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SUPREME COURT OF THE UNITED STATES
_________________
No. 10–7387
_________________
MONROE ACE SETSER, PETITIONER
v. UNITED
STATES
on writ of certiorari to the united states
court of appeals for the fifth circuit
[March 28, 2012]
Justice Scalia delivered the opinion of the
Court.
We consider whether a district court, in
sentencing a de- fendant for a federal offense, has authority to
order that the federal sentence be consecutive to an anticipated
state sentence that has not yet been imposed.
I
When officers of the Lubbock Police Department
ar- rested petitioner Monroe Setser for possessing methamphetamine,
he was already serving a 5-year term of probation imposed by a
Texas court for another drug offense. Setser was indicted in state
court for possession with intent to deliver a controlled substance,
and the State also moved to revoke his term of probation. As often
happens in drug cases, the federal authorities also got involved. A
federal grand jury indicted Setser for possessing with intent to
distribute 50 grams or more of methamphetamine, 21
U. S. C. §841(a)(1), (b)(1)(A)(viii), and he pleaded
guilty.
Before the federal sentencing hearing, a
probation officer calculated the applicable Guidelines range to be
121 to 151 months’ imprisonment. Citing precedent from the United
States Court of Appeals for the Fifth Circuit,
United States
v.
Brown, 920 F.2d 1212 (1991)
(per curiam), he
indicated that the District Court had discretion to make Setser’s
sentence either concurrent with or consecutive to any sentence
anticipated in the separate state-court pro- ceedings. Setser
objected, arguing that the District Court lacked such authority.
The court nevertheless made the sentence of 151 months that it
imposed consecutive to any state sentence imposed for probation
violation, but concurrent with any state sentence imposed on the
new drug charge. Setser appealed.
While Setser’s appeal was pending, the state
court sentenced him to a prison term of 5 years for probation
violation and 10 years on the new drug charge. It ordered that
these sentences be served concurrently. Setser then made before the
Court of Appeals, in addition to the argument that the District
Court had no authority to order a consecutive sentence, the
argument that his federal sentence was unreasonable because it was
impossible to implement in light of the concurrent state
sentences.
The Court of Appeals for the Fifth Circuit
affirmed. 607 F.3d 128 (2010). Following its earlier
Brown
decision, the court held that the District Court did have authority
to order a consecutive sentence. 607 F. 3d
, at 131–132. It
also held that Setser’s sentence was reasonable, even if it was
“ ‘partially foiled’ ” by the state court’s decision.
Id., at 132–133. We granted certiorari, 564 U. S. ___
(2011), and appointed an
amicus curiae to brief and argue
this case in support of the judgment below, 564 U. S. ___
(2011).
II
Before proceeding further, it is important to
be clear about what is at issue. Setser does not contend that his
federal sentence must run concurrently with both state sentences
imposed after his federal sentencing hearing. He acknowledges that
someone must answer “the consecutive versus concurrent
question,” Brief for Petitioner 27, and decide how the state and
federal sentences will fit together. The issue here is
who
will make that decision, which in turn determines
when that
decision is made. One possible answer, and the one the Fifth
Circuit gave, is that the decision belongs to the Federal District
Court at the federal sentencing hearing.
The concurrent-vs.-consecutive decision has been
addressed by §212(a) of the Sentencing Reform Act of 1984, 18
U. S. C. §3584, reproduced in full as Appendix A,
infra. The first subsection of that provision, which says
when concurrent and consecutive sentences may be imposed, and
specifies which of those dispositions will be assumed in absence of
indication by the sentencing judge, does not cover the situation
here. It addresses only “multiple terms of imprisonment
. . . imposed . . . at the same time” and “a
term of imprisonment . . . imposed on a defendant who is
already subject to an undischarged term of imprisonment.” §3584(a).
Here the state sentence is not imposed at the same time as the
federal sentence, and the defendant was not already subject to that
state sentence.
Setser, supported by the Government, argues
that, be- cause §3584(a) does not cover this situation, the
District Court lacked authority to act as it did; and that the
concurrent-vs.-consecutive decision is therefore to be made by the
Bureau of Prisons at any time after the federal sen- tence has been
imposed. The Bureau of Prisons is said to derive this authority
from 18 U. S. C. §3621(b) (2006 ed. and Supp. IV),
reproduced in full as Appendix B,
infra.
On its face, this provision says nothing about
concurrent or consecutive sentences, but the Government explains
its position as follows: Section 3621(b) gives the Bureau the
authority to order that a prisoner serve his federal sentence in
any suitable prison facility “whether maintained by the Federal
Government or otherwise.” The Bureau may therefore order that a
prisoner serve his federal sentence in a
state prison. Thus,
when a person subject to a federal sentence is serving a state
sentence, the Bureau may designate the state prison as the place of
impris- onment for the federal sentence—effectively making the two
sentences concurrent—or decline to do so—effec- tively making them
consecutive.[
1] Based on
§§3584(a) and 3621(b), Setser and the Government argue that the
concurrent-vs.-consecutive decision, under the circumstances
presented here, is committed exclusively to the Bureau of
Prisons.
It is fundamental that we construe statutes
governing the jurisdiction of the federal courts in light of “the
common-law background against which the statutes . . .
were enacted,”
New Orleans Public Service, Inc. v.
Council of City of New Orleans,
491
U.S. 350, 359 (1989), and the same approach is appropriate
here, where the issue concerns a matter of discretion traditionally
committed to the Judiciary. Judges have long been understood to
have discretion to select whether the sentences they impose will
run concurrently or consecutively with respect to other sentences
that they impose, or that have been imposed in other proceedings,
including state proceedings. See
Oregon v.
Ice,
555 U.S.
160, 168–169 (2009). And a large majority of the federal
appellate courts addressing the question have recognized a similar
authority in the context here, where a federal judge anticipates a
state sentence that has not yet been imposed. See
Salley v.
United States, 786 F.2d 546, 547 (CA2 1986);
Anderson
v.
United States, 405 F.2d 492, 493 (CA10 1969)
(per curiam); United States ex rel. Lester
v.
Parker, 404 F.2d 40, 41–42 (CA3 1968)
(per
curiam); United States v.
Kanton, 362 F.2d 178,
179–180 (CA7 1966)
(per curiam); but see
United
States v.
Eastman, 758 F.2d 1315, 1317 (CA9
1985)[
2]. We find nothing in
the Sentencing Reform Act, or in any other provision of law, to
show that Congress foreclosed the exercise of district courts’
sentencing discretion in these circumstances.
Setser’s main contention is that §3584(a) has
this effect. But that provision cannot sustain the weight that
Setser asks it to bear. In essence, he reads the first sentence in
§3584(a) to say that “terms [of imprisonment] may run concurrently
or consecutively”
only “[i]f multiple terms of imprisonment
are imposed . . . at the same time, or if a term of
imprisonment is imposed on a defendant who is already subject to an
undischarged term of imprisonment.” Since the District Court was
not imposing the state sentence and since it was not already
imposed, the sentence could not be ordered to run consecutively.
But if the text is exclusive—if the addition of
only is
correct—the provision forbids not only the imposition of
consecutive sentences, but the imposition of concurrent ones as
well. And yet, as Setser acknowledges, it must be one or the other;
someone must decide the issue.
Setser’s response is that, read in context, the
sentence speaks only to district courts. Under the circumstances at
issue here, he says, the federal and state sentences still might
run either concurrently or consecutively, but just not at the
discretion of the District Court. That is an odd parsing of the
text, which makes no distinction between the district court and the
Bureau of Prisons. The placement of §3584 does indeed suggest that
it is directed at district courts—but that is likely because
Congress contemplated that only district courts would have the
authority to make the concurrent-vs.-consecutive decision, not
because Congress meant to leave the Bureau unfettered. Indeed, the
Bureau already follows the other directives in §3584(a). See Brief
for United States 35. For example, if the district court imposes
multiple terms of imprisonment at the same time, but fails to
address the concurrent-vs.-consecutive issue, the terms “run
concurrently,” §3584(a), and the Bureau is not free to use its
“place of imprisonment” authority to achieve a different
result.[
3]
The Latin maxim on which Setser
relies—
expressio unius est exclusio alterius—might have
application here if the provision in question were a conferral of
authority on district courts. Giving sentencing authority in only
specified circumstances could be said to imply that it is withheld
in other circumstances. Section 3584, however, is framed not as a
conferral of authority but as a limitation of authority that
already exists (and a specification of what will be assumed when
the exercise of that authority is ambiguous). It reads
not
“District courts shall have authority to impose multiple terms of
imprisonment on a defendant at the same time, etc.” but rather
“
If multiple terms of imprisonment are imposed on a
defendant at the same time, [etc.]”—quite clearly assuming that
such au- thority already exists. The mere acknowledgment of the
existence of certain pre-existing authority (and regulation of that
authority) in no way implies a repeal of other pre-existing
authority. And that is especially true when there is an obvious
reason for selecting the instances of pre-existing authority that
are addressed—to wit, that they are the examples of sentencing
discretion most frequently encountered.
Moreover,
expressio unius est exclusio
alterius is a double-edged sword. Setser thinks it suggests
that, because §3584(a) recognizes judicial discretion in scenario
A and scenario
B, there is no such discretion in
scenario
C. But the same maxim shows much more convincingly
why §3621(b) cannot be read to give the Bureau of Prisons exclusive
authority to make the sort of decision committed to the district
court in §3584(a). When §3584(a) specific- ally addresses decisions
about concurrent and consecutive sentences, and makes no mention of
the Bureau’s role in the process, the implication is that no such
role exists. And that conclusion is reinforced by application of
the same maxim (properly, in this instance) to §3621(b)—which
is a conferral of authority on the Bureau of Prisons, but
does not confer authority to choose between concurrent and
consecutive sentences. Put to the choice, we believe it is much
more natural to read §3584(a) as not containing an implied “only,”
leaving room for the exercise of judicial discretion in the
situations not covered, than it is to read §3621(b) as giving the
Bureau of Prisons what amounts to sentencing authority.
III
None of the other objections to this approach
raised by Setser and the Government require a different result.
Our decision today follows the interpretive rule
they invoke, that we must “give effect . . . to every
clause and word” of the Act.
United States v.
Menasche,
348 U.S.
528, 538–539 (1955) (internal quotation marks omitted). The
first sentence in §3584(a) addresses the most common situations in
which the decision between concurrent and consecutive sentences
must be made: where two sentences are imposed at the same time, and
where a sentence is imposed subsequent to a prior sentence that has
not yet been fully served. It says that the district court has
discretion whether to make the sentences concurrent or consecutive,
except that it may not make consecutive a sentence for “an
attempt” and a sentence for an “offense that was the sole objective
of the attempt.” And the last two sentences of §3584(a) say what
will be assumed in those two common situations if the court does
not specify that the sentence is concurrent or consecutive. Giving
those dispositions full effect does not demand that we regard them
as eliminating sentencing discretion in other situations.
Setser and the Government both suggest that,
because §3584(b) directs courts to consider the sentencing factors
in §3553(a) in making these decisions, and because some of those
factors will be difficult to apply with respect to anticipated
sentences, the Act cannot be read to allow judicial discretion in
these circumstances. One cannot be sure that the sentence imposed
is “sufficient, but not greater than necessary,” §3553(a), the
argument goes, if one does not know how long it will actually be.
But the district judge faces the same uncertainty if the
concurrent-vs.-consecutive decision is left for later resolution by
the Bureau of Prisons; he does not know, for example, whether the
5-year sentence he imposes will be an actual five years or will be
simply swallowed within another sentence. To be sure, the Bureau of
Prisons, if it waits to decide the matter until after the state
court has imposed its sentence, will know for sure what sentences
it is dealing with. But the Bureau is not charged with applying
§3553(a). The factors that guide the agency’s “place of
imprisonment” decision do include “the nature and circumstances of
the offense” and “the history and characteristics of the pris-
oner,” §3621(b)(2), (b)(3) (2006 ed.)—factors that are, to be sure,
relevant to sentencing but also relevant to selection of the place
of confinement; but they also include factors that make little, if
any, sense in the sentencing context, such as “the resources of the
facility contemplated” and whether the state facility “meets
minimum standards of health and habitability,” §3621(b), (b)(1).
(These factors confirm our view that §3621 is not a sentencing
provision but a place-of-confinement provision.) It is much more
natural for a judge to apply the §3553(a) factors in making all
concurrent-vs.-consecutive decisions, than it is for some such
decisions to be made by a judge applying §3553(a) factors and
others by the Bureau of Prisons applying §3621(b) factors.
The final objection is that principles of
federalism and good policy do not allow a district court to make
the concurrent-vs.-consecutive decision when it does not have
before it all of the information about the anticipated state
sentence. As for principles of federalism, it seems to us they cut
in precisely the opposite direction. In our American system of dual
sovereignty, each sovereign—whether the Federal Government or a
State—is responsible for “the administration of [its own] criminal
justice syste[m].”
Ice, 555 U. S., at 170. If a
prisoner like Setser starts in state custody, serves his state
sentence, and then moves to federal custody, it will always be the
Federal Government—whether the district court or the Bureau of
Prisons—that decides whether he will receive credit for the time
served in state custody. And if he serves his federal sentence
first, the State will decide whether to give him credit against his
state sentences without being bound by what the district court or
the Bureau said on the matter. Given this framework, it is always
more respectful of the State’s sovereignty for the district court
to make its decision up front rather than for the Bureau of Prisons
to make the decision
after the state court has acted. That
way, the state court has all of the information before it when it
acts.[
4] The Government’s
position does not promote the States’ interest—just the interests
of the Bureau of Prisons.
As for good policy: The basic claim of Setser,
the Government, and the dissent is that when it comes to
sentencing, later is always better because the decisionmaker has
more information. See,
e.g., post, at 7 (“[A]
sentencing judge typically needs detailed information when
constructing a multiple-count or multiple-conviction Guideline
sentence”). That is undoubtedly true, but when that desideratum is
applied to the statutory structure before us here it is overwhelmed
by text, by our tradition of judicial sentencing,[
5] and by the accompanying desideratum that
sentencing not be left to employees of the same Department of
Justice that conducts the prosecution.[
6] Moreover, when the district court’s failure to
“anticipat[e] developments that take place after the first
sentencing,” Brief for United States 29, produces unfairness to the
defendant, the Act provides a mechanism for relief. Section
3582(c)(1)(A) provides that a district court,
“upon motion of the Director of the Bureau
of Prisons, may reduce the term of imprisonment . . .
after considering the factors set forth in section 3553(a) to the
extent that they are applicable, if it finds that . . .
extraordinary and compelling reasons warrant such a reduction [or
that the defendant meets other criteria for relief].”
IV
Setser argues that, even if the District
Court’s consecutive order was consistent with §3584(a), it made his
sentence impossible to implement and therefore unreasonable under
the Act, see
United States v.
Booker,
543 U.S.
220, 261–262 (2005),[
7] in
light of the State’s decision to make his sentences concurrent. We
think not. There is nothing unreasonable—let alone inherently
impossible—about the sentence itself. Setser is ordered to serve a
151-month term in federal custody, and that sentence should run
concurrently with one state sentence and consecutively with
another.
The difficulty arises not from the sentence, but
from the state court’s decision to make both state sentences
concurrent. Which of the District Court’s dispositions should
prevail: that his federal sentence run consecutively to the state
sentence on the parole revocation charge, or that his federal
sentence run concurrently with the state sentence on the new drug
charge? If the federal sentence is added to the state sentence it
will not be concurrent with the new drug charge, and if it is
merged in the state sentence it will not be consecutive to the
parole revocation charge. This is indeed a problem, but not, we
think, one that shows the District Court’s sentence to be unlawful.
The reasonableness standard we apply in reviewing federal sentences
asks whether the district court abused its discretion. See
Gall v.
United States,
552 U.S.
38, 46 (2007). Setser identifies no flaw in the District
Court’s decisionmaking process, nor anything available at the time
of sentencing that the District Court failed to consider. That a
sentence is thwarted does not mean that it was unreasonable. If a
district court ordered, as a term of supervised release, that a
defendant maintain a steady job, but a subsequent disability
rendered gainful employment infeasible, we doubt that one would
call the original sentence an abuse of discretion. There will often
be late-onset facts that materially alter a prisoner’s position and
that make it difficult, or even impossible, to implement his
sentence.
This is where the Bureau of Prisons comes
in—which ultimately has to determine how long the District Court’s
sentence authorizes it to continue Setser’s confinement. Setser is
free to urge the Bureau to credit his time served in state court
based on the District Court’s judgment that the federal sentence
run concurrently with the state sentence for the new drug charges.
If the Bureau initially declines to do so, he may raise his claim
through the Bureau’s Administrative Remedy Program. See 28 CFR
§542.10
et seq. (2011). And if that does not work, he
may seek a writ of habeas corpus. See 28 U. S. C. §2241.
We express no view on whether those proceedings would be
successful.
* * *
Because it was within the District Court’s
discretion to order that Setser’s sentence run consecutively to his
anticipated state sentence in the probation revocation proceeding;
and because the state court’s subsequent decision to make that
sentence concurrent with its other sentence does not establish that
the District Court abused its discretion by imposing an
unreasonable sentence; we affirm the judgment of the Court of
Appeals.
It is so ordered.
APPENDIXES
A
18 U. S. C. §3584
“Multiple sentences of imprisonment
“(a) Imposition of Concurrent or Consecutive
Terms.—If multiple terms of imprisonment are imposed on a defendant
at the same time, or if a term of imprisonment is imposed on a
defendant who is already subject to an undischarged term of
imprisonment, the terms may run concurrently or consecutively,
except that the terms may not run consecutively for an attempt and
for another offense that was the sole objective of the attempt.
Multiple terms of imprisonment imposed at the same time run
concurrently unless the court orders or the statute mandates that
the terms are to run consecutively. Multiple terms of imprisonment
imposed at different times run consecutively unless the court
orders that the terms are to run concurrently.
“(b) Factors to Be Considered in Imposing
Concurrent or Consecutive Terms.—The court, in determining whether
the terms imposed are to be ordered to run concurrently or
consecutively, shall consider, as to each offense for which a term
of imprisonment is being imposed, the factors set forth in section
3553(a).
“(c) Treatment of Multiple Sentence as an
Aggregate.—Multiple terms of imprisonment ordered to run
consecutively or concurrently shall be treated for administrative
purposes as a single, aggregate term of imprisonment.”
B
18 U. S. C. §3621(b) (2006 ed. and
Supp. IV)
“Place of imprisonment.—The Bureau of Prisons
shall designate the place of the prisoner’s imprisonment. The
Bureau may designate any available penal or correctional facility
that meets minimum standards of health and habitability established
by the Bureau, whether maintained by the Federal Government or
otherwise and whether within or without the judicial district in
which the person was convicted, that the Bureau determines to be
appropriate and suitable, considering—
“(1) the resources of the facility
contemplated;
“(2) the nature and circumstances of the
offense;
“(3) the history and characteristics of the
prisoner;
“(4) any statement by the court that imposed
the sentence—
“(A) concerning the purposes for which the
sentence to imprisonment was determined to be warranted; or
“(B) recommending a type of penal or
correctional facility as appropriate; and
“(5) any pertinent policy statement issued by
the Sentencing Commission pursuant to section 994(a)(2) of title
28.
“In designating the place of imprisonment or
making transfers under this subsection, there shall be no
favoritism given to prisoners of high social or economic status.
The Bureau may at any time, having regard for the same matters,
direct the transfer of a prisoner from one penal or correctional
facility to another. The Bureau shall make available appropriate
substance abuse treatment for each prisoner the Bureau determines
has a treatable condition of substance addiction or abuse. Any
order, recommendation, or request by a sentencing court that a
convicted person serve a term of imprisonment in a community
corrections facility shall have no binding effect on the authority
of the Bureau under this section to determine or change the place
of imprisonment of that person.”