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SUPREME COURT OF THE UNITED STATES
_________________
No. 10–545
_________________
LAWRENCE GOLAN, et al., PETITIONERS v.
ERIC H. HOLDER, Jr., ATTORNEY GENERAL, et al.
on writ of certiorari to the united states
court of appeals for the tenth circuit
[January 18, 2012]
Justice Ginsburg
delivered the opinion of the Court.
The Berne Convention
for the Protection of Literary and Artistic Works (Berne Convention
or Berne), which took effect in 1886, is the principal accord
governing international copyright relations. Latecomer to the
international copyright regime launched by Berne, the United States
joined the Convention in 1989. To perfect U. S. implementation
of Berne, and as part of our response to the Uruguay Round of
multilateral trade negotiations, Congress, in 1994, gave works
enjoying copyright protection abroad the same full term of
protection available to U. S. works. Congress did so in §514
of the Uruguay Round Agreements Act (URAA), which grants copyright
protection to preexisting works of Berne member countries,
protected in their country of origin, but lacking protection in the
United States for any of three reasons: The United States did not
protect works from the country of origin at the time of
publication; the United States did not protect sound recordings
fixed before 1972; or the author had failed to comply with
U. S. statutory formalities (formalities Congress no longer
requires as prerequisites to copyright protection).
The URAA accords no
protection to a foreign work after its full copyright term has
expired, causing it to fall into the public domain, whether under
the laws of the country of origin or of this country. Works
encompassed by §514 are granted the protection they would have
enjoyed had the United States maintained copyright relations with
the author’s country or removed formalities incompatible with
Berne. Foreign authors, however, gain no credit for the protection
they lacked in years prior to §514’s enactment. They therefore
enjoy fewer total years of exclusivity than do their U. S.
counterparts. As a consequence of the barriers to U. S.
copyright protection prior to the enactment of §514, foreign works
“restored” to protection by the measure had entered the public
domain in this country. To cushion the impact of their placement in
protected status, Congress included in §514 ameliorating
accommodations for parties who had exploited affected works before
the URAA was enacted.
Petitioners include
orchestra conductors, musicians, pub-lishers, and others who
formerly enjoyed free access to works §514 removed from the public
domain. They maintain that the Constitution’s Copyright and Patent
Clause, Art. I, §8, cl. 8, and First Amendment both
decree the invalidity of §514. Under those prescriptions of our
highest law, petitioners assert, a work that has entered the public
domain, for whatever reason, must forever remain there.
In accord with the
judgment of the Tenth Circuit, we conclude that §514 does not
transgress constitutional limitations on Congress’ authority.
Neither the Copyright and Patent Clause nor the First Amendment, we
hold, makes the public domain, in any and all cases, a territory
that works may never exit.
I
A
Members of the Berne
Union agree to treat authors from other member countries as well as
they treat their own. Berne Convention, Sept. 9, 1886, as revised
at Stockholm on July 14, 1967, Art. 1, 5(1), 828 U. N. T. S. 221,
225, 231–233. Nationals of a member country, as well as any author
who publishes in one of Berne’s 164 member states, thus enjoy
copyright protection in nations across the globe. Art. 2(6), 3.
Each country, moreover, must afford at least the minimum level of
protection specified by Berne. The copyright term must span the
author’s lifetime, plus at least 50 additional years, whether or
not the author has complied with a member state’s legal
formalities. Art. 5(2), 7(1). And, as relevant here, a work must be
protected abroad unless its copyright term has expired in either
the country where protection is claimed or the country of origin.
Art. 18(1)–(2). [
1 ]
A different system of
transnational copyright protection long prevailed in this country.
Until 1891, foreign works were categorically excluded from
Copyright Act protection. Throughout most of the 20th century, the
only eligible foreign authors were those whose countries granted
reciprocal rights to U. S. authors and whose works were print
ed in the United States. See Act of Mar. 3, 1891, §3, 13, 26Stat.
1107, 1110; Patry, The United States and Inter-national Copyright
Law, 40 Houston L. Rev. 749, 750 (2003). [
2 ] For domestic and foreign authors alike,
protection hinged on compliance with notice, registration, and
renewal formalities.
The United States
became party to Berne’s multilateral, formality-free copyright
regime in 1989. Initially, Congress adopted a “minimalist approach”
to compliance with the Convention. H. R. Rep. No. 100–609, p. 7
(1988) (hereinafter BCIA House Report). The Berne Convention
Implementation Act of 1988 (BCIA), 102Stat. 2853, made “only those
changes to American copyright law that [were] clearly required
under the treaty’s provisions,” BCIA House Report, at 7. Despite
Berne’s instruction that member countries—including “new accessions
to the Union”—protect foreign works under copyright in the country
of origin, Art. 18(1) and (4), 828 U. N. T. S., at
251, the BCIA accorded no protection for “any work that is in the
public domain in the United States,” §12, 102Stat. 2860. Protection
of future foreign works, the BCIA indicated, satisfied Article 18.
See §2(3), 102Stat. 2853 (“The amendments made by this Act,
together with the law as it exists on the date of the enactment of
this Act, satisfy the obligations of the United States in adhering
to the Berne Convention . . . .”). Congress
indicated, however, that it had not definitively rejected
“retroactive” protection for preexisting foreign works; instead it
had punted on this issue of Berne’s implementation, deferring
consideration until “a more thorough examination of Constitutional,
commercial, and consumer considerations is possible.” BCIA House
Report, at 51, 52. [
3 ]
The minimalist approach
essayed by the United States did not sit well with other Berne
members. [
4 ] While
negotiations were ongoing over the North American Free Trade
Agreement (NAFTA), Mexican authorities complained about the United
States’ refusal to grant protection, in accord with Article 18, to
Mexican works that remained under copyright domestically. See
Intellectual Property and International Issues, Hearings before the
Subcommittee on Intellectual Property and Judicial Administration,
House Committee on the Judiciary, 102d Cong., 1st Sess., 168 (1991)
(statement of Ralph Oman, U. S. Register of Copyrights). [
5 ] The Register of Copyrights
also reported “questions” from Turkey, Egypt, and Austria. Ibid.
Thailand and Russia balked at protecting U. S. works,
copyrighted here but in those countries’ public domains, until the
United States reciprocated with respect to their authors’ works.
URAA Joint Hearing 137 (statement of Ira S. Shapiro, General
Counsel, Office of the U. S. Trade Representative (USTR));
id., at 208 (statement of Professor Shira Perlmutter); id., at 291
(statement of Jason S. Berman, Recording Industry Association of
America (RIAA)). [
6 ]
Berne, however, did not
provide a potent enforcement mechanism. The Convention contemplates
dispute resolution before the International Court of Justice. Art.
33(1). But it specifies no sanctions for noncompliance and allows
parties, at any time, to declare themselves “not . . .
bound” by the Convention’s dispute resolution provision. Art.
33(2)–(3) 828 U. N. T. S., at 277. Unsurprisingly,
no enforcement actions were launched before 1994. D. Gervais, The
TRIPS Agreement 213, and n. 134 (3d ed. 2008). Although “several
Berne Union Members disagreed with [our] interpretation of Article
18,” the USTR told Congress, the Berne Convention did “not provide
a meaningful dispute resolution process.” URAA Joint Hearing 137
(statement of Shapiro). This shortcoming left Congress “free to
adopt a minimalist approach and evade Article 18.” Karp, Final
Report, Berne Article 18 Study on Retroactive United States
Copyright Protection for Berne and other Works, 20 Colum.-VLA J. L.
& Arts 157, 172 (1996).
The landscape changed
in 1994. The Uruguay round of multilateral trade negotiations
produced the World Trade Organization (WTO) and the Agreement on
Trade-Related Aspects of Intellectual Property Rights (TRIPS). [
7 ] The United States joined
both. TRIPS mandates, on pain of WTO enforcement, implementation of
Berne’s first 21 articles. TRIPS, Art. 9.1, 33 I. L. M. 1197, 1201
(requiring adherence to all but the “moral rights” provisions of
Article 6bis). The WTO gave teeth to the Convention’s requirements:
Noncompliance with a WTO ruling could subject member countries to
tariffs or cross-sector retaliation. See Gervais, supra, at 213; 7
W. Patry, Copyright §24:1, pp. 24–8 to 24–9 (2011). The specter of
WTO enforcement proceedings bolstered the credibility of our
trading partners’ threats to challenge the United States for
inadequate compliance with Article 18. See URAA Joint Hearing 137
(statement of Shapiro, USTR) (“It is likely that other WTO members
would challenge the current U. S. implementation of Berne
Article 18 under [WTO] procedures.”). [
8 ]
Congress’ response to
the Uruguay agreements put to rest any questions concerning
U. S. compliance with Article 18. Section 514 of the URAA,
108Stat. 4976 (codified at 17 U. S. C. §104A, 109(a)), [
9 ] extended copyright to works
that garnered protection in their countries of origin, [
10 ] but had no right to exclusivity
in the United States for any of three reasons: lack of copyright
relations between the country of origin and the United States at
the time of publication; lack of subject-matter protection for
sound recordings fixed before 1972; and failure to comply with
U. S. statutory formalities (e.g., failure to provide notice
of copyright status, or to register and renew a copyright). See
§104A(h)(6)(B)–(C). [
11
]
Works that have fallen
into the public domain after the expiration of a full copyright
term—either in the United States or the country of origin—receive
no further protection under §514. Ibid. [
12 ] Copyrights “restored” [
13 ] under URAA §514 “subsist for the remainder of the
term of copyright that the work would have otherwise been granted
. . . if the work never entered the public domain.”
§104A(a)(1)(B). Prospectively, restoration places foreign works on
an equal footing with their U. S. counterparts; assuming a
foreign and domestic author died the same day, their works will
enter the public domain simultaneously. See §302(a) (copyrights
generally expire 70 years after the author’s death). Restored
works, however, receive no compensatory time for the period of
exclusivity they would have enjoyed before §514’s enactment, had
they been protected at the outset in the United States. Their
total term, therefore, falls short of that available to similarly
situated U. S. works.
The URAA’s disturbance
of the public domain hardly escaped Congress’ attention. Section
514 imposed no liability for any use of foreign works occurring
before restoration. In addition, anyone remained free to copy and
use restored works for one year following §514’s enactment. See 17
U. S. C. §104A(h)(2)(A). Concerns about §514’s
compatibility with the Fifth Amendment’s Takings Clause led
Congress to include additional protections for “reliance
parties”—those who had, before the URAA’s enactment, used or
acquired a foreign work then in the public domain. See
§104A(h)(3)–(4). [
14 ]
Reliance parties may continue to exploit a restored work until the
owner of the restored copyright gives notice of intent to
enforce—either by filing with the U. S. Copyright Office
within two years of restoration, or by actually notifying the
reliance party. §104A(c), (d)(2)(A)(i), and (B)(i). After that,
reliance parties may continue to exploit existing copies for a
grace period of one year. §104A(d)(2)(A)(ii), and (B)(ii). Finally,
anyone who, before the URAA’s enactment, created a “derivative
work” based on a restored work may indefinitely exploit the
derivation upon payment to the copyright holder of “reasonable
compensation,” to be set by a district judge if the parties cannot
agree. §104A(d)(3).
B
In 2001, petitioners
filed this lawsuit challenging §514. They maintain that Congress,
when it passed the URAA, exceeded its authority under the Copyright
Clause and transgressed First Amendment limitations. [
15 ] The District Court granted the
Attorney General’s motion for summary judgment. Golan v. Gonzales,
No. Civ. 01–B–1854, 2005 WL 914754 (D. Colo., Apr. 20, 2005). In
rejecting petitioners’ Copyright Clause argument, the court stated
that Congress “has historically demonstrated little compunction
about removing copyrightable materials from the public domain.”
Id., at *14. The court next declined to part from “the settled rule
that private censorship via copyright enforcement does not
implicate First Amendment concerns.” Id., at *17.
The Court of Appeals
for the Tenth Circuit affirmed in part. Golan v. Gonzales, 501
F. 3d 1179 (2007). The public domain, it agreed, was not a
“threshold that Congress” was powerless to “traverse in both
directions.” Id., at 1187 (internal quotations marks omitted). But
§514, as the Court of Appeals read our decision in Eldred v.
Ashcroft, 537 U. S. 186 (2003) , required further First
Amendment inspection, 501 F. 3d, at 1187. The measure
“ ‘altered the traditional contours of copyright
protection,’ ” the court said—specifically, the “bedrock
principle” that once works enter the public domain, they do not
leave. Ibid. (quoting Eldred, 537 U. S., at 221). The case was
remanded with an instruction to the District Court to address the
First Amendment claim in light of the Tenth Circuit’s opinion.
On remand, the District
Court’s starting premise was uncontested: Section 514 does not
regulate speech on the basis of its content; therefore the law
would be upheld if “narrowly tailored to serve a significant
government interest.” 611 F. Supp. 2d 1165, 1170–1171 (Colo.
2009) (quoting Ward v. Rock Against Racism, 491 U. S. 781, 791
(1989) ). Summary judgment was due petitioners, the court
concluded, because §514’s constriction of the public domain was not
justified by any of the asserted federal interests: compliance with
Berne, securing greater protection for U. S. authors abroad,
or remediation of the inequitable treatment suffered by foreign
authors whose works lacked protection in the United States. 611
F. Supp. 2d, at 1172–1177.
The Tenth Circuit
reversed. Deferring to Congress’ predictive judgments in matters
relating to foreign affairs, the appellate court held that §514
survived First Amendment scrutiny. Specifically, the court
determined that the law was narrowly tailored to fit the important
government aim of protecting U. S. copyright holders’
interests abroad. 609 F. 3d 1076 (2010).
We granted certiorari
to consider petitioners’ challenge to §514 under both the Copyright
Clause and the First Amendment, 562 U. S. ___ (2011), and now
affirm.
II
We first address
petitioners’ argument that Congress lacked authority, under the
Copyright Clause, to enact §514. The Constitution states that
“Congress shall have Power . . . [t]o promote the
Progress of Science . . . by securing for limited Times
to Authors . . . the exclusive Right to their
. . . Writings.” Art. I, §8, cl. 8. Petitioners
find in this grant of authority an impenetrable barrier to the
extension of copyright protection to authors whose writings, for
whatever reason, are in the public domain. We see no such barrier
in the text of the Copyright Clause, historical practice, or our
precedents.
A
The text of the
Copyright Clause does not exclude application of copyright
protection to works in the public domain. Symposium, Congressional
Power and Limitations Inherent in the Copyright Clause, 30 Colum.
J. L. & Arts 259, 266 (2007). Petitioners’ contrary argument
relies primarily on the Constitution’s confinement of a copyright’s
lifespan to a “limited Tim[e].” “Removing works from the public
domain,” they contend, “violates the ‘limited [t]imes’ restriction
by turning a fixed and predictable period into one that can be
reset or resurrected at any time, even after it expires.” Brief for
Petitioners 22.
Our decision in Eldred
is largely dispositive of petitioners’ limited-time argument. There
we addressed the question whether Congress violated the Copyright
Clause when it extended, by 20 years, the terms of existing
copyrights. 537 U. S., at 192–193 (upholding Copyright Term
Extension Act (CTEA)). Ruling that Congress acted within
constitutional bounds, we declined to infer from the text of the
Copyright Clause “the command that a time prescription, once set,
becomes forever ‘fixed’ or ‘inalterable.’ ” Id., at 199. “The
word ‘limited,’ ” we observed, “does not convey a meaning so
constricted.” Ibid. Rather, the term is best understood to mean
“confine[d] within certain bounds,” “restrain[ed],” or
“circumscribed.” Ibid. (internal quotation marks omitted). The
construction petitioners tender closely resembles the definition
rejected in Eldred and is similarly infirm.
The terms afforded
works restored by §514 are no less “limited” than those the CTEA
lengthened. In light of Eldred, petitioners do not here contend
that the term Congress has granted U. S. authors—their
lifetimes, plus 70 years—is unlimited. See 17 U. S. C.
§302(a). Nor do petitioners explain why terms of the same duration,
as applied to foreign works, are not equally “circumscribed” and
“confined.” See Eldred, 537 U. S., at 199. Indeed, as earlier
noted, see supra, at 2, 10, the copyrights of restored foreign
works typically last for fewer years than those of their domestic
counterparts.
The difference,
petitioners say, is that the limited time had already passed for
works in the public domain. What was that limited term for foreign
works once excluded from U. S. copyright protection? Exactly
“zero,” petitioners respond. Brief for Petitioners 22 (works in
question “received a specific term of protection . . .
sometimes expressly set to zero”; “at the end of that period,” they
“entered the public domain”); Tr. of Oral Arg. 52 (by “refusing to
provide any protection for a work,” Congress “set[s] the term at
zero,” and thereby “tell[s] us when the end has come”). We find
scant sense in this argument, for surely a “limited time” of
exclusivity must begin before it may end. [
16 ]
Carried to its logical
conclusion, petitioners persist, the Government’s position would
allow Congress to institute a second “limited” term after the first
expires, a third after that, and so on. Thus, as long as Congress
legislated in installments, perpetual copyright terms would be
achievable. As in Eldred, the hypothetical legislative misbehavior
petitioners posit is far afield from the case before us. See 537
U. S., at 198–200, 209–210. In aligning the United States with
other nations bound by the Berne Convention, and thereby according
equitable treatment to once dis-favored foreign authors, Congress
can hardly be charged with a design to move stealthily toward a
regime of perpetual copyrights.
B
Historical practice
corroborates our reading of the Copyright Clause to permit full
U. S. compliance with Berne. Undoubtedly, federal copyright
legislation generally has not affected works in the public domain.
Section 514’s disturbance of that domain, petitioners argue,
distin- guishes their suit from Eldred’s. In adopting the CTEA,
petitioners note, Congress acted in accord with “an unbroken
congressional practice” of granting pre-expiration term extensions,
537 U. S., at 200. No comparable practice, they maintain,
supports §514.
On occasion, however,
Congress has seen fit to protect works once freely available.
Notably, the Copyright Act of 1790 granted protection to many works
previously in the public domain. Act of May 31, 1790 (1790 Act),
§1, 1Stat. 124 (covering “any map, chart, book, or books already
printed within these United States”). Before the Act launched a
uniform national system, three States provided no statutory
copyright protection at all. [
17 ] Of those that did afford some protection, seven
failed to protect maps; [
18
] eight did not cover previously published books; [
19 ] and all ten denied protection to works
that failed to comply with formalities. [
20 ] The First Congress, it thus appears, did not view
the public domain as inviolate. As we have recognized, the
“construction placed upon the Constitution by [the drafters of] the
first [copyright] act of 1790 and the act of 1802 . . .
men who were contemporary with [the Constitution’s] formation, many
of whom were members of the convention which framed it, is of
itself entitled to very great weight.” Burrow-Giles Lithographic
Co. v. Sarony, 111 U. S. 53, 57 (1884) . [
21 ]
Subsequent actions
confirm that Congress has not understood the Copyright Clause to
preclude protection for existing works. Several private bills
restored the copyrights of works that previously had been in the
public domain. See Act of Feb. 19, 1849 (Corson Act), ch. 57,
9Stat. 763; Act of June 23, 1874 (Helmuth Act), ch. 534, 18Stat.
618; Act of Feb. 17, 1898 (Jones Act), ch. 29, 30Stat. 1396. These
bills were unchallenged in court.
Analogous patent
statutes, however, were upheld in litigation. [
22 ] In 1808, Congress passed a private
bill restoring patent protection to Oliver Evans’ flour mill. When
Evans sued for infringement, first Chief Justice Marshall in the
Circuit Court, Evans v. Jordan, 8 F. Cas. 872 (No. 4,564) (Va.
1813), and then Justice Bushrod Washington for this Court, Evans v.
Jordan, 9 Cranch 199 (1815), upheld the restored patent’s validity.
After the patent’s expiration, the Court said, “a general right to
use [Evans’] discovery was not so vested in the public” as to allow
the defendant to continue using the machinery, which he had
constructed between the patent’s expiration and the bill’s passage.
Id., at 202. See also Blanchard v. Sprague, 3 F. Cas. 648, 650
(No. 1,518) (CC Mass. 1839) (Story, J.) (“I never have entertained
any doubt of the constitutional authority of congress” to “give a
patent for an invention, which . . . was in public use
and enjoyed by the community at the time of the passage of the
act.”).
This Court again upheld
Congress’ restoration of an invention to protected status in
McClurg v. Kingsland, 1 How. 202 (1843). There we enforced an 1839
amendment that recognized a patent on an invention despite its
prior use by the inventor’s employer. Absent such dispensation, the
employer’s use would have rendered the invention unpatentable, and
therefore open to exploitation without the inventor’s leave. Id.,
at 206–209.
Congress has also
passed generally applicable legislation granting patents and
copyrights to inventions and works that had lost protection. An
1832 statute authorized a new patent for any inventor whose
failure, “by inadvertence, accident, or mistake,” to comply with
statutory formalities rendered the original patent “invalid or
inoperative.” Act of July 3, §3, 4Stat. 559. An 1893 measure
similarly allowed authors who had not timely deposited their work
to receive “all the rights and privileges” the Copyright Act
affords, if they made the required deposit by March 1, 1893. Act of
Mar. 3, ch. 215, 27Stat. 743. [
23 ] And in 1919 and 1941, Congress authorized the
President to issue proclamations granting protection to foreign
works that had fallen into the public domain during World Wars I
and II. See Act of Dec. 18, 1919, ch. 11, 41Stat. 368; Act of Sept.
25, 1941, ch. 421, 55Stat. 732. [
24 ]
Pointing to dictum in
Graham v. John Deere Co. of Kansas City, 383 U. S. 1 (1966) ,
petitioners would have us look past this history. In Graham, we
stated that “Congress may not authorize the issuance of patents
whose effects are to remove existent knowledge from the public
domain, or to restrict free access to materials already available.”
Id., at 6; post, at 15. But as we explained in Eldred, this passage
did not speak to the constitutional limits on Congress’ copyright
and patent authority. Rather, it “addressed an invention’s very
eligibility for patent protection.” 537 U. S., at 202,
n. 7.
Installing a federal
copyright system and ameliorating the interruptions of global war,
it is true, presented Congress with extraordinary situations. Yet
the TRIPS accord, leading the United States to comply in full
measure with Berne, was also a signal event. See supra, at 7–8; cf.
Eldred, 537 U. S., at 259, 264–265 (Breyer, J., dissenting)
(acknowledging importance of international uniformity advanced by
U. S. efforts to conform to the Berne Convention). Given the
authority we hold Congress has, we will not second-guess the
political choice Congress made between leaving the public domain
untouched and embracing Berne unstintingly. Cf. id., at
212–213.
C
Petitioners’ ultimate
argument as to the Copyright and Patent Clause concerns its initial
words. Congress is empowered to “promote the Progress of Science
and useful Arts” by enacting systems of copyright and patent
protection. U. S. Const., Art. I, §8, cl. 8. Perhaps
counterintuitively for the contemporary reader, Congress’ copyright
authority is tied to the progress of science; its patent authority,
to the progress of the useful arts. See Graham, 383 U. S., at
5, and n. 1; Evans, 8 F. Cas., at 873 (Marshall, J.).
The “Progress of
Science,” petitioners acknowledge, refers broadly to “the creation
and spread of knowledge and learning.” Brief for Petitioners 21;
accord post, at 1. They nevertheless argue that federal legislation
cannot serve the Clause’s aim unless the legislation “spur[s] the
creation of . . . new works.” Brief for Petitioners 24;
accord post, at 1–2, 8, 17. Because §514 deals solely with works
already created, petitioners urge, it “provides no plausible
incentive to create new works” and is therefore invalid. Reply
Brief 4. [
25 ]
The creation of at
least one new work, however, is not the sole way Congress may
promote knowledge and learning. In Eldred, we rejected an argument
nearly identical to the one petitioners rehearse. The Eldred
petitioners urged that the “CTEA’s extension of existing copyrights
categorically fails to ‘promote the Progress of Science,’
. . . because it does not stimulate the creation of new
works.” 537 U. S., at 211–212. In response to this argument,
we held that the Copyright Clause does not demand that each
copyright provision, examined discretely, operate to induce new
works. Rather, we explained, the Clause “empowers Congress to
determine the intellectual property regimes that, overall, in that
body’s judgment, will serve the ends of the Clause.” Id., at 222.
And those permissible ends, we held, extended beyond the creation
of new works. See id., at 205–206 (rejecting the notion that
“ ‘the only way to promote the progress of science [is] to
provide incentives to create new works’ ” (quoting Perlmutter,
Participation in the International Copyright System as a Means to
Promote the Progress of Science and Useful Arts, 36 Loyola (LA)
L. Rev. 323, 332 (2002))). [
26 ]
Even were we writing on
a clean slate, petitioners’ argument would be unavailing. Nothing
in the text of the Copyright Clause confines the “Progress of
Science” exclusively to “incentives for creation.” Id., at 324,
n. 5 (internal quotation marks omitted). Evidence from the
founding, moreover, suggests that inducing dissemination—as opposed
to creation—was viewed as an appropriate means to promote science.
See Nachbar, Constructing Copyright’s Mythology, 6 Green Bag 2d 37,
44 (2002) (“The scope of copyright protection existing at the time
of the framing,” trained as it was on “publication, not creation,”
“is inconsistent with claims that copyright must promote creative
activity in order to be valid.” (internal quotation marks
omitted)). Until 1976, in fact, Congress made “federal copyright
contingent on publication[,] [thereby] providing incentives not
primarily for creation,” but for dissemination. Perlmutter, supra,
at 324, n. 5. Our decisions correspondingly recognize that
“copyright supplies the economic incentive to create and
disseminate ideas.” Harper & Row, Publishers, Inc. v. Nation
Enterprises, 471 U. S. 539, 558 (1985) (emphasis added). See
also Eldred, 537 U. S., at 206. [
27 ]
Considered against this
backdrop, §514 falls comfortably within Congress’ authority under
the Copyright Clause. Congress rationally could have concluded that
adherence to Berne “promotes the diffusion of knowledge,” Brief for
Petitioners 4. A well-functioning international copyright system
would likely encourage the dissemination of existing and future
works. See URAA Joint Hearing 189 (statement of Professor
Perlmutter). Full compliance with Berne, Congress had reason to
believe, would expand the foreign markets available to U. S.
authors and invigorate protection against piracy of U. S.
works abroad, S. Rep. No. 103–412, pp. 224, 225 (1994); URAA
Joint Hearing 291 (statement of Berman, RIAA); id., at 244, 247
(statement of Smith, IIPA), thereby benefitting copyright-intensive
industries stateside and inducing greater investment in the
creative process.
The provision of
incentives for the creation of new works is surely an essential
means to advance the spread of knowledge and learning. We hold,
however, that it is not the sole means Congress may use “[t]o
promote the Progress of Science.” See Perlmutter, supra, at 332
(United States would “lose all flexibility” were the provision of
incentives to create the exclusive way to promote the progress of
science). [
28 ] Congress
determined that exem-plary adherence to Berne would serve the
objectives of the Copyright Clause. We have no warrant to reject
the rational judgment Congress made.
III
A
We next explain why
the First Amendment does not inhibit the restoration authorized by
§514. To do so, we first recapitulate the relevant part of our
pathmarking decision in Eldred. The petitioners in Eldred, like
those here, argued that Congress had violated not only the “limited
Times” prescription of the Copyright Clause. In addition, and
independently, the Eldred petitioners charged, Congress had
offended the First Amendment’s freedom of expression guarantee. The
CTEA’s 20-year enlargement of a copyright’s duration, we held in
Eldred, offended neither provision.
Concerning the First
Amendment, we recognized that some restriction on expression is the
inherent and in-tended effect of every grant of copyright. Noting
that the “Copyright Clause and the First Amendment were adopted
close in time,” 537 U. S., at 219, we observed that the
Framers regarded copyright protection not simply as a limit on the
manner in which expressive works may be used. They also saw
copyright as an “engine of free expression[:] By establishing a
marketable right to the use of one’s expression, copyright supplies
the economic incentive to create and disseminate ideas.” Ibid.
(quoting Harper & Row, 471 U. S., at 558 (internal
quotation marks omitted)); see id., at 546 (“rights conferred by
copyright are designed to assure contributors to the store of
knowledge a fair return for their labors”).
We then described the
“traditional contours” of copyright protection, i.e., the
“idea/expression dichotomy” and the “fair use” defense. [
29 ] Both are recognized in our
jurisprudence as “built-in First Amendment accommodations.” Eldred,
537 U. S., at 219; see Harper & Row, 471 U. S., at
560 ( First Amendment protections are “embodied in the Copyright
Act’s distinction between copyrightable expression and
uncopyrightable facts and ideas,” and in the “latitude for
scholarship and comment” safeguarded by the fair use defense).
The idea/expression
dichotomy is codified at 17 U. S. C. §102(b): “In no case
does copyright protec[t] . . . any idea, procedure,
process, system, method of operation, concept, principle, or
discovery . . . described, explained, illustrated, or
embodied in [the copyrighted] work.” “Due to this [idea/expression]
distinction, every idea, theory, and fact in a copyrighted work
becomes instantly available for public exploitation at the moment
of publication”; the author’s expression alone gains copyright
protection. Eldred, 537 U. S., at 219; see Harper & Row,
471 U. S., at 556 (“idea/expression dichotomy strike[s] a
definitional balance between the First Amendment and the Copyright
Act by permitting free communication of facts while still
protecting an author’s expression” (internal quotation marks
omitted)).
The second “traditional
contour,” the fair use defense, is codified at 17
U. S. C. §107: “[T]he fair use of a copyrighted work,
including such use by reproduction in copies . . . , for
purposes such as criticism, comment, news reporting, teaching
(including multiple copies for classroom use), scholarship, or
research, is not an infringement of copyright.” This limitation on
exclusivity “allows the public to use not only facts and ideas
contained in a copyrighted work, but also [the author’s] expression
itself in certain circumstances.” Eldred, 537 U. S., at 219;
see id., at 220 (“fair use defense affords considerable latitude
for scholarship and comment, . . . even for parody”
(internal quotation marks omitted)).
Given the
“speech-protective purposes and safeguards” embraced by copyright
law, see id., at 219, we concluded in Eldred that there was no call
for the heightened review petitioners sought in that case. [
30 ] We reach the same
conclusion here. [
31 ]
Section 514 leaves undisturbed the “idea/expression” distinction
and the “fair use” defense. Moreover, Congress adopted measures to
ease the transition from a national scheme to an international
copyright regime: It deferred the date from which enforcement runs,
and it cushioned the impact of restoration on “reliance parties”
who exploited foreign works denied protection before §514 took
effect. See supra, at 10–11 (describing 17 U. S. C.
§104A(c), (d), and (h)). See also Eldred, 537 U. S., at 220
(describing supplemental allowances and exemp- tions available to
certain users to mitigate the CTEA’s impact).
B
Petitioners attempt
to distinguish their challenge from the one turned away in Eldred.
First Amendment interests of a higher order are at stake here,
petitioners say, because they—unlike their counterparts in
Eldred—enjoyed “vested rights” in works that had already entered
the public domain. The limited rights they retain under copyright
law’s “built-in safeguards” are, in their view, no substitute for
the unlimited use they enjoyed before §514’s enactment. Nor,
petitioners urge, does §514’s “unprecedented” foray into the public
domain possess the historical pedigree that supported the term
extension at issue in Eldred. Brief for Petitioners 42–43.
However spun, these
contentions depend on an argument we considered and rejected above,
namely, that the Constitution renders the public domain largely
untouch-able by Congress. Petitioners here attempt to achieve under
the banner of the First Amendment what they could not win under the
Copyright Clause: On their view of the Copyright Clause, the public
domain is inviolable; as they read the First Amendment, the public
domain is policed through heightened judicial scrutiny of Congress’
means and ends. As we have already shown, see supra, at 13–19, the
text of the Copyright Clause and the historical record scarcely
establish that “once a work enters the public domain,” Congress
cannot permit anyone—“not even the creator—[to] copyright it,” 501
F. 3d, at 1184. And nothing in the historical record,
congressional practice, or our own jurisprudence warrants
exceptional First Amendment solicitude for copyrighted works that
were once in the public domain. [
32 ] Neither this challenge nor that raised in Eldred, we
stress, allege Congress transgressed a gener-ally applicable First
Amendment prohibition; we are not faced, for example, with
copyright protection that hinges on the author’s viewpoint.
The Tenth Circuit’s
initial opinion determined that petitioners marshaled a stronger
First Amendment challenge than did their predecessors in Eldred,
who never “possessed unfettered access to any of the works at
issue.” 501 F. 3d, at 1193. See also id., at 1194 (“[O]nce the
works at issue became free for anyone to copy, [petitioners] had
vested First Amendment interests in the expressions, [thus] §514’s
interference with [petitioners’] rights is subject to First
Amendment scrutiny.”). As petitioners put it in this Court,
Congress impermissibly revoked their right to exploit foreign works
that “belonged to them” once the works were in the public domain.
Brief for Petitioners 44–45.
To copyright lawyers,
the “vested rights” formulation might sound exactly backwards:
Rights typically vest at the outset of copyright protection, in an
author or rightholder. See, e.g., 17 U. S. C. §201(a)
(“Copyright in a work protected . . . vests initially in
the author . . . .”). Once the term of protection
ends, the works do not revest in any rightholder. Instead, the
works simply lapse into the public domain. See, e.g., Berne, Art.
18(1), 828 U. N. T. S., at 251 (“This Convention
shall apply to all works which . . . have not yet fallen
into the public domain . . . .”). Anyone has
free access to the public domain, but no one, after the copyright
term has expired, acquires ownership rights in the once-protected
works.
Congress recurrently
adjusts copyright law to protect categories of works once outside
the law’s compass. For example, Congress broke new ground when it
extended copyright protection to foreign works in 1891, Act of Mar.
3, §13, 26Stat. 1110; to dramatic works in 1856, Act of Aug. 18,
11Stat. 138; to photographs and photographic negatives in 1865, Act
of Mar. 3, §1, 13Stat. 540; to motion pictures in 1912, Act of Aug.
24, 37Stat. 488; to fixed sound recordings in 1972, Act of Oct. 15,
1971, 85Stat. 391; and to architectural works in 1990,
Architectural Works Copyright Protection Act, 104Stat. 5133. And on
several occasions, as recounted above, Congress protected works
previously in the public domain, hence freely usable by the public.
See supra, at 15–19. If Congress could grant protection to these
works without hazarding heightened First Amendment scrutiny, then
what free speech principle disarms it from protecting works
prematurely cast into the public domain for reasons antithetical to
the Berne Convention? [
33 ]
Section 514, we add,
does not impose a blanket prohibition on public access. Petitioners
protest that fair use and the idea/expression dichotomy “are
plainly inadequate to protect the speech and expression rights that
Section 514 took from petitioners, or . . . the
public”—that is, “the unrestricted right to perform, copy, teach
and distribute the entire work, for any reason.” Brief for
Petitioners 46–47. “Playing a few bars of a Shostakovich symphony,”
petitioners observe, “is no substitute for performing the entire
work.” Id., at 47. [
34
]
But Congress has not
put petitioners in this bind. The question here, as in Eldred, is
whether would-be users must pay for their desired use of the
author’s expression, or else limit their exploitation to “fair use”
of that work. Prokofiev’s Peter and the Wolf could once be
performed free of charge; after §514 the right to perform it must
be obtained in the marketplace. This is the same marketplace, of
course, that exists for the music of Prokofiev’s U. S.
contemporaries: works of Copland and Bernstein, for example, that
enjoy copyright protection, but nevertheless appear regularly in
the programs of U. S. concertgoers.
Before we joined Berne,
domestic works and some foreign works were protected under
U. S. statutes and bilateral international agreements, while
other foreign works were available at an artificially low (because
royalty-free) cost. By fully implementing Berne, Congress ensured
that most works, whether foreign or domestic, would be governed by
the same legal regime. The phenomenon to which Congress responded
is not new: Distortions of the same order occurred with greater
frequency—and to the detriment of both foreign and domestic
authors—when, before 1891, foreign works were excluded entirely
from U. S. copyright protection. See Kampelman, The United
States and International Copyright, 41 Am. J. Int’l L. 406, 413
(1947) (“American readers were less inclined to read the novels of
Cooper or Hawthorne for a dollar when they could buy a novel of
Scott or Dickens for a quarter.”). Section 514 continued the trend
toward a harmonized copyright regime by placing foreign works in
the position they would have occupied if the current regime had
been in effect when those works were created and first published.
Authors once deprived of protection are spared the continuing
effects of that initial deprivation; §514 gives them nothing more
than the benefit of their labors during whatever time remains
before the normal copyright term expires. [
35 ]
Unlike petitioners, the
dissent makes much of the so-called “orphan works” problem. See
post, at 11–14, 23–24. We readily acknowledge the difficulties
would-be users of copyrightable materials may face in identifying
or locating copyright owners. See generally U. S. Copyright
Office, Report on Orphan Works 21–40 (2006). But as the dissent
concedes, see post, at 13, this difficulty is hardly peculiar to
works restored under §514. It similarly afflicts, for instance,
U. S. libraries that attempt to catalogue U. S. books.
See post, at 12. See also Brief for American Library Association
et al. as Amici Curiae 22 (Section 514 “exacerbated,” but did
not create, the problem of orphan works); U. S. Copyright
Office, supra, at 41–44 (tracing orphan-works problem to Congress’
elimination of formalities, commencing with the 1976 Copyright
Act). [
36 ]
Nor is this a matter
appropriate for judicial, as opposed to legislative, resolution.
Cf. Authors Guild v. Google, Inc., 770 F. Supp. 2d 666,
677–678 (SDNY 2011) (rejecting proposed “Google Books” class
settlement because, inter alia, “the establishment of a mechanism
for exploiting unclaimed books is a matter more suited for Congress
than this Court” (citing Eldred, 537 U. S., at 212)). Indeed,
the host of policy and logistical questions identified by the
dissent speak for themselves. Post, at 12. Despite “longstanding
efforts,” see Authors Guild, 770 F. Supp. 2d, at 678 (quoting
statement of Marybeth Peters), Congress has not yet passed
ameliorative orphan-works legislation of the sort enacted by other
Berne members, see, e.g., Canada Copyright Act, R. S. C.,
1985, c. C–42, §77 (authorizing Copyright Board to license use of
orphan works by persons unable, after making reasonable efforts, to
locate the copyright owner). Heretofore, no one has suggested that
the orphan-works issue should be addressed through our
implementation of Berne, rather than through overarching
legislation of the sort proposed in Congress and cited by the
dissent. See post, at 23–24; U. S. Copyright Office, Legal
Issues in Mass Digitization 25–29 (2011) (discussing recent
legislative efforts). Our unstinting adherence to Berne may add
impetus to calls for the enactment of such legislation. But
resistance to Berne’s prescriptions surely is not a necessary or
proper response to the pervasive question, what should Congress do
about orphan works.
IV
Congress determined
that U. S. interests were best served by our full
participation in the dominant system of international copyright
protection. Those interests include ensuring exemplary compliance
with our international obligations, securing greater protection for
U. S. authors abroad, and remedying unequal treatment of
foreign authors. The judgment §514 expresses lies well within the
ken of the political branches. It is our obligation, of course, to
determine whether the action Congress took, wise or not, encounters
any constitutional shoal. For the reasons stated, we are satisfied
it does not. The judgment of the Court of Appeals for the Tenth
Circuit is therefore
Affirmed.
Justice Kagan took no
part in the consideration or decision of this case.
APPENDIX
Title 17 U. S. C. §104A provides:
“(a) Automatic Protection and Term.—
“(1) Term.—
“(A) Copyright subsists, in accordance
with this section, in restored works, and vests automatically on
the date of restoration.
“(B) Any work in which copyright is
restored under this section shall subsist for the remainder of the
term of copyright that the work would have otherwise been granted
in the United States if the work never entered the public domain in
the United States.
“(2) Exception.—Any
work in which the copyright was ever owned or administered by the
Alien Property Custodian and in which the restored copyright would
be owned by a government or instrumentality thereof, is not a
restored work.
“(b) Ownership of Restored Copyright.—A restored
work vests initially in the author or initial rightholder of the
work as determined by the law of the source country of the
work.
“(c) Filing of Notice of Intent to Enforce
Restored Copyright Against Reliance Parties.—On or after the date
of restoration, any person who owns a copyright in a restored work
or an exclusive right therein may file with the Copyright Office a
notice of intent to enforce that person’s copyright or exclusive
right or may serve such a notice directly on a reliance party.
Acceptance of a notice by the Copyright Office is effective as to
any reliance parties but shall not create a presumption of the
validity of any of the facts stated therein. Service on a reliance
party is effective as to that reliance party and any other reliance
parties with actual knowledge of such service and of the contents
of that notice.
“(d) Remedies for Infringement of Restored
Copyrights.—
“(1) Enforcement of
copyright in restored works in the absence of a reliance party.—As
against any party who is not a reliance party, the remedies
provided in chapter 5 of this title shall be available on or after
the date of restoration of a restored copyright with respect to an
act of infringement of the restored copyright that is commenced on
or after the date of restoration.
“(2) Enforcement of
copyright in restored works as against reliance parties.—As against
a reliance party, except to the extent provided in paragraphs (3)
and (4), the remedies provided in chapter 5 of this title shall be
available, with respect to an act of infringement of a restored
copyright, on or after the date of restoration of the restored
copyright if the requirements of either of the following
subparagraphs are met:
“(A)(i) The owner
of the restored copyright (or such owner’s agent) or the owner of
an exclusive right therein (or such owner’s agent) files with the
Copyright Office, during the 24-month period beginning on the date
of res-toration, a notice of intent to enforce the restored
copyright; and
“(ii)(I) the act
of infringement commenced after the end of the 12-month period
beginning on the date of publication of the notice in the Federal
Register;
“(II) the act of
infringement commenced before the end of the 12-month period
described in subclause (I) and continued after the end of that
12-month period, in which case remedies shall be available only for
infringement occurring after the end of that 12-month period;
or
“(III) copies or
phonorecords of a work in which copyright has been restored under
this section are made after publication of the notice of intent in
the Federal Register.
“(B)(i) The owner
of the restored copyright (or such owner’s agent) or the owner of
an exclusive right therein (or such owner’s agent) serves upon a
reliance party a notice of intent to enforce a restored copyright;
and
“(ii)(I) the act
of infringement commenced after the end of the 12-month period
beginning on the date the notice of intent is received;
“(II) the act of
infringement commenced before the end of the 12-month period
described in subclause (I) and continued after the end of that
12-month period, in which case remedies shall be available only for
the infringement occurring after the end of that 12-month period;
or
“(III) copies or
phonorecords of a work in which copyright has been restored under
this section are made after receipt of the notice of intent.
“In the event that notice is provided under both
subparagraphs (A) and (B), the 12-month period referred to in such
subparagraphs shall run from the earlier of publication or service
of notice.
“(3) Existing
derivative works.—(A) In the case of a derivative work that is
based upon a restored work and is created—
“(i) before the
date of the enactment of the Uruguay Round Agreements Act, if the
source country of the restored work is an eligible country on such
date, or
“(ii) before the
date on which the source country of the restored work becomes an
eligible country, if that country is not an eligible country on
such date of enactment,
“a reliance party may continue to exploit that
derivative work for the duration of the restored copyright if the
reliance party pays to the owner of the restored copyright
reasonable compensation for conduct which would be subject to a
remedy for infringement but for the provisions of this
paragraph.
“(B) In the absence of
an agreement between the parties, the amount of such compensation
shall be determined by an action in United States district court,
and shall reflect any harm to the actual or potential market for or
value of the restored work from the reliance party’s continued
exploitation of the work, as well as compensation for the relative
contributions of expression of the author of the restored work and
the reliance party to the derivative work.
“(4) Commencement of
infringement for reliance parties.—For purposes of section 412, in
the case of reliance parties, infringement shall be deemed to have
commenced before registration when acts which would have
constituted infringement had the restored work been subject to
copyright were commenced before the date of restoration.
“(e) Notices of Intent to Enforce a Restored
Copyright.—
“(1) Notices of intent
filed with the copyright office.—(A)(i) A notice of intent filed
with the Copyright Office to enforce a restored copyright shall be
signed by the owner of the restored copyright or the owner of an
exclusive right therein, who files the notice under subsection
(d)(2)(A)(i) (hereafter in this paragraph referred to as the
“owner”), or by the owner’s agent, shall identify the title of the
restored work, and shall include an English translation of the
title and any other alternative titles known to the owner by which
the restored work may be identified, and an address and telephone
number at which the owner may be contacted. If the notice is signed
by an agent, the agency relationship must have been constituted in
a writing signed by the owner before the filing of the notice. The
Copyright Office may specifically require in regulations other
information to be included in the notice, but failure to provide
such other information shall not invalidate the notice or be a
basis for refusal to list the restored work in the Federal
Register.
“(ii) If a work in
which copyright is restored has no formal title, it shall be
described in the notice of intent in detail sufficient to identify
it.
“(iii) Minor errors or
omissions may be corrected by further notice at any time after the
notice of intent is filed. Notices of corrections for such minor
errors or omissions shall be accepted after the period established
in subsection (d)(2)(A)(i). Notices shall be published in the
Federal Register pursuant to subparagraph (B).
“(B)(i) The Register of
Copyrights shall publish in the Federal Register, commencing not
later than 4 months after the date of restoration for a particular
nation and every 4 months thereafter for a period of 2 years, lists
identifying restored works and the ownership thereof if a notice of
intent to enforce a restored copyright has been filed.
“(ii) Not less than 1
list containing all notices of intent to enforce shall be
maintained in the Public Information Office of the Copyright Office
and shall be available for public inspection and copying during
regular business hours pursuant to sections 705 and 708.
“(C) The Register of
Copyrights is authorized to fix reasonable fees based on the costs
of receipt, processing, recording, and publication of notices of
intent to enforce a restored copyright and corrections thereto.
“(D)(i) Not later than
90 days before the date the Agreement on Trade-Related Aspects of
Intellectual Property referred to in section 101(d)(15) of the
Uruguay Round Agreements Act enters into force with respect to the
United States, the Copyright Office shall issue and publish in the
Federal Register regulations governing the filing under this
subsection of notices of intent to enforce a restored
copyright.
“(ii) Such regulations
shall permit owners of restored copyrights to file simultaneously
for registration of the restored copyright.
“(2) Notices of intent
served on a reliance party.—(A) Notices of intent to enforce a
restored copyright may be served on a reliance party at any time
after the date of restoration of the restored copyright.
“(B) Notices of intent
to enforce a restored copyright served on a reliance party shall be
signed by the owner or the owner’s agent, shall identify the
restored work and the work in which the restored work is used, if
any, in detail sufficient to identify them, and shall include an
English translation of the title, any other alternative titles
known to the owner by which the work may be identified, the use or
uses to which the owner objects, and an address and telephone
number at which the reliance party may contact the owner. If the
notice is signed by an agent, the agency relationship must have
been constituted in writing and signed by the owner before service
of the notice.
“(3) Effect of material
false statements.—Any material false statement knowingly made with
respect to any restored copyright identified in any notice of
intent shall make void all claims and assertions made with respect
to such restored copyright.
“(f) Immunity From Warranty and Related
Liability.—
“(1) In general.—Any
person who warrants, promises, or guarantees that a work does not
violate an exclusive right granted in section 106 shall not be
liable for legal, equitable, arbitral, or administrative relief if
the war-ranty, promise, or guarantee is breached by virtue of the
restoration of copyright under this section, if such warranty,
promise, or guarantee is made before January 1, 1995.
“(2) Performances.—No
person shall be required to perform any act if such performance is
made infringing by virtue of the restoration of copyright under the
provisions of this section, if the obligation to perform was
undertaken before January 1, 1995.
“(g) Proclamation of Copyright
Restoration.—Whenever the President finds that a particular foreign
nation extends, to works by authors who are nationals or
domiciliaries of the United States, restored copyright protection
on substantially the same basis as provided under this section, the
President may by proclamation extend restored protection provided
under this section to any work—
“(1) of which one or
more of the authors is, on the date of first publication, a
national, domiciliary, or sovereign authority of that nation;
or
“(2) which was first
published in that nation.
“The President may revise, suspend, or revoke
any such proclamation or impose any conditions or limitations on
protection under such a proclamation.
“(h) Definitions.—For purposes of this section
and section 109(a):
“(1) The term “date of
adherence or proclamation” means the earlier of the date on which a
foreign nation which, as of the date the WTO Agreement enters into
force with respect to the United States, is not a nation adhering
to the Berne Convention or a WTO member country, becomes—
“(A) a nation adhering to the Berne
Convention;
“(B) a WTO member country;
“(C) a nation adhering to the WIPO
Copyright Treaty;
“(D) a nation adhering to the WIPO
Performances and Phonograms Treaty; or
“(E) subject to a Presidential
proclamation under subsection (g).
“(2) The “date of
restoration” of a restored copyright is—
“(A) January 1, 1996, if the source
country of the restored work is a nation adhering to the Berne
Convention or a WTO member country on such date, or
“(B) the date of adherence or
proclamation, in the case of any other source country of the
restored work.
“(3) The term “eligible
country” means a nation, other than the United States, that—
“(A) becomes a WTO member country after
the date of the enactment of the Uruguay Round Agreements Act;
“(B) on such date of enactment is, or
after such date of enactment becomes, a nation adhering to the
Berne Convention;
“(C) adheres to the WIPO Copyright
Treaty;
“(D) adheres to the WIPO Performances and
Phonograms Treaty; or
“(E) after such date of enactment becomes
subject to a proclamation under subsection (g).
“(4) The term “reliance
party” means any person who—
“(A) with respect to a particular work,
engages in acts, before the source country of that work becomes an
eligible country, which would have violated section 106 if the
restored work had been subject to copyright protection, and who,
after the source country becomes an eligible country, continues to
engage in such acts;
“(B) before the source country of a
particular work becomes an eligible country, makes or acquires 1 or
more copies or phonorecords of that work; or
“(C) as the result of the sale or other
disposition of a derivative work covered under subsection (d)(3),
or significant assets of a person described in subparagraph (A) or
(B), is a successor, assignee, or licensee of that person.
“(5) The term “restored
copyright” means copyright in a restored work under this
section.
“(6) The term “restored
work” means an original work of authorship that—
“(A) is protected under subsection
(a);
“(B) is not in the public domain in its
source country through expiration of term of protection;
“(C) is in the public domain in the United
States due to—
“(i)
noncompliance with formalities imposed at any time by United States
copyright law, including failure of renewal, lack of proper notice,
or failure to comply with any manufacturing requirements;
“(ii) lack of
subject matter protection in the case of sound recordings fixed
before February 15, 1972; or
“(iii) lack of
national eligibility;
“(D) has at least one author or
rightholder who was, at the time the work was created, a national
or domiciliary of an eligible country, and if published, was first
published in an eligible country and not published in the United
States during the 30-day period following publication in such
eligible country; and
“(E) if the source country for the work is
an eligible country solely by virtue of its adherence to the WIPO
Performances and Phonograms Treaty, is a sound recording.
“(7) The term
“rightholder” means the person—
“(A) who, with respect to a sound
recording, first fixes a sound recording with authorization, or
“(B) who has acquired rights from the
person described in subparagraph (A) by means of any conveyance or
by operation of law.
“(8) The “source
country” of a restored work is—
“(A) a nation other than the United
States
“(B) in the case of an unpublished
work—
“(i) the eligible
country in which the author or rightholder is a national or
domiciliary, or, if a restored work has more than 1 author or
rightholder, of which the majority of foreign authors or
rightholders are nationals or domiciliaries; or
“(ii) if the
majority of authors or rightholders are not foreign, the nation
other than the United States which has the most significant
contacts with the work; and
“(C) in the case of a published work—
“(i) the eligible
country in which the work is first published, or
“(ii) if the
restored work is published on the same day in 2 or more eligible
countries, the eligible country which has the most significant
contacts with the work.”