On the 4th of December, 1888, the clerk of the District Court of
the United States for the Eastern District of Texas at Galveston,
certified to the Circuit Judge for the Fifth Circuit that the
district judge of that district was
"prevented by reason of illness from continuing the holding of
the present November term of the District and Circuit Courts of the
United States for the Eastern District of Texas at Galveston, and
also the coming terms of said courts at Tyler, Jefferson, and
Galveston, in the year 1889."
Thereupon the circuit judge issued an order designating and
appointing
"the judge of the Western Judicial District of Louisiana to
conclude the holding of the present November term of the District
and Circuit Courts for the Eastern District of Texas at Galveston,
and also to hold the coming terms of the district and circuit
courts in said Eastern District of Texas during the year 1889, and
during the disability of the judge of said district, and to have
and exercise within said district during said period, and during
such disability, the powers that are vested
Page 140 U. S. 119
by law in the judge of said district."
On the 12th of March, 1589, Congress created a new division of
the Eastern Judicial District of Texas, the courts to be held at
Paris, Texas, and with "exclusive original jurisdiction of
offenses" committed within a designated portion of Indian Territory
attached to that district, and directed two terms to be held, one
in April, and one in October. 25 Stat. p. 786, c. 333, § 18. Under
the authority so given, the judge of the Western District of
Louisiana held the Circuit Court at Paris in October, 1889, during
which term persons were tried and convicted of the offense of
murder, committed in that part of the Indian Territory, and on the
following April term they were sentenced to death. Before that term
commenced, the regular district judge of that district died.
Held that in holding the October term, the judge acted as
a judge
de jure, and during the April term, if not
de
jure, as a judge
de facto, whose acts could not be
attacked collaterally.
On a Sunday morning, a jury returned a verdict of guilty against
persons on trial for murder, whereupon the court remanded them to
custody to await judgment and sentence.
Held that this was
not a judgment, but only a remand for sentence.
At common law, it was essential in a trial for a capital
offense, that the prisoner should be present, and that it should
appear of record that he was asked before sentence whether he had
anything to say why it should not be pronounced.
An indictment for murder which fails to aver the time of the
death is fatally defective if found more than a year and a day
after the death.
An indictment for murder which fails to aver the place of the
death is also fatally defective.
This writ of error was sued out on time.
By stipulation between counsel, an order made by the circuit
judge for the Fifth Circuit, on the 4th of December, 1888, was
added to the record in this case, which order is as follows:
"Whereas it appears by the certificate of the clerk of the
district court, hereto annexed, that the Hon. Chauncey B. Sabin,
United States District Judge for the Eastern District of Texas, is
prevented by reason of illness from continuing the holding of the
present November term of the district and circuit courts of the
United States for the Eastern District of Texas at Galveston, and
also the coming terms of said courts at Tyler, Jefferson, and
Galveston in the year 1889, and whereas, in my judgment, the public
interests require the designation and appointment of a district
judge from another
Page 140 U. S. 120
district within the circuit to hold the present and coming terms
of the district and circuit courts in said eastern district during
the disability of the judge of said district, now therefore I, Don
A. Pardee, circuit judge of the Fifth Judicial Circuit, in
pursuance of law, do hereby designate and appoint the Hon. Aleck
Boarman, Judge of the western Judicial District of Louisiana, to
conclude the holding of the present November term of the district
and circuit courts for the Eastern District of Texas at Galveston,
and also to hold the coming terms of the district and circuit
courts in said Eastern District of Texas during the year 1889, and
during the disability of the judge of said district, and to have
and exercise within said district during said period, and during
such disability, the powers that are vested by law in the judge of
said district."
"Witness my hand at Galveston, December 4, 1888."
"Don A. PARDEE, Circuit Judge"
The certificate annexed was under the hand of "C. Dart, clerk,
U.S. Dist. Court, Eastern Dist. Texas at Galveston," and the seal
of the court, and set forth
"that the Hon. Chauncey B. Sabin, United States district judge
for the Eastern District of Texas, is prevented by reason of
illness from continuing the holding of the present November term of
the district and circuit courts of the United States for the
Eastern District of Texas at Galveston, and also the coming terms
of said courts at Tyler, Jefferson, and Galveston, in the year
1889."
The certificate and order were certified to by Mr. Dart,
December 22, 1890, and that they were filed by him December 4,
1888, and recorded on the minutes of the district court in the
clerk's office. At this time, the statute directed that the courts
of the Eastern Judicial District of Texas should be held twice in
each year at Galveston, Tyler, and Jefferson. 20 Stat. 318. By § 18
of an Act of Congress approved March 1, 1889, c., 333, 25 Stat.
786, two separate terms of the circuit court at Paris, in the same
district, were established, to be held
Page 140 U. S. 121
on the third Monday of April and the second Monday of October,
and it was provided that
"the United States courts herein provided to be held at Paris
shall have exclusive original jurisdiction of all offenses
committed against the laws of the United States within the limits
of that portion of the Indian Territory attached to the eastern
Judicial District of the State of Texas by the provisions of this
act, of which jurisdiction is not given by this act to the court
herein established in the Indian Territory,"
etc. By § 19 of the same act, it was provided that the judge of
the eastern Judicial District should appoint a clerk of the court,
who should reside at the City of Paris, and H. H. Kirkpatrick was
appointed such clerk. The October term, 1889, of the circuit court
at Paris fell on the 14th day, being the second Monday of that
month, and was opened and held by Judge Boarman, assuming to act
under the appointment of December 4, 1888, no record of which
appeared on the minutes of the court in the clerk's office at
Paris. Upon the 17th of October, 1889, an indictment was returned
into the circuit court against the plaintiffs in error and one M.
F. Ball, which set forth:
"That one M. F. Ball and one J. C. Ball and one R. E. Boutwell,
whose names are to the grand jurors otherwise unknown, late of the
County of Pickens, in the Chickasaw Nation, in the Indian
Territory, in the district and circuit aforesaid, on the
twenty-sixth day of June, in the year of our Lord eighteen hundred
and eighty-nine, in said Pickens County, in said Chickasaw Nation,
in the Indian Territory, the same being annexed to and constituting
a part of the said Fifth Circuit, and annexed to and constituting
part of the Eastern District of Texas, for judicial purposes, and
being within the jurisdiction of this Court, did unlawfully,
fraudulently, and feloniously, and with their malice aforethought,
and with a certain deadly weapon, to-wit, a certain gun in the
hands of the said M. F. Ball, J. C. Ball, and R. E. Boutwell, then
and there held, make an assault in and upon the body of one William
T. Box with said gun held as aforesaid, said gun being then
Page 140 U. S. 122
and there loaded and charged with gunpowder and leaden balls,
then and there held and used as aforesaid, the said M. F. Ball and
the said J. C. Ball and the said R. E. Boutwell did shoot off and
discharge the contents of said gun in and upon the body of the said
William T. Box, inflicting thereon ten mortal wounds, of which
mortal wounds the said William T. Box did languish, and languishing
did die. And so the grand jurors aforesaid, upon their oaths
aforesaid, do say that upon the day aforesaid at the place
aforesaid, with said deadly weapon aforesaid, in the manner
aforesaid, and used as aforesaid, did unlawfully, feloniously, and
with their malice aforethought, and the malice aforethought of each
of them, did kill and murder the said William T. Box, the said M.
F. Ball and J. C. Ball and R. E. Boutwell, and each of them, being
then white men, and not citizens of said Chickasaw Nation, or of
the Indian Territory, or any nation or tribe thereof, contrary to
the form of the statutes of the United States of America in such
cases made and provided and against the peace and dignity of the
United States of America."
The defendants were arraigned on the 30th of October, and after
moving for separate trials, which were denied, pleaded not guilty,
and, a jury having been impaneled, trial was entered upon and
continued October 31, and November 1st and 2d, on which last day
the jury retired to consider of their verdict. The record of
Sunday, November 3d is as follows:
"This day came the United States by her attorney, and the
defendants in their own proper persons and by attorneys came, and
the jury of twelve good and lawful men which heretofore had been
tried, impaneled, and sworn as required by law, and having heard
the evidence and argument of counsel and received the charge of the
court, and having on a former day of this term retired to consider
of their verdict, on this day brought into open court their verdict
in words and figures as follows, to-wit:"
"We, the jury, find the defendants J. C. Ball & R. E.
Boutwell guilty as charged in this indictment, and we find M.
Filmore Ball not guilty."
"Nov. 3rd, 1889 A. P. Ball, Foreman"
Page 140 U. S. 123
"It is therefore considered by the court that the defendants J.
C. Ball and R. E. Boutwell are guilty as charged in the indictment
herein and as found by the jury, and it is ordered that they be
remanded to the custody of the marshal, and be by him committed to
the county jail of Lamar County to await the judgment and sentence
of the court. It is further ordered that the defendant M. F. Ball
be discharged and go hence without day."
A bill of exceptions to the action of the court in the admission
of certain testimony over defendants' objection was taken on the
31st of October, and is referred to as "No. 1." On the 15th of
November, 1889, a motion "for a new trial and to arrest the
judgment" was filed, which, among other causes, assigned error as
set forth in the bill of exceptions just referred to, and also
error as show by bill of exceptions No. 2, which does not appear in
the record, and also error in instructing the jury on Sunday
morning to return a verdict on that day, as shown by bill of
exceptions No. 3, which also does not appear. A separate motion in
arrest of judgment was also filed November 15, 1889, but whether
with the other motion is not clear. This motion was not signed by
the defendants, but commenced; "And now come the defendants John
Ball and Robert Boutwell, in their own proper person and by their
attorneys," and assigned various reasons why judgment should be
arrested, and particularly that Judge Boarman had no lawful
authority to act as the judge of the Circuit and District Courts
for the Eastern District of Texas holding sessions at Paris,
because Judge Sabin was the duly and lawfully appointed and
qualified judge of said court, and Judge Pardee the duly and
lawfully appointed and qualified judge of the Fifth Judicial
Circuit, and that neither of them were in any manner disqualified
from holding those offices or performing the duties thereof, and
that there was no evidence shown to the circuit judge or the
circuit justice that Judge Sabin was disabled to hold the United
States Circuit Court at Paris, begun and held on the 14th of
October, 1889, or to perform the duties of his office, nor had any
such fact been made to appear by the certificate of the clerk of
said court under the seal of the court to the
Page 140 U. S. 124
circuit judge or circuit justice, nor was there any order of
such judge or justice designating and appointing Judge Boarman to
discharge the judicial duties of Judge Sabin for the United States
courts holding sessions at Paris, nor was such appointment filed in
the clerk's office and entered on the minutes thereof, etc. On the
same day the record states:
"The motion of the defendants for a new trial and in arrest of
judgment herein coming on to be heard, because it is the opinion of
the court that the law is against the motion, the same is
overruled, to which ruling of the court the defendants
excepted."
The record then contains the following:
"By reason of the law and the evidence and the verdict of the
jury in this case, it is ordered and adjudged that the defendants
Rob't E. Boutwell and John C. Ball be executed by being hung until
each and either are dead, according to the forms, delays, and
processes provided in the laws of the United States. This done and
signed in open court, Nov. 15, 1889. Aleck Boarman, Judge."
This is endorsed, "Filed Nov. 15, 1889. H. H. Kirkpatrick,
Clerk," and is followed by this entry: "This day the defendants in
open court excepted to the sentence of the court this day
pronounced upon them." A bill of exceptions was filed November 22,
1889, reciting that on the 15th of November, the motion of the
defendants in arrest of judgment came on to be heard, and was read,
and
"the court stated that such an order assigning & appointing
the Hon. Aleck Boarman to hold the circuit & district courts
referred to in said motion had been made, and was entered on the
minutes of the district and circuit courts of the United States for
the Eastern District of Texas at Galveston, in the State of Texas,
and thereupon overruled said motion,"
and the defendants duly excepted. The bill of exceptions
continued:
"On the trial of the motion to arrest the judgment and sentence
in this case, the court did not refuse the defendants an
opportunity of showing by evidence that the order designating
myself as the judge to hold this term of the court in place of
Judge Sabin was not of record at Paris, Texas. The court, not
prohibiting them from tendering evidence on that point
Page 140 U. S. 125
said it was known to the court that a proper order authorizing
this judge to hold the terms of court in the district and circuit
courts of the Eastern District in Texas, Fifth Circuit, was
executed, signed, and properly recorded at Galveston, Texas, which
is one of the places for holding courts in the Eastern District.
The court further held as above because, if it had been proved that
such an order was not on record in the clerk's office at Paris, it
would have had no weight in considering the allegations in the
motion for arrest, because the order, to the knowledge of the
judge, had been properly issued, and was duly recorded or entered
at Galveston in accordance with his instructions."
On the 30th day of March, Judge Sabin died, and Judge Boarman
held the stated term of the Circuit Court for the Eastern District
of Texas, beginning on the third Monday in April, until the second
day of June, 1890, when Judge Bryant was sworn in as Judge Sabin's
successor, and held court at Paris thereafter. On the 5th of May,
1890, Judge Boarman presiding, the United States attorney filed a
motion that the court fix a day for the execution of the defendants
John C. Ball and Robert E. Boutwell, and on the 18th of July, 1890
at Paris, the defendants were brought into court before Judge
Bryant, and each filed a motion in arrest of further proceedings,
and to vacate and set aside the orders and proceedings against him
theretofore made, upon the principal ground of the want of legal
authority on the part of Judge Boarman. In support of the motion,
the record heretofore given was introduced by each defendant. The
motion was overruled as to each, and each excepted, and a separate
bill of exceptions was duly allowed, signed, and filed, and the
court rendered the same judgment against each, that against Ball
being as follows:
"This day came the United States, by the United States attorney,
and the defendant in his own proper person and by attorney
appeared, and the United States attorney moved the court to fix a
day of execution of the defendant John C. Ball. And it appearing to
the court that on the 15th day of November, 1889, during a former
term of this Court, the sentence of
Page 140 U. S. 126
death was pronounced upon the defendant John C. Ball for the
crime of murder, in compliance with the law and the verdict of the
jury rendered at that term of the court, to-wit, on the third day
of November, 1889, and that no petition for writ of error to the
Supreme Court of the United States has been filed with the clerk of
this Court, and no other proper proceedings for a revision of the
finding herein by the Supreme Court of the United States have been
begun, it is therefore ordered, adjudged, and decreed by the court
that the defendant John C. Ball be now remanded to the custody of
the marshal, to be by him kept securely confined in the jail of
Lamar County, Texas, until Friday, the 16th day of December, 1890,
when he shall be taken therefrom by the marshal, and between the
hours of 12 o'clock M. and 4 o'clock P.M. of said 19th day of
December, 1890, be hanged by the neck until he, the said John C.
Ball, is dead, and the clerk of this Court is ordered to issue a
death warrant in accordance with this sentence, and deliver the
same to the marshal, who shall execute the same according to
law."
Thereupon the defendants procured an order allowing sixty days
within which to apply for a writ of error, which writ was allowed
within the time given, and the cause brought to this Court.
MR. CHIEF JUSTICE FULLER, after stating the facts as above,
delivered the opinion of the Court.
The following errors are assigned upon the record or specified
in the briefs of counsel, (1) that the indictment was fatally
defective in not alleging when and where the victim died; (2) that
the court erred in denying defendants' motion
Page 140 U. S. 127
for separate trials; (3) and in entering a joint judgment
against defendants and a joint sentence of death, and that the
alleged judgment and sentence were not entered according to law,
and the motion in arrest should have been granted; (4) that Judge
Bryant should have granted the motions filed by each of the
defendants to vacate and set aside the prior proceedings; (5) that
the court erred in refusing to allow the wives of the defendants to
testify, "as shown by bill of exceptions No. 2;" (6) because there
was no record at Paris showing that Judge Boarman was ever
designated, appointed, and authorized to hold the circuit court at
Paris, except as shown in the bill of exceptions filed November 22;
(7) that Judge Boarman had no legal authority to hold court at
Paris; (8) that the only judgment ever rendered against defendants
was entered of record on Sunday, November 3d and was void for that
reason; (9) that no judgment in legal form has ever been entered
adjudging defendants guilty of murder; (10) that the alleged
judgment of November 15 was no judgment; (11) that Judge Bryant had
no power to hold any part of the April term, 1890, at Paris,
because Judge Boarman held the first part of that term without
authority; (12) that the court erred in admitting certain
testimony, as shown by bill of exceptions No. 1.
The original appointment of Judge Boarman to hold terms of the
District and Circuit Courts for the Eastern District of Texas was
made by the circuit judge December 4, 1888, under section 591 of
the Revised Statutes, on account of the disability of Judge Sabin,
upon the certificate of the clerk at Galveston, and related to the
November term, 1888 at Galveston, and the coming terms at Tyler,
Jefferson, and Galveston, in the year 1889, and was duly filed in
the clerk's office, and entered on the minutes of the district
court at Galveston. The statute of March 1, 1889, provided for two
terms of the circuit court at Paris, in that district, and Judge
Boarman held the October term, 1889 at that city, apparently under
the same appointment, no certificate of disability having been made
by the clerk at Paris, and no new appointment having been filed or
recorded there, as, indeed, was the fact as to the
Page 140 U. S. 128
appointment of December 4, 1888. Under section 596, Revised
Statutes, the circuit judge, whenever in his judgment the public
interest so required, could designate and appoint, in the manner
and with the powers provided in section 591, the district judge of
any judicial district within his circuit to hold the district or
circuit court in place of, or in aid of, any other district judge
within the same circuit. This section contemplates that the
appointment made under it should state what court the appointee was
to hold, and that it was in place of the judge of the district
court, or in aid of him, and that the appointment should be filed
and entered on the minutes, as provided in section 591.
Under section 602, when the office of judge of any district
court is vacant, all process, pleadings, and proceedings pending
before such court were continued of course until the next stated
term after the appointment and qualification of his successor,
except when that term might be held as provided in section 603. By
the latter section, when the position of district judge was vacant
in any district court in the state containing two or more
districts, the judge of the other or of either of the other
districts might hold the district court or the circuit court in
case of the sickness or absence of the other judges thereof, in the
district where the vacancy occurred.
It was the opinion of Mr. Attorney General Black that the power
to designate a district judge to hold court in case of disability
under section 591, as it originally existed in the Act of July 29,
1850, 9 Stat. 442, did not extend to the case of a vacancy. 9
Op.Attys.Gen. 131. That opinion was given on the 23d of January,
1858, and by act of Congress of August 6, 1861, 12 Stat. 318, c.
59, the provision was made now embodied in section 603, Revised
Statutes. The State of Texas contained three districts, and Judge
Boarman was not the district judge of either. A vacancy was created
by the death of Judge Sabin, March 30, 1889, yet Judge Boarman held
the April term, 1890, until the succession of Judge Bryant. We are
of opinion that the irregularities alleged did not place Judge
Boarman, in holding the October term, in any other position than
that of a judge
de
Page 140 U. S. 129
jure, and that as to the April term, he was judge
de facto, if not
de jure, and his acts as such
are not open to collateral attack.
Norton v. Shelby
County, 118 U. S. 425;
In re Manning, 139 U. S. 504;
Clark v. Commonwealth, 29 Penn.St. 129;
Fowler v.
Bebee, 9 Mass. 231;
Commonwealth v. Taber, 123 Mass.
253;
State v. Carroll, 38 Conn. 449;
Keith v.
State, 49 Ark. 439;
People v. Bangs, 24 Ill. 184.
This view disposes of the sixth, seventh, and eleventh errors
assigned, and requires us to consider whether the alleged judgment
rendered by Judge Boarman on the 15th of November so far
constituted a final lawful judgment and sentence of death against
the defendants that the writ of error cannot be maintained because
not sued out within the time provided by law. We proceed,
therefore, to examine that question. By section 6 of the Act of
Congress of February 6, 1889, 25 Stat. 656, c. 113, it is provided
that in all cases of conviction of crime the punishment for which
provided by law is death, tried before any court of the United
States, a writ of error may issue for the revision of the final
judgment of such court if sued out upon a petition filed with the
clerk of the court in which the trial shall have been had,
"during the same term or within such time, not exceeding sixty
days next after the expiration of the term of the court at which
the trial shall have been had, as the court may for cause allow by
order entered of record."
The writ of error in this case was sued out within sixty days
after July 18, 1889, that time having been duly allowed by order
entered of record, but it was not brought during the October term
of the circuit court, nor within sixty days after the expiration of
that term. The record does not show when that was, but it must have
been prior to the third Monday of April, when the April term
commenced.
At common law, no judgment for corporal punishment could be
pronounced against a man in his absence, and in all capital
felonies it was essential that it should appear of record that the
defendant was asked before sentence if he had anything to say why
it should not be pronounced.
Rex v. Harris, 1 Ld.Raym.
267; 2 Hale P.C. 401; Comy.Dig. "Indictment," N.;
Page 140 U. S. 130
2 Hawk, c. 48, § 22; Wharton, Cr.Pl. & Pr. §§ 549, 906;
Messner v. People, 45 N.Y. 1;
Dougherty v.
Commonwealth, 69 Penn.St. 286;
Croker v. State, 47
Ala. 53;
James v. State, 45 Miss. 572;
State v.
Jennings, 24 Kan. 642; 1 Bish.Crim.Pro. §§ 275, 1293; 1
Chit.Cr.Law 699.
In
Hamilton v. Commonwealth, 16 Penn.St. 129, Chief
Justice Gibson said:
"We find no entry that the prisoner was demanded whether he had
anything to say why sentence of death should not be pronounced on
him, the absence of which was ruled in
Rex v. Geary, 2
Salk. 630, and
King v. Speke, 3 Salk. 358, to be fatal. In
fact, there is nothing on the docket to show even that the prisoner
was present when he was sentenced, except the supplementary
memorandum that"
"he was present in court during every stage of the trial, from
the time of his arraignment up to the time when the sentence was
passed by the Honorable Ellis Lewis, President judge of the court,
on him. Indeed, the whole trial, from its commencement to its
termination, was according to law."
"A record is constituted of proper and legitimate elements set
down in their order, for it is certainly not law that all the
gossip a clerk or prothonotary writes down in his docket
ipso
facto becomes the very voice of undeniable truth. The judges
of a court of error must determine for themselves, and consequently
on facts, instead of sweeping assertions. The premises to found a
sentence of death are set forth in 1 Ch.Crim.Law 720, and the form
of the entire record is given in 4 Bla.Com.App. 1, in which there
is a demand of the prisoner 'if he hath or knoweth anything to say
wherefore the said justices ought not, on the premises and verdict,
to proceed to judgment and execution against him,' together with
his answer, that he 'nothing further saith, unless as he before had
said.' . . . The forms of records are deeply seated in the
foundations of the law, and as they conduce to safety and
certainty, they surely ought not to be disregarded when the life of
a human being is in question. Our practice of rotation has excluded
experience from the county offices, and it would perhaps be
profitable were the presiding judge to superintend the entries. It
would at least prevent our judicial records from becoming entirely
barbarous. "
Page 140 U. S. 131
The reasons for the rule of the common law that the defendant
should be personally present before the court at the time of
pronouncing the sentence are compendiously given by Mr. Justice
Scholfield in
Fielden v. People, 128 Ill. 595, to be that
the defendant might be identified by the court as the real party
adjudged guilty; that he might have a chance to plead a pardon, or
move in arrest of judgment; that he might have an opportunity to
say why judgment should not be given against him, and that the
example of being brought up for the animadversion of the court and
the opening enunciation of punishment might tend to deter others
from the commission of similar offenses. The same learned court
held, however, in
Gannon v. People, 127 Ill. 507, that
while it was the better practice to call up the defendant to say
why he should not be sentenced, yet the omission to do so was no
ground for reversal in any case. But the great weight of authority
is the other way.
On Sunday, the 3d of November, the record shows the return of
the verdict finding "the defendants J. C. Ball and R. E. Boutwell
guilty as charged in this indictment, and we find M. Filmore Ball
not guilty," which is followed by these words:
"It is therefore considered by the court that the defendants J.
C. Ball and R. E. Boutwell are guilty as charged in the indictment
herein and as found by the jury, and it is ordered that they be
remanded to the custody of the marshal, and be by him committed to
the county jail of Lamar county to await the judgment and sentence
of the court. It is further ordered that the defendant M. F. Ball
be discharged, and go hence without day."
If this could be regarded as the judgment of the court, it was
void because entered on Sunday.
Mackalley's Case, 5 Coke
111;
Swann v. Broome, 3 Burrows 1595;
Baxter v.
People, 3 Gilman 368;
Chapman v. State, 5 Blackford
111. But it is clear that it cannot be treated as a judgment, and
is in effect nothing more than a remand for sentence. On November
15, this order was filed:
"By reason of the law and the evidence and the verdict of the
jury in this case, it is ordered and adjudged that the defendants
Robt. E.
Page 140 U. S. 132
Boutwell and John C. Ball be executed by being hung until each
and ether are dead, according to the forms, delays, and processes
provided in the laws of the United States. This done and signed in
open court Nov. 15, 1889. Aleck Boarman, Judge."
It will be perceived that neither in the verdict nor the order
of November 3 nor that of November 15 is it stated of what offense
the defendants were found guilty, nor does it appear, nor in our
opinion is it fairly deducible from the record, that the defendants
were present when the latter order was entered, and it is not
pretended that they were asked, or either of them, what they had to
say why sentence of death should not be pronounced upon them. It is
true that the record of November 15th has this entry: "This day the
defendants in open court excepted to the sentence of the court this
day pronounced upon them," but that admits fairly of the
construction that the exception was entered by their attorneys, as
does the motion in arrest, which, though it states that the
defendants came in their own proper person and by attorney, is
signed only by the attorneys, the record being somewhat obscure as
to the point of time during the day when this was done. We do not
think that the fact of the presence of the prisoners can by fair
intendment be collected from the record, no mention being made to
that effect in the order, it not appear in the form that the
sentence was read or orally delivered to them, and the usual
question not having been propounded. On the 18th of July, 1890,
Judge Bryant entered separate orders which recited that on the 15th
day of November, 1889, the sentence of death had been pronounced
upon each defendant for the crime of murder in compliance with the
law and the verdict of the jury rendered November 3, 1889, and it
was "therefore ordered, adjudged, and decreed" that each defendant
should be hanged on the day specified therein, and that the clerk
should issue a death warrant in accordance with the sentence, and
deliver the same to the marshal to execute.
Although the matters referred to amount chiefly, if not wholly,
to error merely, yet, in view of the character of the objections,
we must hold that the judgment against these defendants did not
become final until the entry of the orders
Page 140 U. S. 133
by Judge Bryant, and that, as the writ of error was prosecuted
within the sixty days given by him for the purpose, it ought not to
be dismissed, and, retaining jurisdiction, we hold that the orders
of November 15, 1889, and July 18, 1890, must be reversed for the
errors indicated.
It may be that this leaves it open to us to remand the cause,
with an order to the circuit court to proceed and give judgment on
the verdict, but we do not care to discuss this, as we are clear
that the indictment is fatally defective, and that a capital
conviction, even if otherwise regular, could not be sustained
thereon.
The indictment charges an assault by the defendant upon one
William T. Box with a loaded gun, and the infliction of mortal
wounds by the discharge of its contents, "of which mortal wounds
the said William T. Box did languish, and languishing died." This
fails to aver either the time or place of the death. By the common
law, both time and place were required to be alleged. It was
necessary that it should appear that the death transpired within a
year and a day after the stroke, and the place of death equally
with that of the stroke had to be stated, to show jurisdiction in
the court. The controlling element which distinguished the guilt of
the assailant from a common assault was the death within a year and
a day, and also within the same jurisdiction. Bac.Ab. "Indictment,"
G, 4;
Commonwealth v. Macloon, 101 Mass. 1;
Chapman v.
People, 39 Mich. 360;
Riggs v. State, 26 Miss. 51;
People v. Wallace, 9 Cal. 31; 1 Bish.Cr.Pro. 3d ed., §§
407, 408; 2 Bish.Cr.Pro. § 534; Wharton, Homicide, 2d ed., §§ 845,
846.
In
United States v. Guiteau, 1 Mackey 498, the Supreme
Court of the District of Columbia was held to have jurisdiction to
try, convict, and sentence the murderer of President Garfield
within the District of Columbia, although the death happened in New
Jersey, the felonious blow having been struck in the District. The
opinion of Mr. Justice Cox, upon the trial, and those of Mr.
Justice James and Mr. Justice Hagner, speaking for the court in
general term, learnedly discuss the question. An application having
been made to MR.
Page 140 U. S. 134
JUSTICE BRADLEY, of this Court for a writ of habeas corpus, in
giving his reasons for denying it he said:
"It is contended that the murder was committed only partly
within the District of Columbia and partly within the State of New
Jersey, and therefore cannot be said to have been committed within
the District of Columbia. By the strict technicality of the common
law, this position would probably be correct, although Lord Chief
Justice Hale, one of the greatest criminal lawyers and judges that
ever lived, uses the following language: 'At common law,' says
he,"
"if a man had been stricken in one county and died in another,
it was doubtful whether he were indictable or triable in either;
but the more common opinion was that he might be indicted where the
stroke was given, for the death was but a consequence, and might be
found, though in another county, and, if the party died in another
county, the body was removed into the county where the stroke was
given for the coroner to take an inquest
super visum
corporis."
This case shows that in Lord Chief Justice Hale's opinion the
principal crime was committed where the stroke was given, and that
when the production of the dead body gave the jury ocular
demonstration of the
corpus delicti, the difficulty of
jurisdiction was overcome. But to remove the doubt as to the power
of jurors to try such a case, it was enacted by the statute 2 and 3
Edward VI, c. 24, that the murderer might be tried in the county
where the death occurred; and, to remedy the difficulty where the
stroke or the death happened out of England, it was enacted by a
subsequent statute, 2 George II, c. 21, that the trial might be in
the county where the stroke was given if the party died out of the
realm, or where the death occurred, if the stroke was given out of
the realm, this in effect making the murder a crime in the county
in which either the stroke was given or the death occurred. These
statutes, as the supreme court holds and as their reasoning
satisfactorily shows, were in force in Maryland in 1801, when the
supreme court was organized, and by the organic act of Congress
became laws of the District of Columbia. If, therefore, the
District had continued a part of the State of Maryland, with those
laws in force, and if the murder in question had taken place
exactly
Page 140 U. S. 135
as it did, it would have been considered a murder committed
within the State of Maryland, and within the county out of which
the District was carved, and would have been indictable and triable
in such county. When, therefore, Congress, in 1801, conferred upon
the courts of the District jurisdiction to try all crimes and
offenses committed within the District, it gave jurisdiction to try
the murder of which the prisoner has been found guilty, the present
law being a mere codification of that enactment. For the same
reason, the Crimes Act of 1790, when it came to operate upon the
District, became applicable to such a murder.
This subject received elaborate consideration in
Commonwealth v. Macloon, supra, where all the common law
authorities are cited and the conclusion reached that the inquiry
is properly determined by the existence of statutory provisions.
See also In re Palliser, 136 U. S. 257,
136 U. S. 265,
and cases cited.
In
United States v. McGill, 4 Dall. 426 [omitted], 1
Wash.C.C. 463, Mr. Justice Washington and Judge Peters had no
difficulty in holding that, to constitute the crime of murder on
the high seas, the mortal stroke must be given and the death happen
there, Congress not then having provided for such a case.
And
see United States v. Armstrong, 2 Curtis 446;
United
States v. Davis, 2 Sumner 485. By the Constitution, the
accused in all criminal prosecutions has the right to be tried by
an impartial jury of the state and district wherein the crime shall
have been committed, but, when not committed within any state, the
trial shall be at such place or places as Congress may be law have
directed. Article III, Section 2; Amendment Art. VI.
By section 5339 of the Revised Statutes, it is provided that
"Every person who commits murder . . . within any fort, arsenal,
dock-yard, magazine or in any other place or district of country
under the exclusive jurisdiction of the United States, . . . shall
suffer death."
Section 731 provides:
"When any offense against the United States is begun in one
judicial district and completed in another, it shall be deemed to
have been committed in either, and may be dealt with, inquired of,
tried, determined, and punished
Page 140 U. S. 136
in either district in the same manner as if it had been actually
and wholly committed therein."
If this section is applicable to the crime of murder, it
certainly could not apply if the stroke were given in one district
and the death ensued in some other country than the United
States.
The accused is entitled to be informed of the nature and cause
of the accusation against him, and the jurisdiction should not be
exercised when there is doubt as to the authority to exercise it.
All the essential ingredients of the offense charged must be stated
in the indictment, embracing with reasonable certainty the
particulars of time and place, that the accused may be enabled to
prepare his defense, and avail himself of his acquittal or
conviction against any further prosecution for the same cause.
Hence, even though these defendants might have been properly tried
in the Eastern District of Texas if the fatal stroke were inflicted
there, though the death occurred elsewhere, yet, nevertheless, the
averment of the place of death would still remain essential.
And while it may be conceded that as this indictment was found
on the 17th of October, 1889, and the day of the assault is fixed
as on the 26th of June of that year, and it is asserted that Box
died, the failure to aver the time of death is not fatal, we hold
that the omission to state the place is so. By section 1035,
Rev.Stat., a party may be found guilty of any offense the
commission of which is necessarily included in that with which he
is charged in the indictment, or may be found guilty of an attempt
to commit the offense so charged. The verdict found the defendants
guilty as charged, and the order of November 15 used no other
language. Defendants were well charged with assault, but not with
murder, and the verdict must be held to have related only to that
which was well charged, upon which no such judgment as that before
us can be sustained.
The judgments are reversed, and the cause remanded with a
direction to quash the indictment and for such further proceedings
in relation to the defendants as to justice may appertain.
MR. JUSTICE GRAY and MR. JUSTICE BREWER did not hear the
argument, and took no part in the decision of this case.