer to hire or promote on a racial
basis in a way that could not be ordered after a contested trial.
Title VII was not enacted to protect employers against themselves,
but to protect applicants and employees from racially
discriminatory practices. There is no statutory authority for
concluding that, if an employer desires to discriminate against a
white applicant or employee on racial grounds, he may do so without
violating Title VII, but may not be ordered to do so if he objects.
In either case, the harm to the discriminatee is the same, and
there is no justification for such conduct other than as a
permissible remedy for prior racial discrimination practiced by the
employer involved. The Court should not deprecate that requirement
and, in effect, make Title VII's proscription a one-way racial
street, thus disserving the goal of ending racial discrimination in
this country.
I agree with JUSTICE REHNQUIST that the consent decree in this
case was not immune from examination under § 706(g). I also agree
with JUSTICE BRENNAN's opinion in
Sheet Metal Workers v. EEOC,
ante p.
478 U. S. 421,
that, in Title VII cases, enjoining discriminatory practices and
granting relief only to victims of past discrimination is the
general rule, with relief for nonvictims being reserved for
particularly egregious conduct that a district court concludes
cannot be cured by injunctive relief alone. I disagree, however,
with the Court in this case
Page 478 U. S. 534
that we need not decide whether the remedy conforms to the
limitations of § 706(g); and for the reasons stated below, I am
convinced that the remedy imposed in this case exceeds the limits
of a permissible remedy for the discriminatory practices that were
recited in the consent decree and that required a remedy consonant
with the provisions of Title VII. Even if I agreed that § 706(g) is
beside the point in the case, the Court itself concedes that there
are limits to the racial discrimination that an employer and a
union may voluntarily visit upon nonminorities,
ante at
478 U. S.
520-521, n. 10, and those limits, which in my view run
parallel to those placed on judicial decrees by § 706(g), are
exceeded in this case.
This case primarily concerns promotions in the Cleveland Fire
Department. Reciting that there had been discrimination against
minorities in promotions, but identifying no actual victims of such
discrimination, the decree required that those proved eligible for
promotion after examination be divided into two lists, one list
comprising minority eligibles and one list made up of nonminority
eligibles. Promotions were to proceed two at a time, one from the
minority list and one from the nonminority roster. Of course, the
names on each list were ranked in accordance with seniority and
examination results. It is also evident, and it is conceded, that,
under the decree, minority eligibles would be promoted who would
not have been promoted had the lists been merged; that is, black
and Hispanic firefighters who would have ranked below white
firefighters eligible for promotion actually displaced and were
preferred over the latter on a strictly racial basis. This kind of
leapfrogging minorities over senior and better qualified whites is
an impermissible remedy under Title VII, just as in
Firefighters v. Stotts, 467 U. S. 561
(1984), laying off senior whites was an excessive remedy for an
employer's prior discrimination, and just as in
Wygant v.
Jackson Board of Education, 476 U. S. 267
(1986), the Equal Protection Clause did not require or permit the
layoff of white teachers
Page 478 U. S. 535
in order to maintain a particular racial balance in the
workforce.
Section 706(g) provides in part:
"If the court finds that the respondent has intentionally
engaged in or is intentionally engaging in an unlawful employment
practice charged in the complaint, the court may enjoin the
respondent from engaging in such unlawful employment practice, and
order such affirmative action as may be appropriate, which may
include, but is not limited to, reinstatement or hiring of
employees, with or without back pay (payable by the employer,
employment agency, or labor organization, as the case may be,
responsible for the unlawful employment practice), or any other
equitable relief as the court deems appropriate."
42 U.S.C. § 2000e-5(g). None of the racially preferred blacks in
the present case was shown to have been a victim of discriminatory
promotion practices, and none of the whites denied promotion was
shown to have been responsible or in any way implicated in the
discriminatory practices recited in the decree. In view of the
burdens placed on nonminority employees by the decree, the remedy
imposed was inequitable, could not have been ordered after a trial,
and is no more valid when agreed to by the employer but contested
by those who claim their right not to be discriminated against on
racial grounds.
JUSTICE REHNQUIST, with whom THE CHIEF JUSTICE joins,
dissenting.
Petitioner challenges a District Court decree that ordered
preferential treatment in promotions for minority firefighters at
the expense of nonminority firefighters who would have been
promoted under the City's existing seniority system. There was no
requirement in the decree that the minority beneficiaries have been
victims of the City's allegedly discriminatory policies. One would
have thought that this question was governed by our opinion only
two Terms ago in
Page 478 U. S. 536
Firefighters v. Stotts, 467 U.
S. 561,
467 U. S.
578-579 (1984), in which we said:
"If individual members of a plaintiff class demonstrate that
they have been actual victims of the discriminatory practice, they
may be awarded competitive seniority and given their rightful place
on the seniority roster. This much is clear from
Franks v.
Bowman Transportation Co., 424 U. S. 747 (1976), and
Teamsters v. United States,
[
431 U.S.
324 (1977)].
Teamsters, however, also made clear that
mere membership in the disadvantaged class is insufficient to
warrant a seniority award; each individual must prove that the
discriminatory practice had an impact on him. . . . Here, there was
no finding that any of the blacks protected from layoff had been a
victim of discrimination, and no award of competitive seniority to
any of them. Nor had the parties in formulating the consent decree
purported to identify any specific employee entitled to particular
relief other than those listed in the exhibits attached to the
decree. It therefore seems to us that, in light of
Teamsters, the Court of Appeals imposed on the parties as
an adjunct of settlement something that could not have been ordered
had the case gone to trial and the plaintiffs proved that a pattern
or practice of discrimination existed."
But a majority of the Court today holds that the District Court
properly entered the decree in this case because it was a consent
decree, whereas
Stotts involved the modification of a
consent decree. The Court apparently views a consent decree as one
which may be structured almost entirely by the parties, even though
the statute which the decree enforces may not authorize any such
relief, and, indeed, may actually prohibit such relief.
To support its distinction of a "consent decree" from other
types of decrees, the Court finds it necessary to implicitly
repudiate language in the two of our cases most closely in
Page 478 U. S. 537
point --
Stotts, supra, and
Railway Employees v.
Wright, 364 U. S. 642
(1961), in favor of citations to cases that simply do not speak to
the question presently before us, or to cases that deal only with
the question whether a party that has consented to a decree may
nonetheless challenge it. For the decree entered by the District
Court in this case was a consent decree only between Vanguards of
Cleveland, an organization of black and Hispanic firefighters
employed by the City of Cleveland, and the City; the petitioner
union, representing the majority of firefighters, never consented
to the decree at all. And the Court's suggestion in Part IV of its
opinion that "the consent decree entered here does not bind Local
93 to do or not to do anything,"
ante at
478 U. S.
529-530, verges on the pharisaical; the decree does bind
the City of Cleveland to give preferential promotions to minority
firefighters who have not been shown to be the victims of
discrimination in such a way that nonminority union members who
would otherwise have received these promotions are obviously
injured.
In
Firefighters v. Stotts, supra, at
467 U. S. 576,
n. 9, the Court said:
"'[T]he District Court's authority to adopt a consent decree
comes only from the statute which the decree is intended to
enforce,' not from the parties' consent to the decree.
Railway
Employees v. Wright, 364 U. S. 642,
364 U. S.
651 (1961)."
The observations of Justice Harlan's opinion for the Court in
Railway Employees v. Wright, supra, can best be understood
when set forth more fully than it was in
Stotts:
"In a case like this, the District Court's authority to adopt a
consent decree comes only from the statute which the decree is
intended to enforce. Frequently, of course, the terms arrived at by
the parties are accepted without change by the adopting court. But
just as the adopting court is free to reject agreed-upon terms as
not in furtherance of statutory objectives, so must it be free
to
Page 478 U. S. 538
modify the terms of a consent decree when a change in law brings
those terms in conflict with statutory objectives. In short, it was
the Railway Labor Act, and only incidentally the parties, that the
District Court served in entering the consent decree now before
us."
364 U.S. at
364 U. S.
651.
The Court simply ignores the statements in
Stotts and
Wright in favor of bare citations to various other cases
and a commentator. But when we ask precisely what these "other
cases" say about the issue presented in this case, the answer is
virtually nothing. No one would dispute that a consent decree
requires the consent of the parties, and that a consent decree may
be an effective way to settle a lawsuit.
See, e.g., Carson v.
American Brands, Inc., 450 U. S. 79,
450 U. S. 88, n.
14 (1981);
United States v. ITT Continental Baking Co.,
420 U. S. 223,
420 U. S.
235-237 (1975);
United States v. Armour &
Co., 402 U. S. 673
(1971). But the Court's excerpt from Moore's Federal Practice,
ante at
478 U. S. 525,
does not aid its conclusions, and is in fact quite misleading in
what it fails to include; the full sentence from Moore's reads
thus:
"But the fact remains that the judgment is not an
inter
partes contract; the Court is not properly a recorder of
contracts, but is an organ of government constituted to make
judicial decisions, and, when it has rendered a consent judgment,
it has made an adjudication."
1B J. Moore, J. Lucas, & T. Currier, Moore's Federal
Practice � 0.409[5], pp. 330-331 (1984).
The two prior cases principally relied upon by the Court are
Pacific R. Co. v. Ketchum, 101 U.
S. 289 (1880), and
Swift & Co. v. United
States, 276 U. S. 311
(1928). No language from either of these cases is quoted to explain
their citation for the proposition that
"a federal court is not necessarily barred from entering a
consent decree merely because the decree provides broader relief
than the court could have awarded after a trial."
Ante at
478 U. S. 525.
Ketchum was an
Page 478 U. S. 539
equity receivership case in federal court only by reason of
diversity of citizenship, and there was no question of a federal
statute or federal policy to be enforced other than the policy of
hearing and deciding cases in which the parties could show
diversity jurisdiction. The long and short of the Court's
discussion of consent decrees in
Swift & Co., supra,
is that while some of the paragraphs of a decree might be
objectionable if they had been challenged on appeal, "the
defendants, by their consent, lost the opportunity of raising the
question on appeal." 276 U.S. at
276 U. S. 328.
Here, of course, petitioner intervened in the District Court
pursuant to Federal Rule of Civil Procedure 24(a), and never in any
way consented to the entry of the decree.
*
Thus, the Court abandons considered and repeated observations in
Stotts and
Wright, not because they are
inconsistent with any cases recognizing that parties may agree in
a
Page 478 U. S. 540
consent decree to relief broader than a court would otherwise be
authorized to impose, but because the statements in
Wright
and
Stotts are inconsistent with the result which the
Court is apparently determined to reach in this case. I would
adhere to these well-considered observations, which properly
restrain the scope of a consent decree to that of implementation of
the federal statute pursuant to which the decree is entered.
Even if I did not regard the above-quoted language in
Stotts as controlling, I would conclude -- just as five
Members of this Court did only two years ago in another passage
from
Stotts -- that § 706(g) bars the relief which the
District Court granted in this case. The critical language of §
706(g) -- which is the only section of Title VII dealing with the
Court's remedial authority -- is:
"No order of the Court shall require the . . . promotion of an
individual . . . if such individual was refused . . . advancement .
. . for any reason other than discrimination on account of race,
color, religion, sex, or national origin. . . ."
The Court today concludes that this language simply "does not
restrict the ability of employers or unions to enter into voluntary
agreements providing for race-conscious remedial action."
Ante at
478 U. S. 521.
This conclusion rests on the premise that the overriding policy
behind § 706(g) is to prevent courts from unduly interfering with
the managerial discretion of employers or unions. Focusing on this
single policy, the Court finds it natural to conclude that § 706(g)
was intended not to apply to consent decrees to which an employer
consents. But this construction flies in the face of the language
just quoted, which, by its terms, deals with
any "order"
of the Court in a Title VII case. It also conflicts with the
legislative history cited in
Stotts, which shows that §
706(g) serves the additional policy of protecting innocent
nonminority employees
Page 478 U. S. 541
from the evil of court-sanctioned racial quotas. In
Stotts, 467 U.S. at
467 U. S.
579-582, and nn. 12-15, we said:
"Our ruling in
Teamsters that a court can award
competitive seniority only when the beneficiary of the award has
actually been a victim of illegal discrimination is consistent with
the policy behind § 706(g) of Title VII, which affects the remedies
available in Title VII litigation. [
Footnote 12] That policy, which is to provide make-whole
relief only to those who have been actual victims of illegal
discrimination, was repeatedly expressed by the sponsors of the Act
during the congressional debates. Opponents of the legislation that
became Title VII charged that, if the bill were enacted, employers
could be ordered to hire and promote persons in order to achieve a
racially balanced workforce even though those persons had not been
victims of illegal discrimination. [
Footnote 13] Responding to
Page 478 U. S. 542
these charges, Senator Humphrey explained the limits on a
court's remedial powers as follows:"
"No court order can require hiring, reinstatement, admission to
membership, or payment of back pay for anyone who was not fired,
refused employment or advancement or admission to a union by an act
of discrimination forbidden by this title. This is stated expressly
in the last sentence of section 707(e) [enacted without relevant
change as § 706(g)]. . . . Contrary to the allegations of some
opponents of this title, there is nothing in it that will give any
power to the Commission or to any court to require . . . firing . .
. of employees in order to meet a racial 'quota' or to achieve a
certain racial balance. That bugaboo has been brought up a dozen
times, but it is nonexistent."
"110 Cong.Rec. 6549 (1964). An interpretative memorandum of the
bill entered into the Congressional Record by Senators Clark and
Case [
Footnote 14] likewise
made clear that a court was not authorized to give preferential
treatment to nonvictims."
"No court order can require hiring, reinstatement, admission to
membership, or payment of back pay for anyone who was not
discriminated against in violation of [Title VII]. This is stated
expressly in the last sentence of section [706(g)]. . . ."
"
Id. at 7214."
"Similar assurances concerning the limits on a court's authority
to award make-whole relief were provided by supporters of the bill
throughout the legislative process. For example, following passage
of the bill in the House, its Republican House sponsors published a
memorandum describing the bill. Referring to the remedial powers
given the courts by the bill, the memorandum stated:"
"Upon conclusion of the trial, the Federal court may enjoin
Page 478 U. S. 543
an employer or labor organization from practicing further
discrimination, and may order the hiring or reinstatement of an
employee or the acceptance or reinstatement of a union member.
But title VII does not permit the ordering of racial quotas in
businesses or unions. . . ."
"
Id. at 6566 (emphasis added). In like manner, the
principal Senate sponsors, in a bipartisan newsletter delivered
during an attempted filibuster to each Senator supporting the bill,
explained that,"
"[u]nder title VII, not even a court, much less the Commission,
could order racial quotas or the hiring, reinstatement, admission
to membership or payment of back pay for anyone who is not
discriminated against in violation of this title."
Id. at 14465. [
Footnote 15]
Page 478 U. S. 544
The Court today repeats arguments made by the dissenters in
Stotts, which did not command a majority two years ago,
and also suggests that a restriction such as § 706(g) should
apparently be narrowly construed because, if it were to limit the
authority of the court to enter a consent decree, it might hinder
settlement of some cases. It would be just as sensible to say that
the Norris-LaGuardia Act should be narrowly construed so as not to
prevent a consent decree which would violate the Norris-LaGuardia
Act, since more consent decrees might be entered under that
construction of the statute. Congress undoubtedly expressed a
preference for conciliation in cases arising under Title VII, but
not conciliation reached by violation of its express statutory
commands.
Legislative history can obviously be mustered in support of the
Court's interpretation of § 706(g), just as
Stotts
referred to the legislative history supporting the construction
adopted in that case. But while the legislative history may be
fairly apportioned among both sides, the language of the statutes
is clear.
No order of the Court shall require promotion of
an individual whose failure to receive promotion was for a reason
other than discrimination prohibited by the statute. Here the
failure of the District Court to make any finding that the minority
firefighters who will receive preferential promotions were the
victims of racial discrimination requires us to conclude, on this
record, that the City's failure to advance them was
not
"on account of race, color, religion, sex, or national origin."
Page 478 U. S. 545
Section 706(g) is the one section in the entire text of Title
VII which deals with the sort of relief which a court may order in
a Title VII case; it is simply incredible that the Court today
virtually reads it out of existence. Surely an order of the court
entered by the consent of the parties does not become any less an
order of the court; in the very words of the sentence quoted by the
Court from 1B J. Moore, J. Lucas, & T. Currier, Moore's Federal
Practice � 0.409[5], pp. 330-331 (1984):
"[T]he fact remains that the judgment is not an
inter
partes contract; the court is not properly a recorder of
contracts, but is an organ of government constituted to make
judicial decisions and when it has rendered a consent judgment it
has made an adjudication."
Just as it has made an adjudication, it has also entered an
order, and that order is, by definition, subject to the
prohibitions of § 706(g).
* The Court asserts that a three-party dispute may be ended by
consent decree even if one of the parties refuses to tender his
consent.
Ante at
478 U. S.
528-530. It cites
Zipes v. Trans World Airlines,
Inc., 455 U. S. 385
(1982), and
Kirkland v. New York State Dept. of Correctional
Services, 711 F.2d 1117 (CA2 1983),
cert. denied, 165
U.S. 1005 (1984), for this novel proposition. But neither of these
cases make statements anywhere as broad as the proposition for
which they are cited.
Zipes involved a union that was
"permitted" to intervene nine years after the litigation had
commenced, after a judgment on liability had been entered and
affirmed, and just before a settlement on the remedy was reached.
See 455 U.S. at
455 U. S.
388-391.
Kirkland involved permissive
intervention under Federal Rule of Civil Procedure 24(b),
see 711 F.2d at 1124, which of course raises significantly
different equitable concerns from intervention as of right. An
intervenor as of right becomes a party to the action because "the
disposition of the action may as a practical matter impair or
impede his ability to protect that interest," Fed.Rule Civ.Proc.
24(a), whereas a permissive intervenor typically becomes a party
only to ward off the potential effects of
stare decisis.
The question whether a party or an intervenor as of right may block
the entry of a consent decree is therefore left unresolved by these
cases. Of course, a judicial decree to which the parties agree may
be entered over the objections of an intervenor as of right; but
the question is whether such a decree is properly called a "consent
decree" or a coercive court order.
[
Footnote 12]
Section 706(g) provides:
"If the court finds that the respondent has intentionally
engaged in or is intentionally engaging in an unlawful employment
practice charged in the complaint, the court may enjoin the
respondent from engaging in such unlawful employment practice, and
order such affirmative action as may be appropriate, which may
include, but is not limited to, reinstatement or hiring of
employees, with or without back pay . . . or any other equitable
relief as the court deems appropriate. . . . No order of the court
shall require the admission or reinstatement of an individual as a
member of a union or the hiring, reinstatement, or promotion of an
individual as an employee, or the payment to him of any back pay,
if such individual was refused admission, suspended, or expelled,
or was refused employment or advancement or was suspended or
discharged for any reason other than discrimination on account of
race, color, religion, sex, or national origin or in violation of §
704(a) of this title."
86 Stat. 107, 42 U.S.C. § 2000e-5(g).
[
Footnote 13]
See H.R.Rep. No. 914, 88th Cong., 1st Sess., 72-73
(1963) (minority report); 110 Cong.Rec. 4764 (remarks of Sen. Ervin
and Sen. Hill);
id. at 5092, 7418-7420 (remarks of Sen.
Robertson);
id. at 8500 (remarks of Sen. Smathers);
id. at 9034-9035 (remarks of Sen. Stennis and Sen.
Tower).
[
Footnote 14]
Senators Clark and Case were the bipartisan "captains" of Title
VII. We have previously recognized the authoritative nature of
their interpretative memorandum.
American Tobacco Co. v.
Patterson, 456 U. S. 63,
456 U. S. 73
(1982);
Teamsters v. United States, 431 U.
S. 324,
431 U. S. 352
(1977).
[
Footnote 15]
The dissent suggests that Congress abandoned this policy in 1972
when it amended § 706(g) to make clear that a court may award "any
other equitable relief" that the court deems appropriate. [467
U.S.] at
467 U. S.
619-620. As support for this proposition, the dissent
notes that, prior to 1972, some federal courts had provided
remedies to those who had not proved that they were victims. It
then observes that, in a section-by-section analysis of the bill,
its sponsors stated that
"in any areas where a specific contrary intention is not
indicated, it was assumed that the present case law as developed by
the courts would continue to govern the applicability and
construction of Title VII."
"118 Cong.Rec. 7167 (1972)."
"We have already rejected, however, the contention that Congress
intended to codify all existing Title VII decisions when it made
this brief statement.
See Teamsters, supra, at
431 U. S. 354, n. 39.
Moreover, the statement, on its face, refers only to those sections
not changed by the 1972 amendments. It cannot serve as a basis for
discerning the effect of the changes that were made by the
amendment. Finally, and of most importance, in a later portion of
the same section-by-section analysis, the sponsors explained their
view of existing law and the effect that the amendment would have
on that law."
" The provisions of this subsection are intended to give the
courts wide discretion exercising their equitable powers to fashion
the most complete relief possible. In dealing with the present §
706(g),
the courts have stressed that the scope of relief under
that section of the Act is intended to make the victims of unlawful
discrimination whole, and that the attainment of this
objective rests not only upon the elimination of the particular
unlawful employment practice complained of, but also requires that
persons aggrieved by the consequences and effects of the
unlawful employment practice be, so far as possible, restored
to a position where they would have been were it not for the
unlawful discrimination."
"118 Cong.Rec. at 7168 (emphasis added)."
"As we noted in
Franks, the 1972 amendments
evidence"
"emphatic confirmation that federal courts are empowered to
fashion such relief as the particular circumstances of a case may
require to effect restitution, making whole insofar as possible
the victims of racial discrimination."
424 U.S. at
424 U. S. 764
(emphasis added).