Upon an indictment charging use of the mails to defraud, and
conspiracy so to do, respondents were convicted in the District
Court. The indictment charged a scheme to defraud through
representations -- involving respondents' religious doctrines or
beliefs -- which were alleged to be false and known by the
respondents to be false. Holding that the District Court had
restricted the jury to the issue of respondents' good faith and
that this was error, the Circuit Court of Appeals reversed and
granted a new trial.
Held:
1. The only issue submitted to the jury by the District Court
was whether respondents believed the representations to be true. P.
322 U.S. 84.
2. Respondents did not acquiesce in the withdrawal from the jury
of the issue of the truth of their religious doctrines or beliefs,
and are not barred by the rule of
Johnson v. United
States, 318 U. S. 189,
from reasserting here that no part of the indictment should have
been submitted to the jury. P.
322 U. S.
85.
3. The District Court properly withheld from the jury all
questions concerning the truth or falsity of respondents' religious
beliefs or doctrines. This course was required by the First
Amendment's guarantee of religious freedom. P.
322 U. S.
86.
The preferred position given freedom of religion by the First
Amendment is not limited to any particular religious group or to
any particular type of religion but applies to all. P.
322 U. S.
87.
4. Respondents may urge in support of the judgment of the
Circuit Court of Appeals points which that court reserved, but,
since these were not fully presented here either in the briefs or
oral argument, they may more appropriately be considered by that
court upon remand. P.
322 U. S.
88.
138 F.2d 540 reversed.
Certiorari, 320 U.S. 733, to review the reversal of convictions
for using the mails to defraud and conspiracy.
Page 322 U. S. 79
MR. JUSTICE DOUGLAS delivered the opinion of the Court.
Respondents were indicted and convicted for using, and
conspiring to use, the mails to defraud. § 215 Criminal Code, 18
U.S.C. § 338; § 37 Criminal Code, 18 U.S.C. § 88. The indictment
was in twelve counts. It charged a scheme to defraud by organizing
and promoting the I Am movement through the use of the mails. The
charge was that certain designated corporations were formed,
literature distributed and sold, funds solicited, and memberships
in the I Am movement sought "by means of false and fraudulent
representations, pretenses and promises." The false representations
charged were eighteen in number. It is sufficient at this point to
say that they covered respondents' alleged religious doctrines or
beliefs. They were all set forth in the first count. The following
are representative:
"that Guy W. Ballard, now deceased, alias Saint Germain, Jesus,
George Washington, and Godfre Ray King, had been selected and
thereby designated by the alleged 'ascertained masters,' Saint
Germain, as a divine messenger, and that the words of 'ascended
masters' and the words of the alleged divine entity, Saint Germain,
would be transmitted to mankind through the medium of the said Guy
W. Ballard;"
"that Guy W. Ballard, during his lifetime, and Edna W. Ballard,
and Donald Ballard, by reason of their alleged high spiritual
attainments and righteous conduct, had been selected as divine
messengers through which the words of the alleged 'ascended
masters,' including
Page 322 U. S. 80
the alleged Saint Germain, would be communicated to mankind
under the teachings commonly known as the 'I Am' movement;"
"that Guy W. Ballard, during his lifetime, and Edna W. Ballard
and Donald Ballard had, by reason of supernatural attainments, the
power to heal persons of ailments and diseases and to make well
persons afflicted with any diseases, injuries, or ailments, and did
falsely represent to persons intended to be defrauded that the
three designated persons had the ability and power to cure persons
of those diseases normally classified as curable and also of
diseases which are ordinarily classified by the medical profession
as being incurable diseases, and did further represent that the
three designated persons had in fact cured either by the activity
of one, either, or all of said persons, hundreds of persons
afflicted with diseases and ailments;"
Each of the representations enumerated in the indictment was
followed by the charge that respondents "well knew" it was false.
After enumerating the eighteen misrepresentations the indictment
also alleged:
"At the time of making all of the afore-alleged representations
by the defendants, and each of them, the defendants, and each of
them, well knew that all of said aforementioned representations
were false and untrue and were made with the intention on the part
of the defendants, and each of them, to cheat, wrong, and defraud
persons intended to be defrauded, and to obtain from persons
intended to be defrauded by the defendants, money, property, and
other things of value and to convert the same to the use and the
benefit of the defendants, and each of them;"
The indictment contained twelve counts, one of which charged a
conspiracy to defraud. The first count set forth all of the
eighteen representations, as we have said. Each of the other counts
incorporated and realleged all of them and added no additional
ones. There was a demurrer and a motion to quash each of which
asserted, among other things, that the indictment attacked the
religious beliefs
Page 322 U. S. 81
of respondents and sought to restrict the free exercise of their
religion in violation of the Constitution of the United States.
These motions were denied by the District Court. Early in the
trial, however, objections were raised to the admission of certain
evidence concerning respondents' religious beliefs. The court
conferred with counsel in absence of the jury and, with the
acquiescence of counsel for the United States and for respondents,
confined the issues on this phase of the case to the question of
the good faith of respondents. At the request of counsel for both
sides, the court advised the jury of that action in the following
language:
"Now, gentlemen, here is the issue in this case:"
"First, the defendants in this case made certain representations
of belief in a divinity and in a supernatural power. Some of the
teachings of the defendants, representations, might seem extremely
improbable to a great many people. For instance, the appearance of
Jesus to dictate some of the works that we have had introduced in
evidence, as testified to here at the opening transcription, or
shaking hands with Jesus, to some people that might seem highly
improbable. I point that out as one of the many statements."
"Whether that is true or not is not the concern of this Court
and is not the concern of the jury -- and they are going to be told
so in their instructions. As far as this Court sees the issue, it
is immaterial what these defendants preached or wrote or taught in
their classes. They are not going to be permitted to speculate on
the actuality of the happening of those incidents. Now, I think I
have made that as clear as I can. Therefore, the religious beliefs
of these defendants cannot be an issue in this court."
"The issue is: did these defendants honestly and in good faith
believe those things? If they did, they should be acquitted. I
cannot make it any clearer than that."
"If these defendants did not believe those things, they did not
believe that Jesus came down and dictated,
Page 322 U. S. 82
or that Saint Germain came down and dictated, did not believe
the things that they wrote, the things that they preached, but used
the mail for the purpose of getting money, the jury should find
them guilty. Therefore, gentlemen, religion cannot come into this
case."
The District Court reiterated that admonition in the charge to
the jury, and made it abundantly clear. The following portion of
the charge is typical:
"The question of the defendants' good faith is the cardinal
question in this case. You are not to be concerned with the
religious belief of the defendants, or any of them. The jury will
be called upon to pass on the question of whether or not the
defendants honestly and in good faith believed the representations
which are set forth in the indictment, and honestly and in good
faith believed that the benefits which they represented would flow
from their belief to those who embraced and followed their
teachings, or whether these representations were mere pretenses
without honest belief on the part of the defendants or any of them,
and, were the representations made for the purpose of procuring
money, and were the mails used for this purpose."
As we have said, counsel for the defense acquiesced in this
treatment of the matter, made no objection to it during the trial,
and indeed treated it without protest as the law of the case
throughout the proceedings prior to the verdict. Respondents did
not change their position before the District Court after verdict
and contend that the truth or verity of their religious doctrines
or beliefs should have been submitted to the jury. In their motion
for new trial, they did contend, however, that the withdrawal of
these issues from the jury was error because it was, in effect, an
amendment of the indictment. That was also one of their
specifications of errors on appeal. And other errors urged on
appeal included the overruling of the demurrer to the indictment
and the motion to quash, and the
Page 322 U. S. 83
disallowance of proof of the truth of respondents' religious
doctrines or beliefs.
The Circuit Court of Appeals reversed the judgment of conviction
and granted a new trial, one judge dissenting. 138 F.2d 540. In its
view, the restriction of the issue in question to that of good
faith was error. Its reason was that the scheme to defraud alleged
in the indictment was that respondents made the eighteen alleged
false representations, and that, to prove that defendants devised
the scheme described in the indictment,
"it was necessary to prove that they schemed to make some at
least, of the [eighteen] representations . . . and that some, at
least, of the representations which they schemed to make were
false."
138 F.2d 545. One judge thought that the ruling of the District
Court was also error because it was "as prejudicial to the issue of
honest belief as to the issue of purposeful misrepresentation."
Id., p. 546.
The case is here on a petition for a writ of certiorari which we
granted because of the importance of the question presented.
The United States contends that the District Court withdrew from
the jury's consideration only the truth or falsity of those
representations which related to religious concepts or beliefs, and
that there were representations charged in the indictment which
fell within a different category.
* The argument is
that this latter group of
Page 322 U. S. 84
representations was submitted to the jury, that they were
adequate to constitute an offense under the Act, and that they were
supported by the requisite evidence. It is thus sought to bring the
case within the rule of
Hall v. United States,
168 U. S. 632,
168 U. S.
639-640, which held that, where an indictment contained
"all the necessary averments to constitute an offense created by
the statute," a conviction would not be set aside because a
"totally immaterial fact" was averred but not proved. We do not
stop to ascertain the relevancy of that rule to this case, for we
are of the view that all of the representations charged in the
indictment which related at least in part to the religious
doctrines or beliefs of respondents were withheld from the jury.
The trial judge did not differentiate them. He referred in the
charge to the "religious beliefs" and "doctrines taught by the
defendants" as matters withheld from the jury. And, in stating that
the issue of good faith was the "cardinal question" in the case, he
charged, as already noted, that
"The jury will be called upon to pass on the question of whether
or not the defendants honestly and in good faith believed the
representations which are set forth in the indictment."
Nowhere in the charge were any of the separate representations
submitted to the jury. A careful reading of the whole charge leads
us to agree with the Circuit Court of Appeals on this phase of the
case that the only issue submitted to the jury was the question as
stated by the District Court, of respondents' "belief in their
representations and promises."
The United States contends that respondents acquiesced in the
withdrawal from the jury of the truth of their religious
Page 322 U. S. 85
doctrines or beliefs and that their consent bars them from
insisting on a different course once that one turned out to be
unsuccessful. Reliance for that position is sought in
Johnson
v. United States, 318 U. S. 189.
That case stands for the proposition that, apart from situations
involving an unfair trial, an appellate court will not grant a new
trial to a defendant on the ground of improper introduction of
evidence or improper comment by the prosecutor where the defendant
acquiesced in that course and made no objection to it. In fairness
to respondents, that principle cannot be applied here. The real
objection of respondents is not that the truth of their religious
doctrines or beliefs should have been submitted to the jury. Their
demurrer and motion to quash made clear their position that that
issue should be withheld from the jury on the basis of the First
Amendment. Moreover, their position at all times was, and still is,
that the court should have gone the whole way and withheld from the
jury both that issue and the issue of their good faith. Their
demurrer and motion to quash asked for dismissal of the entire
indictment. Their argument that the truth of their religious
doctrines or beliefs should have gone to the jury when the question
of their good faith was submitted was and is merely an alternative
argument. They never forsook their position that the indictment
should have been dismissed, and that none of it was good. Moreover,
respondents' motion for new trial challenged the propriety of the
action of the District Court in withdrawing from the jury the issue
of the truth of their religious doctrines or beliefs without also
withdrawing the question of their good faith. So we conclude that
the rule of
Johnson v. United States, supra, does not
prevent respondents from reasserting now that no part of the
indictment should have been submitted to the jury.
As we have noted, the Circuit Court of Appeals held that the
question of the truth of the representations concerning
Page 322 U. S. 86
respondent's religious doctrines or beliefs should have been
submitted to the jury. And it remanded the case for a new trial. It
may be that the Circuit Court of Appeals took that action because
it did not think that the indictment could be properly construed as
charging a scheme to defraud by means other than misrepresentations
of respondents' religious doctrines or beliefs. Or that court may
have concluded that the withdrawal of the issue of the truth of
those religious doctrines or beliefs was unwarranted because it
resulted in a substantial change in the character of the crime
charged. But, on whichever basis that court rested its action, we
do not agree that the truth or verity of respondents' religious
doctrines or beliefs should have been submitted to the jury.
Whatever this particular indictment might require, the First
Amendment precludes such a course, as the United States seems to
concede. "The law knows no heresy, and is committed to the support
of no dogma, the establishment of no sect."
Watson v.
Jones, 13 Wall. 679,
80 U. S. 728.
The First Amendment has a dual aspect. It not only "forestalls
compulsion by law of the acceptance of any creed or the practice of
any form of worship," but also "safeguards the free exercise of the
chosen form of religion."
Cantwell v. Connecticut,
310 U. S. 296,
310 U. S.
303.
"Thus, the Amendment embraces two concepts -- freedom to believe
and freedom to act. The first is absolute but, in the nature of
things, the second cannot be."
Id., pp.
310 U. S.
303-304. Freedom of thought, which includes freedom of
religious belief, is basic in a society of free men.
Board of
Education by Barnette, 319 U. S. 624. It
embraces the right to maintain theories of life and of death and of
the hereafter which are rank heresy to followers of the orthodox
faiths. Heresy trials are foreign to our Constitution. Men may
believe what they cannot prove. They may not be put to the proof of
their religious doctrines or beliefs. Religious experiences which
are as real as life to some may be incomprehensible to others.
Page 322 U. S. 87
Yet the fact that they may be beyond the ken of mortals does not
mean that they can be made suspect before the law. Many take their
gospel from the New Testament. But it would hardly be supposed that
they could be tried before a jury charged with the duty of
determining whether those teachings contained false
representations. The miracles of the New Testament, the Divinity of
Christ, life after death, the power of prayer are deep in the
religious convictions of many. If one could be sent to jail because
a jury in a hostile environment found those teachings false, little
indeed would be left of religious freedom. The Fathers of the
Constitution were not unaware of the varied and extreme views of
religious sects, of the violence of disagreement among them, and of
the lack of any one religious creed on which all men would agree.
They fashioned a charter of government which envisaged the widest
possible toleration of conflicting views. Man's relation to his God
was made no concern of the state. He was granted the right to
worship as he pleased, and to answer to no man for the verity of
his religious views. The religious views espoused by respondents
might seem incredible, if not preposterous, to most people. But if
those doctrines are subject to trial before a jury charged with
finding their truth or falsity, then the same can be done with the
religious beliefs of any sect. When the triers of fact undertake
that task, they enter a forbidden domain. The First Amendment does
not select any one group or any one type of religion for preferred
treatment. It puts them all in that position.
Murdock v.
Pennsylvania, 319 U. S. 105. As
stated in
Davis v. Beason, 133 U.
S. 333,
133 U. S.
342:
"With man's relations to his Maker and the obligations he may
think they impose, and the manner in which an expression shall be
made by him of his belief on those subjects, no interference can be
permitted, provided always the laws of society, designed to secure
its peace and prosperity, and the morals of its people, are not
interfered with."
See Prince
Page 322 U. S. 88
v. Massachusetts, 321 U. S. 158. So
we conclude that the District Court ruled properly when it withheld
from the jury all questions concerning the truth or falsity of the
religious beliefs or doctrines of respondents.
Respondents maintain that the reversal of the judgment of
conviction was justified on other distinct grounds. The Circuit
Court of Appeals did not reach those questions. Respondents may, of
course, urge them here in support of the judgment of the Circuit
Court of Appeals.
Langnes v. Green, 282 U.
S. 531,
282 U. S.
538-539;
Story Parchment Co. v. Paterson Co.,
282 U. S. 555,
282 U. S. 560,
282 U. S.
567-568. But since attention was centered on the issues
which we have discussed, the remaining questions were not fully
presented to this Court either in the briefs or oral argument. In
view of these circumstances, we deem it more appropriate to remand
the cause to the Circuit Court of Appeals so that it may pass on
the questions reserved.
Lutcher & Moore Lumber Co. v.
Knight, 217 U. S. 257,
217 U. S.
267-268;
Brown v. Fletcher, 237 U.
S. 583. If any questions of importance survive and are
presented here, we will then have the benefit of the views of the
Circuit Court of Appeals. Until that additional consideration is
had, we cannot be sure that it will be necessary to pass on any of
the other constitutional issues which respondents claim to have
reserved.
The judgment is reversed, and the cause is remanded to the
Circuit Court of Appeals for further proceedings in conformity to
this opinion.
Reversed.
* Petitioner has placed three representations in this group: (1)
A portion of the scheme as to healing which we have already quoted
and which alleged that respondents "had in fact cured either by the
activity of one, either, or all of said persons, hundreds of
persons afflicted with diseases and ailments;" (2) The portion of
the scheme relating to certain religious experiences described in
certain books (Unveiled Mysteries and The Magic Presence) and
concerning which the indictment alleged
"that the defendants represented that Guy W. Ballard, Edna W.
Ballard, and Donald Ballard actually encountered the experiences
pertaining to each of their said names as related and set forth in
said books, whereas in truth and in fact none of said persons did
encounter the experiences;"
(3) The part of the scheme concerning phonograph records sold by
respondents on representations that they would bestow on purchasers
"great blessings and rewards in their aim to achieve salvation,"
whereas respondents "well knew that said . . . records were
man-made, and had no ability to aid in achieving salvation."
MR. CHIEF JUSTICE STONE, dissenting.
I am not prepared to say that the constitutional guaranty of
freedom of religion affords immunity from criminal prosecution for
the fraudulent procurement of money by false statements as to one's
religious experiences
Page 322 U. S. 89
more than it renders polygamy or libel immune from criminal
prosecution.
Davis v. Beason, 133 U.
S. 333;
see Chaplinsky v. New Hampshire,
315 U. S. 568,
315 U. S. 572;
cf. Patterson v. Colorado, 205 U.
S. 454,
205 U. S. 462;
Near v. Minnesota, 283 U. S. 697,
283 U. S. 715.
I cannot say that freedom of thought and worship includes freedom
to procure money by making knowingly false statements about one's
religious experiences. To go no further, if it were shown that a
defendant in this case had asserted as a part of the alleged
fraudulent scheme, that he had physically shaken hands with St.
Germain in San Francisco on a day named, or that, as the indictment
here alleges, by the exertion of his spiritual power, he "had in
fact cured . . . hundreds of persons afflicted with diseases and
ailments," I should not doubt that it would be open to the
Government to submit to the jury proof that he had never been in
San Francisco and that no such cures had ever been effected. In any
event, I see no occasion for making any pronouncement on this
subject in the present case.
The indictment charges respondents' use of the mails to defraud
and a conspiracy to commit that offense by false statements of
their religious experiences which had not in fact occurred. But it
also charged that the representations were "falsely and
fraudulently" made, that respondents "well knew" that these
representations were untrue, and that they were made by respondents
with the intent to cheat and defraud those to whom they were made.
With the assent of the prosecution and the defense, the trial judge
withdrew from the consideration of the jury the question whether
the alleged religious experiences had in fact occurred, but
submitted to the jury the single issue whether petitioners honestly
believed that they had occurred, with the instruction that, if the
jury did not so find, then it should return a verdict of guilty. On
this
Page 322 U. S. 90
issue, the jury, on ample evidence that respondents were without
belief in the statements which they had made to their victims,
found a verdict of guilty. The state of one's mind is a fact as
capable of fraudulent misrepresentation as is one's physical
condition or the state of his bodily health.
See Seven Cases v.
United States, 239 U. S. 510,
239 U. S. 517;
cf. Durland v. United States, 161 U.
S. 306,
161 U. S. 313.
There are no exceptions to the charge, and no contention that the
trial court rejected any relevant evidence which petitioners sought
to offer. Since the indictment and the evidence support the
conviction, it is irrelevant whether the religious experiences
alleged did or did not in fact occur or whether that issue could or
could not, for constitutional reasons, have been rightly submitted
to the jury. Certainly none of respondents' constitutional rights
are violated if they are prosecuted for the fraudulent procurement
of money by false representations as to their beliefs, religious or
otherwise.
Obviously if the question whether the religious experiences in
fact occurred could not constitutionally have been submitted to the
jury, the court rightly withdrew it. If it could have been
submitted, I know of no reason why the parties could not, with the
advice of counsel, assent to its withdrawal from the jury. And
where, as here, the indictment charges two sets of false
statements, each independently sufficient to sustain the
conviction, I cannot accept respondents' contention that the
withdrawal of one set and the submission of the other to the jury
amounted to an amendment of the indictment.
An indictment is amended when it is so altered as to charge a
different offense from that found by the grand jury.
Ex parte
Bain, 121 U. S. 1. But
here there was no alteration of the indictment,
Salinger v.
United States, 272 U. S. 542,
272 U. S. 549, nor
did the court's action, in effect, and anything to it by submitting
to the jury matters which
Page 322 U. S. 91
it did not charge.
United States v. Norris,
281 U. S. 619,
281 U. S. 622.
In
Salinger v. United States, supra, 272 U. S.
548-549, we explicitly held that, where an indictment
charges several offenses, or the commission of one offense in
several ways, the withdrawal from the jury's consideration of one
offense or one alleged method of committing it does not constitute
a forbidden amendment of the indictment.
See also Goto v.
Lane, 265 U. S. 393,
265 U. S.
402-403;
Ford v. United States, 273 U.
S. 593,
273 U. S. 602.
Were the rule otherwise, the common practice of withdrawing from
the jury's consideration one count of an indictment while
submitting others for its verdict, sustained in
Dealy v. United
States, 152 U. S. 539,
152 U. S. 542,
would be a fatal error.
We may assume that, under some circumstances, the submission to
the jury of part only of the matters alleged in the indictment
might result in such surprise to the defendant as to amount to the
denial of a fair trial. But, as in the analogous case of a variance
between pleading and proof, a conviction can be reversed only upon
a showing of injury to the "substantial rights" of the accused.
Berger v. United States, 295 U. S. 78,
295 U. S. 82.
Here, no claim of surprise has been or could be made. The
indictment plainly charged both falsity of, and lack of good faith
belief in, the representations made, and it was agreed at the
outset of the trial, without objection from the defendants, that
only the issue of respondents' good faith belief in the
representations of religious experiences would be submitted to the
jury. Respondents, who were represented by counsel, at no time in
the course of the trial offered any objection to this limitation of
the issues, or any contention that it would result in a prohibited
amendment of the indictment. So far as appears from the record
before us, the point was raised for the first time in the
specifications of errors in the Circuit Court of Appeals. It is
asserted that it was argued to the District Court on
Page 322 U. S. 92
motions for new trial and in arrest of judgment. If so, there
was still no surprise by a ruling to which, as we have said,
respondents' counsel assented when it was made.
On the issue submitted to the jury in this case, it properly
rendered a verdict of guilty. As no legally sufficient reason for
disturbing it appears, I think the judgment below should be
reversed, and that of the District Court reinstated.
MR. JUSTICE ROBERTS and MR. JUSTICE FRANKFURTER join in this
opinion.
MR. JUSTICE JACKSON, dissenting.
I should say the defendants have done just that for which they
are indicted. If I might agree to their conviction without creating
a precedent, I cheerfully would do so. I can see in their teachings
nothing but humbug, untainted by any trace of truth. But that does
not dispose of the constitutional question whether
misrepresentation of religious experience or belief is
prosecutable; it rather emphasizes the danger of such
prosecutions.
The Ballard family claimed miraculous communication with the
spirit world and supernatural power to heal the sick. They were
brought to trial for mail fraud on an indictment which charged that
their representations were false and that they "well knew" they
were false. The trial judge, obviously troubled, ruled that the
court could not try whether the statements were untrue, but could
inquire whether the defendants knew them to be untrue, and, if so,
they could be convicted.
I find it difficult to reconcile this conclusion with our
traditional religious freedoms.
In the first place, as a matter of either practice or
philosophy, I do not see how we can separate an issue as to what is
believed from considerations as to what is believable. The most
convincing proof that one believes his statements is to show that
they have been true in his experience.
Page 322 U. S. 93
Likewise, that one knowingly falsified is best proved by showing
that what he said happened never did happen. How can the Government
prove these persons knew something to be false which it cannot
prove to be false? If we try religious sincerity severed from
religious verity, we isolate the dispute from the very
considerations which, in common experience, provide its most
reliable answer.
In the second place, any inquiry into intellectual honesty in
religion raises profound psychological problems. William James, who
wrote on these matters as a scientist, reminds us that it is not
theology and ceremonies which keep religion going. Its vitality is
in the religious experiences of many people.
"If you ask what these experiences are, they are conversations
with the unseen, voices and visions, responses to prayer, changes
of heart, deliverances from fear, inflowings of help, assurances of
support, whenever certain persons set their own internal attitude
in certain appropriate ways. [
Footnote 1]"
If religious liberty includes, as it must, the right to
communicate such experiences to others, it seems to me an
impossible task for juries to separate fancied ones from real ones,
dreams from happenings, and hallucinations from true clairvoyance.
Such experiences, like some tones and colors, have existence for
one, but none at all for another. They cannot be verified to the
minds of those whose field of consciousness does not include
religious insight. When one comes to trial which turns on any
aspect of religious belief or representation, unbelievers among his
judges are likely not to understand, and are almost certain not to
believe, him.
And then I do not know what degree of skepticism or disbelief in
a religious representation amounts to actionable fraud. James
points out that "Faith means belief
Page 322 U. S. 94
in something concerning which doubt is theoretically possible."
[
Footnote 2] Belief in what one
may demonstrate to the senses is not faith. All schools of
religious thought make enormous assumptions, generally on the basis
of revelations authenticated by some sign or miracle. The appeal in
such matters is to a very different plane of credibility than is
invoked by representations of secular fact in commerce. Some who
profess belief in the Bible read literally what others read as
allegory or metaphor, as they read Aesop's fables. Religious
symbolism is even used by some with the same mental reservations
one has in teaching of Santa Claus or Uncle Sam or Easter bunnies
or dispassionate judges. It is hard in matters so mystical to say
how literally one is bound to believe the doctrine he teaches, and
even more difficult to say how far it is reliance upon a teacher's
literal belief which induces followers to give him money.
There appear to be persons -- let us hope not many -- who find
refreshment and courage in the teachings of the "I Am" cult. If the
members of the sect get comfort from the celestial guidance of
their "Saint Germain," however doubtful it seems to me, it is hard
to say that they do not get what they pay for. Scores of sects
flourish in this country by teaching what, to me, are queer
notions. It is plain that there is wide variety in American
religious taste. The Ballards are not alone in catering to it with
a pretty dubious product.
The chief wrong which false prophets do to their following is
not financial. The collections aggregate a tempting total, but
individual payments are not ruinous. I doubt if the vigilance of
the law is equal to making money stick by over-credulous people.
But the real harm is on the mental and spiritual plane. There are
those who hunger and thirst after higher values which they feel
wanting in
Page 322 U. S. 95
their humdrum lives. They live in mental confusion or moral
anarchy, and seek vaguely for truth and beauty and moral support.
When they are deluded and then disillusioned, cynicism and
confusion follow. The wrong of these things, as I see it, is not in
the money the victims part with half so much as in the mental and
spiritual poison they get. But that is precisely the thing the
Constitution put beyond the reach of the prosecutor, for the price
of freedom of religion or of speech or of the press is that we must
put up with, and even pay for, a good deal of rubbish.
Prosecutions of this character easily could degenerate into
religious persecution. I do not doubt that religious leaders may be
convicted of fraud for making false representations on matters
other than faith or experience, as, for example, if one represents
that funds are being used to construct a church when in fact they
are being used for personal purposes. But that is not this case,
which reaches into wholly dangerous ground. When does less than
full belief in a professed credo become actionable fraud if one is
soliciting gifts or legacies? Such inquiries may discomfort
orthodox, as well as unconventional, religious teachers, for even
the most regular of them are sometimes accused of taking their
orthodoxy with a grain of salt.
I would dismiss the indictment and have done with this business
of judicially examining other people's faiths.
[
Footnote 1]
William James, Collected Essays and Reviews, pp. 427, 428;
see generally his Varieties of Religious Experience and
The Will to Believe.
See also Burton, Heyday of a
Wizard.
[
Footnote 2]
William James, The Will to Believe, p. 90.