The Act of August 26, 1950, gave to the heads of certain
departments and agencies of the Government summary suspension and
unreviewable dismissal powers over their civilian employees, when
deemed necessary "in the interest of the national security," and
its provisions were extended to "all other departments and agencies
of the Government" by Executive Order No. 10450. Petitioner, a
preference-eligible veteran under the Veterans' Preference Act, was
summarily suspended from his classified civil service position as a
food and drug inspector for the Department of Health, Education,
and Welfare on charges of close association with alleged Communists
and an allegedly subversive organization. Later, he was dismissed
on the ground that his continued employment was not "clearly
consistent with the interests of national security." His appeal to
the Civil Service Commission under the Veterans' Preference Act was
denied on the ground that that Act was inapplicable to such
discharges.
Held: his discharge was not authorized by the 1950 Act,
and hence it violated the Veterans' Preference Act. Pp.
351 U. S.
538-558.
1. The 1950 Act authorizes a dismissal only upon a determination
that it is "necessary or advisable in the interest of the national
security." Such a determination requires an evaluation of the risk
to the "national security" that the employee's retention would
create, which depends not only upon the character of the employee
and the likelihood of his misconducting himself, but also upon the
nature of the position he occupies and its relationship to the
"national security." P.
351 U. S.
542.
2. The 1950 Act is not the only, nor even the primary, source of
authority to dismiss government employees, and the question in this
case is not whether an employee can be dismissed on such grounds,
but only the extent to which the summary procedures authorized by
the 1950 Act are available in such a case. Pp.
351 U. S.
543-544.
3. This depends on the meaning of the term "national security,"
as used in the 1950 Act. Pp.
351 U. S.
542-544.
Page 351 U. S. 537
4. The term "national security" is not defined in that Act, but
it is clear from the statute as a whole that it was intended to
comprehend only those activities of the Government that are
directly concerned with the protection of the Nation from internal
subversion or foreign aggression, and not those which contribute to
the strength of the Nation only through their impact on the general
welfare. Pp.
351 U. S.
544-548.
5. This conclusion is supported by the legislative history of
the Act. Pp.
351 U. S.
548-551.
6. A condition precedent to the exercise of the dismissal
authority conferred by the 1950 Act is a determination by the
agency head that the position occupied is one affected with the
"national security," as that term is used in the Act. P.
351 U. S.
551.
7. No determination was made that petitioner's position was one
in which he could adversely affect the "national security," as that
term is used in the Act. Pp.
351 U. S.
551-558.
(a) Executive Order No. 10450 treats an adverse determination as
to the loyalty of an employee as satisfying the statute,
irrespective of the character of his job or the effect his
continued employment might have upon the "national security." Pp.
351 U. S.
551-556.
(b) The failure of the Executive Order to state explicitly what
was meant is the fault of the Government, and any ambiguities
should be resolved against the Government. P.
351 U. S.
556.
(c) From the Secretary's determination that petitioner's
employment was not "clearly consistent with the interests of
national security," in the light of the Executive Order, it may be
assumed only that the Secretary found the charges to be true, and
that they created reasonable doubt as to petitioner's loyalty. Pp.
351 U. S.
556-557.
96 U.S.App.D.C. 379, 226 F.2d 337, reversed and remanded.
Page 351 U. S. 538
Opinion of the Court by MR. JUSTICE HARLAN, announced by MR.
JUSTICE BURTON.
This case presents the question of the meaning of the term
"national security" as used in the Act of August 26, 1950, giving
to the heads of certain departments and agencies of the Government
summary suspension and unreviewable dismissal powers over their
civilian employees, when deemed necessary "in the interest of the
national security of the United States." [
Footnote 1]
Page 351 U. S. 539
Petitioner, a preference-eligible veteran under § 2 of the
Veterans' Preference Act of 1944, 58 Stat. 387, as amended, 5
U.S.C. § 851, held a position in the classified civil service as a
food and drug inspector for the New York
Page 351 U. S. 540
District of the Food and Drug Administration, Department of
Health, Education, and Welfare. In November, 1953, he was suspended
without pay from his position pending investigation to determine
whether his employment should be terminated. He was given a written
statement of charges alleging that he had "a close association with
individuals reliably reported to be Communists" and that he had
maintained a "sympathetic association" with, had contributed funds
and services to, and had attended social gatherings of an allegedly
subversive organization.
Although afforded an opportunity to do so, petitioner declined
to answer the charges or to request a hearing, as he had the right
to do. Thereafter, the Secretary of the Department of Health,
Education, and Welfare, after "a study of all the documents in
[petitioner's] case," determined that petitioner's continued
employment was not "clearly consistent with the interests of
national security," and ordered the termination of his employment.
Petitioner appealed his discharge to the Civil Service Commission,
which declined to accept the appeal on the ground that the
Veterans' Preference Act, under which petitioner claimed the right
of appeal, was inapplicable to such discharges.
Petitioner thereafter brought an action in the District Court
for the District of Columbia seeking a declaratory judgment that
his discharge was invalid and that the Civil Service Commission had
improperly refused to entertain his appeal, and an order requiring
his reinstatement in his former position. The District Court
granted the respondents' motion for judgment on the pleadings and
dismissed the complaint.
125 F.
Supp. 284. The
Page 351 U. S. 541
Court of Appeals, with one judge dissenting, affirmed. 96
U.S.App.D.C. 379, 226 F.2d 337. Because of the importance of the
questions involved in the field of Government employment, we
granted certiorari. 350 U.S. 900.
Section 14 of the Veterans' Preference Act, 58 Stat. 390, as
amended, 5 U.S.C. § 863, provides that preference eligibles may be
discharged only "for such cause as will promote the efficiency of
the service" and, among other procedural rights, "shall have the
right to appeal to the Civil Service Commission," whose decision is
made binding on the employing agency. Respondents concede that
petitioner's discharge was invalid if that Act is controlling. They
contend, however, as was held by the courts below, that
petitioner's discharge was authorized by the Act of August 26,
1950,
supra, which eliminates the right of appeal to the
Civil Service Commission. Thus the sole question for decision is
whether petitioner's discharge was authorized by the 1950 Act.
The 1950 Act provides in material part that, notwithstanding any
other personnel laws, the head of any agency to which the Act
applies
"may, in his absolute discretion and when deemed necessary in
the interest of national security, suspend, without pay, any
civilian officer or employee of [his agency]. . . . The agency head
concerned may, following such investigation and review as he deems
necessary, terminate the employment of such suspended civilian
officer or employee whenever he shall determine such termination
necessary or advisable in the interest of the national security of
the United States, and such determination by the agency head
concerned shall be conclusive and final. . . ."
The Act was expressly made applicable only to the Departments of
State, Commerce, Justice, Defense, Army,
Page 351 U. S. 542
Navy, and Air Force, the Coast Guard, the Atomic Energy
Commission, the National Security Resources Board, and the National
Advisory Committee for Aeronautics. Section 3 of the Act provides,
however, that the Act may be extended
"to such other departments and agencies of the Government as the
President may, from time to time, deem necessary in the best
interests of national security,"
and the President has extended the Act under this authority "to
all other departments and agencies of the Government." [
Footnote 2] While the validity of this
extension of the Act depends upon questions which are in many
respects common to those determining the validity of the
Secretary's exercise of the authority thereby extended to her,
[
Footnote 3] we will restrict
our consideration to the latter issue and assume, for purposes of
this decision, that the Act has validly been extended to apply to
the Department of Health, Education, and Welfare.
The Act authorizes dismissals only upon a determination by the
Secretary that the dismissal is "necessary or advisable in the
interest of the national security." That determination requires an
evaluation of the risk of injury to the "national security" that
the employee's retention would create, which, in turn, would seem
necessarily to be a function not only of the character of the
employee and the likelihood of his misconducting himself, but also
of the nature of the position he occupies and its relationship to
the "national security." That is, it must be determined whether the
position is one in which the employee's misconduct would affect the
"national security." That, of course, would not be necessary if
"national security" were
Page 351 U. S. 543
used in the Act in a sense so broad as to be involved in all
activities of the Government, for then the relationship to the
"national security" would follow from the very fact of employment.
For the reasons set forth below, however, we conclude (1) that the
term "national security" is used in the Act in a definite and
limited sense, and relates only to those activities which are
directly concerned with the Nation's safety, as distinguished from
the general welfare; and (2) that no determination has been made
that petitioner's position was affected with the "national
security," as that term is used in the Act. It follows that his
dismissal was not authorized by the 1950 Act, and hence violated
the Veterans' Preference Act.
I
In interpreting the 1950 Act, it is important to note that that
Act is not the only, nor even the primary, source of authority to
dismiss Government employees. The general personnel laws -- the
Lloyd-LaFollette [
Footnote 4]
and Veterans' Preference Acts [
Footnote 5] -- authorize dismissals for "such cause as
will promote the efficiency of the service," and the ground which
we conclude was the basis for petitioner's discharge here -- a
reasonable doubt as to his loyalty -- was recognized as a "cause"
for dismissal under those procedures as early as 1942. [
Footnote 6] Indeed, the President's
so-called Loyalty Program, Exec.Order No. 9835, 12 Fed.Reg.1935,
which prescribed an absolute standard of loyalty to be met by all
employees regardless of position, had been established pursuant to
that general authority three years prior to the 1950 Act, and
remained in
Page 351 U. S. 544
effect for nearly three years after its passage. [
Footnote 7] Thus, there was no want of
substantive authority to dismiss employees on loyalty grounds, and
the question for decision here is not whether an employee can be
dismissed on such grounds, but only the extent to which the summary
procedures authorized by the 1950 Act are available in such a
case.
As noted above, the issue turns on the meaning of "national
security," as used in the Act. While that term is not defined in
the Act, we think it clear from the statute as a whole that that
term was intended to comprehend only those activities of the
Government that are directly concerned with the protection of the
Nation from internal subversion or foreign aggression, and not
those which contribute to the strength of the Nation only through
their impact on the general welfare.
Virtually conclusive of this narrow meaning of "national
security" is the fact that, had Congress intended the term in a
sense broad enough to include all activities of the Government, it
would have granted the power to terminate employment "in the
interest of the national security" to all agencies of the
Government. Instead, Congress specified 11 named agencies to which
the Act should apply, the character of which reveals, without
doubt, a purpose to single out those agencies which are directly
concerned with the national defense and which have custody over
information the compromise of which might endanger the country's
security, the so-called "sensitive" agencies. Thus, of the 11 named
agencies, 8 are concerned with military operations or weapons
development, and the other 3, with international
Page 351 U. S. 545
relations, internal security, and the stockpiling of strategic
materials. Nor is this conclusion vitiated by the grant of
authority to the President, in § 3 of the Act, to extend the Act to
such other agencies as he "may, from time to time, deem necessary
in the best interests of national security." Rather, the character
of the named agencies indicates the character of the determination
required to be made to effect such an extension. Aware of the
difficulties of attempting an exclusive enumeration and of the
undesirability of a rigid classification in the face of changing
circumstances, Congress simply enumerated those agencies which it
determined to be affected with the "national security" and
authorized the President, by making a similar determination, to add
any other agencies which were, or became, "sensitive." That it was
contemplated that this power would be exercised "from time to time"
confirms the purpose to allow for changing circumstances and to
require a selective judgment, necessarily implying that the
standard to be applied is a less than all-inclusive one.
The limitation of the Act to the enumerated agencies is
particularly significant in the light of the fact that Exec.Order
No. 9835, establishing the Loyalty Program, was in full effect at
the time of the consideration and passage of the Act. In that
Order, the President had expressed his view that it was of "vital
importance" that all employees of the Government be of "complete
and unswerving loyalty" and had prescribed a minimum loyalty
standard to be applied to all employees under the normal civil
service procedures. Had Congress considered the objective of
insuring the "unswerving loyalty" of all employees, regardless of
position, as a matter of "national security" to be effectuated by
the summary procedures authorized by the Act, rather than simply a
desirable personnel policy to be implemented under the normal civil
service procedures, it surely would not
Page 351 U. S. 546
have limited the Act to selected agencies. Presumably,
therefore, Congress meant something more by the "interest of the
national security" than the general interest the Nation has in the
loyalty of even "nonsensitive" employees.
We can find no justification for rejecting this implication of
the limited purpose of the Act or for inferring the unlimited power
contended for by the Government. Where applicable, the Act
authorizes the agency head summarily to suspend an employee pending
investigation and, after charges and a hearing, finally to
terminate his employment, such termination not being subject to
appeal. There is an obvious justification for the summary
suspension power where the employee occupies a "sensitive" position
in which he could cause serious damage to the national security
during the delay incident to an investigation and the preparation
of charges. Likewise, there is a reasonable basis for the view that
an agency head who must bear the responsibility for the protection
of classified information committed to his custody should have the
final say in deciding whether to repose his trust in an employee
who has access to such information. On the other hand, it is
difficult to justify summary suspensions and unreviewable
dismissals on loyalty grounds of employees who are not in
"sensitive" positions, and who are thus not situated where they
could bring about any discernible adverse effects on the Nation's
security. In the absence of an immediate threat of harm to the
"national security," the normal dismissal procedures seem fully
adequate, and the justification for summary powers disappears.
Indeed, in view of the stigma attached to persons dismissed on
loyalty grounds, the need for procedural safeguards seems even
greater than in other cases, and we will not lightly assume that
Congress intended to take away those safeguards in the absence
of
Page 351 U. S. 547
some overriding necessity, such as exists in the case of
employees handling defense secrets.
The 1950 Act itself reflects Congress' concern for the
procedural rights of employees and its desire to limit the
unreviewable dismissal power to the minimum scope necessary to the
purpose of protecting activities affected with the "national
security." A proviso to § 1 of the Act provides that a dismissal by
one agency under the power granted by the Act "shall not affect the
right of such officer or employee to seek or accept employment in
any other department or agency of the Government" if the Civil
Service Commission determines that the employee is eligible for
such other employment. That is, the unreviewable dismissal power
was to be used only for the limited purpose of removing the
employee from the position in which his presence had been
determined to endanger the "national security"; it could affect his
right to employment in other agencies only if the Civil Service
Commission, after review, refused to clear him for such employment.
This effort to preserve the employee's procedural rights to the
maximum extent possible hardly seems consistent with an intent to
define the scope of the dismissal power in terms of the indefinite
and virtually unlimited meaning for which the respondents
contend.
Moreover, if Congress intended the term to have such a broad
meaning that all positions in the Government could be said to be
affected with the "national security," the result would be that the
1950 Act, though in form but an exception to the general personnel
laws, could be utilized effectively to supersede those laws. For
why could it not be said that national security in that sense
requires not merely loyal and trustworthy employees, but also those
that are industrious and efficient? The relationship of the job to
the national security being the same, its demonstrated inadequate
performance because
Page 351 U. S. 548
of inefficiency or incompetence would seem to present a surer
threat to national security, in the sense of the general welfare,
than a mere doubt as to the employee's loyalty.
Finally, the conclusion we draw from the face of the Act that
"national security" was used in a limited and definite sense is
amply supported by the legislative history of the Act.
In the first place, it was constantly emphasized that the bill,
first introduced as S. 1561 in the 80th Congress and passed as H.R.
7439 in the 81st Congress, was intended to be applied, or be
extended, only to "sensitive" agencies, a term used to imply a
close and immediate concern with the defense of the Nation.
[
Footnote 8] Thus, the Senate
Committee on Armed Services, in reporting out S.1561, stated:
"This bill provides authority to terminate employment of
indiscreet or disloyal employees who are employed in areas of the
Government which are sensitive from the standpoint of national
security."
"
* * * *"
"[Section 3 will permit] the President to determine additional
sensitive areas and include such
Page 351 U. S. 549
areas in the scope of the authorities contained in this
bill."
"
* * * *"
"Insofar as the [addition of § 3] is concerned, it was
recognized by all witnesses that there were other sensitive areas
within the various departments of the Government which are now, or
might in the future become, deeply involved in national security. .
. . In view . . . of the fact that there are now and will be in the
future other sensitive areas of equal importance to the national
security, it is believed that the President should have authority
to make a finding concerning such areas and, by Executive action,
place those areas under the authorities contained in this act.
[
Footnote 9]"
The House Committee on Post Office and Civil Service reported
that
"The provisions of the bill extend only to departments and
agencies which are concerned with vital matters affecting the
national security of our Nation. [
Footnote 10]"
The committee reports on H.R. 7439 in the next Congress
similarly referred to the bill as granting the dismissal power only
to the heads of the "sensitive" agencies. [
Footnote 11] While these references relate
primarily to the agencies to be covered by the Act, rather than to
the exercise of the power within an agency, the standard for both
is the same -- in the "interests of the national security" -- and
the statements thus clearly indicate the restricted sense in which
"national security" was used. In short, "national security" is
affected only by "sensitive" activities.
Page 351 U. S. 550
Secondly, the history makes clear that the Act was intended to
authorize the suspension and dismissal only of persons in sensitive
positions. Throughout the hearings, committee reports, and debates,
the bill was described as being designed to provide for the
dismissal of "security risks." [
Footnote 12] In turn, the examples given of what might be
a "security risk" always entailed employees having access to
classified materials; they were security risks because of the risk
they posed of intentional or inadvertent disclosure of confidential
information. [
Footnote 13]
Mr. Larkin, a representative of the Department of Defense, which
Department had requested and drafted the bill, made this
consideration more explicit:
"They are security risks because of their access to confidential
and classified material. . . . But if they do not have classified
material, why, there is no notion that they are security risks to
the United States. They are security risks to the extent of having
access to classified material. [
Footnote 14]"
"A person is accused of being disloyal, but is cleared by the
loyalty board, because there is not
Page 351 U. S. 551
enough evidence against him. If that person is not in a
sensitive job, it is not of any further concern to us. We are
willing to take the view that, while we might have misgivings about
his loyalty, he cannot prejudice our security because he does not
have access to any of the classified or top secret material.
[
Footnote 15]"
It is clear, therefore, both from the face of the Act and the
legislative history, that "national security" was not used in the
Act in an all-inclusive sense, but was intended to refer only to
the protection of "sensitive" activities. It follows that an
employee can be dismissed "in the interest of the national
security" under the Act only if he occupies a "sensitive" position,
and thus that a condition precedent to the exercise of the
dismissal authority is a determination by the agency head that the
position occupied is one affected with the "national security." We
now turn to an examination of the Secretary's action to show that
no such determination was made as to the position occupied by
petitioner.
II
The Secretary's action in dismissing the petitioner was
expressly taken pursuant to Exec. Order No. 10450, 18 Fed.Reg.
2489, [
Footnote 16]
promulgated in April, 1953, to provide uniform standards and
procedures for the exercise by agency heads of the suspension and
dismissal powers under the 1950 Act. That Order prescribes as the
standard for dismissal, and the dismissal notice given to
petitioner contained, a determination by the Secretary that the
employee's retention in employment "is not clearly consistent with
the interests of national security." [
Footnote 17]
Page 351 U. S. 552
Despite this verbal formula, however, it is our view that the
Executive Order does not, in fact, require the agency head to make
any determination whatever on the relationship of the employee's
retention to the "national security" if the charges against him are
within the categories of the charges against petitioner -- that is,
charges which reflect on the employee's loyalty. Rather, as we read
the Order, it enjoins upon the agency heads the duty of discharging
any employee of doubtful loyalty
irrespective of the
character of his job and its relationship to the "national
security." That is, the Executive Order deems an adverse
determination as to loyalty to satisfy the requirements of the
statute, without more.
The opening preamble to the Order recites, among other things,
that "the interests of the national security require" that "all"
Government employees be persons "of complete and unswerving
loyalty." It would seem to follow that an employee's retention
cannot be "clearly consistent" with the "interests of the national
security" as thus defined unless he is "clearly" loyal -- that is
unless there is no doubt as to his loyalty. And § 8(a) indicates
that that is, in fact, what was intended by the Order. That section
provides that the investigation of an employee pursuant to the
Order shall be designed to develop information "as to whether . . .
[his employment] is
Page 351 U. S. 553
clearly consistent with the interests of the national security,"
and prescribes certain categories of facts to which "such"
information shall relate. The first category, § 8(a)(1), includes
nonloyalty-oriented facts which, in general, might reflect upon the
employee's reliability, trustworthiness, or susceptibility to
coercion, such as dishonesty, drunkenness, sexual perversion,
mental defects, or other reasons to believe that he is subject to
influence or coercion. Section 8(a)(1) expressly provides, however,
that such facts are relevant only "depending on the relation of the
Government employment to the national security." The remaining
categories include facts which, in general, reflect upon the
employee's "loyalty," such as acts of espionage, advocacy of
violent overthrow of the Government, sympathetic association with
persons who so advocate, or sympathetic association with subversive
organizations. § 8(a)(2)-(8). Significantly, there is wholly absent
from these categories -- under which the charges against petitioner
were expressly framed -- any qualification making their relevance
dependent upon the relationship of the employee's position to the
national security. The inference we draw is that, in such cases,
the relationship to the national security is irrelevant, and that
an adverse "loyalty" determination is sufficient
ex proprio
vigore to require discharge.
Arguably, this inference can be avoided on the ground that §
8(a) relates only to the scope of information to be developed in
the investigation, and not to the evaluation of it by the agency
head. That is, while loyalty information is to be developed in all
cases regardless of the nature of the employment, that does not
mean that the agency head should not consider the nature of the
employment in determining whether the derogatory information is
sufficient to make the employee's continued employment not "clearly
consistent" with the "national security." No doubt that is true to
the extent
Page 351 U. S. 554
that the greater the sensitivity of the position the smaller may
be the doubts that would justify termination; the Order undoubtedly
leaves it open to an agency head to apply a stricter standard in
some cases than in others, depending on the nature of the
employment. On the other hand, by making loyalty information
relevant in all cases, regardless of the nature of the job, § 8(a)
seems strongly to imply that there is a minimum standard of loyalty
that must be met by all employees. It would follow that the agency
head may terminate employment in cases where that minimum standard
is not met without making any independent determination of the
potential impact of the person's employment on the national
security.
Other provisions of the Order confirm the inferences that may be
drawn from § 8(a). Thus, § 3(b) directs each agency head to
designate as "sensitive" those positions in this agency "the
occupant of which could bring about, by virtue of the nature of the
position, a material adverse effect on the national security." By
definition, therefore, some employees are admittedly not in a
position to bring about such an effect. Nevertheless, the Order
makes this distinction relevant only for purposes of determining
the scope of the investigation to the conducted, not for purposes
of limiting the dismissal power to such "sensitive" positions.
Section 3(a) is more explicit. That provides that the appointment
of all employees shall be made subject to an investigation the
scope of which shall depend upon the degree of adverse effect on
the national security the occupant of the position could bring
about, but which "in no event" is to be less than a prescribed
minimum. But the sole purpose of such an investigation is to
provide a basis for a "clearly consistent" determination. Thus, the
requirement of a minimum investigation of all persons appointed
implies
Page 351 U. S. 555
that an adverse "clearly consistent" determination may be made
as to any such employee, regardless of the potential adverse effect
he could cause to the national security. Finally, the second
"Whereas" clause of the preamble recites as a justification for the
Order that
"all persons . . . privileged to be employed . . . [by the
Government should] be adjudged by mutually consistent and no less
than minimum standards,"
thus implying that the Order prescribes minimum standards that
all employees must meet irrespective of the character of the
positions held, one of which is the "complete and unswerving
loyalty" standard recited in the first "Whereas" clause of the
preamble.
Confirmation of this reading of the Order is found in its
history. Exec. Order No. 9835,
supra, as amended by
Exec.Order No. 10241, 16 Fed.Reg. 3690, had established the Loyalty
Program under which all employees, regardless of their positions,
were made subject to discharge if there was a "reasonable doubt" as
to their loyalty. That Order was expressly revoked by § 12 of the
present Executive Order. There is no indication, however, that it
was intended thereby to limit the scope of the persons subject to a
loyalty standard. And any such implication is negatived by the
remarkable similarity in the preambles to the two Orders and in the
kinds of information considered to be relevant to the ultimate
determinations. [
Footnote
18] In short,
all employees, were still to be subject
to at least a minimum loyalty standard, though under
Page 351 U. S. 556
new procedures which do not afford a right to appeal to the
Civil Service Commission.
We therefore interpret the Executive Order as meaning that, when
"loyalty" charges are involved, an employee may be dismissed
regardless of the character of his position in the Government
service, and that the agency head need make no evaluation as to the
effect which continuance of his employment might have upon the
"national security." We recognize that this interpretation of the
Order rests upon a chain of inferences drawn from less than
explicit provisions. But the Order was promulgated to guide the
agency heads in the exercise of the dismissal power, and its
failure to state explicitly what determinations are required leaves
no choice to the agency heads but to follow the most reasonable
inferences to be drawn. Moreover, whatever the practical reasons
that may have dictated the awkward form of the Order, its failure
to state explicitly what was meant is the fault of the Government.
Any ambiguities should therefore be resolved against the
Government, and we will not burden the employee with the assumption
that an agency head, in stating no more than the formal conclusion
that retention of the employee is not "clearly consistent with the
interests of national security," has made any subsidiary
determinations not clearly required by the Executive Order.
From the Secretary's determination that petitioner's employment
was not "clearly consistent with the interests of national
security," therefore, it may be assumed only that the Secretary
found the charges to be true and that they created a reasonable
doubt as to petitioner's loyalty. No other subsidiary finding may
be inferred, however, for, under the Executive Order as we have
interpreted it, no
Page 351 U. S. 557
other finding was required to support the Secretary's action.
[
Footnote 19]
From our holdings (1) that not all positions in the Government
are affected with the "national security" as that term is used in
the 1950 Act, and (2) that no determination has been made that
petitioner's position was one in which he could adversely affect
the "national security," it necessarily follows that petitioner's
discharge was not authorized by the 1950 Act. In reaching this
conclusion, we are not confronted with the problem of reviewing the
Secretary's exercise of discretion, since the basis for our
decision is simply that the standard prescribed by the Executive
Order and applied by the Secretary is not in conformity with the
Act. [
Footnote 20] Since
petitioner's discharge
Page 351 U. S. 558
was not authorized by the 1950 Act, and hence violated the
Veterans' Preference Act, the judgment of the Court of Appeals is
reversed, and the case is remanded to the District Court for
further proceedings not inconsistent with this opinion.
Reversed and remanded.
[
Footnote 1]
"SEC. 1. Notwithstanding the provisions of section 6 of the Act
of August 24, 1912 (37 Stat. 555), as amended (5 U.S.C. 652), or
the provisions of any other law, the Secretary of State; Secretary
of Commerce; Attorney General; the Secretary of Defense; the
Secretary of the Army; the Secretary of the Navy; the Secretary of
the Air Force; the Secretary of the Treasury; Atomic Energy
Commission; the Chairman, National Security Resources Board; or the
Director, National Advisory Committee for Aeronautics, may, in his
absolute discretion and when deemed necessary in the interest of
national security, suspend, without pay, any civilian officer or
employee of the Department of State (including the Foreign Service
of the United States), Department of Commerce, Department of
Justice, Department of Defense, Department of the Army, Department
of the Navy, Department of the Air Force, Coast Guard, Atomic
Energy Commission, National Security Resources Board, or National
Advisory Committee for Aeronautics, respectively, or of their
several field services:
Provided, That to the extent that
such agency head determines that the interests of the national
security permit, the employee concerned shall be notified of the
reasons for his suspension and within thirty days after such
notification any such person shall have an opportunity to submit
any statements or affidavits to the official designated by the head
of the agency concerned to show why he should be reinstated or
restored to duty. The agency head concerned may, following such
investigation and review as he deems necessary, terminate the
employment of such suspended civilian officer or employee whenever
he shall determine such termination necessary or advisable in the
interest of the national security of the United States, and such
determination by the agency head concerned shall be conclusive and
final:
Provided further, That any employee having a
permanent or indefinite appointment, and having completed his
probationary or trial period, who is a citizen of the United States
whose employment is suspended under the authority of this Act,
shall be given after his suspension and before his employment is
terminated under the authority of this Act, (1) a written statement
within thirty days after his suspension of the charges against him,
which shall be subject to amendment within thirty days thereafter
and which shall be stated as specifically as security
considerations permit; (2) an opportunity within thirty days
thereafter (plus an additional thirty days if the charges are
amended) to answer such charges and to submit affidavits; (3) a
hearing at the employee's request, by a duly constituted agency
authority for this purpose; (4) a review of his case by the agency
head, or some official designated by him, before a decision adverse
to the employee is made final; and (5) a written statement of the
decision of the agency head:
Provided further, That any
person whose employment is so suspended or terminated under the
authority of this Act may, in the discretion of the agency head
concerned, be reinstated or restored to duty, and if so reinstated
or restored shall be allowed compensation for all or any part of
the period of such suspension or termination in an amount not to
exceed the difference between the amount such person would normally
have earned during the period of such suspension or termination at
the rate he was receiving on the date of suspension or termination,
as appropriate, and the interim net earnings of such person:
Provided further, That the termination of employment
herein provided shall not affect the right of such officer or
employee to seek or accept employment in any other department or
agency of the Government:
Provided further, That the head
of any department or agency considering the appointment of any
person whose employment has been terminated under the provisions of
this Act may make such appointment only after consultation with the
Civil Service Commission, which agency shall have the authority at
the written request of either the head of such agency or such
employee to determine whether any such person is eligible for
employment by any other agency or department of the
Government."
"
* * * *"
"SEC. 3. The provisions of this Act shall apply to such other
departments and agencies of the Government as the President may,
from time to time, deem necessary in the best interests of national
security. If any departments or agencies are included by the
President, he shall so report to the Committees on the Armed
Services of the Congress."
64 Stat. 476, 5 U.S.C. §§ 22-1, 22-3.
[
Footnote 2]
§ 1, Exec. Order No. 10450, 18 Fed.Reg. 2489, set forth in the
Appendix, p.
351 U. S.
538.
[
Footnote 3]
Secretary Folsom, the present Secretary of the Department of
Health, Education, and Welfare, has been substituted as respondent
for the former Secretary Hobby.
[
Footnote 4]
§ 6, 37 Stat. 555, as amended, 5 U.S.C. § 652.
[
Footnote 5]
§ 14, 58 Stat. 390, as amended, 5 U.S.C. § 863.
[
Footnote 6]
Civil Service War Regulations, § 18.2(c)(7), September 26, 1942,
5 CFR, Cum.Supp., § 18.2(c)(7).
[
Footnote 7]
Employees dismissed under the Loyalty Program were entitled to
review by the Civil Service Commission's Loyalty Review Board, thus
satisfying the requirements of § 14 of the Veterans' Preference
Act.
See Kutcher v. Gray, 91 U.S.App.D.C. 266, 199 F.2d
783.
[
Footnote 8]
Congress' reluctance to extend such powers to all agencies of
the Government is also indicated by the prior legislation. At
various times since 1942, similar summary dismissal statutes, of
limited duration, had been enacted, but these had been limited to
the obviously "sensitive" military departments, 56 Stat. 1053, 63
Stat. 987, 1023, and the State Department, 60 Stat. 458. The 1950
Act, introduced at the request of the Department of Defense, was
designed to make the authority permanent, include several other
"sensitive" agencies, and afford greater flexibility by permitting
the President to extend the Act to other agencies which became
"sensitive." H.R.Rep. No. 2330, 81st Cong., 2d Sess., p. 3; S.Rep.
No. 1155, 80th Cong., 2d Sess., p. 4.
[
Footnote 9]
S.Rep. No. 1155, 80th Cong., 2d Sess., pp. 2-4.
[
Footnote 10]
H.R.Rep. No. 2264, 80th Cong., 2d Sess., p. 2.
[
Footnote 11]
H.R.Rep. No. 2330, 81st Cong., 2d Sess., pp. 2-5; S.Rep. No.
2158, 81st Cong., 2d Sess., p. 2.
[
Footnote 12]
E.g., S.Rep. No. 2158, 81st Cong., 2d Sess., p. 2:
"The purpose of the bill is to increase the authority of the
heads of Government departments engaged in sensitive activities to
summarily suspend employees considered to be had security risks. .
. ."
[
Footnote 13]
For example, Mr. Murray, the Chairman of the Committee on Post
Office and Civil Service, which had reported the bill, gave the
following illustration of the purpose of the bill in opening the
debate in the House:
"For instance, an employee who is working in some highly
sensitive agency doing very confidential, secret defense work and
who goes out and gets too much liquor may unintentionally or
unwittingly, because of his condition, confide to someone who may
be a subversive, secret military information about the character of
work he is doing in that department. He is, by his conduct, a bad
security risk, and should be discharged."
96 Cong.Rec. 10017.
[
Footnote 14]
Hearings, House Committee on Post Office and Civil Service, on
H.R. 7439, 81st Cong., 2d Sess., p. 67.
[
Footnote 15]
Id. at p. 72.
[
Footnote 16]
The relevant portions of the Executive Order, as it stood at the
time of petitioner's suspension and discharge, are printed in the
Appendix,
post, p.
351 U. S.
558.
[
Footnote 17]
Section 6 of the Order, which formally prescribes the standards
for "termination," in terms adopts the very language of the
statute, "necessary or advisable in the interests of the national
security." Section 7, however, provides that a suspended employee
"shall not be reinstated" unless the agency head determines that
reinstatement is "clearly consistent with the interests of the
national security." Since non-reinstatement of a suspended employee
is equivalent to the termination of his employment, it is apparent
that the "clearly consistent" standard of § 7 is the controlling
one.
See also §§ 2, 8, and 3(a). In the view we take of
the case, we need not determine whether the "clearly consistent"
standard is, as petitioner contends, a more onerous one than the
"necessary or advisable" standard.
[
Footnote 18]
Executive Order No. 9835 recited that it was "of vital
importance" that all employees be of "complete and unswerving
loyalty"; Exec. Order No. 10450 recites that "the interests of the
national security require" that all employees be of "complete and
unswerving loyalty." Executive Order No. 9835 listed six factors to
be considered "in connection with the determination of disloyalty,"
Pt. V, subd. 2; these are repeated in substantially identical form
in §§ 8(a)(2), (4), (5), (6), and (7) of Exec. Order No. 10450 as
"information as to whether . . . [the employee's retention] is
clearly consistent with the interests of the national
security."
[
Footnote 19]
That the Secretary similarly interpreted the Executive Order and
did not in fact determine that petitioner's job was a "sensitive"
one is confirmed by the respondents' concession that petitioner
"did not have access to Government secrets or classified
material, and was not in a position to influence policy against the
interests of the Government."
Respondents' Brief, pp. 3-4; Record, p. 40.
[
Footnote 20]
No contention is made that the Executive Order might be
sustained under the President's executive power even though in
violation of the Veterans' Preference Act. There is no basis for
such an argument in any event, for it is clear from the face of the
Executive Order that the President did not intend to override
statutory limitations on the dismissal of employees, and
promulgated the Order solely as an implementation of the 1950 Act.
Thus, § 6 of the Order purports to authorize dismissals only "in
accordance with the said act of August 26, 1950," and similar
references are made in §§ 4, 5, and 7. This explicit limitation in
the substantive provisions of the Order is, of course, not weakened
by the inclusion of the "Constitution," as well as the 1950 and
other Acts, in the omnibus list of authorities recited in the
Preamble to the Order; it is from the Constitution that the
President derives any authority to implement the 1950 Act at all.
When the President expressly confines his action to the limits of
statutory authority, the validity of the action must be determined
solely by the congressional limitations which the President sought
to respect, whatever might be the result were the President ever to
assert his independent power against that of Congress.
|
351
U.S. 536app|
APPENDIX TO OPINION OF THE COURT
EXECUTIVE ORDER 10450
(18 Fed.Reg. 2489, as amended by Exec. Order No.
10491,
Oct. 13, 1953, 18 Fed.Reg. 6583.)
WHEREAS the interests of the national security require that all
persons privileged to be employed in the departments and agencies
of the Government shall be reliable, trustworthy, of good conduct
and character, and of complete and unswerving loyalty to the United
States; and
WHEREAS the American tradition that all persons should receive
fair, impartial, and equitable treatment at the hands of the
Government requires that all persons seeking the privilege of
employment or privileged to be employed in the departments and
agencies of the Government be adjudged by mutually consistent and
no less than minimum standards and procedures among the departments
and agencies governing the employment and retention in employment
of persons in the Federal service:
NOW, THEREFORE, by virtue of the authority vested in me by the
Constitution and statutes of the United States, including section
1753 of the Revised Statutes of the
Page 351 U. S. 559
United States (5 U.S.C. 631); the Civil Service Act of 1883 (22
Stat. 403; 5 U.S.C. 632,
et seq.); section 9A of the act
of August 2, 1939, 53 Stat. 1148 (5 U.S.C. 118j); and the act of
August 26, 1950, 64 Stat. 476 (5 U.S.C. 22-1,
et seq.),
and as President of the United States, and deeming such action
necessary in the best interests of the national security, it is
hereby ordered as follows:
SEC. 1. In addition to the departments and agencies specified in
the said act of August 26, 1950, and Executive Order No. 10237 of
April 26, 1951, the provisions of that act shall apply to all other
departments and agencies of the Government.
SEC. 2. The head of each department and agency of the Government
shall be responsible for establishing and maintaining within his
department or agency an effective program to insure that the
employment and retention in employment of any civilian officer or
employee within the department or agency is clearly consistent with
the interests of the national security.
SEC. 3. (a) The appointment of each civilian officer or employee
in any department or agency of the Government shall be made subject
to investigation. The scope of the investigation shall be
determined in the first instance according to the degree of adverse
effect the occupant of the position sought to be filled could bring
about, by virtue of the nature of the position, on the national
security, but in no event shall the investigation include less than
a national agency check (including a check of the fingerprint files
of the Federal Bureau of Investigation), and written inquiries to
appropriate local law enforcement agencies, former employers and
supervisors, references, and schools attended by the person under
investigation:
Provided, that, upon request of the head of
the department or agency concerned, the Civil Service Commission
may, in its discretion, authorize such less
Page 351 U. S. 560
investigation as may meet the requirements of the national
security with respect to per diem, intermittent, temporary, or
seasonal employees, or aliens employed outside the United States.
Should there develop at any stage of investigation information
indicating that the employment of any such person may not be
clearly consistent with the interests of the national security,
there shall be conducted with respect to such person a full field
investigation, or such less investigation as shall be sufficient to
enable the head of the department or agency concerned to determine
whether retention of such person is clearly consistent with the
interests of the national security.
(b) The head of any department or agency shall designate, or
cause to be designated, any position within his department or
agency the occupant of which could bring about, by virtue of the
nature of the position, a material adverse effect on the national
security as a sensitive position. Any position so designated shall
be filled or occupied only by a person with respect to whom a full
field investigation has been conducted:
Provided, that a
person occupying a sensitive position at the time it is designated
as such may continue to occupy such position pending the completion
of a full field investigation, subject to the other provisions of
this order:
and provided further, that, in case of
emergency, a sensitive position may be filled for a limited period
by a person with respect to whom a full field preappointment
investigation has not been completed if the head of the department
or agency concerned finds that such action is necessary in the
national interest, which finding shall be made a part of the
records of such department or agency.
SEC. 4. The head of each department and agency shall review, or
cause to be reviewed, the cases of all civilian officers and
employees with respect to whom there has
Page 351 U. S. 561
been conducted a full field investigation under Executive Order
No. 9835 of March 21, 1947, and, after such further investigation
as may be appropriate, shall readjudicate, or cause to be
readjudicated, in accordance with the said act of August 26, 1950,
such of those cases as have not been adjudicated under a security
standard commensurate with that established under this order.
SEC. 5. Whenever there is developed or received by any
department or agency information indicating that the retention in
employment of any officer or employee of the Government may not be
clearly consistent with the interests of the national security,
such information shall be forwarded to the head of the employing
department or agency or his representative, who, after such
investigation as may be appropriate, shall review, or cause to be
reviewed, and, where necessary, readjudicate or cause to be
readjudicated, in accordance with the said act of August 26, 1950,
the case of such officer or employee.
SEC. 6. Should there develop at any stage of investigation
information indicating that the employment of any officer or
employee of the Government may not be clearly consistent with the
interests of the national security, the head of the department or
agency concerned or his representative shall immediately suspend
the employment of the person involved if he deems such suspension
necessary in the interests of the national security and, following
such investigation and review as he deems necessary, the head of
the department or agency concerned shall terminate the employment
of such suspended officer or employee whenever he shall determine
such termination necessary or advisable in the interests of the
national security, in accordance with the said act of August 26,
1950.
SEC. 7. Any person whose employment is suspended or terminated
under the authority granted to heads of departments
Page 351 U. S. 562
and agencies by or in accordance with the said act of August 26,
1950, or pursuant to the said Executive Order No. 9835 or any other
security or loyalty program relating to officers or employees of
the Government, shall not be reinstated or restored to duty or
reemployed in the same department or agency and shall not be
reemployed in any other department or agency, unless the head of
the department or agency concerned finds that such reinstatement,
restoration, or reemployment is clearly consistent with the
interests of the national security, which finding shall be made a
part of the records of such department or agency:
Provided, that no person whose employment has been
terminated under such authority thereafter may be employed by any
other department or agency except after a determination by the
Civil Service Commission that such person is eligible for such
employment.
SEC. 8. (a) The investigations conducted pursuant to this order
shall be designed to develop information as to whether the
employment or retention in employment in the Federal service of the
person being investigated is clearly consistent with the interests
of the national security. Such information shall relate, but shall
not be limited, to the following:
(1) Depending on the relation of the Government employment to
the national security:
"(i) Any behavior, activities, or associations which tend to
show that the individual is not reliable or trustworthy."
"(ii) Any deliberate misrepresentations, falsifications, or
omissions of material facts."
"(iii) Any criminal, infamous, dishonest, immoral, or
notoriously disgraceful conduct, habitual use of intoxicants to
excess, drug addiction, or sexual perversion. "
Page 351 U. S. 563
"(iv) An adjudication of insanity, or treatment for serious
mental or neurological disorder without satisfactory evidence of
cure.
*"
"(v) Any facts which furnish reason to believe that the
individual may be subjected to coercion, influence, or pressure
which may cause him to act contrary to the best interests of the
national security."
(2) Commission of any act of sabotage, espionage, treason, or
sedition, or attempts thereat or preparation therefor, or
conspiring with, or aiding or abetting, another to commit or
attempt to commit any act of sabotage, espionage, treason, or
sedition.
(3) Establishing or continuing a sympathetic association with a
saboteur, spy, traitor, seditionist, anarchist, or revolutionist,
or with an espionage or other secret agent or representative of a
foreign nation, or any representative of a foreign nation whose
interests may be inimical to the interests of the United States, or
with any person who advocates the use of force or violence to
overthrow the government of the United States or the alternation of
the form of government of the United States by unconstitutional
means.
(4) Advocacy of use of force or violence to overthrow the
government of the United States, or of the alteration of the form
of government of the United States by unconstitutional means.
(5) Membership in, or affiliation or sympathetic association
with, any foreign or domestic organization,
Page 351 U. S. 564
association, movement, group, or combination of persons which is
totalitarian, Fascist, Communist, or subversive, or which has
adopted, or shows, a policy of advocating or approving the
commission of acts of force or violence to deny other persons their
rights under the Constitution of the United States, or which seeks
to alter the form of government of the United States by
unconstitutional means.
(6) Intentional, unauthorized disclosure to any person of
security information, or of other information disclosure of which
is prohibited by law, or willful violation or disregard of security
regulations.
(7) Performing or attempting to perform his duties, or otherwise
acting, so as to serve the interests of another government in
preference to the interests of the United States.
(8) Refusal by the individual, upon the ground of constitutional
privilege against self-incrimination, to testify before a
congressional committee regarding charges of his alleged disloyalty
or other misconduct.
* * * *
SEC. 10. Nothing in this order shall be construed as eliminating
or modifying in any way the requirement for any investigation or
any determination as to security which may be required by law.
SEC. 11. On and after the effective date of this order, the
Loyalty Review Board established by Executive Order No. 9835 of
March 21, 1947, shall not accept agency findings for review, upon
appeal or otherwise. . . .
SEC. 12. Executive Order No. 9835 of March 21, 1947, as amended,
is hereby revoked. For the purposes described in section 11 hereof,
the Loyalty Review Board and the regional loyalty boards of the
Civil Service Commission shall continue to exist and function for a
period of one hundred and twenty days from the effective date
Page 351 U. S. 565
of this order, and the Department of Justice shall continue to
furnish the information described in paragraph 3 of Part III of the
said Executive Order No. 9835, but directly to the head of each
department and agency.
* * * *
SEC. 15. This order shall become effective thirty days after the
date hereof.
DWIGHT D. EISENHOWER
THE WHITE HOUSE
April 27, 1953
* After the date of petitioner's discharge, this paragraph was
amended, by Exec. Order No. 10548, Aug. 2, 1954, 19 Fed.Reg. 4871,
to read:
"(iv) Any illness, including any mental condition, of a nature
which, in the opinion of competent medical authority, may cause
significant defect in the judgment or reliability of the employee,
with due regard to the transient or continuing effect of the
illness and the medical findings in such case."
MR. JUSTICE CLARK, with whom MR. JUSTICE REED and MR. JUSTICE
MINTON join, dissenting.
Believing that the Court should not strike down the President's
Executive Order on employee security by an interpretation that
admittedly "rests upon a chain of inferences," we cannot agree to
the judgment of reversal. In our opinion, the clear purpose of the
Congress in enacting the Summary Suspension Act, 64 Stat. 476, is
frustrated, and the Court's opinion raises a serious question of
presidential power under Article II of the Constitution which it
leaves entirely undecided.
Petitioner, a food and drug inspector employed in the Department
of Health, Education and Welfare, was charged with having
"established and . . . continued a close association with
individuals reliably reported to be Communists." It was further
charged that he had "maintained a continued and sympathetic
association with the Nature Friends of America, which organization"
is on the Attorney General's list, and, "by [his] own admission,
donated funds" to that group, contributed services to it and
attended social gatherings of the same. Petitioner did not answer
the charges, but replied that they constituted an invasion of his
private rights of association.
Page 351 U. S. 566
Although advised that he could have a hearing, he requested
none, and was thereafter dismissed. The Secretary made a formal
determination that petitioner's continued employment was not
"clearly consistent with the interests of the national security," a
determination entrusted to her by the Suspension Act. Although
"such determination by the agency head concerned shall be
conclusive and final" under the Act, the Court, by its
interpretation, finds
"that not all positions in the Government are affected with the
'national security' as that term is used . . . [and] that no
determination has been made that petitioner's position was one in
which he could adversely affect the 'national security.'"
It therefore strikes down the President's Executive Order
because "the standard prescribed by [it] and applied by the
Secretary is not in conformity with the Act." This compels the
restoration of the petitioner to Government service. We cannot
agree.
We have read the Act over and over again, but find no ground on
which to infer such an interpretation. It flies directly in the
face of the language of the Act and the legislative history. The
plain words of § 1 make the Act applicable to "any civilian officer
or employee," not, as the majority would have it, "any civilian
officer or employee
in a sensitive position." The Court
would require not only a finding that a particular person is
subversive, but also that he occupies a sensitive job. Obviously,
this might leave the Government honeycombed with subversive
employees.
Although the Court assumes the validity of the President's
action under § 3 extending the coverage of the Act to all
Government agencies, the reasoning of the opinion makes that
extension
a fortiori unauthorized. The limitation the
Court imposes deprives the extension of any force, despite the fact
that § 3 has no limiting words whatever. And this is done in the
face of legislative history
Page 351 U. S. 567
showing that Congress clearly contemplated that the coverage
might be extended without limitation "to such other departments and
agencies of the Government" that the President thought advisable.
Senator Byrd commented, "Section 3 gives the President the right to
classify every agency as a sensitive agency. . . . He could take
the whole Government." And Senator Chapman remarked, "I do not see
why the whole Government is not sensitive, as far as that is
concerned." Hearings before the Senate Committee on Armed Services,
81st Cong., 2d Sess., on H.R. 7439, pp. 15-16. Also, Congressman
Holifield, during debates in the House, stated that the Act
"applies potentially to every executive agency, not only the
sensitive ones. . . . There is no distinction made in the bill
between so-called sensitive employees, that is, employees who have
access to confidential and secret information, and the regular
employees."
96 Cong.Rec. 10023-10024.
The President believed that the national security required the
extension of the coverage of the Act to all employees. That was his
judgment, not ours. He was given that power, not us. By this
action, the Court so interprets the Act as to intrude itself into
presidential policymaking. The Court should not do this, especially
here, where Congress has ratified the President's action. As
required by the Act, the Executive Order was reported to the
Congress, and, soon thereafter, it came up for discussion and
action in both the House and the Senate. It was the sense of the
Congress at that time that the Order properly carried out the
standards of the Act, and was in all respects an expression of the
congressional will. 99 Cong.Rec. 4511-4543, 5818-5990. In addition,
Congress has made appropriations each subsequent year for
investigations, etc., under its provisions. This in itself "stands
as confirmation and ratification of the action of the Chief
Page 351 U. S. 568
Executive."
Fleming v. Mohawk Wrecking & Lumber
Co., 331 U. S. 111,
331 U. S.
116.
The President having expended the coverage of the Act to the
Department of Health, Education, and Welfare, it became the duty of
the Secretary to dismiss any employee whenever she deemed it
"necessary or advisable in the interests of national security." She
made such a finding. It is implicit in her order of dismissal. Her
"evaluation as to the effect which continuance of [petitioner's]
employment might have upon the
national security'" has been
made. She decided that he should be dismissed. Under the Act, this
determination is "conclusive and final."
There is still another reason why we should sustain the
President's Executive Order. By striking it down, the Court raises
a question as to the constitutional power of the President to
authorize dismissal of executive employees whose further employment
he believes to be inconsistent with national security. This power
might arise from the grant of executive power in Article II of the
Constitution, and not from the Congress. The opinion of the
majority avoids this important point which must be faced by any
decision holding an Executive Order inoperative.* It is the policy
of the Court to avoid constitutional
Page 351 U. S. 569
questions where possible,
Peters v. Hobby, 349 U.
S. 331,
349 U. S. 338,
not to create them.
We believe the Court's order has stricken down the most
effective weapon against subversive activity available to the
Government. It is not realistic to say that the Government can be
protected merely by applying the Act to sensitive jobs. One never
knows just which job is sensitive. The janitor might prove to be in
as important a spot securitywise as the top employee in the
building. The Congress decided that the most effective way to
protect the Government was through the procedures laid down in the
Act. The President implemented its purposes by requiring that
Government employment be "clearly consistent" with the national
security. The President's standard is "complete and unswerving
loyalty" not only in sensitive places, but throughout the
Government. The President requires, and every employee should give,
no less. This is all that the Act and the Order require. They
should not be subverted by the technical interpretation the
majority places on them today. We would affirm.
* The majority excuses its failure to pass on this question by
saying that no contention was made that the President's Order might
be sustained under his executive powers. We cannot agree. The
Government specifically asserted that,
"if Congress had meant to prohibit the President from acting in
this respect under [the Act], a serious question as to the validity
of that enactment would arise."
It devoted eight pages of its brief to this point. Furthermore,
the Court of Appeals noted that, if it "thought the President's
Order inconsistent with the act of the Congress, [it] would have to
decide the constitutional question thus presented."
As further justification, the majority contends that the
President acted here only under the directions of the Act. In
answer, we need quote only the enacting clause of the President's
Order:
"Now, Therefore, by virtue of the authority vested in me by the
Constitution and statutes of the United States . . . and as
President of the United States."
Executive Order No. 10450, 18 Fed.Reg. 2489. In issuing the
Order, the President invoked all of his powers, and since his Order
is voided by the majority as not being in conformity with the Act,
the question of the scope of his other constitutional or statutory
powers is presented.