Respondents, who are nonresident enemy aliens, were captured in
China by the United States Army and tried and convicted in China by
an American military commission for violations of the laws of war
committed in China prior to their capture. They were transported to
the American-occupied part of Germany and imprisoned there in the
custody of the Army. At no time were they within the territorial
jurisdiction of any American civil court. Claiming that their
trial, conviction, and imprisonment violated Articles I and III,
the Fifth Amendment, and other provisions of our Constitution, laws
of the United States, and provisions of the Geneva Convention, they
petitioned the District Court for the District of Columbia for a
writ of habeas corpus directed to the Secretary of Defense, the
Secretary of the Army, and several officers of the Army having
directive power over their custodian.
Held:
1. A nonresident enemy alien has no access to our courts in
wartime. Pp.
339 U. S.
768-777.
(a) Our law does not abolish inherent distinctions recognized
throughout the civilized world between citizens and aliens, nor
between aliens of friendly and enemy allegiance, nor between
resident enemy aliens who have submitted themselves to our laws and
nonresident enemy aliens who at all times have remained with, and
adhered to, enemy governments. P.
339 U. S.
769.
(b) In extending certain constitutional protections to resident
aliens, this Court has been careful to point out that it was the
aliens' presence within its territorial jurisdiction that gave the
Judiciary power to act. P.
339 U. S. 771.
(c) Executive power over enemy aliens, undelayed and unhampered
by litigation, has been deemed, throughout our history, essential
to wartime security. P.
339 U. S.
774.
(d) A resident enemy alien is constitutionally subject to
summary arrest, internment, and deportation whenever a "declared
war" exists. Courts will entertain his plea for freedom from
executive custody only to ascertain the existence of a state of war
and
Page 339 U. S. 764
whether he is an alien enemy. Once these jurisdictional facts
have been determined, courts will not inquire into any other issue
as to his internment. P.
339 U. S.
775.
(e) A nonresident enemy alien, especially one who has remained
in the service of the enemy, does not have even this qualified
access to our courts. P.
339 U. S.
776.
2. These nonresident enemy aliens, captured and imprisoned
abroad, have no right to a writ of habeas corpus in a court of the
United States.
Ex parte Quirin, 317 U. S.
1;
In re Yamashita, 327 U. S.
1, distinguished. Pp.
339 U. S.
777-781.
3. The Constitution does not confer a right of personal security
or an immunity from military trial and punishment upon an alien
enemy engaged in the hostile service of a government at war with
the United States. Pp.
339 U. S.
781-785.
(a) The term "any person" in the Fifth Amendment does not extend
its protection to alien enemies everywhere in the world engaged in
hostilities against us. Pp.
339 U. S.
782-783.
(b) The claim asserted by respondents and sustained by the court
below would, in practical effect, amount to a right not to be tried
at all for an offense against our armed forces. P.
339 U. S.
782.
4. The petition in this case alleges no fact showing lack of
jurisdiction in the military authorities to accuse, try, and
condemn these prisoners, or that they acted in excess of their
lawful powers. Pp.
339 U. S.
785-790.
(a) The jurisdiction of military authorities, during or
following hostilities, to punish those guilty of offenses against
the laws of war is long established. P.
339 U. S.
786.
(b) It being within the jurisdiction of a military commission to
try these prisoners, it was for it to determine whether the laws of
war applied, and whether they had been violated. Pp.
339 U. S.
786-788.
(c) It is not the function of the Judiciary to entertain private
litigation -- even by a citizen -- which challenges the legality,
wisdom, or propriety of the Commander in Chief in sending our armed
forces abroad or to any particular region. P.
339 U. S.
789.
(d) Nothing in the Geneva Convention makes these prisoners
immune from prosecution or punishment for war crimes. P.
339 U. S.
789.
(e) Article 60 of the Geneva Convention, requiring that notice
of trial of prisoners of war be given to the protecting power, is
inapplicable to trials for war crimes committed before capture. Pp.
339 U. S.
789-790.
(f) Article 63 of the Geneva Convention, requiring trial of
prisoners of war "by the same courts and according to the same
Page 339 U. S. 765
procedure as in the case of persons belonging to the armed
forces of the detaining Power," is likewise inapplicable to trials
for war crimes committed before capture. P.
339 U. S.
790.
5. Since there is no basis in this case for invoking federal
judicial power, it is not necessary to decide where, if the case
were otherwise, the petition should be filed. Pp.
339 U. S.
790-791.
84 U.S.App.D.C. 396, 14 F.2d 961, reversed.
The District Court dismissed a petition for a writ of habeas
corpus to inquire into the confinement of respondents by the United
States Army in occupied Germany. The Court of Appeals reversed. 84
U.S.App.D.C. 396, 174 F.2d 961. This Court granted certiorari. 338
U.S. 877.
Reversed, p.
339 U. S.
791.
MR. JUSTICE JACKSON delivered the opinion of the Court.
The ultimate question in this case is one of jurisdiction of
civil courts of the United States
vis-a -vis military
authorities in dealing with enemy aliens overseas. The issues come
here in this way:
Twenty-one German nationals petitioned the District Court of the
District of Columbia for writs of habeas corpus. They alleged that,
prior to May 8, 1945, they were in service of German armed forces
in China. They amended to allege that their employment there was by
civilian agencies of the German Government. Their exact affiliation
is disputed, and, for our purposes, immaterial. On May 8, 1945, the
German High Command
Page 339 U. S. 766
executed an act of unconditional surrender, expressly obligating
all forces under German control at once to cease active
hostilities. These prisoners have been convicted of violating laws
of war by engaging in, permitting, or ordering continued military
activity against the United States after surrender of Germany and
before surrender of Japan. Their hostile operations consisted
principally of collecting and furnishing intelligence concerning
American forces and their movements to the Japanese armed forces.
They, with six others who were acquitted, were taken into custody
by the United States Army after the Japanese surrender, and were
tried and convicted by a Military Commission constituted by our
Commanding General at Nanking by delegation from the Commanding
General, United States Forces, China Theater, pursuant to authority
specifically granted by the Joint Chiefs of Staff of the United
States. The Commission sat in China, with express consent of the
Chinese Government. The proceeding was conducted wholly under
American auspices, and involved no international participation.
After conviction, the sentences were duly reviewed and, with
immaterial modification, approved by military reviewing
authority.
The prisoners were repatriated to Germany to serve their
sentences. Their immediate custodian is Commandant of Landsberg
Prison, an American Army officer under the Commending General,
Third United States Army, and the Commanding General, European
Command. He could not be reached by process from the District
Court. Respondents named in the petition are Secretary of Defense,
Secretary of the Army, Chief of Staff of the Army, and the Joint
Chiefs of Staff of the United States.
The petition alleges, and respondents denied, that the jailer is
subject to their direction. The Court of Appeals assumed, and we do
likewise, that, while prisoners are
Page 339 U. S. 767
in immediate physical custody of an officer or officers not
parties to the proceeding, respondents named in the petition have
lawful authority to effect that release.
The petition prays an order that the prisoners be produced
before the District Court, that it may inquire into their
confinement and order them discharged from such offenses and
confinement. It is claimed that their trial, conviction, and
imprisonment violate Articles I and III of the Constitution, and
the Fifth Amendment thereto, and other provisions of the
Constitution and laws of the United States and provisions of the
Geneva Convention governing treatment of prisoners of war.
A rule to show cause issued, to which the United States made
return. Thereupon the petition was dismissed on authority of
Ahrens v. Clark, 335 U. S. 188.
The Court of Appeals reversed and, reinstating the petition,
remanded for further proceedings. 84 U.S.App.D.C. 396, 174 F.2d
961. It concluded that any person, including an enemy alien,
deprived of his liberty anywhere under any purported authority of
the United States is entitled to the writ if he can show that
extension to his cases of any constitutional rights or limitations
would show his imprisonment illegal; that, although no statutory
jurisdiction of such cases is given, courts must be held to possess
it as part of the judicial power of the United States; that, where
deprivation of liberty by an official act occurs outside the
territorial jurisdiction of any District Court, the petition will
lie in the District Court which has territorial jurisdiction over
officials who have directive power over the immediate jailer.
The obvious importance of these holdings to both judicial
administration and military operations impelled us to grant
certiorari. 338 U.S. 877. The case is before us only on issues of
law. The writ of habeas corpus must be granted "unless it appears
from the application" that the applicants are not entitled to it.
28 U.S.C. § 2243.
Page 339 U. S. 768
We are cited to no instance where a court, in this or any other
country where the writ is known, has issued it on behalf of an
alien enemy who at no relevant time and in no stage of his
captivity has been within its territorial jurisdiction. Nothing in
the text of the Constitution extends such a right, nor does
anything in our statutes. Absence of support from legislative or
juridical sources is implicit in the statement of the court below
that "The answers stem directly from fundamentals. They cannot be
found by casual reference to statutes or cases." The breadth of the
court's premises and solution requires us to consider questions
basic to alien enemy and kindred litigation which for some years
have been beating upon our doors. [
Footnote 1]
I
Modern American law has come a long way since the time when
outbreak of war made every enemy national
Page 339 U. S. 769
an outlaw, subject to both public and private slaughter,
cruelty, and plunder. But even by the most magnanimous view, our
law does not abolish inherent distinctions recognized throughout
the civilized world between citizens and aliens, nor between aliens
of friendly and of enemy allegiance, [
Footnote 2] nor between resident enemy aliens who have
submitted themselves to our laws and nonresident enemy aliens who
at all times have remained with, and adhered to, enemy
governments.
With the citizen we are now little concerned, except to set his
case apart as untouched by this decision and to take measure of the
difference between his status and that of all categories of aliens.
Citizenship as a head of jurisdiction and a ground of protection
was old when Paul invoked it in his appeal to Caesar. The years
have not destroyed nor diminished the importance of citizenship,
nor have they sapped the vitality of a citizen's claims upon his
government for protection. If a person's claim to United States
citizenship is denied by any official, Congress has directed our
courts to entertain his action to declare him to be a citizen
"regardless of whether he is within the United States or abroad."
54 Stat. 1171, 8 U.S.C. § 903. This Court long ago extended habeas
corpus to one seeking admission to the country to assure fair
hearing of his claims to citizenship,
Chin Yow
v.
Page 339 U. S. 770
United States, 208 U. S. 8, and has
secured citizenship against forfeiture by involuntary formal acts,
Perkins v. Elg, 307 U. S. 325.
[
Footnote 3] Because the
Government's obligation of protection is correlative with the duty
of loyal support inherent in the citizen's allegiance, Congress has
directed the President to exert the full diplomatic and political
power of the United States on behalf of any citizen, but of no
other, in jeopardy abroad. When any citizen is deprived of his
liberty by any foreign government, it is made the duty of the
President to demand the reasons and, if the detention appears
wrongful, to use means not amounting to acts of war to effectuate
his release. [
Footnote 4] It is
neither sentimentality nor chauvinism to repeat that "Citizenship
is a high privilege."
United States v. Manzi, 276 U.
S. 463,
276 U. S. 467.
The alien, to whom the United States has been traditionally
hospitable, has been accorded a generous and ascending scale of
rights as he increases his identity with our society. Mere lawful
presence in the country creates an implied assurance of safe
conduct and gives him certain rights; they become more extensive
and secure when he makes preliminary declaration of intention to
become a citizen, and they expand to those of full citizenship upon
naturalization. During his probationary residence,
Page 339 U. S. 771
this Court has steadily enlarged his right against Executive
deportation except upon full and fair hearing.
The Japanese
Immigrant Case, 189 U. S. 86;
Low Wah Suey v. Backus, 225 U. S. 460;
Tisi v. Tod, 264 U. S. 131;
United States ex rel. Vajtauer v. Comm'r, 273 U.
S. 103;
Bridges v. Wixon, 326 U.
S. 135;
Wong Yang Sung v. McGrath, 339 U. S.
33. And, at least since 1886, we have extended to the
person and property of resident aliens important constitutional
guaranties -- such as the due process of law of the Fourteenth
Amendment.
Yick Wo v. Hopkins, 118 U.
S. 356.
But, in extending constitutional protections beyond the
citizenry, the Court has been at pains to point out that it was the
alien's presence within its territorial jurisdiction that gave the
Judiciary power to act. In the pioneer case of
Yick Wo v.
Hopkins, the Court said of the Fourteenth Amendment,
"These provisions are universal in their application,
to all
persons within the territorial jurisdiction, without regard to
any differences of race, of color, or of nationality. . . ."
(Italics supplied.)
118 U. S. 118 U.S.
356,
118 U. S. 369.
And in
The Japanese Immigrant Case, the Court held its
processes available to
"an alien who has entered the country, and has become subject in
all respects to its jurisdiction, and a part of its population,
although alleged to be illegally here."
189 U.S.
86,
189 U. S.
101.
Since most cases involving aliens afford this ground of
jurisdiction, and the civil and property rights of immigrants or
transients of foreign nationality so nearly approach equivalence to
those of citizens, courts in peace time have little occasion to
inquire whether litigants before them are alien or citizen.
It is war that exposes the relative vulnerability of the alien's
status. The security and protection enjoyed while the nation of his
allegiance remains in amity with the United States are greatly
impaired when his nation takes up arms against us. While his lot is
far more humane
Page 339 U. S. 772
and endurable than the experience of our citizens in some enemy
lands, it is still not a happy one. But disabilities this country
lays upon the alien who becomes also an enemy are imposed
temporarily as an incident of war, and not as an incident of
alienage. Judge Cardozo commented concerning this distinction:
"Much of the obscurity which surrounds the rights of aliens has its
origin in this confusion of diverse subjects."
Techt v.
Hughes, 229 N.Y. 222, 237, 128 N.E. 185, 189.
American doctrine as to effect of war upon the status of
nationals of belligerents took permanent shape following our first
foreign war. Chancellor Kent, after considering the leading
authorities of his time, declared the law to be that " . . . in
war, the subjects of each country were enemies to each other, and
bound to regard and treat each other as such."
Griswold v.
Waddington, 16 Johns. 438, 480. If this was ever something of
a fiction, it is one validated by the actualities of modern total
warfare. Conscription, compulsory service and measures to mobilize
every human and material resource and to utilize nationals --
wherever they may be -- in arms, intrigue and sabotage, attest the
prophetic realism of what once may have seemed a doctrinaire and
artificial principle. With confirmation of recent history, we may
reiterate this Court's earlier teaching that, in war,
"every individual of the one nation must acknowledge every
individual of the other nation as his own enemy -- because the
enemy of his country."
The Rapid, 8
Cranch 155,
12 U. S. 161.
See also White v.
Burnley, 20 How. 235,
61 U. S. 249.
Lamar v. Browne, 92 U. S. 187,
92 U. S. 194.
And this without regard to his individual sentiments or
disposition.
The Benito Estenger, 176 U.
S. 568,
176 U. S. 571.
The alien enemy is bound by an allegiance which commits him to lose
no opportunity to forward the cause of our enemy; hence the United
States, assuming him to be faithful to his allegiance,
Page 339 U. S. 773
regards him as part of the enemy resources. It therefore takes
measures to disable him from commission of hostile acts imputed as
his intention because they are a duty to his sovereign.
The United States does not invoke this enemy allegiance only for
its own interest, but respects it also when to the enemy's
advantage. In World War I, our conscription act did not subject the
alien enemy to compulsory military service. 40 Stat. 885, c. XII, §
4. The Selective Service Act of 1948, 62 Stat. 604, 50
U.S.C.Appendix, § 454(a), exempts aliens who have not formally
declared their intention to become citizens from military training,
service and registration, if they make application, but if so
relieved, they are barred from becoming citizens. Thus, the alien
enemy status carries important immunities, as well as
disadvantages. The United States does not ask him to violate his
allegiance or to commit treason toward his own country for the sake
of ours. This also is the doctrine and the practice of other states
comprising our Western Civilization. [
Footnote 5]
The essential pattern for seasonable Executive constraint of
enemy aliens, not on the basis of individual prepossessions for
their native land, but on the basis of political and legal
relations to the enemy government, was laid down in the very
earliest days of the Republic and has endured to this day. It was
established by the Alien Enemy Act of 1798. 1 Stat. 577, as
amended, 50 U.S.C. § 21. And it is to be noted that, while the
Alien and Sedition Acts of that year provoked a reaction which
helped sweep the party of Mr. Jefferson into power in 1800, and
though his party proceeded to undo what was regarded as the
mischievous legislation of the Federalists,
Page 339 U. S. 774
this enactment was never repealed. [
Footnote 6] Executive power over enemy aliens, undelayed
and unhampered by litigation, has been deemed, throughout our
history, essential to war-time security. This is in keeping with
the practices of the most enlightened of nations, and has resulted
in treatment of alien enemies more considerate than that
Page 339 U. S. 775
which has prevailed among any of our enemies and some of our
allies. This statute was enacted or suffered to continue by men who
helped found the Republic and formulate the Bill of Rights, and
although it obviously denies enemy aliens the constitutional
immunities of citizens, it seems not then to have been supposed
that a nation's obligations to its foes could ever be put on a
parity with those to its defenders.
The resident enemy alien is constitutionally subject to summary
arrest, internment, and deportation whenever a "declared war"
exists. Courts will entertain his plea for freedom from Executive
custody only to ascertain the existence of a state of war and
whether he is an alien enemy and so subject to the Alien Enemy Act.
Once these jurisdictional elements have been determined, courts
will not inquire into any other issue as to his internment.
Ludecke v. Watkins, 335 U. S. 160.
[
Footnote 7]
Page 339 U. S. 776
The standing of the enemy alien to maintain any action in the
courts of the United States has been often challenged, and
sometimes denied. The general statement was early made on combined
authority of Kent and Story "[t]hat they have no power to sue in
the public courts of the enemy nation."
Griswold v.
Waddington, 16 Johns. 438, 477. Our rule of generous access to
the resident enemy alien was first laid down by Chancellor Kent in
1813, when, squarely faced with the plea that an alien enemy could
not sue upon a debt contracted before the War of 1812, he reviewed
the authorities to that time and broadly declared that
"A lawful residence implies protection, and a capacity to sue
and be sued. A contrary doctrine would be repugnant to sound
policy, no less than to justice and humanity."
Clarke v. Morey, 10 Johns., 70, 72. A unanimous Court
recently clarified both the privilege of access to our courts and
the limitations upon it. We said:
"The ancient rule against suits by resident alien enemies has
survived only so far as necessary to prevent use of the courts to
accomplish a purpose which might hamper our own war efforts or give
aid to the enemy. This may be taken as the sound principle of the
common law today."
Ex parte Kawato, 317 U. S. 69,
317 U. S.
75.
But the nonresident enemy alien, especially one who has remained
in the service of the enemy, does not have been this qualified
access to our courts, for he neither has comparable claims upon our
institutions nor could his use of them fail to be helpful to the
enemy. Our law on this subject first emerged about 1813, when the
Supreme Court of the New York had occasion, in a series of cases,
to examine the foremost authorities of the Continent and of
England. It concluded the rule of the common law and the law of
nations to be that alien enemies resident in the country of the
enemy could not maintain an action in its courts during the period
of hostilities.
Bell v. Chapman, 10 Johns. 183;
Jackson ex dem. Johnston v. Decker, 11
Page 339 U. S. 777
Johns. 418;
Clarke v. Morey, 10 Johns. 69, 70, 74-75.
This Court has recognized that rule,
Caperton
v. Bowyer, 14 Wall. 216,
81 U. S. 236;
Masterson v.
Howard, 18 Wall. 99,
85 U. S. 105,
and followed it,
Ex parte Colonna, 314 U.
S. 510, and it continues to be the law throughout this
country and in England. [
Footnote
8]
II
The foregoing demonstrates how much further we must go if we are
to invest these enemy aliens, resident, captured and imprisoned
abroad, with standing to demand access to our courts.
We are here confronted with a decision whose basic premise is
that these prisoners are entitled, as a constitutional right, to
sue in some court of the United States for a writ of habeas corpus.
To support that assumption, we must hold that a prisoner of our
military authorities is constitutionally entitled to the writ, even
though he (a) is an enemy alien; (b) has never been or resided in
the United States; (c) was captured outside of our territory and
there held in military custody as a prisoner of war; (d) was tried
and convicted by a Military Commission sitting outside the United
States; (e) for offenses against laws of war committed outside the
United States; (f) and is at all times imprisoned outside the
United States.
We have pointed out that the privilege of litigation has been
extended to aliens, whether friendly or enemy, only because
permitting their presence in the country implied
Page 339 U. S. 778
protection. No such basis can be invoked here, for these
prisoners at no relevant time were within any territory over which
the United States is sovereign, and the scenes of their offense,
their capture, their trial and their punishment were all beyond the
territorial jurisdiction of any court of the United States.
Another reason for a limited opening of our courts to resident
aliens is that among them are many of friendly personal disposition
to whom the status of enemy is only one imputed by law. But these
prisoners were actual enemies, active in the hostile service of an
enemy power. There is no fiction about their emnity. Y et the
decision below confers upon them a right to use our courts, free
even of the limitation we have imposed upon resident alien enemies,
to whom we deny any use of our courts that would hamper our war
effort or aid the enemy.
A basic consideration in habeas corpus practice is that the
prisoner will be produced before the court. This is the crux of the
statutory scheme established by the Congress; [
Footnote 9] indeed, it is inherent in the very
term "habeas corpus." [
Footnote
10] And though production of the prisoner may be dispensed with
where it appears on the face of the application that no cause for
granting the writ exists,
Walker v. Johnston, 312 U.
S. 275,
312 U. S. 284,
we have consistently adhered to and recognized the general rule.
Ahrens v. Clark, 335 U. S. 188,
335 U. S.
190-191. To grant the
Page 339 U. S. 779
writ to these prisoners might mean that our army must transport
them across the seas for hearing. This would require allocation of
shipping space, guarding personnel, billeting, and rations. It
might also require transportation for whatever witnesses the
prisoners desired to call, as well as transportation for those
necessary to defend legality of the sentence. The writ, since it is
held to be a matter of right, would be equally available to enemies
during active hostilities as in the present twilight between war
and peace. Such trials would hamper the war effort, and bring aid
and comfort to the enemy. They would diminish the prestige of our
commanders not only with enemies, but with wavering neutrals. It
would be difficult to devise more effective fettering of a field
commander than to allow the very enemies he is ordered to reduce to
submission to call him to account in his own civil courts and
divert his efforts and attention from the military offensive abroad
to the legal defensive at home. Nor is it unlikely that the result
of such enemy litigiousness would be a conflict between judicial
and military opinion highly comforting to enemies of the United
States.
Moreover, we could expect no reciprocity for placing the
litigation weapon in unrestrained enemy hands. The right of
judicial refuge from military action, which it is proposed to
bestow on the enemy, can purchase no equivalent for benefit of our
citizen soldiers. Except England, whose law appears to be in
harmony with the views we have expressed, and other
English-speaking peoples in whose practice nothing has been cited
to the contrary, the writ of habeas corpus is generally
unknown.
The prisoners rely, however, upon two decisions of this Court to
get them over the threshold --
Ex parte Quirin,
317 U. S. 1, and
In re Yamashita, 327 U. S. 1.
Reliance on the
Quirin case is clearly mistaken. Those
prisoners were in custody in the District of Columbia. One was,
or
Page 339 U. S. 780
claimed to be, a citizen. They were tried by a Military
Commission sitting in the District of Columbia at a time when civil
courts were open and functioning normally. They were arrested by
civil authorities, and the prosecution was personally directed by
the Attorney General, a civilian prosecutor, for acts committed in
the United States. They waived arraignment before a civil court,
and it was contended that the civil courts thereby acquired
jurisdiction, and could not be ousted by the Military. None of the
places where they were acting, arrested, tried, or imprisoned was,
it was contended, in a zone of active military operations, was not
under martial law or any other military control, and no
circumstances justified transferring them from civil to military
jurisdiction. None of these grave grounds for challenging military
jurisdiction can be urged in the case now before us.
Nor can the Court's decision in the
Yamashita case aid
the prisoners. This Court refused to receive Yamashita's petition
for a writ of habeas corpus. For hearing and opinion, it was
consolidated with another application for a writ of certiorari to
review the refusal of habeas corpus by the Supreme Court of the
Philippines over whose decisions the statute then gave this Court a
right of review. 28 U.S.C. § 349 (1940), repealed by Act of June
25, 1948, c. 646, § 39, 62 Stat. 992, 1000. By reason of our
sovereignty at that time over these insular possessions, Yamashita
stood much as did Quirin before American courts. Yamashita's
offenses were committed on our territory, he was tried within the
jurisdiction of our insular courts, and he was imprisoned within
territory of the United States. None of these heads of jurisdiction
can be invoked by these prisoners.
Despite this, the doors of our courts have not been summarily
closed upon these prisoners. Three courts have considered their
application and have provided their counsel opportunity to advance
every argument in their
Page 339 U. S. 781
support and to show some reason in the petition why they should
not be subject to the usual disabilities of nonresident enemy
aliens. This is the same preliminary hearing as to sufficiency of
application that was extended in
Quirin, supra, Yamashita,
supra, and
Hirota v. MacArthur, 338 U.
S. 197. After hearing all contentions they have seen fit
to advance and considering every contention we can base on their
application and the holdings below, we arrive at the same
conclusion the Court reached in each of those cases,
viz.:
that no right to the writ of habeas corpus appears.
III
The Court of Appeals dispensed with all requirement of
territorial jurisdiction based on place of residence, captivity,
trial, offense, or confinement. It could not predicate relief upon
any intraterritorial contact of these prisoners with our laws or
institutions. Instead, it gave our Constitution an extraterritorial
application to embrace our enemies in arms. Right to the writ, it
reasoned, is a subsidiary procedural right that follows from
possession of substantive constitutional rights. These prisoners,
it considered, are invested with a right of personal liberty by our
Constitution, and therefore must have the right to the remedial
writ. The court stated the steps in its own reasoning as
follows:
"
First. The Fifth Amendment, by its terms, applies to
'any person.'
Second. Action of Government officials in
violation of the Constitution is void. This is the ultimate essence
of the present controversy.
Third. A basic and inherent
function of the judicial branch of a government built upon a
constitution is to set aside void action by government officials,
and so to restrict executive action to the confines of the
constitution. In our jurisprudence, no Government action which is
void under the Constitution is exempt from judicial power.
Fourth. The writ
Page 339 U. S. 782
of habeas corpus is the established, time-honored process in our
law for testing the authority of one who deprives another of his
liberty -- 'the best and only sufficient defense of personal
freedom.' . . ."
84 U.S.App.D.C. 396, 398-399, 174 F.2d 961, 963-964.
The doctrine that the term "any person" in the Fifth Amendment
spreads its protection over alien enemies anywhere in the world
engaged in hostilities against us should be weighed in light of the
full text of that Amendment:
"No person shall be held to answer for a capital, or otherwise
infamous crime, unless on a presentment or indictment of a Grand
Jury, except in cases arising in the land or naval forces, or in
the Militia, when in actual service in time of War or public
danger; nor shall any person be subject for the same offence to be
twice put in jeopardy of life or limb; nor shall be compelled in
any criminal case to be a witness against himself, nor be deprived
of life, liberty, or property, without due process of law; nor
shall private property be taken for public use, without just
compensation."
When we analyze the claim prisoners are asserting and the court
below sustained, it amounts to a right not to be tried at all for
an offense against our armed forces. If the Fifth Amendment
protects them from military trial, the Sixth Amendment as clearly
prohibits their trial by civil courts. The latter requires in all
criminal prosecutions that "the accused" be tried
"by an impartial jury of the State and district wherein the
crime shall have been committed, which district shall have been
previously ascertained by law."
And if the Fifth be held to embrace these prisoners because it
uses the inclusive term "no person," the Sixth must, for it applies
to all "accused." No suggestion is advanced by the court below or
by prisoners of any constitutional
Page 339 U. S. 783
method by which any violations of the laws of war endangering
the United States forces could be reached or punished, if it were
not by a Military Commission in the theater where the offense was
committed.
The Court of Appeals has cited no authority whatever for holding
that the Fifth Amendment confers rights upon all persons, whatever
their nationality, wherever they are located and whatever their
offenses, except to quote extensively from a dissenting opinion in
In re Yamashita, 327 U. S. 1,
327 U. S. 26. The
holding of the Court in that case is, of course, to the
contrary.
If this Amendment invests enemy aliens in unlawful hostile
action against us with immunity from military trial, it puts them
in a more protected position than our own soldiers. American
citizens conscripted into the military service are thereby stripped
of their Fifth Amendment rights, and, as members of the military
establishment, are subject to its discipline, including military
trials for offenses against aliens or Americans.
Cf. Humphrey
v. Smith, 336 U. S. 695;
Wade v. Hunter, 336 U. S. 684. Can
there be any doubt that our foes would also have been excepted but
for the assumption "any person" would never be read to include
those in arms against us? It would be a paradox indeed if what the
Amendment denied to Americans it guaranteed to enemies. And, of
course, it cannot be claimed that such shelter is due them as a
matter of comity for any reciprocal rights conferred by enemy
governments on American soldiers. [
Footnote 11]
Page 339 U. S. 784
The decision below would extend coverage of our Constitution to
nonresident alien enemies denied to resident alien enemies. The
latter are entitled only to judicial hearing to determine what the
petition of these prisoners admits: that they are really alien
enemies. When that appears, those resident here may be deprived of
liberty by Executive action without hearing.
Ludecke v.
Watkins, 335 U. S. 160.
While this is preventive, rather than punitive, detention, no
reason is apparent why an alien enemy charged with having committed
a crime should have greater immunities from Executive action than
one who it is only feared might at some future time commit a
hostile act.
If the Fifth Amendment confers it rights on all the world except
Americans engaged in defending it, the same must be true of the
companion civil rights Amendments, for none of them is limited by
its express terms, territorially or as to persons. Such a
construction would mean that, during military occupation,
irreconcilable enemy elements, guerrilla fighters, and
"were-wolves" could require the American Judiciary to assure them
freedoms of speech, press, and assembly as in the First Amendment,
right to bear arms as in the Second, security against
"unreasonable" searches and seizures as in the Fourth, as well as
rights to jury trial as in the Fifth and Sixth Amendments.
Such extraterritorial application of organic law would have been
so significant an innovation in the practice of governments that,
if intended or apprehended, it could scarcely have failed to excite
contemporary comment. Not one word can be cited. No decision of
this Court supports such a view.
Cf. 182 U.
S. Bidwell, 182 U.S.
Page 339 U. S. 785
244. None of the learned commentators on our Constitution has
ever hinted at it. The practice of every modern government is
opposed to it.
We hold that the Constitution does not confer a right of
personal security or an immunity from military trial and punishment
upon an alien enemy engaged in the hostile service of a government
at war with the United States.
IV
The Court of Appeals appears to have been of opinion that the
petition shows some action by some official of the United States in
excess of his authority which confers a private right to have it
judicially voided. Its Second and Third propositions were that
"action of government officials in violation of the Constitution is
void," and "a basic and inherent function of the judicial branch .
. . is to set aside void action by government officials. . . ." For
this reason, it thought the writ could be granted.
The petition specifies four reasons why conviction of the
Military Commission was in excess of its jurisdiction: two based on
the Geneva Convention on July 27, 1929, 47 Stat. 2021, with which
we deal later, and two apparently designed to raise constitutional
questions. The constitutional contentions are that
"the detention of the prisoners as convicted war criminals is
illegal, and in violation of Articles I and III of the Constitution
of the United States and of the Fifth Amendment thereto, and of
other provisions of said Constitution and laws of the United States
. . in that: "
"(a) There being no charge of an offense against the laws of war
by the prisoners, the Military Commission was without
jurisdiction."
"(b) In the absence of hostilities, martial law, or American
military occupation of China, and in view of treaties between the
United States and China
Page 339 U. S. 786
dated February 4, 1943, and May 4, 1943, and between Germany and
China, dated May 18, 1921, the Military Commission was without
jurisdiction."
The petition does not particularize and neither does the court
below the specific respects in which it is claimed acts of the
Military were
ultra vires.
The jurisdiction of military authorities, during or following
hostilities, to punish those guilty of offenses against the laws of
war is long established. By the Treaty of Versailles,
"The German Government recognizes the right of the Allied and
Associated Powers to bring before military tribunals persons
accused of having committed acts in violation of the laws and
customs of war."
Article 228. This Court has characterized as "well established"
the
"power of the military to exercise jurisdiction over members of
the armed forces, those directly connected with such forces, or
enemy belligerents, prisoners of war, or others charged with
violating the laws of war."
Duncan v. Kahanamoku, 327 U. S. 304,
327 U. S. 312,
327 U. S.
313-314. And we have held in the
Quirin and
Yamashita cases,
supra, that the Military
Commission is a lawful tribunal to adjudge enemy offenses against
the laws of war. [
Footnote
12]
It is not for us to say whether these prisoners were or were not
guilty of a war crime, or whether, if we were to retry the case, we
would agree to the findings of fact or the application of the laws
of war made by the Military Commission. The petition shows that
these prisoners were formally accused of violating the laws of war
and fully informed of particulars of these charges. As we observed
in the
Yamashita case,
"If the military tribunals have lawful authority to hear,
decide, and condemn, their action is not subject to judicial review
merely because they have made a wrong decision on disputed
Page 339 U. S. 787
facts. Correction of their errors of decision is not for the
courts, but for the military authorities which are alone authorized
to review their decisions."
327 U. S. 327 U.S.
1,
327 U. S. 8. "We
consider here only the lawful power of the commission to try the
petitioner for the offense charged."
Ibid.
That there is a basis in conventional and long established law
by which conduct ascribed to them might amount to a violation seems
beyond question. Breach of the terms of an act of surrender is no
novelty among war crimes.
"That capitulations must be scrupulously adhered to is an old
customary rule, since enacted by Article 35 of the Hague
Regulations. [
Footnote 13]
Any act contrary to a capitulation would constitute an
international delinquency if ordered by a belligerent Government,
and a war crime if committed without such order. Such violation may
be met by reprisals or punishment of the offenders as war
criminals."
II Oppenheim, International Law 433 (6th ed. rev., Lauterpacht,
1944). Vattel tells us:
"If any of the subjects, whether military men or private
citizens, offend against the truce . . . , the delinquents should
be compelled to make ample compensation for the damage, and
severely punished. . . ."
Law of Nations,
Page 339 U. S. 788
Book III, c. XVI, § 241. And so too, Lawrence, who says,
"If . . . the breach of the conditions agreed upon is the act of
unauthorized individuals, the side that suffers . . . may demand
the punishment of the guilty parties and an indemnity for any
losses it has sustained."
Principles of International Law (5th ed.) p. 566. It being
within the jurisdiction of a Military Commission to try the
prisoners, it was for it to determine whether the laws of war
applied and whether an offense against them had been committed.
We can only read "(b)" to mean either that the presence of the
military forces of the United States in China at the times in
question was unconstitutional, or, if lawfully there, that they had
no right under the Constitution to set up a Military Commission on
Chinese territory. But it can hardly be meant that it was
unconstitutional for the Government of the United States to wage a
war in foreign parts. Among powers granted to Congress by the
Constitution is power to provide for the common defense, to declare
war, to raise and support armies, to provide and maintain a navy,
and to make rules for the government and regulation of the land and
naval forces, Art. I, § 8, Const. It also gives power to make rules
concerning captures on land and water,
ibid., which this
Court has construed as an independent substantive power.
Brown v. United
States, 8 Cranch 110,
12 U. S. 126.
Indeed, out of seventeen specific paragraphs of congressional
power, eight of them are devoted in whole or in part to
specification of powers connected with warfare. The first of the
enumerated powers of the President is that he shall be
Commander-in-Chief of the Army and Navy of the United States. Art.
II, § 2, Const. And, of course, grant of war power includes all
that is necessary and proper for carrying these powers into
execution.
Page 339 U. S. 789
Certainly it is not the function of the Judiciary to entertain
private litigation -- even by a citizen -- which challenges the
legality, the wisdom, or the propriety of the Commander-in-Chief in
sending our armed forces abroad or to any particular region. China
appears to have fully consented to the trial within her
territories, and, if China had complaint at the presence of
American forces there, China's grievance does not become these
prisoners' right. The issue tendered by "(b)" involves a challenge
to conduct of diplomatic and foreign affairs, for which the
President is exclusively responsible.
United States v.
Curtiss-Wright Export Corp., 299 U. S. 304;
Chicago & Southern Air Lines v. Waterman Steamship
Corp., 333 U. S. 103.
These prisoners do not assert, and could not, that anything in
the Geneva Convention makes them immune from prosecution or
punishment for war crimes. [
Footnote 14] Article 75 thereof expressly provides that a
prisoner of war may be detained until the end of such proceedings
and, if necessary, until the expiration of the punishment. 47 Stat.
2021, 2055.
The petition, however, makes two claims in the nature of
procedural irregularities said to deprive the Military Commission
of jurisdiction. One is that the United States was obliged to give
the protecting power of Germany
Page 339 U. S. 790
notice of the trial as specified in Article 60 of the
Convention. This claim the Court has twice considered and twice
rejected, holding that such notice is required only of proceedings
for disciplinary offenses committed during captivity, and not in
case of war crimes committed before capture.
Ex parte Quirin,
supra; Ex parte Yamashita, supra.
The other claim is that they were denied trial "by the same
courts and according to the same procedure as in the case of
persons belonging to the armed forces of the detaining power,"
required by Article 63 of the Convention. It may be noted that no
prejudicial disparity is pointed out as between the Commission that
tried prisoners and those that would try an offending soldier of
the American forces of like rank. By a parity of reasoning with
that in the foregoing decisions, this Article also refers to those,
and only to those, proceedings for disciplinary offenses during
captivity. Neither applies to a trial for war crimes.
We are unable to find that the petition alleges any fact showing
lack of jurisdiction in the military authorities to accuse, try and
condemn these prisoners or that they acted in excess of their
lawful powers.
V
The District Court dismissed this petition on authority of
Ahrens v. Clark, 335 U. S. 188. The
Court of Appeals considered only questions which it regarded as
reserved in that decision and in
Ex parte Endo,
323 U. S. 283.
Those cases dealt with persons both residing and detained within
the United States and whose capacity and standing to invoke the
process of federal courts somewhere was unquestioned. The issue was
where.
Since, in the present application, we find no basis for invoking
federal judicial power in any district, we need
Page 339 U. S. 791
not debate as to where, if the case were otherwise, the petition
should be filed.
For reasons stated, the judgment of the Court of Appeals is
reversed, and the judgment of the District Court dismissing the
petition is affirmed.
Reversed.
[
Footnote 1]
From January, 1948, to today, motions for leave to file
petitions for habeas corpus in this Court, and applications treated
by the Court as such, on behalf of over 200 German enemy aliens
confined by American military authorities abroad were filed and
denied.
Brandt v. United States and 13 companion cases,
333 U.S. 836;
In re Eichel (one petition on behalf of
three persons), 333 U.S. 865;
Everett v. Truman (one
petition on behalf of 74 persons), 334 U.S. 824;
In re
Krautwurst, and 11 companion cases, 334 U.S. 826;
In re
Ehlen et al., and
In re Girke et al., 334 U.S. 836;
In re Gronwald et al., 334 U.S. 857;
In re
Stattmann, and 3 companion cases, 335 U.S. 805;
In re
Vetter, and 6 companion cases, 335 U.S. 841;
In re
Eckstein, 335 U.S. 851;
In re Heim, 335 U.S. 856;
In re Dammann, and 4 companion cases, 336 U.S. 922-923;
In re Muhlbauer, and 57 companion cases, covering at least
80 persons,
336 U. S. 964;
In re Felsch, 337 U.S. 953;
In re Buerger, 338
U.S. 884;
In re Hans, 339 U.S. 976;
In re
Schmidt, 339 U.S. 976;
Lammers v. United States, 339
U.S. 976.
And see also Milch v. United States, 332 U.S.
789.
These cases and the variety of questions they raised are
analyzed and discussed by Fairman, Some New Problems of the
Constitution Following the Flag, 1 Standard L.Rev. 587.
[
Footnote 2]
". . . In the primary meaning of the words, an alien friend is
the subject of a foreign state at peace with the United States; an
alien enemy is the subject of a foreign state at war with the
United States. 1 Kent, Comm. p. 55; 2 Halleck, Int.L. (Rev.1908) p.
1; Hall, Int.Law (7th Ed.) p. 403, § 126; Baty & Morgan, 'War:
Its Conduct and Legal Results,' p. 247; 1 Halsbury, Laws of
England, p. 310;
Sylvester's Case, 7 Mod. 150;
The
Roumanian, 1915, Prob.Div. 26;
aff'd, 1916, 1 A.C.
124;
Griswold v. Waddington, 16 Johns. 437 [438,] 448;
White v.
Burnley, 20 How. 235,
61 U. S.
249;
The Benito Estenger, 176 U. S.
568,
176 U. S. 571;
Kershaw
v. Kelsey, 100 Mass. 561; so all the lexicographers, as,
e.g., Webster, Murray, Abbott, Black, Bouvier. . . ."
Cardozo, J., in
Techt v. Hughes, 229 N.Y. 222, 229, 128
N.E. 185, 186.
[
Footnote 3]
For cases in lower courts,
see Note, 18 Geo.Wash.L.Rev.
410.
[
Footnote 4]
"Whenever it is made known to the President that any citizen of
the United States has been unjustly deprived of his liberty by or
under the authority of any foreign government, it shall be the duty
of the President forthwith to demand of that government the reasons
of such imprisonment, and if it appears to be wrongful and in
violation of the rights of American citizenship, the President
shall forthwith demand the release of such citizen, and if the
release so demanded is unreasonably delayed or refused, the
President shall use such means, not amounting to acts of war, as he
may think necessary and proper to obtain or effectuate the release,
and all the facts and proceedings relative thereto shall as soon as
practicable be communicated by the President to Congress."
15 Stat. 224, 8 U.S.C. § 903b.
[
Footnote 5]
See Delaney, The Alien Enemy and the Draft, 12 Brooklyn
L.Rev. 91.
[
Footnote 6]
". . . In 1798, the 5th Congress passed three acts in rapid
succession, "An Act concerning Aliens," approved June 25, 1798 (1
Stat. 570), "An Act respecting Alien Enemies," approved July 6,
1798 (1 Stat. 577), and "An Act in addition to the act, entitled
An act for the punishment of certain crimes against the United
States,'" approved July 14, 1798. [1 Stat. 596.] The first and last
were the Alien and Sedition Acts, vigorously attacked in Congress
and by the Virginia and Kentucky Resolutions as unconstitutional.
But the members of Congress who vigorously fought the Alien Act saw
no objection to the Alien Enemy Act. [8 Annals of Cong. 2035 (5th
Cong., 1798).] In fact, Albert Gallatin, who led that opposition,
was emphatic in distinguishing between the two bills and in
affirming the constitutional power of Congress over alien enemies
as part of the power to declare war. [Id. at 1980.] James
Madison was the author of the Virginia Resolutions, and, in his
report to the Virginia House of Delegates the ensuing year after
the deluge of controversy, he carefully and with some tartness
asserted a distinction between alien members of a hostile nation
and alien members of a friendly nation, disavowed any relation of
the Resolutions to alien enemies, and declared,"
"With respect to alien enemies, no doubt has been intimated as
to the federal authority over them; the Constitution having
expressly delegated to Congress the power to declare war against
any nation, and, of course, to treat it and all its members as
enemies."
"[Madison's Report, 4 Elliot's Deb. 546, 554 (1800).] Thomas
Jefferson wrote the Kentucky Resolutions, and he was meticulous in
identifying the Act under attack as the Alien Act 'which assumes
power over alien friends.' [Kentucky Resolutions of 1798 and 1799,
4 Elliot's Deb. 540, 541.] It is certain that, in the white light
which beat about the subject in 1798, if there had been the
slightest question in the minds of the authors of the Constitution
or their contemporaries concerning the constitutionality of the
Alien Enemy Act, it would have appeared. None did."
"The courts, in an unbroken line of cases from
Fries'
Case [
Case of Fries, C.C.D.Pa.1799, 9 Fed.Cas. at
pages 826, 830
et seq., No. 5,126], in 1799 to
Schwarzkopf's case [
United States ex rel. Schwarzkopf
v. Uhl, 1943, 137 F.2d 898] in 1943, have asserted or assumed
the validity of the Act and based numerous decisions upon the
assumption. [
Brown v. United States,
1814, 8 Cranch 110;
De Lacey v. United States, 1918, 249
F. 625, L.R.A.1918E, 1011;
Grahl v. United States, 1919,
261 F. 487;
Lockington's Case, 1813, Brightly, N.P., Pa.
269, 283;
Lockington v. Smith, C.C.D.Pa. 1817, 15 Fed.Cas.
page 758, No. 8,448;
Ex parte Graber, D.C.N.D.Ala.1918,
247 F. 882;
Minotto v. Bradley, D.C.N.D.Ill.1918, 252 F.
600;
Ex parte Fronklin, D.C.Miss.1918, 253 F. 984;
Ex
parte Risse, D.C.S.D.N.Y.1919, 257 F. 102;
Ex parte
Gilroy, D.C.S.D.N.Y.1919, 257 F. 110.] The judicial view has
been without dissent."
"At common law, 'alien enemies have no rights, no privileges,
unless by the king's special favour, during the time of war.' [1
Blackstone * 372, 373.]"
Prettyman, J. in
Citizens Protective League v. Clark,
81 U.S.App.D.C. 116, 119, 155 F.2d 290, 293.
[
Footnote 7]
See also Notes, 22 So.Cal.L.Rev. 307; 60 Harv.L.Rev.
456; 47 Mich.L.Rev. 404; 17 Geo.Wash.L.Rev. 578; 27 N.C.L.Rev. 238;
34 Corn.L.Q. 425. In this respect, our courts follow the practice
of the English courts. 44 Am.J.Int.L. 382.
[
Footnote 8]
See cases collected in Annotations, 137 A.L.R. 1335,
1355; 1918B L.R.A. 189, 191.
See also Borchard, The Right
of Alien Enemies to Sue in Our Courts, 27 Yale L.J. 104; Gordon,
The Right of Alien Enemies to Sue in American Courts, 36 Ill.L.Rev.
809, 810; Battle, Enemy Litigants in Our Courts, 28 Va.L.Rev. 429;
Rylee, Enemy Aliens as Litigants, 12 Geo.Wash.L.Rev. 55, 65; notes,
5 U. of Detroit L.J. 106, 22 Neb.L.Rev. 36, 30 Cal.L.Rev. 358, 54
Harv.L.Rev. 350.
[
Footnote 9]
28 U.S.C. § 2243, provides in part:
"Unless the application for the writ and the return present only
issues of law, the person to whom the writ is directed shall be
required to produce at the hearing the body of the person
detained."
[
Footnote 10]
"Habeas Corpus . . . thou [shalt] have the body [sc. in
court]."
"A writ issuing out of a court of justice . . . requiring the
body of a person to be brought before the judge or into the court
for the purpose specified in the writ; . . . requiring the body of
a person restrained of liberty to be brought before the judge or
into court, that the lawfulness of the restraint may be
investigated and determined."
The Oxford English Dictionary (1933), Vol. V, p. 2.
[
Footnote 11]
"All merchants, if they were not openly prohibited before, shall
have their safe and sure conduct to depart out of England, to come
into England, to tarry in, and go through England, as well by land
as by water, to buy and sell without any manner of evil tolles by
the old and rightful customs, except in time of war;
and if
they be of a land making war against us, and be found in our realm
at the beginning of the wars, they shall be attached without harm
of body or goods, until it be known unto us, or our chief justice,
how our merchants be entreated who are then found in the land
making war against us, and if our merchants be well intreated
there, theirs shall be likewise with us."
(Emphasis added.) C. 30 of the Magna Carta, in 3 The Complete
Statutes of England (Halsbury's Laws of England 1929) at p. 27.
[
Footnote 12]
See Green, The Military Commission, 42 Am.J.Int.L.
832.
[
Footnote 13]
Article XXXV of Convention IV signed at The Hague, October 18,
1907, 36 Stat. 2277, 2305, provides:
"Capitulations agreed upon between contracting parties must take
into account the rules of military honour."
"Once settled, they must be scrupulously observed by both
parties."
And see VII Moore, International Law Digest (1906)
330:
"If there is one rule of the law of war more clear and
peremptory than another, it is that compacts between enemies, such
as truces and capitulations, shall be faithfully adhered to, and
their nonobservance is denounced as being manifestly at variance
with the true interest any duty not only of the immediate parties,
but of all mankind. Mr. Webster, Sec. of State, to Mr. Thompson,
Apr. 5, 1842, 6 Webster's Works, 438."
[
Footnote 14]
We are not holding that these prisoners have no right which the
military authorities are bound to respect. The United States, by
the Geneva Convention of July 27, 1929. 47 Stat. 2021, concluded
with forty-six other countries, including the German Reich, an
agreement upon the treatment to be accorded captives. These
prisoners claim to be and are entitled to its protection. It is,
however, the obvious scheme of the Agreement that responsibility
for observance and enforcement of these rights is upon political
and military authorities. Rights of alien enemies are vindicated
under it only through protests and intervention of protecting
powers as the rights of our citizens against foreign governments
are vindicated only by Presidential intervention.
MR. JUSTICE BLACK, with whom MR. JUSTICE DOUGLAS and MR. JUSTICE
BURTON concur, dissenting.
Not only is United States citizenship a "high privilege," it is
a priceless treasure. For that citizenship is enriched beyond price
by our goal of equal justice under law -- equal justice not for
citizens alone, but for all persons coming within the ambit of our
power. This ideal gave birth to the constitutional provision for an
independent judiciary with authority to check abuses of executive
power and to issue writs of habeas corpus liberating persons
illegally imprisoned. [
Footnote
2/1]
This case tests the power of courts to exercise habeas corpus
jurisdiction on behalf of aliens, imprisoned in Germany, under
sentences imposed by the executive through military tribunals. The
trial court held that, because the persons involved are imprisoned
overseas, it had no territorial jurisdiction even to consider their
petitions. The Court of Appeals reversed the District Court's
dismissal on the ground that the judicial, rather than the
executive, branch of government is vested with final authority to
determine the legality of imprisonment for crime. 84 U.S.App.D.C.
396, 174 F.2d 961. This Court now affirms the District Court's
dismissal. I agree with the Court of Appeals, and need add little
to the
Page 339 U. S. 792
cogent reasons given for its decision. The board reach of
today's opinion, however, requires discussion.
First. In
339 U. S. the
Court apparently bases its holding that the District Court was
without jurisdiction on its own conclusion that the petition for
habeas corpus failed to show facts authorizing the relief prayed
for. But jurisdiction of a federal district court does not depend
on whether the initial pleading sufficiently states a cause of
action; if a court has jurisdiction of subject matter and parties,
it should proceed to try the case, beginning with consideration of
the pleadings.
Bell v. Hood, 327 U.
S. 678,
327 U. S.
682-683;
Ex parte Kawato, 317 U. S.
69,
317 U. S. 71.
[
Footnote 2/2] Therefore,
339 U. S. and
lends no support whatever to the Court's holding that the District
Court was without jurisdiction.
Moreover, the question of whether the petition showed on its
face that these prisoners had violated the laws of war, even if it
were relevant, is not properly before this Court. The trial court
did not reach that question, because it concluded that their
imprisonment outside its district barred it even from considering
the petition; its doors were "summarily closed." And, in reversing,
the Court of Appeals specifically rejected requests that it
consider the sufficiency of the petition, properly remanding the
cause to the District Court for that determination -- just as this
Court did in the
Hood and
Kawato cases,
supra. The Government's petition for certiorari here
presented no question except that of jurisdiction, and neither
party has argued, orally or in briefs, that this Court should pass
on the sufficiency of the petition.
Page 339 U. S. 793
To decide this unargued question under these circumstances seems
an unwarranted and highly improper deviation from ordinary judicial
procedure. At the very least, fairness requires that the Court hear
argument on this point.
Despite these objections, the Court now proceeds to find a "war
crime" in the fact that, after Germany had surrendered these
prisoners gave certain information to Japanese military forces. I
am not convinced that this unargued question is correctly decided.
The petition alleges that, when the information was given, the
accused were "under the control of the armed forces of the Japanese
Empire," in Japanese-occupied territory. Whether obedience to
commands of their Japanese superiors would, in itself, constitute
"unlawful" belligerency in violation of the laws of war is not so
simple a question as the Court assumes. The alleged circumstances,
if proven, would place these Germans in much the same position as
patriotic French, Dutch, or Norwegian soldiers who fought on with
the British after their homelands officially surrendered to Nazi
Germany. There is not the slightest intimation that the accused
were spies, or engaged in cruelty, torture, or any conduct other
than that which soldiers or civilians might properly perform when
entangled in their country's war. It must be remembered that
legitimate "acts of warfare," however murderous, do not justify
criminal conviction. In
Ex parte Quirin, 317 U. S.
1,
317 U. S. 30-31,
we cautioned that military tribunals can punish only "unlawful"
combatants; it is no "crime" to be a soldier.
See also Dow v.
Johnson, 100 U. S. 158,
100 U. S. 169;
Ford v. Surget, 97 U. S. 594,
97 U. S.
605-606. Certainly decisions by the trial court and the
Court of Appeals concerning applicability of that principle to
these facts would be helpful, as would briefs and arguments by the
adversary parties. It should not be decided by this Court now
without that assistance, particularly since
Page 339 U. S. 794
failure to remand deprives these petitioners of any right to
meet alleged deficiencies by amending their petitions.
Second. In Parts I, II, and III of its opinion, the
Court apparently holds that no American court can even consider the
jurisdiction of the military tribunal to convict and sentence these
prisoners for the alleged crime. Except insofar as this holding
depends on the gratuitous conclusions in Part IV (and I cannot tell
how far it does), it is based on the facts that (1) they were enemy
aliens who were belligerents when captured, and (2) they were
captured, tried, and imprisoned outside our realm, never having
been in the United States.
The contention that enemy alien belligerents have no standing
whatever to contest conviction for war crimes by habeas corpus
proceedings has twice been emphatically rejected by a unanimous
Court. In
Ex parte Quirin, 317 U. S.
1, we held that status as an enemy alien did not
foreclose
"consideration by the courts of petitioners' contentions that
the Constitution and laws of the United States constitutionally
enacted forbid their trial by military commission."
Id. 317 U.S. at
317 U. S. 25.
This we did in the face of a presidential proclamation denying such
prisoners access to our courts. Only after thus upholding
jurisdiction of the courts to consider such habeas corpus petitions
did we go on to deny those particular petitions upon a finding that
the prisoners had been convicted by a military tribunal of
competent jurisdiction for conduct that we found constituted an
actual violation of the law of war. Similarly,
In Re
Yamashita, 327 U. S. 1, we held
that courts could inquire whether a military commission, promptly
after hostilities had ceased, had lawful authority to try and
condemn a Japanese general charged with violating the law of war
before hostilities had ceased. There we stated:
"[T]he Executive branch of the government could not, unless
there was suspension of the writ, withdraw from the courts the duty
and power to
Page 339 U. S. 795
make such inquiry into the authority of the commission as may be
made by habeas corpus."
Id. at
327 U. S. 9. That
we went on to deny the requested writ, as in the
Quirin
case, in no way detracts from the clear holding that habeas corpus
jurisdiction is available even to belligerent aliens convicted by a
military tribunal for an offense committed in actual acts of
warfare.
Since the Court expressly disavows conflict with the
Quirin or
Yamashita decisions, it must be relying
not on the status of these petitioners as alien enemy belligerents,
but rather on the fact that they were captured, tried, and
imprisoned outside our territory. The Court cannot, and, despite
its rhetoric on the point, does not, deny that, if they were
imprisoned in the United States, our courts would clearly have
jurisdiction to hear their habeas corpus complaints. Does a
prisoner's right to test legality of a sentence then depend on
where the Government chooses to imprison him? Certainly the
Quirin and
Yamashita opinions lend no support to
that conclusion, for, in upholding jurisdiction, they place no
reliance whatever on territorial location. The Court is fashioning
wholly indefensible doctrine if it permits the executive branch, by
deciding where its prisoners will be tried and imprisoned, to
deprive all federal courts of their power to protect against a
federal executive's illegal incarcerations.
If the opinion thus means, and it apparently does, that these
petitioners are deprived of the privilege of habeas corpus solely
because they were convicted and imprisoned overseas, the Court is
adopting a broad and dangerous principle. The range of that
principle is underlined by the argument of the Government brief
that habeas corpus is not even available for American citizens
convicted and imprisoned in Germany by American military tribunals.
While the Court wisely disclaims any such necessary effect for its
holding, rejection of the Government's argument is certainly made
difficult by the logic of today's
Page 339 U. S. 796
opinion. Conceivably, a majority may hereafter find citizenship
a sufficient substitute for territorial jurisdiction, and thus
permit courts to protect Americans from illegal sentences. But the
Court's opinion inescapably denies courts power to afford the least
bit of protection for any alien who is subject to our occupation
government abroad, even if he is neither enemy nor belligerent, and
even after peace is officially declared. [
Footnote 2/3]
Third. It has always been recognized that actual
warfare can be conducted successfully only if those in command are
left the most ample independence in the theater of operations. Our
Constitution is not so impractical or inflexible that it unduly
restricts such necessary independence. It would be fantastic to
suggest that alien enemies could hail our military leaders into
judicial tribunals to account for their day to day activities on
the battlefront. Active fighting forces must be free to fight while
hostilities are in progress. But that undisputable axiom has no
bearing on this case or the general problem from which it
arises.
When a foreign enemy surrenders, the situation changes markedly.
If our country decides to occupy conquered territory either
temporarily or permanently, it assumes the problem of deciding how
the subjugated people will be ruled, what laws will govern, who
will promulgate them, and what governmental agency of ours will see
that they are properly administered. This responsibility
immediately raises questions concerning the extent to which our
domestic laws, constitutional and statutory, are transplanted
abroad. Probably no one would suggest, and certainly I would not,
that this nation either must or should attempt to apply every
constitutional
Page 339 U. S. 797
provision of the Bill of Rights in controlling temporarily
occupied countries. But that does not mean that the Constitution is
wholly inapplicable in foreign territories that we occupy and
govern.
See Downes v. Bidwell, 182 U.
S. 244.
The question here involves a far narrower issue. Springing from
recognition that our government is composed of three separate and
independent branches, it is whether the judiciary has power in
habeas corpus proceedings to test the legality of criminal
sentences imposed by the executive through military tribunals in a
country which we have occupied for years. The extent of such a
judicial test of legality under charges like these, as we have
already held in the
Yamashita case, is of most limited
scope. We ask only whether the military tribunal was legally
constituted, and whether it had jurisdiction to impose punishment
for the conduct charged. Such a limited habeas corpus review is the
right of every citizen of the United States, civilian or soldier
(unless the Court adopts the Government's argument that Americans
imprisoned abroad have lost their right to habeas corpus). Any
contention that a similarly limited use of habeas corpus for these
prisoners would somehow give them a preferred position in the law
cannot be taken seriously.
Though the scope of habeas corpus review of military tribunal
sentences is narrow, I think it should not be denied to these
petitioners and others like them. We control that part of Germany
we occupy. These prisoners were convicted by our own military
tribunals under our own Articles of War, years after hostilities
had ceased. However illegal their sentences might be, they can
expect no relief from German courts or any other branch of the
German Government we permit to function. Only our own courts can
inquire into the legality of their imprisonment. Perhaps, as some
nations believe, there is merit in leaving the administration of
criminal laws
Page 339 U. S. 798
to executive and military agencies completely free from judicial
scrutiny. Our Constitution has emphatically expressed a contrary
policy.
As the Court points out, Paul was fortunate enough to be a Roman
citizen when he was made the victim of prejudicial charges; that
privileged status afforded him an appeal to Rome, with a right to
meet his "accusers face to face." Acts 25:16. But other martyrized
disciples were not so fortunate. Our Constitution has led people
everywhere to hope and believe that, wherever our laws control, all
people, whether our citizens or not, would have an equal chance
before the bar of criminal justice.
Conquest by the United States, unlike conquest by many other
nations, does not mean tyranny. For our people "choose to maintain
their greatness by justice, rather than violence." [
Footnote 2/4] Our constitutional principles are
such that their mandate of equal justice under law should be
applied as well when we occupy lands across the sea as when our
flag flew only over thirteen colonies. Our nation proclaims a
belief in the dignity of human beings as such, no matter what their
nationality or where they happen to live. Habeas corpus, as an
instrument to protect against illegal imprisonment, is written into
the Constitution. Its use by courts cannot, in my judgment, be
constitutionally abridged by Executive or by Congress. I would hold
that our courts can exercise it whenever any United States official
illegally imprisons any person in any land we govern. [
Footnote 2/5] Courts should not for any
reason abdicate this, the loftiest power with which the
Constitution has endowed them.
[
Footnote 2/1]
Article I, § 9, cl. 2 of the Constitution provides:
"The Privilege of the Writ of Habeas Corpus shall not be
suspended, unless when in Cases of Rebellion or Invasion the public
Safety may require it."
[
Footnote 2/2]
Cases are occasionally dismissed where the claims are "wholly
insubstantial and frivolous,"
Bell v. Hood, supra, but the
very complexity of this Court's opinion belies any such
classification of this petition.
[
Footnote 2/3]
The Court indicates that not even today can a nonresident German
or Japanese bring even a civil suit in American courts. With this
restrictive philosophy
compare Ex parte Kawato,
317 U. S. 69;
See also McKenna v.
Fisk, 1 How. 241,
42 U. S.
249.
[
Footnote 2/4]
This goal for government is not new. According to Taxitus, it
was achieved by another people almost 2,000 years ago.
See
2 Works of Taxitus 326 (Oxford trans., New York, 1869).
[
Footnote 2/5]
See the concurring opinion of MR. JUSTICE DOUGLAS in
Hirota v. MacArthur, 338 U. S. 197,
338 U. S.
199.