In original proceedings brought by respondent State of Illinois,
alleging that petitioners -- the city of Milwaukee, its Sewerage
Commission, and Milwaukee County's Metropolitan Sewerage Commission
-- and other Wisconsin cities were polluting Lake Michigan because
of overflows of untreated sewage from their sewer systems and
discharges of inadequately treated sewage from their treatment
plants, this Court recognized the existence of a federal "common
law" which could give rise to a claim for abatement of a nuisance
caused by interstate water pollution, but declined to exercise
original jurisdiction because of the availability of a lower court
action.
Illinois v. Milwaukee, 406 U. S.
91. Accordingly, Illinois filed suit (and respondent
State of Michigan intervened) in Federal District Court seeking
abatement, under federal common law, of the public nuisance
petitioners were allegedly creating by their discharges. Five
months later, Congress passed the Federal Water Pollution Control
Act (Act) Amendments of 1972, which established a new system of
regulation making it illegal to discharge pollutants into the
Nation's waters except pursuant to a permit that incorporated as
conditions regulations of the Environmental Protection Agency (EPA)
establishing specific effluent limitations. Permits are issued
either by the EPA or a qualifying state agency, and petitioners
operated their sewer systems under permits issued by the Wisconsin
Department of Natural Resources (DNR). While the federal court
action was pending, DNR brought an action in a Wisconsin state
court to compel compliance with the permits' requirements, and the
state court entered a judgment requiring discharges from the
treatment plants to meet effluent limitations in the permits and
establishing a timetable for additional construction to control
sewage overflows. Thereafter, the District Court found that the
existence of a federal common law nuisance had been proved, and
entered a judgment specifying effluent limitations for treated
sewage and a construction timetable to eliminate overflows that
went considerably beyond the terms of petitioners' permits and the
state court's enforcement order. The Court of Appeals, ruling that
the 1972 Amendments of the Act had not preempted the federal common
law of nuisance, upheld the District Court's order as to
elimination of overflows, but reversed insofar as the District
Page 451 U. S. 305
Court's effluent limitations on treated sewage were more
stringent than those in the petitioners' permits and applicable EPA
regulations.
Held:
1. Federal common law in an area of national concern is resorted
to in the absence of an applicable Act of Congress, and because the
Court is compelled to consider federal questions which cannot be
answered from federal statutes alone. As recognized in
Illinois
v. Milwaukee, supra, at
451 U. S. 107,
when Congress addresses a question previously governed by a
decision rested on federal common law, the need for such an unusual
exercise of lawmaking by federal courts disappears. Unlike the
determination of whether federal law preempts state law, which
requires evidence of a clear and manifest congressional purpose to
preempt state law, the determination of whether federal statutory
or federal common law governs starts with the assumption that it is
for Congress, not federal courts, to articulate appropriate
standards to be applied as a matter of federal law. Pp.
451 U. S.
312-317.
2. No federal common law remedy was available to respondents in
this case. Pp.
451 U. S.
317-332.
(a) At least so far as concerns respondents' claims, Congress,
which viewed the 1972 Amendments of the Act as a "total
restructuring" and "complete rewriting" of the existing water
pollution legislation considered in
Illinois v. Milwaukee,
has not left the formulation of appropriate federal standards to
the courts through application of often vague and indeterminate
nuisance concepts and maxims of equity jurisprudence, but rather
has occupied the field through the establishment of a comprehensive
regulatory program supervised by an expert administrative agency.
Pp.
451 U. S.
317-319.
(b) As contemplated by Congress, the problem of effluent
limitations for discharges from petitioners' treatment plants has
been thoroughly addressed through the administrative scheme
established by Congress, and thus there is no basis for a federal
court, by reference to federal common law, to impose more stringent
limitations. Similarly, the overflows of untreated sewage from
petitioners' sewer system have been addressed by the regulatory
regime established by the Act, through DNR's imposing conditions
suited to further the Act's goals and bringing an enforcement
action specifically addressed to the overflow problem. Nor does the
absence of overflow effluent limitations in the permits and the
state court enforcement order render federal common law available,
since the relevant question is not what concentration of various
pollutants will be permitted, but what degree of control will be
required in preventing overflows and ensuring that the sewage
undergoes treatment. Decision is to be made by the appropriate
Page 451 U. S. 306
agency on a case-by-case basis, through the permit procedure, as
was done here. Pp.
451 U. S.
319-324.
(c) When
Illinois v. Milwaukee was decided, Illinois
did not have any forum in which to protect its interests unless
federal common law were created. However, in the 1972 Amendments,
Congress provided ample opportunity for a State affected by
decisions of a neighboring State's permit-granting agency to seek
redress. Respondents did not avail themselves of the statutory
procedures. Pp.
451 U. S.
325-326.
(d) Section 510 of the Act, which provides that nothing in the
Act shall preclude States from adopting and enforcing limitations
on the discharge of pollutants more stringent than those adopted
under the Act, does not indicate congressional intent to preserve
the federal common law remedy recognized in
Illinois v.
Milwaukee. Nothing in § 510 suggests that the States may call
upon federal courts to employ federal common law to establish more
stringent standards applicable to out-of-state discharges. Nor does
a subdivision in the citizen suit provision of the Act -- § 505(e),
which provides that nothing "in this section" shall limit any other
remedies which might exist -- indicate congressional intent to
preserve the federal common law remedy. It does not mean that the
Act, as a whole, does not supplant formerly available federal
common law actions, but means only that the particular section
authorizing citizen suits does not do so. Pp.
451 U. S.
327-329.
(e) The legislative history of the 1972 Amendments with regard
to certain discussions as to provisions relating to the effect of
the amendments on pending lawsuits is not relevant. The discussions
focused on suits brought under federal statutes, not federal common
law, related to suits brought by or against the Federal Government,
and did not suggest any intent concerning the continued validity of
federal common law. Pp.
451 U. S.
329-332.
599 F.2d 151, vacated and remanded.
REHNQUIST, J., delivered the opinion of the Court, in which
BURGER, C.J., and BRENNAN, STEWART, WHITE, and POWELL, JJ., joined.
BLACKMUN, J., filed a dissenting opinion, in which MARSHALL and
STEVENS, JJ., joined,
post, p.
451 U. S.
332.
Page 451 U. S. 307
JUSTICE REHNQUIST delivered the opinion of the Court.
When this litigation was first before us, we recognized the
existence of a federal "common law" which could give rise to a
claim for abatement of a nuisance caused by interstate water
pollution.
Illinois v. Milwaukee, 406 U. S.
91 (1972). Subsequent to our decision, Congress enacted
the Federal Water Pollution Control Act Amendments of 1972. We
granted certiorari
Page 451 U. S. 308
to consider the effect of this legislation on the previously
recognized cause of action. 445 U.S. 926.
I
Petitioners, the city of Milwaukee, the Sewerage Commission of
the city of Milwaukee, and the Metropolitan Sewerage Commission of
the County of Milwaukee, are municipal corporations organized under
the laws of Wisconsin. Together, they construct, operate, and
maintain sewer facilities serving Milwaukee County, an area of some
420 square miles with a population of over one million people.
[
Footnote 1] The facilities
consist of a series of sewer systems and two sewage treatment
plants located on the shores of Lake Michigan 25 and 39 miles from
the Illinois border, respectively. The sewer systems are of both
the "separated" and "combined" variety. A separated sewer system
carries only sewage for treatment; a combined sewer system gathers
both sewage and storm water runoff and transports them in the same
conduits for treatment. On occasion, particularly after a spell of
wet weather, overflows occur in the system which result in the
discharge of sewage
Page 451 U. S. 309
directly into Lake Michigan or tributaries leading into Lake
Michigan. [
Footnote 2] The
overflows occur at discrete discharge points throughout the
system.
Respondent Illinois complains that these discharges, as well as
the inadequate treatment of sewage at the two treatment plants,
constitute a threat to the health of its citizens. Pathogens,
disease-causing viruses and bacteria, are allegedly discharged into
the lake with the overflows and inadequately treated sewage, and
then transported by lake currents to Illinois waters. Illinois also
alleges that nutrients in the sewage accelerate the eutrophication,
or aging, of the lake. [
Footnote
3] Respondent Michigan intervened on this issue only.
Illinois' claim was first brought to this Court when Illinois
sought leave to file a complaint under our original jurisdiction.
Illinois v. Milwaukee, supra. We declined to exercise
original jurisdiction because the dispute was not between two
States, and Illinois had available an action in federal district
court. The Court reasoned that federal law applied to the dispute,
one between a sovereign State and political subdivisions of another
State concerning pollution of interstate waters, but that the
various laws which Congress had enacted "touching interstate
waters" were "not necessarily the only federal remedies available."
Id. at
406 U. S. 101,
406 U. S. 103.
Illinois could appeal to federal common law to abate a public
nuisance in
Page 451 U. S. 310
interstate or navigable waters. The Court recognized, however,
that
"It may happen that new federal laws and new federal regulations
may, in time, preempt the field of federal common law of nuisance.
But until that time comes to pass, federal courts will be empowered
to appraise the equities of the suits alleging creation of a public
nuisance by water pollution."
Id. at
406 U. S. 107.
On May 19, 1972, Illinois filed a complaint in the United States
District Court for the Northern District of Illinois, seeking
abatement, under federal common law, of the public nuisance
petitioners were allegedly creating by their discharges. [
Footnote 4]
Five months later, Congress, recognizing that "the Federal water
pollution control program . . . has been inadequate in every vital
aspect," S.Rep. No. 9214, p. 7 (1971), 2 Legislative History of the
Water Pollution Control Act Amendments of 1972 (Committee Print
compiled for the Senate Committee on Public Works by the Library of
Congress), Ser. No. 91, p. 1425 (1973) (hereinafter Leg.Hist.),
passed the Federal Water Pollution Control Act Amendments of 1972,
Pub.L. 92-500, 86 Stat. 816. The Amendments established a new
system of regulation under which it is illegal for anyone to
discharge pollutants into the Nation's waters except pursuant
Page 451 U. S. 311
to a permit. §§ 301, 402 of the Act, 33 U.S.C. §§ 1311, 1342
(1976 ed. and Supp. III). To the extent that the Environmental
Protection Agency, charged with administering the Act, has
promulgated regulations establishing specific effluent limitations,
those limitations are incorporated as conditions of the permit.
See generally EPA v. State Water Resources Control Board,
426 U. S. 200
(1976). Permits are issued either by the EPA or a qualifying state
agency. Petitioners operated their sewer systems and discharged
effluent under permits issued by the Wisconsin Department of
Natural Resources (DNR), which had duly qualified under § 402(b) of
the Act, 33 U.S.C. § 1342(b) (1976 ed. and Supp. III), as a
permit-granting agency under the superintendence of the EPA.
See EPA v. State Water Resources Control Board, supra, at
426 U. S. 208.
Petitioners did not fully comply with the requirements of the
permits and, as contemplated by the Act, § 402(b)(7), 33 U.S.C. §
1342(b)(7),
see Wis.Stat.Ann. § 147.29 (West 1974), the
state agency brought an enforcement action in state court. On May
25, 1977, the state court entered a judgment requiring discharges
from the treatment plants to meet the effluent limitations set
forth in the permits and establishing a detailed timetable for the
completion of planning and additional construction to control
sewage overflows.
Trial on Illinois' claim commenced on January 11, 1977. On July
29, the District Court rendered a decision finding that respondents
had proved the existence of a nuisance under federal common law,
both in the discharge of inadequately treated sewage from
petitioners' plants and in the discharge of untreated sewage from
sewer overflows. The court ordered petitioners to eliminate all
overflows and to achieve specified effluent limitations on treated
sewage. App. to Pet. for Cert. F-25 - F-26. A judgment order
entered on November 15 specified a construction timetable for the
completion of detention facilities to eliminate overflows.
Separated sewer overflows are to be completely eliminated by 1986;
combined
Page 451 U. S. 312
sewer overflows by 1989. The detention facilities to be
constructed must be large enough to permit full treatment of water
from any storm up to the largest storm on record for the Milwaukee
area.
Id. at D-1. Both the aspects of the decision
concerning overflows and concerning effluent limitations, with the
exception of the effluent limitation for phosphorus, went
considerably beyond the terms of petitioners' previously issued
permits and the enforcement order of the state court.
On appeal, the Court of Appeals for the Seventh Circuit affirmed
in part and reversed in part. 599 F.2d 151. The court ruled that
the 1972 Amendments had not preempted the federal common law of
nuisance, but that,
"[i]n applying the federal common law of nuisance in a water
pollution case, a court should not ignore the Act, but should look
to its policies and principles for guidance."
Id. at 164. The court reversed the District Court
insofar as the effluent limitations it imposed on treated sewage
were more stringent than those in the permits and applicable EPA
regulations. The order to eliminate all overflows, however, and the
construction schedule designed to achieve this goal, were upheld.
[
Footnote 5]
II
Federal courts, unlike state courts, are not general common law
courts and do not possess a general power to develop and apply
their own rules of decision.
Erie R. Co. v. Tompkins,
304 U. S. 64,
304 U. S. 78
(1938);
United States v. Hudson &
Goodwin, 7 Cranch 32 (1812). The enactment of a
federal rule in an
Page 451 U. S. 313
area of national concern, and the decision whether to displace
state law in doing so, is generally made not by the federal
judiciary, purposefully insulated from democratic pressures, but by
the people through their elected representatives in Congress.
Wallis v. Pan American Petroleum Corp., 384 U. S.
63,
384 U. S. 68
(1966). [
Footnote 6]
Erie recognized as much in ruling that a federal court
could not generally apply a federal rule of decision, despite the
existence of jurisdiction, in the absence of an applicable Act of
Congress.
When Congress has not spoken to a particular issue, however, and
when there exists a "significant conflict between some federal
policy or interest and the use of state law,"
Wallis,
supra, at
384 U. S. 68,
[
Footnote 7] the Court has
found it necessary, in a "few and restricted" instances,
Wheeldin v. Wheeler, 373 U. S. 647,
373 U. S. 651
(1963), to develop federal common law.
See, e.g., Clearfield
Trust Co. v. United States, 318 U. S. 363,
318 U. S. 367
(1943). Nothing in this process suggests that courts are better
suited to develop national policy in areas governed by federal
common law than they are in other areas, or that the usual and
important concerns of an appropriate division of functions between
the Congress and the federal judiciary are inapplicable.
See
TVA v. Hill, 437 U. S 153, 194 (1978); Diamond v. Chakrabarty,
447 U. S. 303,
447 U. S. 317
(1980);
United States v. Gilman, 347 U.
S. 507,
347 U. S.
511-513 (1954). We have always recognized that federal
common law is "subject to the paramount authority of Congress."
New Jersey v.
New
Page 451 U. S. 314
York, 283 U. S. 336,
283 U. S. 348
(1931). It is resorted to "[i]n absence of an applicable Act of
Congress,"
Clearfield Trust, supra, at
318 U. S. 367,
and because the Court is compelled to consider federal questions
"which cannot be answered from federal statutes alone,"
D'Oench, Duhme Co. v. FDIC, 315 U.
S. 447,
315 U. S. 469
(1942) (Jackson, J., concurring).
See also Board of
Commissioners v. United States, 308 U.
S. 343,
308 U. S. 349
(1939);
United States v. Little Lake Misere Land Co.,
412 U. S. 580,
412 U. S. 594
(1973);
Miree v. DeKalb County, 433 U. S.
25,
433 U. S. 35
(1977) (BURGER, C.J., concurring in judgment). Federal common law
is a "necessary expedient,"
Committee for Consideration of
Jones Falls Sewage System v. Train, 539 F.2d 1006, 1008 (CA4
1976) (en banc), and when Congress addresses a question previously
governed by a decision rested on federal common law, the need for
such an unusual exercise of lawmaking by federal courts disappears.
This was pointedly recognized in
Illinois v. Milwaukee
itself, 406 U.S. at
406 U. S. 107
("new federal laws and new federal regulations may in time preempt
the field of federal common law of nuisance"), and in the lower
court decision extensively relied upon in that case,
Texas v.
Pankey, 441 F.2d 236, 241 (CA10 1971) (federal common law
applies "[u]ntil the field has been made the subject of
comprehensive legislation or authorized administrative standards")
(quoted in
Illinois v. Milwaukee, supra, at
406 U. S. 107,
n. 9).
In
Arizona v. California, 373 U.
S. 546 (1963), for example, the Court declined to apply
the federal common law doctrine of equitable apportionment it had
developed in dealing with interstate water disputes because
Congress, in the view of a majority, had addressed the
question:
"It is true that the Court has used the doctrine of equitable
apportionment to decide river controversies between States. But in
those cases, Congress had not made any statutory apportionment. In
this case, we have decided that Congress has provided its own
method for allocating
Page 451 U. S. 315
among the Lower Basin States the mainstream water to which they
are entitled under the Compact. Where Congress has so exercised its
constitutional power over waters, courts have no power to
substitute their own notions of an 'equitable apportionment' for
the apportionment chosen by Congress."
Id. at
373 U. S.
565-566. In
Mobil Oil Corp. v. Higginbotham,
436 U. S. 618
(1978), the Court refused to provide damages for "loss of society"
under the general maritime law when Congress had not provided such
damages in the Death on the High Seas Act:
"We realize that, because Congress has never enacted a
comprehensive maritime code, admiralty courts have often been
called upon to supplement maritime statutes. The Death on the High
Seas Act, however, announces Congress' considered judgment on such
issues as the beneficiaries, the limitations period, contributory
negligence, survival, and damages. . . . The Act does not address
every issue of wrongful death law, . . . but when it does speak
directly to a question, the courts are not free to 'supplement'
Congress' answer so thoroughly that the Act becomes
meaningless."
Id. at
436 U. S. 625.
Thus the question was whether the legislative scheme "spoke
directly to a question" -- in that case the question of damages --
not whether Congress had affirmatively proscribed the use of
federal common law. Our "commitment to the separation of powers is
too fundamental" to continue to rely on federal common law "by
judicially decreeing what accords with
common sense and the
public weal'" when Congress has addressed the problem. TVA v.
Hill, supra, at 437 U. S. 195.
[Footnote 8]
Page 451 U. S. 316
Contrary to the suggestions of respondents, the appropriate
analysis in determining if federal statutory law governs a question
previously the subject of federal common law is not the same as
that employed in deciding if federal law preempts state law. In
considering the latter question,
"'we start with the assumption that the historic police powers
of the States were not to be superseded by the Federal Act unless
that was the clear and manifest purpose of Congress.'"
Jones v. Rath Packing Co., 430 U.
S. 519,
430 U. S. 525
(1977) (quoting
Rice v. Santa Fe Elevator Corp.,
331 U. S. 218,
331 U. S. 230
(1947)). While we have not hesitated to find preemption of state
law, whether express or implied, when Congress has so indicated,
see Ray v. Atlantic Richfield Co., 435 U.
S. 151,
435 U. S. 157
(1978), or when enforcement of state regulations would impair
"federal superintendence of the field,"
Florida Lime &
Avocado Growers, Inc. v. Paul, 373 U.
S. 132,
373 U. S. 142
(1963), our analysis has included
"due regard for the presuppositions of our embracing federal
system, including the principle of diffusion of power, not as a
matter of doctrinaire localism, but as a promoter of
democracy."
San Diego Building Trades Council v. Garmon,
359 U. S. 236,
359 U. S. 243
(1959). Such concerns are not implicated in the same fashion when
the question is whether federal statutory
Page 451 U. S. 317
or federal common law governs, and accordingly the same sort of
evidence of a clear and manifest purpose is not required. Indeed,
as noted in cases such as the present, "we start with the
assumption" that it is for Congress, not federal courts, to
articulate the appropriate standards to be applied as a matter of
federal law. [
Footnote 9]
III
We conclude that, at least so far as concerns the claims of
respondents, Congress has not left the formulation of appropriate
federal standards to the courts through application of often vague
and indeterminate nuisance concepts and maxims of equity
jurisprudence, but rather has occupied the field through the
establishment of a comprehensive regulatory program supervised by
an expert administrative agency. The 1972 Amendments to the Federal
Water Pollution Control Act were not merely another law "touching
interstate waters" of the sort surveyed in
Illinois v.
Milwaukee, 406 U.S. at
406 U. S.
101-103, and found inadequate to supplant federal common
law. Rather, the Amendments were viewed by Congress as a "total
restructuring" and "complete rewriting" of the existing water
pollution legislation considered in that case. 1 Leg.Hist. 350-351
(remarks of Chairman Blatnik of the House Committee which drafted
the House version of the Amendments);
id. at 359-30
(remarks of Rep. Jones).
See S.Rep. No. 92-414, p. 95
(1971), 2 Leg.Hist. 1511;
id. at 1271 (remarks of Chairman
Randolph of the Senate Committee which drafted the Senate version
of the Amendments);
see also EPA
Page 451 U. S. 318
v. State Water Resources Control Board, 426 U.S. at
426 U. S.
202-203. [
Footnote
10] Congress' intent in enacting the Amendments was clearly to
establish an all-encompassing program of water pollution
regulation. Every point source discharge [
Footnote 11] is prohibited unless covered by a permit,
which directly subjects the discharger to the administrative
apparatus established by Congress to achieve its goals. The "major
purpose" of the Amendments was "to establish a
comprehensive long-range policy for the elimination of
water pollution." S.Rep. No. 9214, at 95, 2 Leg.Hist. 1511
(emphasis supplied). No Congressman's remarks on the legislation
were complete without reference to the "comprehensive" nature of
the Amendments. A House sponsor described the bill as "the most
comprehensive and far-reaching water pollution bill we have ever
drafted," 1 Leg.Hist. 369 (Rep. Mizell), and Senator Randolph,
Chairman of the responsible Committee in the Senate, stated:
"It is perhaps the most comprehensive legislation ever developed
in its field. It is perhaps the most comprehensive legislation that
the Congress of the United States has ever developed in this
particular field of the environment."
2
id. at 1269. [
Footnote 12] This Court was
Page 451 U. S. 319
obviously correct when it described the 1972 Amendments as
establishing "a comprehensive program for controlling and abating
water pollution."
Train v. City of New York, 420 U. S.
35,
420 U. S. 37
(1975). [
Footnote 13] The
establishment of such a self-consciously comprehensive program by
Congress, which certainly did not exist when
Illinois v.
Milwaukee was decided, strongly suggests that there is no room
for courts to attempt to improve on that program with federal
common law.
See Texas v. Pankey, 441 F.2d at 241.
[
Footnote 14]
Turning to the particular claims involved in this case, the
action of Congress in supplanting the federal common law is perhaps
clearest when the question of effluent limitations for discharges
from the two treatment plants is considered. The duly issued
permits under which the city Commission discharges treated sewage
from the Jones Island and South Shore treatment plants incorporate,
as required by the Act,
see § 402(b)(1), 33 U.S.C. §
1342(b)(1) (1976 ed. and Supp.
Page 451 U. S. 320
III), the specific effluent limitations established by EPA
regulations pursuant to § 301 of the Act, 33 U.S.C. § 1311 (1976
ed. and Supp. III). App. 371-394, 39-524;
see 40 CFR §
133.102 (1980). There is thus no question that the problem of
effluent limitations has been thoroughly addressed through the
administrative scheme established by Congress, as contemplated by
Congress. This being so, there is no basis for a federal court to
impose more stringent limitations than those imposed under the
regulatory regime by reference to federal common law, as the
District Court did in this case. The Court of Appeals, we believe,
also erred in stating:
"Neither the minimum effluent limitations prescribed by EPA
pursuant to the provisions of the Act nor the effluent limitations
imposed by the Wisconsin agency under the National Pollutant
Discharge Elimination System limit a federal court's authority to
require compliance with more stringent limitations under the
federal common law."
599 F.2d at 173. Federal courts lack authority to impose more
stringent effluent limitations under federal common law than those
imposed by the agency charged by Congress with administering this
comprehensive scheme.
The overflows do not present a different case. They are point
source discharges and, under the Act, are prohibited unless subject
to a duly issued permit. As with the discharge of treated sewage,
the overflows, through the permit procedure of the Act, are
referred to expert administrative agencies for control. All three
of the permits issued to petitioners explicitly address the problem
of overflows. The Jones Island and South Shore permits, in addition
to covering discharges from the treatment plants, also cover
overflows from various lines leading to the plants. As issued on
December 24, 1974, these permits require the city Commission
"to initiate a program leading to the elimination or control of
all discharge overflow and/or bypass points in the [Jones Island or
South
Page 451 U. S. 321
Shore, respectively] Collector System . . . to assure attainment
of all applicable Water Quality Standards."
App. 378-379, 416. The specific discharge points are identified.
The Commission was required to submit a detailed pan to DNR
designed to achieve these objectives, including alternative
engineering solutions and cost estimates, file a report on an
attached form for all overflows that do occur, install monitoring
devices on selected overflows discharge points, and file more
detailed quarterly reports on the overflows from those points. The
Commission was also required to complete "facilities planning" for
the combined sewer area.
"The facilities planning elements include a feasibility study,
cost effectiveness analysis, and environmental assessment for
elimination or control of the discharges from the combined
sewers."
Quarterly progress reports on this planning are required.
Id. at 379. A permit issued to the city on December 18,
1974, covers discharges "from sanitary sewer crossovers, combined
sewer crossovers and combined sewer overflows."
Id. at
425. Again the discharge points are specifically identified. As to
separated sewers, the city
"is required to initiate a program leading to the elimination of
the sanitary sewer crossovers (gravity) and the electrically
operated relief pumps. . . ."
Id. at 438. A detailed plan to achieve this objective
must be submitted, again with alternative engineering solutions and
cost estimates, any overflows must be reported to DNR on a
specified form, and monitoring devices are required to be installed
on selected points to provide more detailed quarterly reports. As
to the combined sewers, the city "is required to initiate a program
leading to the attainment of control of overflows from the city's
combined sewer system. . . ."
Id. at 443. The city is
required to cooperate with and assist the city Commission in
facilities planning for combined sewers,
see supra, this
page, submit quarterly progress reports to DNR, file reports on all
discharges, and install monitoring devices on selected discharge
points to provide more detailed quarterly
Page 451 U. S. 322
reports "until the discharges are eliminated or controlled."
App. 444. [
Footnote 15]
The enforcement action brought by the DNR in state court
resulted in a judgment requiring "[e]limination of any bypassing or
overflowing which occurs within the sewerage systems under dry
weather by not later than July 1, 1982."
Id. at 465. Wet
weather overflows from separated sewers were to be subject to a
coordinated effort by the Commissions resulting in correction of
the problem by July 1, 1986, pursuant to a plan submitted to the
DNR.
Id. at 469-471. As to the combined sewer overflows,
the Commissions were required to accomplish an abatement project,
with design work completed by July 1, 1981, and construction by
July 1, 1993. Annual progress reports were required to be submitted
to the DNR.
Id. at 471-472.
It is quite clear from the foregoing that the state agency
Page 451 U. S. 323
duly authorized by the EPA to issue discharge permits under the
Act has addressed the problem of overflows from petitioners' sewer
system. The agency imposed the conditions it considered best suited
to further the goals of the Act, and provided for detailed progress
reports so that it could continually monitor the situation.
Enforcement action considered appropriate by the state agency was
brought, as contemplated by the Act, again specifically addressed
to the overflow problem. There is no "interstice" here to be filled
by federal common law: overflows are covered by the Act, and have
been addressed by the regulatory regime established by the Act.
Although a federal court may disagree with the regulatory approach
taken by the agency with responsibility for issuing permits under
the Act, such disagreement, alone, is no basis for the creation of
federal common law. [
Footnote
16]
Respondents strenuously argue that federal common law continues
to be available, stressing that neither in the permits nor the
enforcement order are there any effluent limitations on overflows.
This argument, we think, is something of a red herring. The
difference in treatment between overflows and treated effluent by
the agencies is due to differences in the nature of the problems,
not the extent to which the problems have been addressed. [
Footnote 17] The relevant question
with overflow discharges is not, as with discharges of treated
sewage, what concentration of various pollutants will be permitted.
Rather, the question is what degree of control will be required
in
Page 451 U. S. 324
preventing overflows and ensuring that the sewage undergoes
treatment. This question is answered by construction plans designed
to accommodate a certain amount of sewage that would otherwise be
discharged on overflow occasions. The EPA has not promulgated
regulations mandating specific control guidelines because of a
recognition that the problem is "site-specific."
See,
e.g., EPA Program Requirements Memorandum PRM No. 75-34 (Dec.
16, 1975):
"The costs and benefits of control of various portions of
pollution due to combined sewer overflows and bypasses vary greatly
with the characteristics of the sewer and treatment system, the
duration, intensity, frequency, and aerial extent of precipitation,
the type and extent of development in the service area, and the
characteristics, uses and water quality standards of the receiving
waters. Decisions on grants for control of combined sewer
overflows, therefore, must be made on a case-by-case basis after
detailed planning at the local level."
See also EPA, Report to Congress on Control of Combined
Sewer overflow in the United States 7-1, 7-13 (MCD-50, 1978).
Decision is made on a case-by-case basis, through the permit
procedure, as was done here. Demanding specific regulations of
general applicability before concluding that Congress has addressed
the problem to the exclusion of federal common law asks the wrong
question. The question is whether the field has been occupied, not
whether it has been occupied in a particular manner. [
Footnote 18]
Page 451 U. S. 325
The invocation of federal common law by the District Court and
the Court of Appeals in the face of congressional legislation
supplanting it is peculiarly inappropriate in areas as complex as
water pollution control. As the District Court noted:
"It is well known to all of us that the arcane subject matter of
some of the expert testimony in this case was sometimes over the
heads of all of us to one height or another. I would certainly be
less than candid if I did not acknowledge that my grasp of some of
the testimony was less complete than I would like it to be. . .
."
App. to Pet. for Cert. F-4. Not only are the technical problems
difficult -- doubtless the reason Congress vested authority to
administer the Act in administrative agencies possessing the
necessary expertise -- but the general area is particularly
unsuited to the approach inevitable under a regime of federal
common law. Congress criticized past approaches to water pollution
control as being "sporadic" and "
ad hoc," S.Rep. No.
92-414, p. 95 (1971), 2 Leg.Hist. 1511, apt characterizations of
any judicial approach applying federal common law,
see Wilburn
Boat Co. v. Fireman's Fund Ins. Co., 348 U.
S. 310,
348 U. S. 319
(1955).
It is also significant that Congress addressed in the 1972
Amendments one of the major concerns underlying the recognition of
federal common law in
Illinois v. Milwaukee. We were
concerned in that case that Illinois did not have any forum in
which to protect its interests unless federal common law were
created.
See 406 U.S. at
406 U. S. 104,
406 U. S. 107.
In the 1972
Page 451 U. S. 326
Amendments Congress provided ample opportunity for a State
affected by decisions of a neighboring State's permit-granting
agency to seek redress. Under § 402(b)(3), 33 U.S.C. § 1342(b)(3),
a state permit-granting agency must ensure that any State whose
waters may be affected by the issuance of a permit receives notice
of the permit application and the opportunity to participate in a
public hearing. Wisconsin law accordingly guarantees such notice
and hearing,
see Wis.Stat.Ann. §§ 147.11, 147.13 (West
Supp. 1980-1981). Respondents received notice of each of the
permits involved here, and public hearings were held, but they did
not participate in them in any way. Section 402(b)(5), 33 U.S.C. §
1342(b)(5), provides that state permit-granting agencies must
ensure that affected States have an opportunity to submit written
recommendations concerning the permit applications to the issuing
State and the EPA, and both the affected State and the EPA must
receive notice and a statement of reasons if any part of the
recommendations of the affected State are not accepted. Again,
respondents did not avail themselves of this statutory opportunity.
Under § 402(d)(2)(A), 33 U.S.C. § 1342(d)(2)(A) (1976 ed., Supp.
III), the EPA may veto any permit issued by a State when waters of
another State may be affected. Respondents did not request such
action. Under § 402(d)(4) of the Act, 33 U.S.C. § 1342(d)(4) (1976
ed., Supp. III), added in 1977, the EPA itself may issue permits if
a stalemate between an issuing and objecting State develops. The
basic grievance of respondents is that the permits issued to
petitioners pursuant to the Act do not impose stringent enough
controls on petitioners' discharges. The statutory scheme
established by Congress provides a forum for the pursuit of such
claims before expert agencies by means of the permit-granting
process. It would be quite inconsistent with this scheme if federal
courts were, in effect, to "write their own ticket" under the guise
of federal common law after permits have already been issued and
permittees have been planning and operating in reliance on
them.
Page 451 U. S. 327
Respondents argue that congressional intent to preserve the
federal common law remedy recognized in
Illinois v.
Milwaukee is evident in §§ 510 and 505(e) of the statute, 33
U.S.C. §§ 1370, 1365(e). [
Footnote 19] Section 510 provides that nothing in the Act
shall preclude States from adopting and enforcing limitations on
the discharge of pollutants more stringent than those adopted under
the Act. [
Footnote 20] It is
one thing, however,
Page 451 U. S. 328
to say that States may adopt more stringent limitations through
state administrative processes, or even that States may establish
such limitations through state nuisance law, and apply them to
in-state dischargers. It is quite another to say that the States
may call upon
federal courts to employ
federal
common law to establish more stringent standards applicable to
out-of-state dischargers. Any standards established under federal
common law are federal standards, and so the authority of States to
impose more stringent standards under § 510 would not seem
relevant. Section 510 clearly contemplates state authority to
establish more stringent pollution limitations; nothing in it,
however, suggests that this was to be done by federal court actions
premised on federal common law.
Subsection 505(e) provides:
"Nothing
in this section shall restrict any right which
any person (or class of persons) may have under any statute or
common law to seek enforcement of any effluent standard or
limitation or to seek any other relief (including relief against
the Administrator or a State agency)."
(Emphasis supplied.) Respondents argue that this evinces an
intent to preserve the federal common law of nuisance. We, however,
are inclined to view the quoted provision as meaning what it says:
that nothing
in § 505, the citizen suit provision, should
be read as limiting any other remedies which might exist.
Subsection 505(e) is virtually identical to subsections in the
citizen suit provisions of several environmental statutes.
[
Footnote 21]
Page 451 U. S. 329
The subsection is common language accompanying citizen suit
provisions, and we think that it means only that the provision of
such suit does not revoke other remedies. It most assuredly cannot
be read to mean that the Act as a whole does not supplant formerly
available federal common law actions, but only that the particular
section authorizing citizen suits does not do so. No one, however,
maintains that the citizen suit provision preempts federal common
law.
We are thus not persuaded that § 505(e) aids respondents in this
case, even indulging the unlikely assumption that the reference to
"common law" in § 505(e) includes the limited federal common law,
as opposed to the more routine state common law.
See Committee
for Consideration of Jones Falls Sewage System v. Train, 539
F.2d at 1009, n. 9. [
Footnote
22]
The dissent considers "particularly revealing,"
post at
451 U. S. 343,
a colloquy involving Senators Griffin, Muskie, and Hart, concerning
the pendency of an action by the EPA against Reserve Mining Co.
Senator Griffin expressed concern that
"one provision in the conference agreement might adversely
Page 451 U. S. 330
affect a number of pending lawsuits brought under the Refuse Act
of 1899,"
including the Reserve Mining litigation. 1 Leg.Hist. 190. The
provision which concerned Senator Griffin, enacted as § 402(k), 86
Stat. 883, 33 U.S.C. § 1342(k), provides, in pertinent part:
"Until December 31, 1974, in any case where a permit for
discharge has been applied for pursuant to this section, but final
administrative disposition of such application has not been made,
such discharge shall not be a violation of (1) section 301, 306, or
402 of this Act, or (2) section 13 of the Act of March 3, 1899,
unless the Administrator or other plaintiff proves that final
administrative disposition of such application has not been made
because of the failure of the applicant to furnish information
reasonably required or requested in order to process the
application."
Senator Griffin was concerned about the relation between this
provision and § 4(a) of the bill, which provided that
"[n]o suit, action or other proceeding lawfully commenced by or
against the Administrator or any other officer or employee of the
United States in his official capacity or in relation to the
discharge of his official duties under the Federal Water Pollution
Control Act as in effect immediately prior to the date of enactment
of the Act shall abate by reason of the taking effect of the
amendment made by section 2 of this Act."
Senator Griffin stated that,
"when these provisions are read together, it is not altogether
clear what effect is intended with respect to pending Federal court
suits against pollutors violating the Refuse Act of 1899."
Senator Muskie responded to Senator Griffin's concerns by
quoting § 4(a) and stating that,
"[w]ithout any question, it was the intent of the conferees that
this provision include enforcement actions brought under the Refuse
Act, the Federal Water Pollution Control Act, and any other acts of
Congress."
1 Leg.Hist.193. Later, Senator Hart stated:
"It is
Page 451 U. S. 331
my understanding, . . . after the explanation of the Senator
from Maine, that the suit now pending against the Reserve Mining
Co. under the Refuse Act of 1899 will in no way be affected, nor
will any of the other counts under the existing Federal Water
Pollution Control Act or other law."
Id. at 211. [
Footnote 23] When Senator Muskie's and Hart's remarks are
viewed in this context it is clear that they do not bear on the
issue now before the Court. In the first place, although there was
a federal common law claim in the Reserve Mining litigation,
Senator Griffin focused on the Refuse Act of 1899 -- not federal
common law. Senator Muskie, with his reference to "other acts of
Congress," rather clearly was not discussing federal
common law. Most importantly, however, Senator Muskie
based his response to Senator Griffin -- that the Reserve Mining
suit would not be affected -- on a specific section of the bill, §
4(a), which is not applicable to suits other than those brought by
or against the Federal Government and pending when the Amendments
were enacted. Senator Hart based his response on the explanation
given by Senator Muskie. Even if we assumed that the legislators
were focusing on the federal common law aspects of the Reserve
Mining litigation (and we do not think they were), Senators Muskie
and Hart informed Senator Griffin that the Reserve Mining suit was
not affected
because of § 4(a), and not at all because the
Act did not displace the federal common law of nuisance. Senator
Griffin's question focused on § 4(a); understandably, so did the
assurances he received. Nothing
Page 451 U. S. 332
about the colloquy suggests any intent concerning the continued
validity of federal common law. The issue simply did not come up,
because Senator Griffin's concerns were fully answered by a
particular section not applicable in the case before us. [
Footnote 24]
We therefore conclude that no federal common law remedy was
available to respondents in this case. The judgment of the Court of
Appeals is therefore vacated, and the case is remanded for
proceedings consistent with this opinion.
It is so ordered.
[
Footnote 1]
It is the statutory responsibility of the city Commission to
"project, plan, construct, maintain and establish a sewerage
system for the collection, transmission, and disposal of all sewage
and drainage of the city."
Wis.Stat.Ann. § 62 .61(1) (West Supp. 1980-1981). The city
Commission is specifically given the authority to
"plan, construct, and establish all local, district, lateral,
intercepting, outfall or other sewers, and all conduits, drains and
pumping or other plants, and all buildings, structures, works,
apparatus, or agencies, and to lay all mains and pipes, and to
create or use all such instrumentalities and means . . . as it
deems expedient or necessary for carrying the sewerage system . . .
into full effect."
§ 62.61(1)(d). The county Commission is responsible for the
construction of sewers within the metropolitan area but outside
city limits. § 59.96(6)(a). The city operates some sewers within
the city, although the powers of the city Commission include the
use and alteration, in its discretion, of "any or all existing
public sewers or drains, including storm-water sewers and drains,
in the city." § 62.61(1)(e). Any construction by the city of local
or sanitary sewers is subject to the prior written approval of the
city Commission. § 62.67.
[
Footnote 2]
Combined sewers are obviously more susceptible to overflows
after storms because the storm water is transported in the same
conduits as the sewage. Since ground water and water from storm
sewers occasionally enter separated sewers, overflows in those
systems are also more likely during wet weather. When the system is
about to exceed its inherent capacity at given points, overflow
devices, either mechanical or gravity, are activated, resulting in
the discharge of the effluent.
See 599 F.2d 151,
167-168.
[
Footnote 3]
Eutrophication is the natural process by which the nutrient
concentration in a body of water gradually increases. The process
is allegedly accelerated when nutrients in sewage, particularly
phosphorus, are discharged into the water.
See id. at 169,
n. 39.
[
Footnote 4]
The complaint also sought relief, in counts II and III, under
Illinois statutory and common law.
See App. 29-32. The
District Court stated that "the case should be decided under the
principles of the federal common law of nuisance," App. to Pet. for
Cert. F-2, but went on to find liability on all three counts of the
complaint,
id. at F-24. The Court of Appeals ruled
that
"it is federal common law, and not state statutory or common
law, that controls in this case,
Illinois v. Milwaukee,
supra, 406 U.S. at
406 U. S. 107, & n. 9, .
. . and therefore we do not address the state law claims."
599 F.2d at 177, n. 53. Although respondent Illinois argues this
point in its brief, the issue before us is simply whether federal
legislation has supplanted federal common law. The question whether
state law is also available is the subject of Illinois' petition
for certiorari, No. 79-571.
[
Footnote 5]
The Court of Appeals also rejected petitioners' contentions that
there was no
in personam jurisdiction under the Illinois
long-arm statute, that any exercise of
in personam
jurisdiction failed to meet the minimum contacts test of
International Shoe Co. v. Washington, 326 U.
S. 310 (1945), and that venue was improper. 599 F.2d at
155-157. We agree that, given the existence of a federal common law
claim at the commencement of the suit, prior to the enactment of
the 1972 Amendments, personal jurisdiction was properly exercised
and venue was also proper.
[
Footnote 6]
See Hart, The Relations Between State and Federal Law,
54 Colum.L.Rev. 489, 497 (1954) ("[f]ederal intervention has been
thought of as requiring special justification, and the decision
that such justification has been shown, being essentially
discretionary, has belonged in most cases to Congress") (footnote
omitted).
[
Footnote 7]
In this regard, we note the inconsistency in Illinois' argument
and the decision of the District Court that both federal and state
nuisance law apply to this case. If state law can be applied, there
is no need for federal common law; if federal common law exists, it
is because state law cannot be used.
[
Footnote 8]
The dissent errs in labeling our approach "automatic
displacement,"
post at
451 U. S. 334.
As evident
infra, at
451 U. S.
317-323, the question whether a previously available
federal common law action has been displaced by federal statutory
law involves an assessment of the scope of the legislation and
whether the scheme established by Congress addresses the problem
formerly governed by federal common law. Our "detailed review of
respondents' claims,"
post at
451 U. S. 348,
is such an assessment, and not, as the dissent suggests, a
consideration of whether the particular common law applied below
was reasonable.
The dissent's reference to "the unique role federal common law
plays in resolving disputes between one State and the citizens or
government of another,"
post at
451 U. S. 334,
does not advance its argument. Whether interstate in nature or not,
if a dispute implicates "Commerce . . . among the several States,"
Congress is authorized to enact the substantive federal law
governing the dispute. Although the Court has formulated
"interstate common law,"
Kansas v. Colorado, 206 U. S.
46,
206 U. S. 98
(1907), it has done so not because the usual separation of powers
principles do not apply, but rather because interstate disputes
frequently call for the application of a federal rule when Congress
has not spoken. When Congress has spoken, its decision controls,
even in the context of interstate disputes.
See Arizona v.
California, 373 U. S. 546
(1963).
[
Footnote 9]
Since the States are represented in Congress, but not in the
federal courts, the very concerns about displacing state law which
counsel against finding preemption of state law in the absence of
clear intent actually suggest a willingness to find congressional
displacement of federal common law. Simply because the opinion in
Illinois v. Milwaukee used the term "preemption," usually
employed in determining if federal law displaces state law, is no
reason to assume the analysis used to decide the usual
federal-state questions is appropriate here.
[
Footnote 10]
The dissent considers the Water Pollution Control Act of 1948
"broad and systematic,"
post at
451 U. S. 338,
and emphasizes that the Court in
Illinois v. Milwaukee did
not view then-existing federal statutes as a barrier to the
recognition of federal common law,
post at
451 U. S. 337.
The suggestion is that the present legislation similarly should be
no barrier. This ignores Congress' view that the previous
legislation was "inadequate in every vital aspect," 2 Leg.Hist.
1425, and Congress' clear intent, witnessed by the statements and
citations in the text, to do something quite different with the
1972 Amendments.
[
Footnote 11]
"Point source" is defined in § 502(14) of the Act, 33 U.S.C. §
1362(14) (1976 ed., Supp. III), as "any discernible, confined and
discrete conveyance . . . from which pollutants are or may be
discharged." There is no question that all of the discharges
involved in this case are point source discharges.
[
Footnote 12]
The most casual perusal of the legislative history demonstrates
that these views on the comprehensive nature of the legislation
were practically universal.
See, e.g., 1 Leg.Hist. 343
(Rep. Young);
id. at 350 (Rep. Blatnik);
id. at
374 (Rep. Clausen);
id. at 380 (Rep. Roberts);
id. at 425 (Rep. Roe);
id. at 450 (Rep. Reuss);
id. at 467 (Rep. Dingell);
id. at 481 (Rep.
Caffery); 2
id. at 1302 (Sen. Cooper);
id. at
1408 (Sen. Hart).
[
Footnote 13]
The Court of Appeals itself recognized that Congress, in the
1972 Amendments,
"established a comprehensive and detailed system for the
regulation and eventual elimination of pollutant discharges into
the nation's waters."
599 F.2d at 162.
[
Footnote 14]
This conclusion is not undermined by Congress' decision to
permit States to establish more stringent standards,
see §
510, 33 U.S.C. § 1370. While Congress recognized a role for the
States, the comprehensive nature of its action suggests that it was
the exclusive source of
federal law. Cases recognizing
that the comprehensive character of a federal program is an
insufficient basis to find preemption of state law are not in
point, since we are considering which branch of the Federal
Government is the source of federal law, not whether that law
preempts state law,
see supra at
451 U. S.
316-317. Since federal courts create federal common law
only as a necessary expedient when problems requiring federal
answers are not addressed by federal statutory law,
see
supra at
451 U. S.
312-315, the comprehensive character of a federal
statute is quite relevant to the present question, while it would
not be were the question whether state law, which of course does
not depend upon the absence of an applicable Act of Congress, still
applied.
[
Footnote 15]
The regulatory approach of the DNR to overflows reflected in
these permit conditions was not plucked out of thin air, but rather
followed the approach in EPA regulations, issued pursuant to the
Act, governing the availability of federal funds for treatment
works construction, including construction of facilities to control
sewer overflows. The regulations provide, as do the permits, for
detailed evaluation of feasibility, engineering alternatives, and
costs prior to the commencement of a particular construction
project.
See 40 CFR §§ 35.903, 35.917 (1980). The
"facilities planning" referred to in the permits for control of
combined sewer overflows is a term of art defined in exhaustive
detail in the EPA regulations,
see §§ 35.917-35.917-9.
Such facilities planning constitutes the first step in qualifying
for federal financial assistance for construction projects. It was
the statutorily articulated intent of Congress to make funds
available, subject to certain conditions, for projects to control
overflows,
see §§ 201(g)(1), 212(2)(A), (B), 33 U.S.C. §§
1281(g)(1), 1292(2)(A), (B) (1976 ed. and Supp. III);
see
also S.Rep. No. 92-414, pp. 40-41 (1971), 2 Leg.Hist.
1458-1459; 1
id. at 165 (Sen. Muskie); 2
id. at
1379 (Sen. Magnuson). We are not impressed with arguments that more
in the way of immediate solutions should have been required of the
dischargers when such requirements may have had the effect, under
EPA regulations requiring exhaustive planning and examination of
alternatives, of foreclosing recourse to funds Congress intended to
be available.
[
Footnote 16]
In light of this conclusion we need not consider petitioners'
argument that, assuming the availability of a cause of action, the
lower courts erred in concluding that respondents' evidence
sufficed to establish the existence of a nuisance.
[
Footnote 17]
See EPA, Benefit Analysis for Combined Sewer Overflow
Control 4 (1979) ("regulations governing combined sewer overflows
require permits for each outfall . . . they differ from the . . .
permits for treatment plants, which specify effluent limitations
based on technology or water quality standards. NPDES permits for
combined sewer overflows contain no effluent limitations, though
they do usually require monitoring and data collection").
[
Footnote 18]
The point is perhaps made most clear if one asks what inadequacy
in the treatment by Congress the courts below rectified through
creation of federal common law. In imposing stricter effluent
limitations, the District Court was not "filling a gap" in the
regulatory scheme, it was simply providing a different regulatory
scheme. The same is true with overflows. The District Court simply
ordered planning and construction designed to achieve more
stringent control of overflows than the planning and construction
undertaken pursuant to the permits. The same point is evident in
examining respondents' arguments. The basic complaint is that the
permits issued to petitioners under the Act do not control
overflows or treated discharges in a sufficiently stringent manner,
not that permits under the Act cannot deal with these subjects or
that the instant permits do not do so. At most, respondents argue
not that the Act is inadequate, as was the legislation considered
in
Illinois v. Milwaukee, but that these particular
permits issued under it are. This does not suffice to create an
"interstice" to be filled by federal common law.
[
Footnote 19]
It must be noted that the legislative activity resulting in the
1972 Amendments largely occurred prior to this Court's decision in
Illinois v. Milwaukee. Drafting, filing of Committee
Reports, and debate in both Houses took place prior to the
decision. Only conference activity occurred after. It is therefore
difficult to argue that particular provisions were designed to
preserve a federal common law remedy not yet recognized by this
Court.
The dissent cites several cases for the proposition that the
federal common law nuisance remedy existed "[l]ong before"
Illinois v. Milwaukee. Post at
451 U. S. 335.
During the legislative activity resulting in the 1972 Amendments,
however, this Court's decision in
Ohio v. Wyandotte Chemicals
Corp., 401 U. S. 493
(1971), indicated that
state common law would control a
claim such as Illinois'.
Wyandotte, like the present suit,
was brought by a State to abate a pollution nuisance created by
out-of-state defendants. The Court ruled that
"an action such as this, if otherwise cognizable in federal
district court, would have to be adjudicated under state law.
Erie R. Co. v. Tompkins, 304 U. S. 64 (1938)."
Id. at
401 U. S.
498-499, n. 3. The Court in
Illinois v.
Milwaukee found it necessary to overrule this statement,
see 406 U.S. at
406 U. S. 102,
n. 3.
[
Footnote 20]
In full, § 510, as set forth in 33 U.S.C. § 1370, provides:
"Except as expressly provided in this chapter, nothing in this
chapter shall (1) preclude or deny the right of any State or
political subdivision thereof or interstate agency to adopt or
enforce (A) any standard or limitation respecting discharges of
pollutants, or (B) any requirement respecting control or abatement
of pollution; except that, if any effluent limitation, or other
limitation, effluent standard, prohibition, pretreatment standard,
or standard of performance is in effect under this chapter, such
State or political subdivision or interstate agency may not adopt
or enforce any effluent limitation, or other limitation, effluent
standard, prohibition, pretreatment standard, or standard of
performance which is less stringent than the effluent limitation,
or other limitation, effluent standard, prohibition, pretreatment
standard, or standard of performance under this chapter; or (2) be
construed as impairing or in any manner affecting any right or
jurisdiction of the States with respect to the waters (including
boundary waters) of such States."
[
Footnote 21]
See, e.g., § 304(e) of the Clean Air Act, 42 U.S.C. §
7604(e) (1976 ed., Supp. III); § 16(e) of the Deepwater Port Act of
1974, 33 U.S.C. § 1515(e); § 105(g)(5) of the Marine Protection,
Research, and Sanctuaries Act of 1972, 33 U.S.C. § 1415(g)(5); §
12(e) of the Noise Control Act of 1972, 42 U.S.C. § 4911(e); §
7002(f) of the Solid Waste Disposal Act, 42 U.S.C. § 6972(f); §
1449(e) of the Safe Drinking Water Act, 42 U.S.C. § 300j-8(e) (1976
ed., Supp. III); § 520(e) of the Surface Mining Control and
Reclamation Act of 1977, 30 U.S.C. § 1270(e) (1976 ed., Supp. III);
and § 20(c)(3) of the Toxic Substances Control Act, 15 U.S.C. §
2619(c)(3).
[
Footnote 22]
The dissent's criticism of our reading of § 505(e),
post at
451 U. S.
341-342, is misplaced. There is nothing unusual about
Congress enacting a particular provision, and taking care that this
enactment, by itself, not disturb other remedies, without
considering whether the rest of the Act does so or what other
remedies may be available. The fact that the language of § 505(e)
is repeated
in haec verba in the citizen suit provisions
of a vast array of environmental legislation,
see n 21,
supra, indicates that
it does not reflect any considered judgment about what other
remedies were previously available or continue to be available
under any particular statute. The dissent refers to our reading as
"extremely strained," but the dissent, in relying on § 505(e) as
evidence of Congress' intent to preserve the federal common law
nuisance remedy, must read "nothing in this section" to mean
"nothing in this Act." We prefer to read the statute as written.
Congress knows how to say "nothing in this Act" when it means to,
see, e.g., Pub.L. 96-510, § 114 (a), 94 Stat. 2795.
[
Footnote 23]
The dissent states that "Senators Muskie and Hart each
responded" as Senator Hart is quoted in the text.
Post at
451 U. S. 344.
This is not strictly accurate. Senator Muskie never responded as
Senator Hart did, but rather as quoted in the text above, with the
clear reference to § 4(a). He did not, like Senator Hart, use the
phrase "other law" but rather, and of particular significance in
the present context, the phrase "
any other acts of
Congress." This inaccuracy in the dissent appears to be of no
little importance, since the dissent attaches great weight to the
views of Senator Muskie,
see post at
451 U. S. 344,
n. 16.
[
Footnote 24]
In the similar colloquy in the House, also relied upon by the
dissent, Representative Wright responded to a question from
Representative Dingell in precisely the same manner as Senator
Muskie responded to Senator Griffin, relying on § 4(a), and
referring to "other acts of Congress." 1 Leg.Hist. 248.
Representative Dingell never mentioned federal common law in his
question.
The dissent also relies on the failure of Congress to enact, in
1977, an amendment "proposed" by Representative Aspin.
Post at
451 U. S.
345-346. This reliance ignores not only the fact that
"unsuccessful attempts at legislation are not the best of guides to
legislative intent,"
Red Lion Broadcasting Co. v. FCC,
395 U. S. 367,
395 U. S.
381-382, n. 11 (1969), but also, even assuming the
failure to enact the Aspin "proposal" is some indication of
Congress' intent in 1977, the "oft-repeated warning" that "the
views of a subsequent Congress form a hazardous basis for inferring
the intent of an earlier one."
Consumer Product Safety Comm'n
v. GTE Sylvania, Inc., 447 U. S. 102,
447 U. S.
117-118 (1980). These admonitions do not even come into
play, however, since the Aspin proposal was never introduced in
either House of Congress; it does not even appear in the
Congressional Record. The fate of the Aspin "proposal" has, under
our precedents dealing with statutory interpretation, nothing
whatever to do with Congress' intent concerning federal common law
when it enacted the 1972 Amendments.
JUSTICE BLACKMUN, with whom JUSTICE MARSHALL and JUSTICE STEVENS
join, dissenting.
Nine years ago, in
Illinois v. Milwaukee, 406 U. S.
91 (172), this Court unanimously determined that
Illinois could bring a federal common law action against the city
of
Page 451 U. S. 333
Milwaukee, three other Wisconsin cities, and two sewerage
commissions. At that time, Illinois alleged that the discharge of
raw and untreated sewage by these Wisconsin entities into Lake
Michigan created a public nuisance for the citizens of Illinois.
The Court remitted the parties to an appropriate federal district
court, "whose powers are adequate to resolve the issues."
Id. at
406 U. S.
108.
Illinois promptly initiated the present litigation, [
Footnote 2/1] and pursued it through more
than three years of pretrial discovery, a 6-month trial that
entailed hundreds of exhibits and scores of witnesses, extensive
factual findings by the District Court, App. F to Pet. for Cert.,
and an exhaustive review of the evidence by the Court of Appeals.
599 F.2d 151, 167-177 (CA7 1979). Today, the Court decides that
this 9-year judicial exercise has been just a meaningless charade,
cf. Hughes Tool Co. v. Trans World Airlines, Inc.,
409 U. S. 363,
409 U. S. 389,
390 (1973) (dissenting opinion), inasmuch as, it says, the federal
common law remedy approved in
Illinois v. Milwaukee was
implicitly extinguished by Congress just six months after the 1972
decision. Because I believe that Congress intended no such
extinction, and surely did not contemplate the result reached by
the Court today, I respectfully dissent.
I
The Court's analysis of federal common law displacement rests, I
am convinced, on a faulty assumption. In contrasting congressional
displacement of the common law with federal preemption of state
law, [
Footnote 2/2] the Court
assumes that, as
Page 451 U. S. 334
soon as Congress "addresses a question previously governed" by
federal common law, "the need for such an unusual exercise of
lawmaking by federal courts disappears."
Ante at
451 U.S. 314. This
"automatic displacement" approach is inadequate in two respects. It
fails to reflect the unique role federal common law plays in
resolving disputes between one State and the citizens or government
of another. In addition, it ignores this Court's frequent
recognition that federal common law may complement congressional
action in the fulfillment of federal policies.
It is well settled that a body of federal common law has
survived the decision in
Erie R. Co. v. Tompkins,
304 U. S. 64 (193).
Erie made clear that federal courts, as courts of limited
jurisdiction, lack general power to formulate and impose their own
rules of decision.
Id. at
304 U. S. 78.
The Court, however, did not there upset, nor has it since disturbed
a deeply rooted, more specialized federal common law that has
arisen to effectuate federal interests embodied either in the
Constitution or an Act of Congress. [
Footnote 2/3] Chief among the federal
Page 451 U. S. 335
interests served by this common law are the resolution of
interstate disputes and the implementation of national statutory or
regulatory policies.
Both before and after
Erie, the Court has fashioned
federal law where the interstate nature of a controversy renders
inappropriate the law of either State.
See, e.g., Nebraska v.
Wyoming, 325 U. S. 589
(1945);
Hinderlider v. La Plata Co., 304 U. S.
92,
304 U. S. 110
(1938);
Kansas v. Colorado, 206 U. S.
46,
206 U. S. 95,
97-98 (1907) (apportioning waters of interstate stream).
See
also Cissna v. Tennessee, 246 U. S. 289,
246 U. S. 296
(1918);
Howard v.
Ingersoll, 13 How. 381 (1852) (resolving interstate
boundary conflict). When such disputes arise, it is clear under our
federal system that laws of one State cannot impose upon the
sovereign rights and interests of another. The Constitution, by
Art. III, § 2, explicitly extends the judicial power of the United
States to controversies between a State and another State or its
citizens, and this Court, in equitably resolving such disputes, has
developed a body of "what may not improperly be called interstate
common law."
Kansas v. Colorado, 206 U.S. at
206 U. S.
98.
Long before the 1972 decision in
Illinois v. Milwaukee,
federal common law enunciated by this Court assured each State the
right to be free from unreasonable interference with its natural
environment and resources when the interference stems from another
State or its citizens.
Georgia v. Tennessee Copper Co.,
206 U. S. 230,
206 U. S.
237-239 (1907);
Missouri v. Illinois,
200 U. S. 496,
200 U. S. 520,
526 (1906).
See New Jersey v. City of New York,
283 U. S. 473
(1931);
New York v. New Jersey, 256 U.
S. 296 (1921). The right to such federal protection is a
consequence of each State's entry into the Union and its commitment
to the Constitution. In the words of Justice Holmes, speaking for
the Court:
"When the States by their union made the forcible
Page 451 U. S. 336
abatement of outside nuisances impossible to each, they did not
thereby agree to submit to whatever might be done. They did not
renounce the possibility of making reasonable demands on the ground
of their still remaining quasi-sovereign interests; and the
alternative to force is a suit in this court."
Georgia v. Tennessee Copper Co., 206 U.S. at
206 U. S.
237.
This Court also has applied federal common law where federally
created substantive rights and obligations are at stake. Thus, the
Court has been called upon to pronounce common law that will fill
the interstices of a pervasively federal framework, or avoid
subjecting relevant federal interests to the inconsistencies in the
laws of several States.
Textile Workers v. Lincoln Mills,
353 U. S. 448,
353 U. S.
456-457 (1957);
United States v. Standard Oil
Co., 332 U. S. 301,
332 U. S. 305
(1947);
Clearfield Trust Co. v. United States,
318 U. S. 363,
318 U. S.
366-367 (1943);
D'Oench, Duhme Co. v. Federal
Deposit Ins. Corp., 315 U. S. 447
(1942). If the federal interest is sufficiently strong, federal
common law may be drawn upon in settling disputes even though the
statute or Constitution alone provides no precise answer to the
question posed.
See, e.g., Textile Workers v. Lincoln
Mills, 353 U.S. at
353 U. S. 458;
Clearfield Trust Co. v. United States, 318 U.S. at
318 U. S.
368-370.
See generally United States v. Little Lake
Misere Land Co., 412 U. S. 580,
412 U. S. 593
(1973) ("the inevitable incompleteness presented by all legislation
means that interstitial federal lawmaking is a basic responsibility
of the federal courts").
Each of these sources of federal common law was recognized in
Illinois v. Milwaukee. The Court there concluded that the
common law of interstate nuisance supplied the requisite federal
question jurisdiction to bring an action in District Court. In so
deciding, the Court reasoned that it was appropriate for federal
courts to fashion federal common law
"where there is an overriding federal interest in the need for a
uniform rule of decision or where the controversy
Page 451 U. S. 337
touches basic interests of federalism."
406 U.S. at
406 U. S. 105,
n. 6. The Court relied heavily upon interstate air pollution and
water allocation cases where the complaining party was a State
invoking the Court's original jurisdiction.
Id. at
406 U. S.
104-106. In addition, it recounted the history of
federal interstate water quality legislation and suggested that the
abiding federal interest in the purity of interstate waters
justified application of federal common law.
Id. at
406 U. S.
101-103. Significantly, the Court found no barrier to
federal common law despite the number of federal statutes and
regulations that already provided remedies to abate pollution in
interstate waters.
Id. at
406 U. S.
103.
Thus, quite contrary to the statements and intimations of the
Court today,
ante at
451 U. S. 323,
451 U. S. 325,
451 U. S. 327,
n.19,
Illinois v. Milwaukee did not create the federal
common law of nuisance. Well before this Court and Congress acted
in 1972, there was ample recognition of and foundation for a
federal common law of nuisance applicable to Illinois' situation.
[
Footnote 2/4] Congress cannot be
presumed to have been unaware of the relevant common law history,
any more than it can be deemed to have been oblivious to the
decision in
Illinois v.
Page 451 U. S. 338
Milwaukee, announced six months prior to the passage of
the Federal Water Pollution Control Act Amendments of 1972 (Act or
Amendments), 86 Stat. 16. The central question is whether, given
its presumed awareness, Congress, in passing these Amendments,
intended to prevent recourse to the federal common law of
nuisance.
The answer to this question, it seems to me, requires a more
thorough exploration of congressional intent than is offered by the
Court. Congress had "spoken to" the particular problem of
interstate water pollution as far back as 1888, [
Footnote 2/5] and in 1948 did so in a broad and
systematic fashion with the enactment of the Water Pollution
Control Act (also known as the Clean Water Act). [
Footnote 2/6] In
Illinois v. Milwaukee,
the Court properly regarded such expressions of congressional
intent as not an obstacle, but an incentive, to application of the
federal common law. 406 U.S. at
406 U. S.
102-103. The fact that Congress, in 1972, once again
addressed the complicated and difficult problem of purifying our
Nation's waters should not be taken as presumptive evidence, let
alone conclusive proof, that Congress meant to foreclose
preexisting approaches to controlling interstate water pollution.
[
Footnote 2/7] Where the
possible
Page 451 U. S. 339
extinction, of federal common law is at issue, a reviewing court
is obligated to look not only to the magnitude of the legislative
action, but also with some care to the evidence of specific
congressional intent. [
Footnote
2/8]
II
In my view, the language and structure of the Clean Water Act
leave no doubt that Congress intended to preserve the federal
common law of nuisance. Section 505(e) of the Act reads:
"Nothing in this section shall restrict any right which any
person (or class of persons) may have
under any statute or
common law to seek enforcement of any effluent standard or
limitation
or to seek any other relief (including relief
against the Administrator or a State agency)."
33 U.S.C. § 1365(e) (emphasis added). The Act specifically
defines "person" to include States, and thus embraces respondents
Illinois and Michigan. § 502(5),
Page 451 U. S. 340
33 U.S.C. § 1362(5). It preserves their right to bring an action
against the governmental entities who are charged with enforcing
the statute. Most important, as succinctly stated by the Court of
Appeals in this case: "There is nothing in the phrase
any
statute or common law' that suggests that this provision is limited
to state common law." 599 F.2d at 163. To the best of my knowledge,
every federal court that has considered the issue has concluded
that, in enacting § 505(e), Congress meant to preserve federal, as
well as state, common law. [Footnote
2/9]
Other sections of the Clean Water Act also support the
conclusion that Congress, in 1972, had no intention of
extinguishing the federal common law of nuisance. Although the Act
established a detailed and comprehensive regulatory system aimed at
eliminating the discharge of pollutants into all navigable waters,
it did not purport to impose a unitary enforcement structure for
abating water pollution. In particular,
Page 451 U. S. 341
Congress expressly provided that the effluent limitations
promulgated under the Act do not preclude any State from
establishing more stringent limitations. § 510, 33 U.S.C. § 1370.
It also made clear that federal officers or agencies are not
foreclosed from adopting or enforcing stricter pollution controls
and standards than those required by the Act. § 511(a), 33 U.S.C. §
1371(a).
Thus, under the statutory scheme, any permit issued by the EPA
or a qualifying state agency does not insulate a discharger from
liability under other federal or state law. [
Footnote 2/10] To the contrary, the permit granted
pursuant to § 402(k), 33 U.S.C. § 1342(k), confers assurances with
respect to certain specified sections of the Act, but the
requirements under other provisions, as well as separate legal
obligations, remain unaffected.
See EPA v. State Water
Resources Control Board, 426 U. S. 200,
426 U. S. 205
(1976). Congress plainly anticipated that dischargers might be
required to meet standards more stringent than the minimum effluent
levels approved by the EPA. Those more stringent standards would
necessarily be established by other statutes or by common law.
Because the Act contemplates a shared authority between the Federal
Government and the individual States,
see, e.g., § 101(b),
33 U.S.C. § 1251(b) (1976 ed., Supp. III), it is entirely
understandable that Congress thought it neither imperative nor
desirable to insist upon an exclusive approach to the improvement
of water quality. [
Footnote
2/11]
The Court offers three responses to this view of congressional
intent. With regard to the language of § 55(e), it attributes
critical significance to the words "this section,"
Page 451 U. S. 342
and concludes that Congress meant only to assure that the
citizen suit provision did not extinguish formerly
available federal common law actions.
Ante at
451 U. S.
328-330. The Court thus reads § 505(e) as though
Congress had said that "
this section' does not take away any
preexisting remedies, but the remainder of the statute does." This
is an extremely strained reading of the statutory language,
[Footnote 2/12] and one that is
at odds with the manifest intent of Congress to permit more
stringent remedies under both federal and state law. See
§§ 510, 511, 33 U.S.C. §§ 1370, 1371. If § 505(e) is to be
construed as the Court suggests, then it authorizes the abrogation
of all preexisting rights, both statutory and common law, in the
area of water pollution control. The Court's construction
therefore, would render suspect, if not meaningless, the Act's
other provisions. Rather than interpreting § 505(e) as a license to
supplant all legal remedies outside the Act itself, I would
construe the reference to "this section" as simply preventing
preexisting rights of action from being subjected to the procedural
and jurisdictional limitations imposed by § 505 on persons who
would sue under the Act.
The Court also relies on certain language contained in the
legislative history of the 1972 Amendments.
Ante at
451 U. S.
317-319. Based on the remarks of several of the Act's
proponents that this was the most comprehensive water pollution
bill prepared to date, the Court finds a strong congressional
suggestion that there is no room for improvement through the
federal common law. But there is nothing talismanic about such
generalized references. The fact that legislators may characterize
their efforts as more "comprehensive" than prior legislation hardly
prevents them from authorizing the continued existence of
supplemental legal and equitable solutions to the broad and serious
problem addressed. [
Footnote
2/13] Moreover,
Page 451 U. S. 343
the Court ignores express statements of legislative intent that
contradict its position. The Senate Report accompanying the 1972
legislation explicitly describes the congressional intent informing
§ 505(e):
"It should be noted, however, that the section would
specifically preserve any rights or remedies under any other law.
Thus, if damages could be shown, other remedies would remain
available. Compliance with requirements under this Act would not be
a defense to a common law action for pollution damages."
S.Rep. No. 92-414, p. 81 (1971), reprinted in 2 Legislative
History of the Water Pollution Control Act Amendments of 1972
(Committee Print compiled for the Senate Committee on Public Works
by the Library of Congress), Ser. No. 93-1, p. 1499 (1973)
(Leg.Hist.). [
Footnote 2/14]
This deliberate preservation of all remedies previously
available at common law makes no distinction between the common law
of individual States and federal common law. Indeed, the
legislative debates indicate that Congress was specifically aware
of the presence of federal common law, and intended that it would
survive passage of the 1972 Amendments. In one particularly
revealing colloquy on the Senate floor, Senator Griffin noted the
pendency of a suit challenging the dumping of iron ore pollutants
into Lake
Page 451 U. S. 344
Superior. 1 Leg.Hist.191.
See Reserve Mining Co. v.
EPA, 514 F.2d 492 (CA8 1975) (en banc). The Senator inquired
whether the suit, which was based in part on the federal common law
of nuisance, [
Footnote 2/15]
would be affected by passage of the 1972 Amendments. Senators
Muskie [
Footnote 2/16] and Hart
each responded that the new legislation would not affect or
hinder
"the suit now pending against the Reserve Mining Co., under the
Refuse Act of 1899 . . . [,] the existing Federal Water Pollution
Control Act or
other law. 1 Leg.Hist. 211 (Sen. Hart)
(emphasis added). [
Footnote 2/17]
"
Page 451 U. S. 345
Finally, the Court attaches significance to the fact that the
1972 Amendments provided a more rigorous administrative mechanism
for addressing interstate controversies.
Ante at
451 U. S.
325-326. The Court evidently regards the provision of a
new administrative abatement process as a type of jurisdictional
requirement, for it criticizes Illinois' failure to invoke the
mechanism before seeking any form of judicial relief.
Ante
at
451 U. S. 326.
Even if this were the case, the new notice and hearing procedure
became available only two years after Illinois commenced this
action. There is no suggestion that Illinois failed to pursue
administrative abatement under the then-applicable federal statute.
Indeed, it is undisputed that Illinois made prolonged and diligent
efforts to secure administrative relief. [
Footnote 2/18] Nonetheless, the Court, in effect,
concludes that it is not enough to exhaust administrative remedies
that existed at the time a common law action was initiated; a
complainant must also be prepared to pursue new and wholly
unforeseen administrative avenues even as it seeks a final judgment
in federal court. I am aware of no case that adopts so harsh an
approach to the pursuit of administrative remedies, and I see no
basis for imposing such a requirement in this context.
Moreover, contrary to what the Court implies, Congress never
intended that failure to participate in the § 402 administrative
process would serve as a jurisdictional bar. Nothing in the
language of § 402 suggests that a neighboring State's participation
in the permit-granting process is anything other than voluntary and
optional. [
Footnote 2/19] Indeed,
the Conference
Page 451 U. S. 346
Committee considering the 1977 amendments to the Act was
presented with a proposal that
would have made such
participation a jurisdictional prerequisite. [
Footnote 2/20] This proposal was not adopted by
the Conference Committee, and among its opponents was the
Department of Justice. In a letter sent to all conferees, the
Department made clear its understanding that, absent such an
amendment, the federal common law would continue to be relied upon
in the national effort to control water pollution. [
Footnote 2/21]
Page 451 U. S. 347
The Justice Department's position on the survival of federal
common law is consistent with the stance taken by the EPA both in
this litigation and throughout the period since the 1972 Amendments
were enacted. The EPA in fact has relied upon the federal common
law of nuisance, in addition to the remedies available under the
statute, in seeking to protect water quality. [
Footnote 2/22] As the agency charged with
enforcing and implementing the Act, EPA's interpretation of the
scope and limits of that statute is entitled to considerable
deference.
See Udall v. Tallman, 380 U. S.
1,
380 U. S. 16
(1965). Where, as here, the agency has publicly and consistently
acted upon it interpretation, congressional silence is not without
significance, particularly since this area has been a subject of
frequent and intense legislative attention. And where, as here, the
agency's continued reliance on federal common law is firmly
grounded in the language and structure of the statute, I fail to
see how the Court can so lightly disregard its interpretation.
Page 451 U. S. 348
III
Assuming that Congress did preserve a federal common law of
nuisance, and that respondents properly stated federal common law
claims for relief, there remains the question whether the
particular common law applied here was reasonable. Because of its
ruling, the Court does not explicitly address this question.
Nonetheless, in its detailed review of respondents' claims, the
Court in effect concludes that the federal common law applied by
the District Court and the Court of Appeals was defective. In
particular, the Court asserts that federal courts may not exceed
the statutory minimum approach sanctioned by Congress,
see
ante at
451 U. S. 323,
and may not use federal power to impose a State's more stringent
pollution limitation standards upon out-of-state polluters.
See
ante at
451 U. S.
327-328. In contrast, I believe the courts below acted
correctly in both respects.
As the Court of Appeals properly recognized, 599 F.2d at 164,
the determination by Congress to preserve rights of action at
federal common law did not grant federal courts the freedom to
disregard the statutory and regulatory structure approved by
Congress. We noted in
Illinois v. Milwaukee that
"the various federal environmental protection statutes will not
necessarily mark the outer bounds of the federal common law, [but]
they may provide useful guidelines in fashioning such rules of
decision."
406 U.S. at
406 U. S. 103,
n. 5. These guidelines, however, bear primarily on the problems of
proof faced by the parties; they do not determine the exclusive
source of the law to be applied.
In this instance, problems of proof arise under a familiar form
of common law action. A public nuisance involves unreasonable
interference with a right common to the general public. [
Footnote 2/23] Drawing on the Court's
decision in
Georgia v. Tennessee
Page 451 U. S. 349
Copper Co., 206 U.S. at
206 U. S.
238-239, the Court of Appeals concluded that nuisance is
established at federal common law only if "the defendant is
carrying on an activity that is causing an injury or significant
threat of injury to some cognizable interest of the complainant."
599 F.2d at 165. Whether a particular interference qualifies as
unreasonable, whether the injury is sufficiently substantial to
warrant injunctive relief, and what form that relief should take
are questions to be decided on the basis of particular facts and
circumstances. [
Footnote 2/24]
The judgments at times are difficult, but they do not require
courts to perform functions beyond their traditional capacities or
experience. [
Footnote 2/25]
When choosing the precise legal principles to apply, common law
courts draw upon relevant standards of conduct available in their
communities. Where federal common law is concerned, "th[is] choice
of law task is a federal task for federal courts."
United
States v. Little Lake Misere Land Co., 412 U.S. at
412 U. S. 592.
At the same time, while federal law
Page 451 U. S. 350
controls a particular question or problem, state law may furnish
an appropriate measure of the content of this federal law.
See,
e.g., Board of Comm'rs v. United States, 308 U.
S. 343,
308 U. S.
349-352 (1939).
See also Textile Workers v. Lincoln
Mills, 353 U.S. at
353 U. S. 457;
Clearfield Trust Co. v. United States, 318 U.S. at
318 U. S. 367.
What the Court today characterizes as the inappropriate application
of more stringent standards from Illinois state law in fact
reflects a federal common law court's proper exercise of choice of
law discretion. [
Footnote
2/26]
The Act sets forth certain effluent limitations. As did the
Court of Appeals, [
Footnote 2/27]
a court applying federal common law in a given instance may well
decline to impose effluent limitations more stringent than those
required by Congress, because the complainant has failed to show
that stricter standards will abate the nuisance or appreciably
diminish the threat of injury. But it is a far different
proposition to pronounce, as does the Court today, that federal
courts "
lack authority to impose more stringent effluent
limitations under federal common law than those imposed" under the
statutory scheme.
Ante at
451 U. S. 320
(emphasis added). The authority of the federal courts in this area
was firmly established by the decision in
Illinois v.
Milwaukee. In delineating the legitimate scope of the federal
common law, the Court there expressly noted the relevance of state
standards, adding that "a State with high water quality standards
may well ask that its strict standards be honored, and that it
not be compelled to lower itself to the more degrading
standards of a neighbor." (Emphasis added.) 406 U.S. at
406 U. S. 107.
The Act attributes comparable respect to the stricter effluent
limitation
Page 451 U. S. 351
levels imposed by individual States. § 510, 33 U.S.C. § 1370.
Since both the Court and Congress fully expected that neighboring
States might differ in their approaches to the regulation of the
discharge of pollutants into their navigable waters, it is odd, to
say the least, that federal courts should now be deprived of the
common law power to effect a reconciliation of these
differences.
The problem of controlling overflows is particularly amenable to
application of this common law authority. As the courts below
found,
see 599 F.2d at 167-168, the sewer systems operated
by petitioners include some 239 bypass or overflow points from
which raw sewage is discharged directly into Lake Michigan or into
rivers that flow into the lake. In a single month in 1976,
discharge from 11 of the 239 discrete overflow points amounted to
some 646 million gallons of untreated sewage.
Ibid. The
trial court determined that these untreated fecal wastes,
containing billions of pathogenic bacteria and viruses, are
periodically transported by prevailing currents into the Illinois
waters of Lake Michigan. The court further found that the presence
of these pathogens in Illinois waters poses a significant risk of
injury to Illinois residents, threatening to contaminate drinking
water supplies and infect swimmers. [
Footnote 2/28]
Pursuant to the Act, publicly owned treatment works then in
existence must apply "secondary treatment as defined by the
Administrator" as of July 1, 1977. §§ 301(b)(1)(B), 304(d)(1), 33
U.S.C. §§ 1311(b)(1)(B), 1314(d)(1). [
Footnote 2/29]
Page 451 U. S. 352
No provision of the Act explicitly addresses the discharge of
raw sewage into public waters from overflow points. Indeed,
Congress, in 1977, expressed concern that combined sewer overflows
were a significant source of untreated sewage polluting the
Nation's waters, and it commissioned a study of the problem with a
view toward possible further legislation. [
Footnote 2/30] While the Administrator has issued
regulations that define secondary treatment in terms of certain
minimum levels of effluent quality, he also has acknowledged that
combined sewer overflows raise special concerns that must be
resolved on a case-by-case basis. [
Footnote 2/31] This record demonstrates that both
Congress and the Administrator recognized the inadequacy of the
statutory scheme. It surely does not show that these responsible
parties intended no role for the federal common law.
The lower courts in this case carefully evaluated the regulatory
systems developed by each State to deal with the overflow problem.
It was determined that the standards promulgated under the Illinois
regulatory scheme were more stringent than those developed by the
Wisconsin agency or imposed on petitioners under the Wisconsin
state court judgment.
See 599 F.2d at 171-173. The
District Court's order imposed standards that reflected the more
rigorous approach adopted in Illinois to restore and protect
Illinois
Page 451 U. S. 353
waters. [
Footnote 2/32] The
Court of Appeals noted that Wisconsin had allowed petitioners more
time in which to eliminate or "correct" the overflow problem, but
that petitioners conceded the feasibility of complying with the
District Court's deadlines.
Id. at 172, 177. In my view,
the Court of Appeals acted responsibly, and in a manner wholly
consistent with the common law jurisdiction envisioned by the Court
in
Illinois v. Milwaukee.
IV
There is one final disturbing aspect to the Court's decision. By
eliminating t.he federal common law of nuisance in this area, the
Court in effect is encouraging recourse to state law wherever the
federal statutory scheme is perceived to offer inadequate
protection against pollution from outside the State, either in its
enforcement standards or in the remedies afforded. This recourse is
now inevitable under a statutory scheme that accords a significant
role to state, as well as federal, law. But in the present context,
it is also unfortunate, since it undermines the Court's prior
conclusion that it is federal, rather than state, law that should
govern the regulation of interstate water pollution.
Illinois
v. Milwaukee, 406 U.S. at
406 U. S. 102.
Instead of promoting a more uniform federal approach to the problem
of alleviating interstate pollution, I fear that today's decision
will lead States to turn to their
Page 451 U. S. 354
own courts for statutory or common law assistance in filling the
interstices of the federal statute. Rather than encourage such a
prospect, I would adhere to the principles clearly enunciated in
Illinois v. Milwaukee, and affirm the judgment of the
Court of Appeals.
[
Footnote 2/1]
This Court's decision was issued April 24, 1972. The complaint
was filed in the United States District Court for the Northern
District of Illinois on May 19, 1972.
[
Footnote 2/2]
I have no quarrel with the Court's distinction between the
issues of federalism at stake in assessing congressional preemption
of state law and the separation of powers concerns that are
implicated here. But there is more to this distinction than the
Court suggests. In deciding whether federal law preempts state law,
the Court must be sensitive to the potential frustration of
national purposes if the States are permitted to control conduct
that is the subject of federal regulation.
San Diego Building
Trades Council v. Garmon, 359 U. S. 236,
359 U. S. 244
(1959).
See Florida Lime & Avocado Growers, Inc. v.
Paul, 373 U. S. 132,
373 U. S. 142
(1963). For this reason, in preemption analysis, the role of
federal law is often determined on an "all or nothing" basis. On
the other hand, where federal interests alone are at stake,
participation by the federal courts is often desirable, and indeed
necessary, if federal policies developed by Congress are to be
fully effectuated.
See, e.g., Miree v. DeKalb County,
433 U. S. 25,
433 U. S. 35
(1977) (opinion concurring in judgment);
United States v.
Little Lake Misere Land Co., 412 U. S. 580,
412 U. S.
592-593 (1973). The whole concept of interstitial
federal lawmaking suggests a cooperative interaction between courts
and Congress that is less attainable where federal-state questions
are involved.
[
Footnote 2/3]
See generally Hill, The Law-Making Power of the Federal
Courts: Constitutional Preemption, 67 Colum.L.Rev. 1024, 1026-1042
(1967); Friendly, In Praise of
Erie -- and of the New
Federal Common Law, 39 N.Y.U.L.Rev. 383, 405-422 (1964).
See
also Leybold, Federal Common Law: Judicially Established
Effluent Standards as a Remedy in Federal Nuisance Actions, 7
B.C.Env.Aff.L.Rev. 293 (1978).
[
Footnote 2/4]
This Court had not previously indicated that the federal common
law of nuisance provided a basis for federal question jurisdiction
under 28 U.S.C. § 1331.
But see Texas v. Pankey, 441 F.2d
236 (CA10 1971). As recently as 1971, however, the Court had
confirmed the existence of its original jurisdiction to consider a
nuisance action brought by one State to vindicate its own sovereign
interests or the interests of its citizens as a whole.
See Ohio
v. Wyandotte Chemicals Corp., 401 U.
S. 493,
401 U. S. 496
(citing cases discussed
supra, at
451 U. S.
335). The significance of
Wyandotte was the
Court's refusal, for prudential reasons, to exercise the original
jurisdiction that concededly obtained. 401 U.S. at
401 U. S.
499-505. The additional observation that,
"
[s]o far as it appears from the present record, an
action such as this, if otherwise cognizable in federal district
court, would have to be adjudicated under state law,"
id. at
401 U. S.
498-499, n. 3 (emphasis added), was explained by the
Court one year later as "based on the preoccupation of that
litigation with public nuisance under Ohio law."
Illinois v.
Milwaukee, 406 U.S. at
406 U. S. 102,
n. 3.
[
Footnote 2/5]
See Act of June 29, 1888, 25 Stat. 209.
See
also Rivers and Harbors Appropriation Act of 1899, 30 Stat.
1121.
[
Footnote 2/6]
Ch. 758, 62 Stat. 1155.
[
Footnote 2/7]
The Court at this point,
ante at
451 U. S.
314-315, would rely on
Arizona v . California,
373 U. S. 546
(1963), and
Mobil Oil Corp. v. Higginbotham, 436 U.
S. 618 (1978). But those cases do not stand for the
broad proposition announced today. In
Arizona v.
California, Congress had developed a formula for apportioning
the limited waters of the Colorado River and directed the federal
agency to implement the formula. In the face of this express
congressional allocation, the Court declined to substitute its own
notions of an equitable apportionment. 373 U.S. at
373 U. S. 565.
In
Mobil Oil Corp. v. Higginbotham, the Court confronted a
statute that had created a precise federal remedy where before
there had been none. Since federal law, when the statute was
passed, did not address wrongful death on the high seas, and the
statute itself expressed no intent to preserve or create federal
remedies, the Court acceded to the particularized judgment of
Congress. 436 U.S. at
436 U. S. 625.
Unlike the statutes at issue in those two cases, the 1972 Act
addressed a broad and complex subject to which state and federal
law had previously spoken, and, in doing so, recognized and
encouraged many different approaches to controlling water
pollution.
See discussion in
451 U.
S. infra.
[
Footnote 2/8]
Inevitably, a federal court must acknowledge the tension between
its obligation to apply the federal common law in implementing an
important federal interest and its need to exercise judicial
self-restraint and defer to the will of Congress. Congress, of
course, may resolve this tension by making it known that flexible
and creative judicial response on a case-by-case basis must yield
to an interest in certainty under a comprehensive legislative
scheme. At the same time, the fact that Congress can properly check
the courts' exercise of federal common law does not mean that it
has done so in a specific case. This Court is no more free to
disregard expressions of legislative desire to preserve federal
common law than it is to overlook congressional intent to curtail
it. Indeed, the Court has admonished that statutes will not be
construed in derogation of the common law unless such an intent is
clear.
Isbrandtsen Co. v. Johnson, 343 U.
S. 779,
343 U. S. 783
(1952) (citing cases). To say that Congress "has spoken,"
ante at
451 U. S. 316,
n. 8, is only to begin the inquiry; the critical question is what
Congress has said.
[
Footnote 2/9]
E.g., National Sea Clammers Assn. v. City of New York,
616 F.2d 1222, 1233, n. 31 (CA3),
cert. granted, 449 U.S.
917 (1980);
California Tahoe Regional Planning Agency v.
Jennings, 594 F.2d 181, 193 (CA9),
cert. denied, 444
U.S. 864 (1979).
See also Illinois v. Outboard Marine
Corp., 619 F.2d 623, 626 (CA7 1980),
cert. pending,
No. 80-126;
United States v. Atlantic-Richfield
Co., 478 F.
Supp. 1215, 1218-1220 (Mont.1979);
United States ex rel.
Scott v. United States Steel Corp., 356 F.
Supp. 556, 559 (ND Ill.1973);
United States v. Ira S.
Bushey & Sons, Inc., 346 F.
Supp. 145, 149 (Vt.1972),
aff'd, 487 F.2d 1393 (CA2
1973),
cert. denied, 417 U.S. 976 (1974).
The Court relies on
Committee for Consideration of Jones
Falls Sewage System v. Train, 539 F.2d 1006, 1009, n. 9 (CA4
1976), in criticizing the "unlikely assumption" that § 505(e)
preserved anything other than "the more routine state common law."
Ante at
451 U. S. 329.
Jones Falls offers no support for this criticism, since it
concerned only intrastate pollution of navigable waters. Indeed,
the court there assumed the continued applicability of federal
common law where a State sought to vindicate its rights in an
interstate controversy, 539 F.2d at 1010, but concluded that,
because the controversy was entirely local, the state common law of
nuisance preserved by § 505(e) furnished the relevant common law
remedy.
[
Footnote 2/10]
Cf. New Jersey v. City of New York, 283 U.
S. 473,
283 U. S. 477,
283 U. S.
482-483 (1931) (compliance with permit requirements of
federal statute does not bar injunctive relief in federal nuisance
action).
[
Footnote 2/11]
It is significant that, elsewhere in the statute, Congress
expressly manifested an intention to foreclose the applicability of
other laws.
See § 312(f)(1), 33 U.S.C. § 1322(f)(1).
Congress thus demonstrated that it was capable of preempting a
particular area when it chose to do so.
[
Footnote 2/12]
The Court points to no other judicial decision that has
construed the language of § 505(e) in this fashion.
See
451
U.S. 304fn2/9|>n. 9,
supra.
[
Footnote 2/13]
There is nothing new about federal law in this area being
characterized by its proponents as comprehensive. Similar claims
were made in advancing the legislation in place when
Illinois
v. Milwaukee was decided.
See, e.g., S.Rep. No. 462,
80th Cong., 1st Sess., 1 (1947) ("The purpose of the bill (S. 418)
is to provide comprehensive program for preventing, abating, and
controlling water pollution . . ."); 94 Cong.Rec. 8195 (1948) ("The
bill provides that the Surgeon General shall encourage a
comprehensive program for the control of stream pollution between
the States and to secure their cooperation in combating this evil."
(Rep. Auchincloss)). That a different Congress, 24 years later,
deemed this legislation inadequate (
see ante at
451 U. S. 318,
n. 10), carries no more significance than the postmortems one may
expect from the 104th Congress concerning the 1972 Act.
[
Footnote 2/14]
See also H.R.Rep. No. 92-911, pp. 132, 134 (1972),
reprinted in 1 Leg.Hist. 819, 821.
[
Footnote 2/15]
Id. at 191.
See Reserve Mining Co. v. EPA, 514
F.2d at 501.
[
Footnote 2/16]
The Court previously has observed that Senator Muskie was
perhaps the Act's primary author, and has credited his views
accordingly.
See E. I. du Pont de Nemours & Co. v.
Train, 430 U. S. 112,
430 U. S. 129
(1977);
EPA v. National Crushed Stone Assn., 449 U. S.
64,
449 U. S. 71, n.
10 (1980).
[
Footnote 2/17]
See 1 Leg.Hist.191-194.
See also id. at 248
(colloquy between Reps. Dingell and Wright);
id. at 252
(Rep. Dingell). The Court,
ante at
451 U. S.
329-332, elaborately attempts to minimize the fact,
recognized by all participants in the Senate colloquy, that the
Reserve Mining case involved a common law nuisance count.
In seeking assurances that the pending litigation would not be
"adversely affect[ed]," Senator Griffin stated explicitly that the
lawsuit was based on two preexisting federal statutes and the
common law of public nuisance. 1 Leg.Hist.190-191. Senator Muskie's
final response to Senator Griffin indicated his understanding that
the suit as a whole would not be affected by the Act.
Id.
at 194. Moreover, Senator Hart's reference to "other law" in the
Reserve Mining case could have pertained only to the
common law counts he had not already mentioned.
This entire discussion of the
Reserve Mining case was
initiated due to Senator Griffin's concern over the possible
retroactive effect of § 402(k) on litigation already commenced.
Senators Muskie and Hart, as well as the EPA, took the position
that there would be no disruption of the pending action, which had
been commenced in February, 1972, three months prior to this
action. In his letter to Senator Griffin, the EPA General Counsel
added a caveat that has obvious significance here:
"[I]t is reasonable to conclude that the courts will not
interpret any legislation to deprive them of jurisdiction of
pending litigation in the absence of clear and explicit language.
There is no such clear and explicit language to this effect in the
pending bill."
1 Leg.Hist.193.
[
Footnote 2/18]
Brief for Respondent Illinois 8-9 (describing unsuccessful
pursuit of administrative remedies);
see 599 F.2d 151, 158
(CA7 1979) (describing administrative processes under statute
before 1972).
[
Footnote 2/19]
As the Court observes, the scheme established by § 402 "provides
a forum for the pursuit" of a neighboring State's claim
that the controls to be imposed are not sufficiently stringent.
Ante at
451 U. S. 326
(emphasis added). There is nothing inconsistent about making this
forum available, and encouraging its use, while at the same time
permitting the pursuit of other remedies. If there are problems
with the efficiency of such an approach, Congress, of course, is
free to modify the statutory scheme.
[
Footnote 2/20]
Following the District Court's ruling in this case, Congressman
Aspin of Wisconsin proposed an amendment to § 402:
"Sec.(a) Section 402 of the Federal Water Pollution Control Act
is amended by adding at the end thereof the following new
subsection:"
" (1) In any case where a State whose waters may be affected by
the issuance of a permit under this section fails to submit any
recommendations to the permitting State as authorized in
subsection(b)(5) of this section, the State failing to make such a
submission (and its persons) shall not have standing to bring any
action to abate (in whole or in part) as a nuisance under common
law in any court of the United States any discharge which would
have been the subject of such recommendations."
" (b) The amendment made by subsection(a) of this section shall
be applicable to any action brought to abate (in whole or in part)
as a nuisance under common law in any court of the United States
any discharge of pollutants, unless a final decision has been
rendered prior to the effective date of this amendment."
App. to Brief for Respondent Illinois 98a. The proposal was made
after both Houses had debated and passed the 1977 amendments to the
Act, but before the Conference Committee had met. In his testimony
before a House Committee considering the pending bill, Congressman
Aspin voiced concern over the recent District Court decision, and
suggested that Congress "explicitly express its belief that federal
common law has been preempted." Hearings before the House Committee
on Public Works and Transportation on H.R. 3199, 95th Cong., 1st
Sess., 328 (1977).
[
Footnote 2/21]
Letter to Senator Muskie from James Moorman, Assistant Attorney
General, Land and Natural Resources Division, Oct. 18, 1977:
"The common law serves to give an injured party who may have
been neglected by the statute or by an overburdened enforcing
agency a form of redress.
There is no good argument for
removing this opportunity for remedy. The basic principle of
the common law of public nuisance is that one is liable for damages
caused to another where the benefit of one's action does not
outweigh the harm. This is a sound principle. Where it can be shown
that pollution has injured someone, it should not be a sufficient
defense to claim that the generalized standards of a statute have
been complied with. Polluters should properly be held to a standard
that holds them liable for unnecessarily injuring others, and not
simply for violating the statutory law. The number of cases under
the common law will inevitably be small, but where they are
meritorious, there is no basis for abolishing this cause of
action."
(Emphasis added.) App. to Brief for Respondent Illinois
101a-103a.
[
Footnote 2/22]
See, e.g., Illinois v. Outboard Marine Corp., 619 F.2d
623 (CA7 1980),
cert. pending, No. 80-126,
United
States v. Hooker Chemicals & Plastic Corp., (WDNY No.
79-990, filed Dec. 20, 1979). Several courts have held that the
United States can state a claim for relief under the federal common
law of nuisance.
See, e.g., United States v. Ira S. Bushey
& Sons, Inc., 346 F.
Supp. 145 (Vt.1972),
aff'd, 487 F.2d 1393 (CA2 1973),
cert. denied, 417 U.S. 976 (1974);
United States v.
Solvents Recovery Serv., 496 F.
Supp. 1127 (Conn.1980).
[
Footnote 2/23]
Restatement (Second) of Torts § 821B (Tent. Draft No. 16, 1970).
See generally W. Prosser, Law of Torts 583-591 (4th
ed.1971); W. Rodgers, Environmental Law 102-107 (1977).
[
Footnote 2/24]
See Restatement (Second) of Torts § 821B; Prosser at
602-606; Note, Federal Common Law in Interstate Water Pollution
Disputes, 1973 U.Ill.Law Forum 141, 154-158.
[
Footnote 2/25]
See, e.g., Reserve Mining Co. v. EPA, 514 F.2d 492,
506-540 (CA8 1975) (en banc);
United States v. Armco Steel
Corp., 333 F.
Supp. 1073 1079-1084 (SD Tex.1971);
Commonwealth v. Barnes
& Tucker Co., 455 Pa. 392, 319 A.2d 871 (1974);
Boomer
v. Atlantic Cement Co., 26 N.Y.2d 219, 257 N.E.2d 870 (1970);
People ex rel. Stream Control Comm'n v. Port Huron, 305
Mich. 153, 9 N.W.2d 41 (1943);
Board of Comm'rs v. Elm Grove
Mining Co., 122 W.Va. 442, 9 S.E.2d 813 (1940);
Fink v.
Board of Trustees, 71 Ill.App.2d 276, 218 N.E.2d 240 (1966);
Murphysboro v. Sanitary Water Board, 10 Ill.App.2d 111,
134 N.E.2d 522 (1956). Thus, there can be no merit to the Court's
suggestion,
ante at
451 U. S. 325,
that the technical difficulty of the subject matter renders
inappropriate any recourse to the common law. The complexity of a
properly presented federal question is hardly a suitable basis for
denying federal courts the power to adjudicate. Indeed, the expert
agency charged with administering the Act has not hesitated to
invoke this common law jurisdiction where appropriate.
[
Footnote 2/26]
Moreover, that the District Court may have abused its discretion
is no basis for concluding that state law standards are irrelevant
to the federal common law.
[
Footnote 2/27]
599 F.2d at 167-168.
See also unpublished order of the
Court of Appeals, App. to Pet. for Cert. B-2 to B; unpublished
findings of fact and conclusions of law of the District Court,
id. at F-1 to F-30.
[
Footnote 2/28]
There is little to be gained by undertaking an extensive review
of the record evidence on these points. The Court of Appeals did
this, and concluded that the findings at trial were not clearly
erroneous. I see no reason to disturb the Court of Appeals' view of
the evidence.
[
Footnote 2/29]
Congress, in 1977, amended the Act to permit the Administrator
to grant extensions of the 1977 deadline under certain conditions.
See Pub.L. 95-217, §§ 44, 45, 91 Stat. 1584, 33 U.S.C. §§
1311(h) and (i) (1976 ed., Supp. III).
[
Footnote 2/30]
Pub.L. 95-217, § 70, 91 Stat. 1608.
See S.Rep. No.
95-370, p. 81 (1977). The study was issued in October, 1978.
See EPA, Report to Congress on Control of Combined Sewer
Overflow in the United States (MCD-50, 1978).
[
Footnote 2/31]
See 40 CFR §§ 33.102 and 133.103 (1980). In addition,
sewers and pipes that do not lead to a treatment facility are not
considered "publicly owned treatment works" for purposes of § 301,
33 U.S.C. § 1311.
See 40 CFR § 122.3, p. 70 (1980). In the
absence of technology-based treatment requirements for combined
sewer overflows, the Administrator mandates an individualized
analysis by each system that seeks federal assistance.
See
EPA, Benefit Analysis for Combined Sewer Overflow Control 3
(1979).
[
Footnote 2/32]
While the Wisconsin permit-granting agency and the Wisconsin
state courts devised one approach to regulating combined sewer
overflows in the Milwaukee system, this alone does not establish
that the applicable legal standard under federal common law is the
one adopted by Wisconsin. To hold otherwise would, in effect,
nullify a neighboring State's more stringent pollution control
standards even in circumstances where, as here, a significant risk
of harm to the neighboring State's citizenry has been established;
if a polluting State is not violating its own approved standards, a
neighboring State with higher standards then has no recourse under
the Act. It is in precisely this context that the Court recognized
the significance of federal common law.
Illinois v.
Milwaukee, 406 U.S. at
406 U. S.
107-108.