While working on a railroad near a stagnant, vermin-infested
pool of water, petitioner suffered an insect bite which became
infected and ultimately resulted in the loss of both of his legs.
He sued the railroad in a state court under the Federal Employers'
Liability Act, alleging that the railroad was negligent in
maintaining a stagnant pool that attracted vermin and insects. Upon
a special verdict of the jury, the trial court entered judgment
awarding damages to petitioner. The state appellate court reversed
on the ground that proof of a causal connection between the
negligence and damage fell short of that required for the
consideration of a jury.
Held: the state appellate court improperly invaded the
function and province of the jury, and its judgment is reversed.
Pp.
372 U. S.
109-122.
(a) The record contains sufficient evidence to warrant the
jury's conclusion that petitioner's injuries were caused by the
acts or omissions of the railroad, and the state appellate court
erred in refusing to accept the jury's verdict. Pp.
372 U. S.
113-117.
(b) Reasonable foreseeability of harm is an essential ingredient
of Federal Employers' Liability Act negligence, but this
requirement was satisfied in the present case by the jury's
findings of negligence in maintaining the filthy pool of water. Pp.
372 U. S.
117-119.
(c) There was no fatal inconsistency in the jury's findings. Pp.
372 U. S.
119-122.
173 N.E.2d 382, reversed.
Page 372 U. S. 109
MR. JUSTICE WHITE delivered the opinion of the Court.
Upon a special verdict of the jury, the Common Pleas Court of
Cuyahoga County, Ohio, entered judgment awarding damages to
petitioner in this Federal Employers' Liability Act [
Footnote 1] suit. The Court of Appeals
reversed, 173 N.E.2d 382, and the Ohio Supreme Court refused
further appellate review, 172 Ohio St. 488, 178 N.E.2d 597, making
the decision of the intermediate appellate court the final judgment
rendered by the state courts. This Court granted certiorari, 369
U.S. 848, to consider the question whether the decision below
improperly invaded the jury's function. We have concluded that the
decision below is erroneous, and must be reversed.
Petitioner was a spotting crew foreman working on or about
August 10, 1954, along the respondent railroad's right of way in
the Cuyahoga River "flats" section of Cleveland, Ohio. At the
particular stretch of roadbed where petitioner was working on that
afternoon, there had been for many years a pool of stagnant water,
in and about which were dead and decayed rats and pigeons, or
portions thereof. Insects had been seen on, over, and about this
stagnant pool, and the evidence showed, as the Court of Appeals
stated, that respondent had long been aware of the fetid condition
of this pool. 173 N.E.2d at 383. While he was temporarily working
near the pool, petitioner experienced a bite on his left leg just
above the knee. He grasped the spot with his hand and felt an
object under his trousers which seemed to be a large insect and
which, when he crushed it, dropped out of his trouser leg. The
wound subsequently became infected. The infection failed to respond
to medical treatment, and worsened progressively until it spread
throughout petitioner's body, creating pus-forming lesions and
eventually necessitating the amputation of both his legs. None of
the
Page 372 U. S. 110
doctors who treated and studied petitioner's case could explain
the etiology of his present condition, although some of them
diagnosed or characterized it as "pyodermagangrenosa, secondary to
insect bite."
See id. at 384.
The Federal Employers' Liability Act makes railroads liable in
damages to any employee suffering
"injury or death resulting in whole or in part from the
negligence of . . . [the] carrier, or by reason of any defect or
insufficiency, due to its negligence, in its . . . roadbed . . . or
other equipment."
45 U.S.C. § 51. In his complaint, petitioner alleged
respondent's negligence both in permitting the stagnant pool to
accumulate dead vermin and attract insects, and in its furnishing a
defective and unsafe place for petitioner's work. The respondent
denied any negligence, and contended that, if petitioner's serious
injuries resulted from an insect bite sustained while working on
railroad property, such consequences "were beyond the realm of
reasonable probability or foreseeability, with the result that no
duty arose" to exercise due care to protect petitioner "from any
such risk." 173 N.E.2d at 384.
After a lengthy trial, the court, pursuant to the State's
special verdict statute, Ohio Rev.Code, § 2315.15, under which no
general verdict is rendered by the jury, submitted some two dozen
interrogatories to the jury and charged them as to what it deemed
the applicable law of negligence. The special verdict of the jury,
to the extent that it is relevant here, follows (answers
italicized):
"10. On approximately August 10, 1954, was plaintiff bitten by
an insect?
Yes."
"
* * * *"
"13. Did the defendant B & O, provide the plaintiff Mr.
Gallick a reasonably safe place to work under the facts and
circumstances existing at the time?
Jury can't decide on this
question."
"14. [D]id the defendant B & O know that, by permitting the
accumulation of said pool of stagnant
Page 372 U. S. 111
water, dead pigeons, dead rats, bugs, and vermin would be
attracted to said area?
Yes."
"15. If the answer to 14 is yes, did the defendant B & O
know that its employees would have to work in this area?
Yes."
"16. Was the defendant negligent in one or more of the
particulars alleged in the petition? Yes."
"17. If the answer to Question 16 is yes, indicate in the words
of the petition the acts or omissions which constitute defendant's
negligence.
There existed a pool of stagnant water on the
premises in the possession of and under the control of defendant
into which was accumulated dead pigeons, rats, and various forms of
bugs and vermin."
"18. Was the illness or diseases from which Mr. Gallick now
suffers caused in whole or in part by an insect bite sustained by
him on defendant B & O's premises?
Yes."
"19. Were the injuries to the plaintiff proximately caused . . .
by . . . the acts or omissions of the defendant?
Yes."
"20. [W]as there any reason for the defendant B & O to
anticipate that such [maintaining stagnant, infested pool] would or
might probably result in a mishap or an injury?
No."
"21. Is there a proximate causal relationship to the stagnant
water, the dead rats, the dead pigeons, the insect bite, and the
present physical condition of the plaintiff?
Yes."
"22. If the answer to Question 21 is yes, was it within the
realm of reasonable probability or foreseeability of the defendant
B & O to appreciate this proximate causal relationship between
the stagnant water, the dead rats, the dead pigeons, the insect
bite and the present physical condition of the plaintiff?
No. "
Page 372 U. S. 112
The trial court entered judgment for petitioner, and respondent
appealed, assigning as error various trial rulings, none of which
the Court of Appeals found "prejudicial to the rights of the
appellant," except the fundamental one, in the court's view, that
judgment for respondent should have been entered on a directed
verdict because the trial evidence was insufficient to support a
judgment for petitioner. [
Footnote
2] The court said that the evidence showed that an insect bit
petitioner and caused his severe injuries. It also found that "to
maintain for a period of years a stagnant, vermin-infested pool of
water on and over which insects gather," on property where the
railroad's employees were required to work "could furnish the
gravamen of an offense [
sic] under the Federal Employers'
Liability Act." 173 N.E.2d at 387. The court emphasized, however,
that there was no
"direct evidence that the existence of the unidentified bug at
the time and place had any connection with the stagnant and
infested pool,"
or had become infected by the pool with the substance that
caused petitioner's infection, evidence which would negative the
alternative possibility that the insect had emanated from
"the nearby putrid mouth of the Cuyahoga River, or from weeds,
or unsanitary places situated on property not owned or controlled
by the railroad."
The Court of Appeals therefore deemed the evidence merely "a
series of guesses and speculations . . . a chain of causation too
tenuous . . . to support a conclusion of liability."
Id.
at 388.
"[W]e have a chain of possibilities that the negligence of the
defendant might have shared in subjecting the plaintiff to damage
and injury, but the proof of a legal causal connection between the
negligence and the damage falls short of
Page 372 U. S. 113
that required for the consideration of a jury."
Ibid. Accordingly, it reversed the judgment of the
Court of Common Pleas and entered final judgment for
respondent.
I
We think that the Court of Appeals improperly invaded the
function and province of the jury in this Federal Employers'
Liability Act case. According to the Court of Appeals, the break in
the causal chain that turned it into a mere "series of guesses and
speculations" was the want of evidence from which the jury could
properly conclude that respondent's fetid pool had had something to
do with the insect that bit petitioner. The only question was
whether or not the insect was from or had been attracted by the
pool. We hold that the record shows sufficient evidence to warrant
the jury's conclusion that petitioner's injuries were caused by the
acts or omissions of respondent.
As the Court of Appeals stated, "insects were seen on, over and
about this stagnant pool." According to petitioner's undisputed
testimony, he stood near the pool for about a half a minute; then
he started to walk away, and was bitten on the leg after he took a
few steps, perhaps one or two seconds later. Petitioner also
testified, on cross-examination, that he had at times seen insects
of about the same size as that which bit him crawling over the dead
rats and pigeons in the stagnant pool. And, on cross-examination by
respondent, two medical witnesses testified that stagnant,
rat-infested pools breed and attract insects. [
Footnote 3] Moreover, the jury specifically found
that the pool accumulated and attracted bugs and vermin.
Page 372 U. S. 114
The Court of Appeals erred in demanding either "direct evidence
that the existence of the unidentified bug at the time and place
had any connection with the stagnant and infested pool" or else
more substantial circumstantial evidence than that adduced here
"that the pool created conditions and influences which helped to
incubate of furnish an environment for the bug . . . or that the
insect, having traveled from other areas, became contaminated or
infected by the pool."
173 N.E.2d at 388. Under the ruling cases in this Court, the
evidence present was sufficient to raise an issue for the jury's
determination as to whether the insect emanated from the pool.
In
Tennant v. Peoria & P.U. R. Co., 321 U. S.
29, one of the leading cases, the Court granted
certiorari "because of important problems as to petitioner's right
to a jury determination of the issue of causation." There was no
direct evidence of how the decedent was killed. There was evidence
that the respondent railroad had been negligent or careless in
failing to ring a warning bell before moving an engine, and
evidence that the victim was killed by being run over by a train.
The question of how the victim met his death was susceptible to
various answers, all somewhat conjectural because of the want of
direct evidence, some of which supported petitioner's claims and
others respondent's. The Court of Appeals set aside a jury verdict
for petitioner for failure of the evidence to make out proximate
cause, but this Court reversed:
"It is not the function of a court to search the record for
conflicting circumstantial evidence in order to take the case away
from the jury on a theory that
Page 372 U. S. 115
the proof gives equal support to inconsistent and uncertain
inferences. The focal point of judicial review is the
reasonableness of the particular inference or conclusion drawn by
the jury. It is the jury, not the court, which is the factfinding
body. It weighs the contradictory evidence and inferences, judges
the credibility of witnesses, receives expert instructions, and
draws the ultimate conclusion as to the facts. The very essence of
its function is to select from among conflicting inferences and
conclusions that which it considers most reasonable.
Washington
& Georgetown R. Co. v. McDade, 135 U. S.
554,
135 U. S. 571-572;
Tiller v. Atlantic Coast Line R. Co., supra, 318 U. S.
68;
Bailey v. Central Vermont Ry., 319 U. S.
350,
319 U. S. 353-354. That
conclusion, whether it relates to negligence, causation or any
other factual matter, cannot be ignored. Courts are not free to
reweigh the evidence and set aside the jury verdict merely because
the jury could have drawn different inferences or conclusions or
because judges feel that other results are more reasonable."
321 U.S. at
321 U. S.
35.
Later Federal Employers' Liability Act cases involving
sufficiency of the evidence on causation where several explanations
are plausible follow the teaching of the
Tennant case. In
Schulz v. Pennsylvania R. Co., 350 U.
S. 523, a tug fireman was drowned in undetermined
circumstances arising from his "work on . . . dark, icy and
undermanned boats"; the lower court said: "There is some evidence
of negligence, and there is an accidental death. But there is not a
shred of evidence connecting the two." This Court held that there
was sufficient evidence of causation to require submission of the
case to the jury.
Lavender v. Kurn, 327 U.
S. 645, was another Federal Employers' Liability Act
case in which it was uncertain which of various alternative
explanations
Page 372 U. S. 116
for the cause of the injury was correct. Petitioner's theory was
that a mail-hook protruding from a train had hit the victim, while
respondent's theory was that an unknown murderer was responsible.
Both theories were plausible; the jury found for petitioner, but
the lower Court reversed for insufficient evidence. This court
reversed on the ground that the lower appellate court had committed
"an undue invasion of the jury's historic function."
These cases, as does the instant case, all involved the question
of whether there was evidence that any employer negligence caused
the harm, or, more precisely, enough to justify a jury's
determination that employer negligence had played any role in
producing the harm. In the more recent case,
Rogers v. Missouri
Pac. R. Co., 352 U. S. 500, one
of the questions was whether, given the antecedent negligence or
carelessness of the employer in maintaining a roadside surface with
loose, slippery gravel instead of a firm, flat footing, the causal
impact of such neglectfulness was negatived by the subsequent or
concurrent negligence of the employee in failing to pay attention
to what he was supposed to be doing. Although the context is thus
somewhat dissimilar to the present one, the language used in the
opinion is most apposite:
"Under this statute, the test of a jury case is simply whether
the proofs justify with reason the conclusion that employer
negligence played any part . . . in producing the injury. . . . It
does not matter that, from the evidence, the jury may also with
reason, on grounds of probability, attribute the result to other
causes. . . . Judicial appraisal of the proofs to determine whether
a jury question is presented is narrowly limited to the single
inquiry whether, with reason, the conclusion may be drawn that
negligence of the employer played any part at all in the injury
Page 372 U. S. 117
or death. Judges are to fix their sights primarily to make that
appraisal, and, if that test is met, are bound to find that a case
for the jury is made out whether or not the evidence allows the
jury a choice of other probabilities."
352 U.S. at
352 U. S.
506-507.
The facts before the jury fall within this standard and the
Court of Appeals therefore erred in refusing to accept the jury's
verdict.
II
Although we have concluded that the jury could properly find
that there was a causal relationship between the railroad's
negligence and petitioner's injuries, that does not end the case.
[
Footnote 4] Respondent makes
the further argument that the judgment under review may be
sustained on the alternative ground, not accepted by the Court of
Appeals, that the injury was not reasonably foreseeable, and that
therefore there was no negligence.
We agree with respondent that reasonable foreseeability of harm
is an essential ingredient of Federal Employers' Liability Act
negligence.
Inman v. Baltimore & O. R. Co.,
361 U. S. 138,
361 U. S. 140;
see Brady v. Southern R. Co., 320 U.
S. 476,
320 U. S.
483-484;
Tiller v. Atlantic Coast Line R. Co.,
318 U. S. 54,
318 U. S. 67;
Ringhiser v. Chesapeake & O. R. Co., 354 U.
S. 901, 903,
354 U. S. 905
(dissenting opinions);
Rogers v. Missouri Pac. R. Co.,
352 U. S. 500,
352 U. S. 503;
cf. Morales v. City of Galveston, 370 U.
S. 165,
370 U. S. 171;
Dalehite v. United States, 346 U. S.
15,
346 U. S. 42.
[
Footnote 5] But this
requirement has been satisfied in the
Page 372 U. S. 118
present case by the jury's findings (Nos. 10, 14-19, 21) of
negligence in maintaining the filthy pool of water. The jury had
been instructed that negligence is the failure to observe that
degree of care which people of ordinary prudence and sagacity would
use under the same or similar circumstances, [
Footnote 6] and that defendant's duty was measured
by what a reasonably prudent person would anticipate as resulting
from a particular condition -- "defendant's duties are measured by
what is reasonably foreseeable under like circumstances" -- by what
"in the light of the facts then known, should or could reasonably
have been anticipated." [
Footnote
7] Thus, when the jury found these facts: petitioner was bitten
by an insect; the insect bite caused illness or disease and led to
petitioner's present physical condition; the stagnant pool
attracted bugs and vermin and was responsible for the insect bite
and the injuries to petitioner; and respondent knew that the
accumulation of the pool of water would attract bugs and
Page 372 U. S. 119
vermin to the area -- it is clear that the jury concluded that
respondent should have realized the increased likelihood of an
insect's biting petitioner while he was working in the vicinity of
the pool.
Respondent places reliance, however, upon two special
interrogatories returned by the jury. In one, No. 22, the jury
found that respondent could not foresee that the stagnant pool
would set into being a chain of events that would culminate in
petitioner's present physical condition -- loss of two limbs,
widespread ulcerations, and permanent disability. In the other, No.
20, the jury found that respondent did not have reason to
anticipate that its maintenance of the pool "would or might
probably result in a mishap or an injury." It is said that
interrogatories Nos. 20 and 22 are findings of no foreseeability,
and that there is therefore a fatal inconsistency among the jury's
findings, and that they cancel one another out, necessitating a
judgment for the defendant, or at least a new trial.
See
Freightways, Inc. v. Stafford, 217 F.2d 831, 835 (C.A.8th
Cir.); Fed.Rules Civ.Proc. 49(b).
See also Larrissey v. Norwalk
Lines, 155 Ohio St. 207, 214-215,
98
N.E.2d 419, 423-424;
Klever v. Reid Bros., 151 Ohio
St. 467, 476, 86 N.E.2d 608, 612. But it is the duty of the courts
to attempt to harmonize the answers, if it is possible under a fair
reading of them: "Where there is a view of the case that makes the
jury's answers to special interrogatories consistent, they must be
resolved that way."
Atlantic & Gulf Stevedores, Inc. v.
Ellerman Lines, Ltd., 369 U. S. 355,
369 U. S. 364.
We therefore must attempt to reconcile the jury's findings, by
exegesis if necessary, as in
Arnold v. Panhandle & S.F. R.
Co., 353 U. S. 360;
McVey v. Phillips Petroleum Co., 288 F.2d 53 (C.A.5th
Cir.);
Morris v. Pennsylvania R. Co., 187 F.2d 837 (C.A.2d
Cir.) (collecting authorities), before we are free to disregard the
jury's special verdict and remand the case for a new trial.
Page 372 U. S. 120
We do not believe that the conclusion of fatal inconsistency is
compelled by these findings. In the first place, the jury might not
have equated a foreseeable insect bite with a mishap or injury. The
trial judge more than once in his instructions separated an "insect
bite" from "injury," "infection," "illness" or "disease." The
answer to Question 20 thus might mean simply that, while an insect
bits was foreseeable, there was no reason to anticipate a "mishap"
or "injury" from such a bite. This answer therefore falls in the
same category as the jury's response to Question 22, where the jury
found that there was no reasonably foreseeable causal relationship
between the insect bite and the present physical condition of the
plaintiff. It is widely held that, for a defendant to be liable for
consequential damages, he need not foresee the particular
consequences of his negligent acts: assuming the existence of a
threshold tort against the person, then whatever damages flow from
it are recoverable.
See, e.g., Boal v. Electric Battery
Co., 98 F.2d 815, 819 (C.A.3d Cir.);
Koehler v. Waukesha
Milk Co., 190 Wis. 52, 57-63, 208 N.W. 901, 903-905
(collecting authorities); Restatement, Torts, § 435; 2 Harper and
James, Torts, 1139-1140; Prosser, Torts, 260 (2d ed.); Seavey, Mr.
Justice Cardozo and the Law of Torts, 48 Yale L.J. 390, 402-403.
[
Footnote 8] And we have no
doubt that, under a statute, where the tortfeasor is liable for
death or injuries in producing which his
Page 372 U. S. 121
"negligence played any part, even the slightest" (
Rogers v.
Missouri Pac. R. Co., 352 U. S. 500,
352 U. S. 506)
such a tortfeasor must compensate his victim for even the
improbable or unexpectedly severe consequences of his wrongful act.
Cf. Kernan v. American Dredging Co., 355 U.
S. 426;
Coray v. Southern Pac. Co.,
335 U. S. 520;
Lillie v. Thompson, 332 U. S. 459. The
answers to these two interrogatories are therefore not controlling
for Federal Employers' Liability Act purposes.
In the second place, in deciding whether respondent had reason
to anticipate and foresee any harm to petitioner, the trial court
instructed the jury to take into account "the past experience
respecting the location and conditions in question" and the
fact
"that no occurrence of the kind here alleged either occurred, or
was known by defendant to have occurred, at or near this place
before August of 1954. [
Footnote
9]"
The jury thus might have determined that, since there had been
no similar incidents at this pool in the past, the respondent had
no specific "reason" for anticipating a mishap or injury to
petitioner -- a far too narrow a concept of foreseeable harm to
negative negligence under the Federal Employers' Liability Act.
Thus, there is a second and independent ground for the court to
have put aside No. 20 as immaterial. Looking at No. 20 in the
context of the charge and the total context of the special verdict,
see McVey v. Phillips Petroleum Co., 288 F.2d 53, 59
(C.A.5th Cir.);
Halprin v. Mora, 231 F.2d 197, 201
Page 372 U. S. 122
(C.A.3d Cir.), we cannot assign it sufficient weight to warrant
overturning the judgment of the trial court entered pursuant to the
jury's special verdict.
We have examined respondent's other contentions and found them
without merit, including the contention that there was insufficient
evidence to support the finding of negligence. The Court of Appeals
erred in depriving petitioner of the judgment entered upon the
special verdict of the jury.
Arnold v. Panhandle & S.F. R.
Co., 353 U. S. 360. The
judgment of the Ohio Court of Appeals is reversed, and the case is
remanded for further proceedings not inconsistent with this
opinion.
Reversed.
[
Footnote 1]
35 Stat. 65, as amended, 45 U.S.C. § 51.
[
Footnote 2]
For the same reason the Court of Appeals found error in the
trial court's refusal to enter a judgment
n.o.v. See
Journal Entry, R. 629.
[
Footnote 3]
The Court of Appeals emphasized the fact that no similar bite
was ever complained about, as a factor in gauging the probability
that the actual causal chain corresponded to petitioner's theory of
the case, 173 N.W.2d at 387; it accepted as supported by
"sufficient credible evidence" the finding that an insect bit
petitioner, but it disagreed with the finding that pool and insect
bite were related. Although the record does not show that any
complaint was ever made to respondent about insect bites,
petitioner testified that he had complained to the section foreman
about the vermin-infested pool several times, and another witness
testified that he was bitten by an insect near it in or about
September, 1954.
[
Footnote 4]
See B. F. Goodrich Co. v. United States, 321 U.
S. 126,
321 U. S. 127;
United States v. American R. Exp. Co., 265 U.
S. 425,
265 U. S. 435;
Frey & Son, Inc., v. Cudahy Packing Co., 256 U.
S. 208,
256 U. S.
210.
[
Footnote 5]
Kernan v. American Dredging Co., 355 U.
S. 426, was concerned with the breach of a statutory or
regulatory duty, and does not control or purport to define the
content of nonstatutory or nonregulatory duties amounting to
negligence for the purposes of the Federal Employers' Liability
Act.
[
Footnote 6]
"Negligence is sometimes said to be a failure to observe for the
protection of the rights of others that degree of care, precaution,
and vigilance which the circumstances justly demand, and sometimes,
in other words, it is said that negligence is the failure to
observe ordinary care, and ordinary care is that degree of care
which people of ordinary prudence and sagacity use under the same
or similar circumstances. What would ordinarily prudent persons
have done under like circumstances?"
[
Footnote 7]
"The B & O in this case was not required to guard against
that which a reasonably prudent person, under the circumstances,
would not anticipate as likely to happen. If a person has no
reasonable ground to anticipate that a particular condition . . .
would or might result in a mishap and injury, then the party is not
required to do anything to correct such a condition. You must apply
this rule to this case. . . . Defendant's duties are measured by
what is reasonably foreseeable under like circumstances. . . . In
measuring the B & O's conduct here, the point of view to be
taken should be the view before the mishap occurred, to see what,
in the light of the facts then known, should or could reasonably
have been anticipated. And you must follow this rule in this
case."
[
Footnote 8]
"If the actor's conduct is a substantial factor in bringing
about harm to another, the fact that the actor neither foresaw nor
should have foreseen the extent of the harm or the manner in which
it occurred does not prevent him from being liable."
Restatement, Torts, § 435.
"In these and like cases of what well may be called direct
consequences, the courts generally hold defendant liable for the
full extent of the injury without regard to foreseeability."
2 Harper and James, Torts, p. 1140.
"There is almost universal agreement upon . . . liability for
unforeseeable consequences when they follow an impact upon the
person of the plaintiff."
Prosser, Torts, 260.
[
Footnote 9]
"In measuring the B & O's duty to anticipate -- that is, in
considering how much and how far the defendant ought to have gone
in foreseeing and guarding against possible mishaps and dangers --
the past experience respecting the location and conditions in
question may properly be drawn upon. It is entirely proper in this
case to take into account the fact . . . that no occurrence of the
kind here alleged either occurred, or was known by defendant to
have occurred at or near this place before August of 1954, as . . .
indicating what the defendant should here reasonably have foreseen
for the future."
MR. JUSTICE HARLAN, dissenting.
Heart-rending as the petitioner's accident has turned out to be,
I think this case should not have been brought here. It involves no
unsettled questions of federal law calling for decision by this
Court, nor, in any acceptable sense, a departure by the state
courts from legal principles already decided requiring this Court's
intervention. The case thus does not qualify for review under Rule
19.
* See the
dissenting opinion of Mr. Justice Frankfurter in
Rogers v.
Missouri Pacific R. Co., 352 U. S. 500,
352 U. S. 524,
and the separate opinion of this writer, p.
352 U. S. 559.
The case has
Page 372 U. S. 123
necessarily required an inordinate amount of time, which the
Court can ill afford in the present state of its docket.
Reaching the merits, however,
id., pp.
352 U. S.
559-562, I would affirm the judgment below. I agree with
my Brothers STEWART and GOLDBERG as to the inconsistency of the
jury's verdict. But, in addition, I cannot say that the view of the
record taken by the state courts, in holding that the evidence on
the issue of causation was insufficient to make a case for the
jury, was an arbitrary or unreasonable one. The opinion of the Ohio
Court of Appeals evinces a conscientious effort to follow this
Court's decisions under the Federal Employers' Liability Act, and
more particularly the broad pronouncements made in the
Rogers case,
supra. On this score, the Court's
reversal seems to me no more than an exercise in second-guessing
the state court's estimate of the record.
From another standpoint, this case does have significance. It
affords a particularly dramatic example of the inadequacy of
ordinary negligence law to meet the social obligations of modern
industrial society. The cure for that, however, lies with the
legislature, and not with the courts.
* In pertinent part, Rule 19 provides:
"1. A review on writ of certiorari is not a matter of right, but
of sound judicial discretion, and will be granted only where there
are special and important reasons therefor. The following, while
neither controlling nor fully measuring the court's discretion,
indicate the character of reasons which will be considered:"
"(a) Where a state court has decided a federal question of
substance not theretofore determined by this court, or has decided
it in a way probably not in accord with applicable decisions of
this court. . . ."
MR. JUSTICE STEWART and MR. JUSTICE GOLDBERG, dissenting.
We cannot agree with the Court's disposition of this case, in
view of the jury's explicit finding that injury to the petitioner
was not reasonably foreseeable. As the Court correctly states,
"foreseeability of harm is an essential ingredient of Federal
Employers' Liability Act negligence." Interrogatory No. 20 was
unambiguous:
"[W]as there any reason for the defendant B & O to
anticipate that such [maintenance of a stagnant, infested pool]
would or might probably result in a mishap or an injury?"
In our view the jury's answer to this interrogatory, finding
Page 372 U. S. 124
that the railroad had no reason here to anticipate mishap or
injury, was irreconcilably inconsistent with its finding of
negligence in answer to Interrogatory No. 16, and a new trial
should have been ordered.
The Court agrees that the answer to Interrogatory No. 20 was
inconsistent with the jury's answer to Interrogatory No. 16. But
instead of concluding that this inconsistency cancels out the
several findings involved, and thus voids the entire verdict, the
Court undertakes to search for an alternative meaning to be given
to Interrogatory No. 20 in order to bring it into line with the
special finding which favors the petitioner. The Court seeks
support for this Procrustean exercise in the often-repeated
admonition that courts should make every effort
"to reconcile the jury's findings, by exegesis if necessary, . .
. before we are free to disregard the jury's special verdict and
remand the case for a new trial."
We think this generally sound guideline is misapplied in the
present case.
The duty of courts to attempt to reconcile inconsistent jury
findings has emerged from cases in which the jury answerer special
interrogatories and also returned a general verdict.
See, e.g.,
Arnold v. Panhandle & S.F. R. Co., 353 U.
S. 360. [
Footnote
2/1]
The inconsistencies which the courts have dealt with in these
cases were inconsistencies between a general verdict for one of the
parties and seemingly conflicting special findings in answer to
added interrogatories. The purpose of such an effort has been to
preserve, if possible,
Page 372 U. S. 125
the integrity of the jury's general verdict. As one leading
commentator has explained, in the context of Federal Rule
49(b),
"The power to enter judgment on findings consistent with each
other but inconsistent with the general verdict is a constitutional
one, and does not violate the Seventh Amendment, since the jury's
findings of fact are not being reexamined but, as a reasonable
regulation of practice, their more specific findings of fact are
allowed to control over their general conclusion embodied in the
general verdict. Every reasonable intendment should, however, be
indulged in favor of the general verdict in an effort to harmonize
it with the answers to the interrogatories, and the latter should
be held controlling only"
"where the conflict on a material question is beyond
reconciliation on any reasonable theory consistent with the
evidence and its fair inferences."
"Of course, if the answers are inconsistent with each other, and
one or more with the general verdict, the court cannot enter
judgment upon the basis of any of the findings, and as provided by
the Rule, should not direct the entry of judgment at all, but
should return the jury for further deliberation or should order a
new trial."
5 Moore, Federal Practice, 49.04.
Although the Court several times mentions a "special verdict" of
the jury, this refers to no more than the answers given to the
interrogatories. The fact is that the jury returned no general
verdict for either party. The jury simply answered a list of 23
specific questions, and their answers neither were, nor under any
fair reading can be made, consistent. Nothing in the structure of
the jury's several findings marks the answer to Interrogatory No.
20 as the one which is obviously out of line. It would be as
plausible -- and as incorrect -- to say that the finding
Page 372 U. S. 126
in response to Interrogatory No. 16 must be read to conform to
the answer to Interrogatory No. 20, and to enter judgment for the
respondent. [
Footnote 2/2]
We agree with the Court, and hence disagree with our Brother
HARLAN, about the sufficiency of the evidence on the issue of
causation to make a case for the jury under the standards laid down
by this Court,
e.g., Rogers v. Missouri Pac.R. Co.,
352 U. S. 500. We
also agree with the Court that no inconsistency with a finding of
negligence arises from the jury's answer to Interrogatory No. 22,
wherein it found that the railroad had no reason to anticipate the
extent of the petitioner's injuries. In our view, the answer to
Interrogatory No. 22 was simply immaterial, because the
interrogatory asked, in effect, whether the extent of the
petitioner's injuries was foreseeable -- an issue irrelevant to the
merits of the case, as the Court's opinion aptly points out.
Our disagreement with the Court arises, therefore, only from its
treatment of the jury's answer to Interrogatory No. 20. Since, as
the Court recognizes, foreseeability of harm (as distinguished from
foreseeability of the extent of injury covered by Interrogatory No.
22) is the test of liability in FELA cases, the jury's answer to
Interrogatory No. 20 is plainly and irreconcilably inconsistent
with its answer to Interrogatory No. 16. [
Footnote 2/3] Because the jury in
Page 372 U. S. 127
answer to No. 16 found that the railroad was negligent, and yet
at the same time specifically found in answer to No. 20 that the
mishap was unforeseeable, it is, in our view, impossible to enter a
judgment for either party based on these findings. By undertaking
to reconcile irretrievably conflicting findings of the jury, the
Court, we think, has made the same error that it correctly
attributes to the Ohio Court of Appeals -- it has invaded the
province of the jury under this federal statute. We would avoid
such an intrusion by ordering that the cause be put to another
jury.
For these reasons, we would set aside the judgment and remand
this case for a new trial.
[
Footnote 2/1]
Atlantic & Gulf Stevedores, Inc. v. Ellerman Lines,
Ltd., 369 U. S. 355, is
not to the contrary. In that case, it was held that the Court of
Appeals had erroneously synthesized a conflict between answers to
special interrogatories when no conflict appeared on the face of
the several answers, and none was compelled by the theories
underlying the several questions.
[
Footnote 2/2]
Indeed, were it proper to indulge in a process of speculation to
derive meaning for one answer from the content of others -- as the
majority does to support its conclusion that the answer to
Interrogatory No. 16 is the overriding one -- support for
preferring the answer to Interrogatory No. 20 and entering judgment
for respondent could be gained from the jury's response to
Interrogatory No. 13, wherein it could not agree on whether
petitioner had been furnished an unsafe place to work, thereby
further contradicting the existence of negligence which was found
in answer to Interrogatory No. 16.
[
Footnote 2/3]
Reference to the court's oral instructions to the jury
concerning Interrogatories Nos. 16 and 20 additionally negatives
the Court's attempted reconciliation of the jury's answers to these
questions. The description of negligence in No. 16 was merely a
statement cast in terms of a "failure to observe ordinary care,"
without any suggestion that the
"failure to observe for the protection of the rights of others
that degree of care, precaution, and vigilance which the
circumstances justly demand"
had to be a failure in relation to this plaintiff. In contrast
to the negligence in the abstract which the jury can be said to
have found in answer to Interrogatory No. 16, the judge instructed
with reference to Interrogatory No. 20 that,
"In answering this question, you are instructed that it is a
matter of law [that] the defendant B & O is only to be held to
a reasonable degree of care, and not to the performance of
practicable impossibilities, but that, where the proofs justify
with reason the conclusion that the employer's negligence played
any part, even the slightest, introducing [
sic -- in
producing?] the injury, then the employer has a duty to anticipate
that such injury would or might probably result."
This instruction dealt with the defendant railroad's duties as
an employer in relation to the petitioner in a manner which the
instruction concerning Interrogatory No. 16 had not. Moreover, it
was, if anything, unduly favorable to petitioner in its equation of
foreseeability with causation in fact, and yet the jury answered
Interrogatory No. 20 in the negative.