It is the policy of the University of Maryland to grant
"in-state" status for admission, tuition, and charge-differential
purposes only to students who are domiciled in Maryland or, if a
student is financially dependent on his parents, whose parents are
domiciled in Maryland. In addition, the University may in some
cases deny in-state status to students who do not pay the full
spectrum of Maryland state taxes. Pursuant to this policy, the
University refused to grant in-state status to respondent
nonimmigrant alien students, each of whom was dependent on a parent
who held a "G-4 visa" (a nonimmigrant visa granted to officers or
employees of international treaty organizations and members of
their immediate families) and each of whom was named in that visa,
on the ground that the holder of a G-4 visa cannot acquire Maryland
domicile because such a visa holder is incapable of demonstrating
an essential element of domicile -- the intent to live permanently
or indefinitely in Maryland. After unsuccessful appeals through
University channels, respondents brought a class action in the
Federal District Court for declaratory and injunctive relief
against the University and its President (petitioner), alleging
that the University's refusal to grant them in-state status
violated the Due Process and Equal Protection Clauses of the
Fourteenth Amendment. The District Court granted relief, but
limited it to a declaration and injunction restraining the
President from denying respondents the opportunity to establish
in-state status solely because of an "irrebuttable presumption of
non-domicile." The court held that such an irrebuttable presumption
violated the Due Process Clause, finding that reasonable
alternative procedures were available to make the crucial domicile
determination and rejecting the University's claim that the
Immigration and Nationality Act of 1952 and Maryland common law
precluded G-4 aliens from forming the intent necessary to acquire
domicile. The Court of Appeals affirmed.
Held:
1. Although the University may consider factors other than
domicile in granting in-state status, the record shows that
respondents were denied such status because of the University's
determination that G-4
Page 435 U. S. 648
aliens could not form the intent needed to acquire Maryland
domicile. Therefore, this case is controlled by principles
announced in
Vlandis v. Kline, 412 U.
S. 441, as limited by
Weinberger v. Salfi,
422 U. S. 749,
422 U. S. 771,
to those situations in which a State
"purport[s] to be concerned with [domicile, but] at the same
time den[ies] to one seeking to meet its test of [domicile] the
opportunity to show factors clearly bearing on that issue."
Pp.
435 U. S.
658-660.
2. Before considering whether
Vlandis, supra, should be
overruled or further limited, proper concern for
stare
decisis as well as the Court's longstanding policy of avoiding
unnecessary constitutional decisions requires that the necessity of
a constitutional decision be shown, and no such showing has been
made here, because a potentially dispositive issue, the
determination whether the University's irrebuttable presumption is
universally true, turns on federal statutory law and state common
law as to which there are no controlling precedents. Pp.
435 U. S.
660-662.
3. Under federal law, G-4 aliens have the legal capacity to
change domicile. Pp.
435 U. S.
663-668.
(a) In the Immigration and Nationality Act, which was intended
to be a comprehensive and complete code governing all aspects of
admission of aliens to the United States, Congress expressly
required that an immigrant seeking admission under certain
nonimmigrant classifications maintain a permanent residence abroad
which he has no intention of abandoning. Congress did not impose
this restriction on G-4 aliens, and, given the comprehensive nature
of the Act, the conclusion is inescapable that Congress' failure to
impose such restrictions was deliberate and manifests a willingness
to allow G-4 aliens to adopt the United States as their domicile (a
willingness confirmed by Immigration and Naturalization Service
regulations). But whether such an adoption would confer domicile in
a State is a question to be decided by the State. Pp.
435 U. S.
663-666.
(b) Under present federal law, therefore, a G-4 alien will not
violate the Act, INS regulations, or the terms of his visa if he
develops a subjective intent to st-ay in the United States
indefinitely. Moreover, although a G-4 visa lapses on termination
of employment with an international treaty organization, a G-4
alien would not necessarily have to leave the United States. There
being no indication that the named respondents are subject to any
adverse factor, such as fraudulent entry into, or commission of
crime in, the United States, and given each named respondent's
alleged length of residence (ranging from 5 to 15 years) in the
country, it would appear that the status of each of them
Page 435 U. S. 649
could be adjusted to that of a permanent resident without
difficulty. Pp.
435 U. S.
666-668.
4. Because of the Court's conclusions with respect to federal
law, the question whether G-4 aliens can become domiciliaries of
Maryland is potentially dispositive of this case and, since such
question is purely a matter of state law on which there is no
controlling precedent, the question is certified to the Maryland
Court of Appeals for determination. Pp.
435 U. S.
668-669.
556 F.2d 573, question certified.
BRENNAN, J., delivered the opinion of the Court, in which
STEWART, WHITE, MARSHALL, BLACKMUN, POWELL, and STEVENS, JJ.,
joined. REHNQUIST, J., filed a dissenting opinion, in which BURGER,
C.J., joined,
post, p.
435 U. S.
669.
Page 435 U. S. 650
MR. JUSTICE BRENNAN delivered the opinion of the Court.
Respondents, representing a class of nonimmigrant alien
residents of Maryland, [
Footnote
1] brought this action against the University of Maryland
[
Footnote 2] and its President,
petitioner Elkins, alleging that the University's failure to grant
respondents "in-state" status for tuition purposes violated various
federal laws, [
Footnote 3] the
Due Process and Equal Protection Clauses of the Fourteenth
Amendment, and the Supremacy Clause. The District Court held for
respondents on the ground that the University's procedures for
determining in-state status violated principles established in
Vlandis v. Kline, 412 U. S. 441
(1973), and the Court of Appeals affirmed.
Moreno v. University
of Maryland, 420 F.
Supp. 541 (Md.1976),
affirmance order, 556 F.2d 573
(CA4 1977). We granted certiorari to consider whether this decision
was in conflict with
Weinberger v. Salfi, 422 U.
S. 749 (1975). 434 U.S. 888 (1977).
Because we find that the federal constitutional issues in this
case cannot be resolved without deciding an important issue
Page 435 U. S. 651
of Maryland law "as to which it appears . . . there is no
controlling precedent in the Court of Appeals of [Maryland],"
Md.Cts. & Jud.Proc.Code Ann. § 1601 (1974), we first decide
some preliminary issues of federal law, and then certify the
question of state law set out
infra at
435 U. S.
668-669, to the Maryland Court of Appeals.
I
In 1973, the University of Maryland adopted a general policy
statement with respect to "In-State Status for Admission, Tuition,
and Charge-Differential Purposes." In relevant part, this statement
provides:
"1. It is the policy of the University of Maryland to grant
in-state status for admission, tuition and charge-differential
purposes to United States citizens, and to immigrant aliens
lawfully admitted for permanent residence in accordance with the
laws of the United States, in the following cases:"
"a. Where a student is financially dependent upon a parent,
parents, or spouse domiciled in Maryland for at least six
consecutive months prior to the last day available for registration
for the forthcoming semester."
"b. Where a student is financially independent for at least the
preceding twelve months, and provided the student has maintained
his domicile in Maryland for at least six consecutive months
immediately prior to the last day available for registration for
the forthcoming semester."
Brief for Petitioner 7. The term "domicile" is defined as "a
person's permanent place of abode; namely, there must be
demonstrated an intention to live permanently or indefinitely in
Maryland."
Id. at 8. The policy statement also sets out
eight factors to be considered in determining domicile, of which
one is whether a student, or the persons on whom he is dependent,
pays "Maryland income tax on all earned income including all
taxable income earned outside the State."
Id. at 9.
Page 435 U. S. 652
In addition to establishing criteria for conferring in-state
status, the general policy statement establishes an administrative
regime in which a person seeking in-state status initially files
documentary information setting out the basis for his claim of
domicile.
See id. at 8-9. If the claim is denied, the
person seeking in-state status may appeal, first through a personal
interview with a "campus classification officer," then to an
"Intercampus Review Committee (IRC)," and finally to petitioner
Elkins, as President of the University.
See id. at
9-10.
II
In 1974, respondents Juan C. Moreno and Juan P. Otero applied
for in-state status under the general policy statement. Each
respondent was a student at the University of Maryland and each was
dependent on a parent who held a " G-4 visa," that is, a
nonimmigrant visa granted to "officers, or employees of . . .
international organizations, and the members of their immediate
families" pursuant to 8 U.S.C. § 1101(a)(15)(G)(iv) (1976 ed.).
[
Footnote 4] Initially,
respondent Moreno was denied in-state status because "neither Mr.
Manuel Moreno nor his son, Juan Carlos, are Maryland
domiciliaries." Record 41. Respondent Otero was denied in-state
status because he was
Page 435 U. S. 653
neither a United States citizen nor an alien admitted for
permanent residence.
Id. at 80.
These respondents took a "consolidated appeal" to the IRC, which
also denied them in-state status in a letter which stated:
"The differential in tuition for in-state and out-of-state fees
is based upon the principle that the State of Maryland should
subsidize only those individuals who are subject to the full scope
of Maryland tax liability. Such taxes support in part the
University. The University of Maryland's present classification
policies rest upon this principle of cost equalization. In
examining the particulars of your case, it is felt that neither you
nor your parents are subject to the full range of Maryland taxes
(
e.g., income tax) and therefore the University must
classify you as out-of-state, with the consequential higher tuition
rate."
"You have raised the question of domicile. It is our opinion
that a holder of a G-4 visa cannot acquire the requisite intent to
reside permanently in Maryland, such intent being necessary to
establish domicile."
Id. at 51, 86.
A final appeal was made to President Elkins, who advised Moreno
and Otero as follows:
"It is the policy of the University of Maryland to grant
in-state status for admission, tuition and charge-differential
purposes only to United States citizens and to immigrant aliens
lawfully admitted for permanent residence. Furthermore, such
individuals (or their parents) must display Maryland domicile. This
classification policy reflects the desire to equalize, as far as
possible, the cost of education between those who support the
University of Maryland through payment of the full spectrum of
Maryland taxes, and those who do not. In reviewing these cases, it
does not appear that the parents pay Maryland
Page 435 U. S. 654
income tax. It is my opinion, therefore, that the aforesaid
purpose of the policy, as well as the clear language of the policy,
requires the classification of Mr. Moreno and Mr. Otero as
'out-of-state.'"
"The University's classification policy also distinguishes
between domiciliaries and non-domiciliaries of Maryland. In this
regard, it is my opinion, and the position of the University, that
the terms and conditions of a G-4 nonimmigrant visa preclude
establishing the requisite intent necessary for Maryland domicile.
Thus, because Mr. Moreno and Mr. Otero are not domiciliaries of
Maryland, and because of the underlying principle of cost
equalization, I am denying the requests for reclassification."
App. 12A.
Respondent Clare B. Hogg's experience was similar. Her
application for in-state status was initially rejected because:
"[T]he policy for the determination of in-state status limits
the ability to establish an in-state classification to United
States citizens and immigrant aliens admitted to the United States
for permanent residence. As the person upon whom you are dependent
holds a G-4 visa, and as you hold a G-4 visa, in my judgment, you
are not eligible for an in-state classification."
"Also, the person upon whom you are dependent does not pay
Maryland income tax on all earned income, including income earned
outside the state. I feel this further weakens your request for
reclassification, as this is an important criteria [
sic]
in determination of domicile."
Record 106. However, the IRC stated on appeal:
"It is the opinion of the IRC that a holder of a nonimmigrant
visa, including the G-4 visa you hold, cannot acquire the requisite
intent to reside permanently in
Page 435 U. S. 655
Maryland, such intent being necessary to establish
domicile."
Id. at 111. No mention was made of failure to pay taxes
or of respondents' nonimmigrant status.
See ibid. Yet, on
final appeal to President Elkins, these reasons, as well as
respondent Hogg's lack of domicile, were recited in a letter
virtually identical to those sent respondents Moreno and Otero as
grounds for denying in-state status.
See App. 13A.
Unable to obtain in-state status through the University's
administrative machinery, respondents filed a class action against
the University and petitioner Elkins, seeking a declaration that
the class should be granted in-state status and seeking permanently
to enjoin the University from denying in-state status to any
present or future class member on the ground that such class member
or a parent on whom such class member might be financially
dependent
"(a) is the holder of a G-4 visa; (b) pays no Maryland State
income tax on a salary or wages from an international organization
under the provisions of an international treaty to which the United
States is a party; or (c) is not domiciled in the State of Maryland
by reason of holding such a visa or paying no Maryland State income
tax on such salary or wages under the provisions of such a
treaty."
Id. at 11A.
The District Court, on cross-motions for summary judgment,
limited the relief granted to a declaration and enforcing
injunction restraining petitioner Elkins from denying respondents
"the opportunity to establish
in-state' status" solely because
of an "irrebuttable presumption of non-domicile." 420 F. Supp. at
565. The court specifically refused to grant respondents in-state
status, holding that the facts with respect to the respondents'
fathers, on whom each respondent was dependent, were in dispute.
Id. at 564-565. Similarly, the court did not indicate
whether the University could or could
Page 435 U. S. 656
not exclude respondents because their fathers paid no Maryland
state income taxes. [
Footnote
5]
With respect to the "irrebuttable presumption" issue, the
Page 435 U. S. 657
District Court first held that, although each respondent had
been allowed to submit a complete statement of facts supporting his
or her claim of domicile to University authorities, there had been
no individualized hearing because the University had a
"predetermined conclusion concerning the domicile of a G-4 alien,"
id. at 555, namely, that a G-4 could not have the
requisite intent to establish domicile. It then ruled that aliens
holding G-4 visas could
as a matter of Maryland common law
become Maryland domiciliaries so long as such aliens were legally
capable of changing domicile as a matter of
federal law.
See id. at 555-556. An examination of the Immigration and
Nationality Act of 1952, 66 Stat. 163, as amended, 8 U.S.C. § 1101
et seq., demonstrated that G-4 aliens, as distinguished
from some other classes of aliens, had the legal capacity to change
domicile as a matter of federal law.
See 420 F. Supp. at
556-559. Accordingly, the University's irrebuttable presumption
that G-4 aliens could not become Maryland domiciliaries was not
universally true. Since "reasonable alternative means of making the
crucial [domicile] determination,"
Vlandis v. Kline, 412
U.S. at
412 U. S. 452,
were readily at hand, the University's policy violated the Due
Process Clause of the Fourteenth Amendment.
See 420 F.
Supp. at 559-560. These conclusions were affirmed by the Court of
Appeals for the Fourth Circuit, which adopted the reasoning of the
District Court. App. to Pet. for Cert. 54a-55a.
Page 435 U. S. 658
III
A
In this Court, petitioner argues that the University's in-state
policy should have been tested under standards set out in
Weinberger v. Salfi, 422 U. S. 749
(1975), and its progeny, since, in petitioner's view, these cases
have effectively overruled
Vlandis. As an alternative
argument, petitioner asserts that the District Court should be
reversed because its conclusions on points of Maryland and federal
law were erroneous, and, in fact, it is universally true that a G-4
visa holder cannot become a Maryland domiciliary.
Respondents reply that
Vlandis was distinguished, not
overruled, by
Salfi, and, as distinguished,
Vlandis covers this case. Moreover, they assert that the
District Court correctly interpreted federal and Maryland law.
Because the University's policy would, on this view, discriminate
against a class of aliens who could become Maryland domiciliaries,
they also argue, as they did in the District Court, [
Footnote 6] that they should prevail on equal
protection grounds even if they cannot prevail under
Vlandis. [
Footnote 7]
Cf. Nyquist v. Mauclet, 432 U. S. 1
(1977).
Although the parties argue this case in terms of due process,
equal protection, and
Vlandis versus
Salfi, the
gravamen of their dispute is unquestionably whether, as a matter of
federal and Maryland law, G-4 aliens can form the intent necessary
to allow them to become domiciliaries of Maryland. The University
has consistently maintained throughout this litigation that,
notwithstanding other possible interpretations of
Page 435 U. S. 659
it policy statement, its "paramount" and controlling concern is
with domicile as defined by the courts of Maryland. [
Footnote 8] It has eschewed any interest in
creating a class-wide exclusion based
Page 435 U. S. 660
solely on nonimmigrant status [
Footnote 9] or, apparently, on the fact that many G-4
aliens receive earned income that is exempt from Maryland taxation.
[
Footnote 10] Because
petitioner makes domicile the "paramount" policy consideration and
because respondents' contention is that they can be domiciled in
Maryland but are conclusively presumed to be unable to do so, this
case is squarely within
Vlandis, as limited by
Salfi to those situations in which a State
"purport[s] to be concerned with [domicile, but] at the same
time den[ies] to one seeking to meet its test of [domicile] the
opportunity to show factors clearly bearing on that issue."
Weinberger v. Salfi, 422 U.S. at
422 U. S. 771.
[
Footnote 11]
If we are to reverse the courts below, therefore, we must
overrule or further limit
Vlandis as, of course,
petitioner has asked us to do. Before embarking on a review of the
constitutional
Page 435 U. S. 661
principles underlying
Vlandis, however, proper concern
for
stare decisis joins with our longstanding policy of
avoiding unnecessary constitutional decisions to counsel hat a
decision on the continuing vitality of
Vlandis be avoided
unless it is really necessary.
See, e.g., Bellotti v.
Baird, 428 U. S. 132,
428 U. S.
146-151 (1976);
Reetz v. Bozanich, 397 U. S.
82 (1970);
Harman v. Forssenius, 380 U.
S. 528,
380 U. S. 534
(1965);
Harrison v. NAACP, 360 U.
S. 167,
360 U. S. 177
(1959);
Railroad Comm'n v. Pullman Co., 312 U.
S. 496 (141);
cf. Ashwander v. TVA,
297 U. S. 288,
297 U. S.
346-347 (1936) (Brandeis, J., concurring). So far, no
such showing of necessity has been made out: [
Footnote 12] if G-4 alien cannot become
domiciliaries, then respondents have no due process claim under
either
Vlandis or
Salfi for any "irrebuttable
presumption" would be universally true. On the other hand, the
University apparently has no interest in continuing to deny
in-state status to G-4 aliens as a class if they can become
Maryland domiciliaries, since it has indicated both here and in the
District Court that it would redraft its policy "to accommodate"
G-4 aliens were the Maryland courts to hold that G-4 aliens can
have the requisite intent. [
Footnote 13]
Page 435 U. S. 662
Accordingly, the question whether G-4 aliens have the capacity
to acquire Maryland domicile is potentially dispositive of this
case. Since the resolution of this question turns on federal
statutory law and Maryland common law, as to each of which there
are no controlling precedents, [
Footnote 14] we first set out the correct meaning of
federal law in this area, and then,
sua sponte, certify
[
Footnote 15] this case to
the Court of Appeals of Maryland in order to clarify state law
aspects of the domicile question. [
Footnote 16]
Page 435 U. S. 663
B
Petitioner has argued, and respondents do not appear to
disagree, that if, as a matter of federal law, a nonimmigrant alien
is required to maintain a permanent residence abroad or must state
that he will leave the United States at a certain future date, then
such an alien's subjective intent to reside permanently or
indefinitely in a State would not create the sort of intent needed
to acquire domicile. It is not clear whether this argument is based
on an understanding of the common law of Maryland defining intent,
or whether it is based on an argument that federal law creates a
"legal disability,"
see Restatement (Second) of Conflict
of Laws § 15(1) (1971), which States are bound to recognize under
the Supremacy Clause.
See Nyquist v. Mauclet, 432 U.S. at
432 U. S. 4;
id. at
432 U. S. 20 n. 3
(REHNQUIST, J., dissenting);
Seren v. Douglas, 30
Colo.App. 110, 114-115,
489 P.2d
601, 603 (1971) (
semble);
Gosschalk v
Gosschalk, 48 N.J.Super. 566, 574-575, 138 A.2d 774, 779
(
semble),
aff'd, 28 N.J. 73,
145 A.2d
327 (1958);
Gosschalk v. Gosschalk, 28 N.J. 73, 75-82,
145 A.2d
327, 328-331 (1958) (dissenting opinion).
But cf. Williams
v. Williams, 328 F.
Supp. 1380, 1383 (V.I. 1971). In any case, we need not decide
the effect of a federal law restricting nonimmigrant aliens
Page 435 U. S. 664
postulated above, since it is clear that Congress did not
require G-4 aliens to maintain a permanent residence abroad or to
pledge to leave the United States at a date certain.
After extensive study, Congress passed the Immigration and
Nationality Act of 1952, 66 Stat. 163, as amended, 8 U.S.C. § 1101
et seq. (1976 ed.), as a comprehensive and complete code
covering all aspects of admission of aliens to this country,
whether for business or pleasure, or as immigrants seeking to
become permanent residents.
See H.R.Rep. No. 1365, 82d
Cong., 2d Sess., 27 (1952); S.Rep. No. 1137, 82d Cong., 2d Sess.,
1-2 (1952). As amended in 1976, the Act establishes two immigration
quotas, one for the Eastern and one for the Western Hemisphere.
[
Footnote 17] The object of
the quotas is to limit the number of aliens who can be admitted to
the United States for permanent residence. To this end, the Act
divides aliens into two classes. The first class, immigrant aliens,
includes every alien who does not fall into an exclusion
established by § 101(a)(15) of the Act, 66 Stat. 167, as amended, 8
U.S.C. § 1101(a)(15) (1976 ed.). Except for immigrant aliens who
are "immediate relatives of United States citizens" or "special
immigrants defined in section 101(a)(27)," [
Footnote 18] each alien admitted for permanent
residence or who later becomes eligible for permanent residence is
chargeable against a quota, and no alien can be granted permanent
residence status unless a quota allocation is available. [
Footnote 19] However, it is
important to note that there is no requirement in the Act that an
immigrant alien have an intent to stay permanently in the United
States.
The second class of aliens, nonimmigrant aliens, is established
by § 101(a)(15) of the Act. This section creates 12 subcategories
of aliens who may come to the United States without need for a
quota allocation.
See §§ 101(a)(15)(A)-(L).
Page 435 U. S. 665
Congress defined nonimmigrant classes to provide for the needs
of international diplomacy, tourism, and commerce, each of which
requires that aliens be admitted to the United States from time to
time, and all of which would be hampered if every alien entering
the United States were subject to a quota and to the more strict
entry conditions placed on immigrant aliens. [
Footnote 20]
Although nonimmigrant aliens can generally be viewed as
temporary visitors to the United States, the nonimmigrant
classification is by no means homogeneous with respect to the terms
on which a nonimmigrant enters the United States. For example,
Congress expressly conditioned admission for some purposes on an
intent not to abandon a foreign residence or, by implication, on an
intent not to seek domicile in the United States. Thus, the 1952
Act defines a visitor to the United States as "an alien . . .
having a residence in a foreign country which he has no intention
of abandoning" and who is coming to the United States for business
or pleasure. § 101(a)(15)(b). Similarly, a nonimmigrant student is
defined as
"an alien having a residence in a foreign country which he has
no intention of abandoning . . . and who seeks to enter the United
States temporarily and solely for the purpose of pursuing . . . a
course of study. . . ."
§ 101(a)(15)(F).
See also § 101(a)(15)(C) (aliens in
"immediate and continuous transit"); § 101(a)(15)(D) (vessel
crewman "who intends to land temporarily"); § 101(a)(15)(H)
(temporary worker having residence in foreign country "which he has
no intention of abandoning").
By including restrictions on intent in the definition of some
nonimmigrant classes, Congress must have meant aliens to be barred
from these classes if their real purpose in coming to the United
States was to immigrate permanently. Moreover,
Page 435 U. S. 666
since a nonimmigrant alien who does not maintain the conditions
attached to his status can be deported,
see § 241(a)(9) of
the 1952 Act, 66 Stat. 206, 8 U.S.C. § 1251(a)(9) (1976 ed.), it is
also clear that Congress intended that, in the absence of an
adjustment of status (discussed below), nonimmigrants in restricted
classes who sought to establish domicile would be deported.
But Congress did not restrict every nonimmigrant class. In
particular, no restrictions on a nonimmigrant's intent were placed
on aliens admitted under § 101(a)(15)(G)(iv). [
Footnote 21] Since the 1952 Act was intended to
be a comprehensive and complete code, the conclusion is therefore
inescapable that, whereas, with the G-4 class, Congress did not
impose restrictions on intent, this was deliberate. Congress'
silence is therefore pregnant, and we read it to mean that
Congress, while anticipating that permanent immigration would
normally occur through immigrant channels, was willing to allow
nonrestricted nonimmigrant aliens to adopt the United States as
their domicile. Congress' intent is confirmed by the regulations of
the Immigration and Naturalization Service, which provide that G-4
aliens are admitted for an indefinite period -- so long as they are
recognized by the Secretary of State to be employees or officers
(or immediate family members of such employees or officers) of an
international treaty organization.
See 8 CFR § 214.2(g)
(1977); 1 C. Gordon & H. Rosenfield, Immigration Law and
Procedure § 2.13b, p. 2-101 (rev. ed.1977). Whether such an
adoption would confer domicile in a State would, of course, be a
question to be decided by the State.
Under present law, therefore, were a G-4 alien to develop a
subjective intent to stay indefinitely in the United States, he
would be able to do so without violating either the 1952 Act, the
Service's regulations, or the terms of his visa. Of course, should
a G-4 alien terminate his employment with an international treaty
organization, both he and his family would lose
Page 435 U. S. 667
their G-4 status.
Ibid. Nonetheless, such an alien
would not necessarily be subject to deportation nor would he have
to leave and reenter the country in order to become an
immigrant.
Beginning with the 1952 Act, Congress created a mechanism,
"adjustment of status," through which an alien already in the
United States could apply for permanent residence status.
See § 245 of the 1952 Act, 66 Stat. 217, as amended, 8
U.S.C. § 1255 (1976 ed.). [
Footnote 22] Prior to that time, aliens in the United
States who were not immigrants had to leave the country and apply
for an immigrant visa at a consulate abroad.
See 2 Gordon
& Rosenfield,
supra, at § 7.7. Although adjustment of
status is a matter of grace, not right, the most recent binding
decision [
Footnote 23] of
the Board of Immigration Appeals states:
"Where adverse factors are present in a given application, it
may be necessary for the applicant to offset these by a showing of
unusual or even outstanding equities. Generally, favorable factors
such as family ties, hardship, length of residence in the United
States, etc., will be considered as countervailing factors meriting
favorable exercise of administrative discretion.
In the absence
of adverse factors, adjustment will ordinarily be granted,
still as a matter of discretion."
Matter of Arai, 13 I. & N.Dec. 494, 496 (1970)
(emphasis added),
modifying Matter of Ortiz-Prieto, 11 I.
& N.Dec. 317 (BIA 1965).
Page 435 U. S. 668
The adverse factors referred to by the Board include such things
as entering the United States under fraudulent circumstances
[
Footnote 24] or committing
crimes while in the United States. [
Footnote 25] There is no indication that any named
respondent is subject to any such adverse factor, and, given each
named respondent's alleged length of residence in the United
States, [
Footnote 26] it
would appear that any respondent could adjust his or her status to
that of a permanent resident without difficulty. [
Footnote 27]
C
For the reasons stated above, the question whether G-4 aliens
can become domiciliaries of Maryland is potentially dispositive of
this case, and is purely a matter of state law. Therefore, pursuant
to Subtit. 6 of Tit. 12 of the Md.Cts. & Jud.Proc.Code,
[
Footnote 28] the following
question is certified to the Court of Appeals of Maryland:
"Are persons residing in Maryland who hold or are named
Page 435 U. S. 669
in a visa under 8 U.S.C. § 1101(a)(15)(G)(iv) (1976 ed.), or who
are financially dependent upon a person holding or named in such a
visa, incapable as a matter of state law of becoming domiciliaries
of Maryland? [
Footnote
29]"
So ordered. *
[
Footnote 1]
The class certified by the District Court differs from that
alleged in the complaint. As certified, the class is defined
as:
"All persons now residing in Maryland who are current students
at the University of Maryland, or who chose not to apply to the
University of Maryland because of the challenged policies, but
would now be interested in attending if given an opportunity to
establish in-state status, or who are currently students in senior
high schools in Maryland, and who"
"(a) hold or are named within a visa under 8 U.S.C. §
1101(a)(15)(G)(iv) or are financially dependent upon a person
holding or named within such a visa."
Moreno v. University of Maryland, 420 F.
Supp. 541, 564 (Md.1976).
[
Footnote 2]
The University was dismissed from the suit on the authority of
Monroe v. Pape, 365 U. S. 167
(1961).
See 420 F. Supp. at 548-550.
[
Footnote 3]
The complaint alleged that petitioner's conduct violated 42
U.S.C. §§ 1981, 1983, 2000a, 2000a-1, 2000a-3, 2000d. App. 3A.
Jurisdiction was predicated on 28 U.S.C. §§ 1343(3), 1343(4). The
District Court proceeded on the premise that 42 U.S.C. § 1983 and
the cited sections of Title 28 gave jurisdiction and a cause of
action.
See 420 F. Supp. at 548. Neither of these rulings
is now in dispute.
[
Footnote 4]
"(15) The term 'immigrant' means every alien except an alien who
is within one of the following classes of nonimmigrant aliens
--"
"
* * * *"
"(G) . . . (iv) officers, or employees of . . . international
organizations [recognized under the International Organizations
Immunities Act, 59 Stat. 669, 22 U.S.C. § 288
et seq.],
and the members of their immediate families."
Respondents Moreno and Otero are dependents of employees of the
Inter-American Development Bank. App. 6A, 7A. Respondent Hogg is
the dependent of an employee of the International Bank for
Reconstruction and Development.
Id. at 9A. The complaint
states that respondent Moreno has resided in Maryland for 15 years,
Otero for 10 years, and Hogg for 5 years.
Id. at 4A.
[
Footnote 5]
The District Court did not set out reasons for denying this
relief. However, it must have believed that the University would
not exclude respondents from in-state status solely for
cost-equalization reasons if they otherwise qualified for Maryland
domicile. If this was not the case, the District Court could not,
as it did,
see 420 F. Supp. at 560, have found it
unnecessary to pass on respondents' argument that the Supremacy
Clause prohibits the States from penalizing those who seek to avail
themselves of tax exemptions granted by federal treaties. Moreover,
an examination of the pleadings before the District Court strongly
suggests that, notwithstanding the correspondence set out above,
the University has disavowed any intention to exclude respondents
from in-state status solely because they, or the persons on whom
they are dependent, paid no state income taxes. Thus, the
University unequivocally denied respondents' allegation that
"(b) students whose parents do not pay Maryland income taxes on
income earned from an international organization under the
provisions of an international treaty . . . may not be granted
in-state status because of the 'principle of cost equalization' and
because the University's"
"policy reflects the desire to equalize, as far as possible, the
cost of education between those who support the University of
Maryland through payment of the full spectrum of Maryland taxes,
and those who do not. . . ."
App. 5A (Complaint � 13(b)).
See App. 16A (Answer �
13). The University similarly disavowed any intent to exclude
respondents solely on the basis of failure to pay state income
taxes in its responses to respondents' requests for admission.
See Record 134 (� 2(d)) (denying that tax exemption given
some G-4 visa holders is "relevant to the determination made
pursuant to the . . . University of Maryland policy");
id.
at 135 (� 3(d)) (same);
id. at 139 (� 6(d)) (same);
id. at 136 (� 4(d)) (denying the relevance for in-state
tuition purposes of the fact that a person may pay Maryland state
taxes on less than 50% of his earned income);
id. at 141
(� 8(d)) (same);
id. at 142 (� 9(d)) (same);
id.
at 140 (� 7(d)) (denying the relevance for in-state tuition
purposes of the fact that a person may pay Maryland state taxes on
only "unearned" income). Finally, the University admitted as fact
that
"an 'immigrant student' who is financially dependent upon a
parent who is an immigrant lawfully admitted for permanent
residence . . . may be granted in-state status, whether or not the
parent on whom such student is financially dependent currently pays
Maryland income tax, provided that such parent can exhibit all of
the other relevant domiciliary criteria. . . ."
Id. at 142. Since no party has suggested a difference
between immigrant and nonimmigrant aliens other than the
possibility that the latter cannot become domiciliaries, the
University's admission tends to confirm that the tax issue is not
determinative of in-state status for any group of aliens.
For the reasons set out above, we, like the District Court, do
not now decide whether the University would be barred by the
Supremacy Clause from denying in-state status on tax grounds.
[
Footnote 6]
The District Court did not pass on the equal protection
argument.
See 420 F. Supp. at 560.
[
Footnote 7]
The respondents also argue that the University's policy is
invalid under the Supremacy Clause since control over aliens and
over foreign relations is vested exclusively in the Federal
Government. We have no need to reach this argument at this
time.
[
Footnote 8]
Petitioner will be surprised to learn from the dissent,
see
post at
435 U. S.
672-676, that the University's treatment of respondents
is not really determined by the Maryland common law of domicile,
and therefore that this case is governed by
Weinberger v.
Salfi, 422 U. S. 749
(1975), not
Vlandis v. Kline, 412 U.
S. 441 (1973). For petitioner's view of the University's
policy, contrary to that suggested by the dissent, has consistently
been:
"The Defendant University distinguishes between
domiciliaries and
non-domiciliaries of the State
of Maryland. . . . This represents a policy decision of the Board
of Regents of the University, which has been implemented in the
rules and guidelines of the Policy Statement. . . ."
Record 215 (emphasis added). And again:
"The wording of the 'In-State' policy is structured so as to
initially deny 'in-state' status to non-immigrant aliens. This
structure incorporates the determination that under the law and
definition of
domicile as established and applied by Maryland
courts, non-immigrant aliens cannot display the intent to
permanently reside within the State which is requisite to
establishing Maryland domicile."
Id. at 217 (emphasis added). And again:
"[The University's] actions and policy
rest upon a
definition, not a presumption. Defendants have denied
Plaintiffs 'in-state' status based on an evaluation of their
domicile under Maryland law: the existence of a G-4 visa is merely
a single operative fact,
albeit paramount, which is placed in
the context of what Defendants have determined to be the definition
of domicile established by the Maryland courts."
Id. at 231 (second emphasis added). And again:
"This distinction [between immigrant and nonimmigrant aliens]
was based upon a reading of the Maryland law of domicile in
conjunction with the terms and conditions of the non-immigrant
visas described in 28 [
sic] U.S.C. § 1101(a)(15)(A)
through (L), a determination thereby having been made that
non-immigrants do not have the intent requisite for establishing
Maryland domicile. . . . That State University's [
sic] can
establish such . . . 'domicile' policies and make distinctions
between domiciliaries and non-domiciliaries is well established. .
. ."
Id. at 233.
Indeed, respondents argued below against abstention,
see n 15,
infra on the same grounds now argued by our Brother
REHNQUIST against certification, namely:
"[T]he Maryland common law of domicile is not at issue in this
case. No 'clarification' of the Maryland common law of domicile is
needed. Such common law principles, standing alone, do not set the
tuition charged by the University of Maryland."
Record 272. And petitioner countered:
"What [respondents] apparently fail to understand is that the
[University's] 'In-State Policy' is structured upon and reflects
[the University's] understanding of the Maryland common law of
domicile."
Id. at 340.
[
Footnote 9]
There can be no doubt that, notwithstanding the policy
statement's express reservation of in-state status to United States
citizens and immigrant aliens,
see supra at
435 U. S. 651,
the University has no policy of excluding nonimmigrant aliens
simply because they lack immigrant status under federal law.
Petitioner's answer unequivocally states that the University has
not "denied" nor does it "continu[e] to deny in-state status to all
students who neither are United States citizens nor hold immigrant
visas," App. 16A, although such an across-the-board denial would be
required by the University's policy if it placed independent
significance on immigrant status. Moreover, petitioner tells us
that "the fact of alienage is completely irrelevant in itself to
the issues controlling a determination of domicile." Record
232.
[
Footnote 10]
See n 5,
supra. Indeed, although the dissent suggests that
petitioner might bar respondents on cost-equalization grounds,
see post at
435 U. S.
672-673, it is clear that petitioner has not done this
although nothing in the District Court's injunction prohibits
petitioner from doing so.
See supra at
435 U. S.
655-656, and n. 5.
[
Footnote 11]
In fact, the University allows evidence to be submitted bearing
on respondents' claims of domicile -- it simply does not evaluate
that evidence.
[
Footnote 12]
Moreover, respondents' equal protection claim turns on whether
it is, in fact, true that G-4 aliens can become domiciliaries of
Maryland. If they cannot, the constitutional issues that would be
raised are materially different from those briefed or argued here.
For this reason, we also think certification proper.
See, e.g.,
Bellotti v. Baird, 428 U. S. 132,
428 U. S.
146-151 (1976).
[
Footnote 13]
"The core of Plaintiffs' cause of action is their belief that,
under Maryland law, a G-4 non-immigrant alien can be domiciled in
this State. A judicial determination in the negative would
foreclose their Constitutional and statutory arguments;
a
determination in the affirmative would require the University's
Board of Regents to rewrite the In-State policy to accommodate this
category of domiciliaries."
Record 239-240 (emphasis added).
Similar sentiments are expressed in petitioner's brief in this
Court.
See Brief, at 11, 12, 28, 30, 34, and 35 n. 20. And
petitioner's counsel stated at oral argument that, if the Court of
Appeals of Maryland determined that a person with a G-4 visa is
capable of forming the requisite intent to establish domicile,
"the odds are reasonably high that the case would become moot
because the university would change its policy, but that judgment
is one that would be made by the regents. . . ."
Tr. of Oral Arg. 14-15.
[
Footnote 14]
No recent Maryland case has been cited in the briefs, either
here or below. In addition, petitioner's counsel, an Assistant
Attorney General of Maryland, stated at oral argument that there
"are no Maryland decisions one way or the other."
Id. at
10.
[
Footnote 15]
Although petitioner asked the District Court to abstain, Record
211, he did not ask that court to certify the state law question of
domicile to the Maryland Court of Appeals. We need not decide
whether the District Court's failure to abstain was erroneous, for,
as we noted in
Bellotti v. Baird, supra, at
428 U. S.
150-151:
"This Court often has remarked that the equitable practice of
abstention is limited by considerations of "
the delay and
expense to which application of the abstention doctrine inevitably
gives rise. . . .'" As we have also noted, however, the
availability of an adequate certification procedure "does, of
course, in the long run, save time, energy, and resources, and
helps build a cooperative judicial federalism. . . .""
"[T]he availability of certification greatly simplifies
[
Pullman abstention] analysis."
(Footnotes omitted.)
[
Footnote 16]
Although it is our frequent practice to defer to a construction
of state law made by a district court and affirmed by a court of
appeals whose jurisdiction includes the State whose law is
construed,
see, e.g, Bishop v. Wood, 426 U.
S. 341,
426 U. S.
345-346, and
426 U. S.
346-347, n. 10 (1976) (collecting cases), we do not do
so here for two reasons. First, the question of who can become a
domiciliary of a State is one in which state governments have the
highest interest. Many issues of state law may turn on the
definition of domicile: for example, who may vote; who may hold
public office; who may obtain a divorce; who must pay the full
spectrum of state taxes. In short, the definition of domicile
determines who is a full-fledged member of the polity of a State,
subject to the full power of its laws and participating (except, of
course, with respect to aliens) fully in its governance. Second,
the status of the many foreign nationals living in Maryland is of
great importance to Maryland, because it potentially affects
Maryland's relations with the Federal Government, other state and
local governments in the greater District of Columbia area, and
foreign nations. In a federal system, it is obviously desirable
that questions of law which, like domicile, are both intensely
local and immensely important to a wide spectrum of state
government activities be decided, in the first instance, by state
courts. This may not always be possible, nor is it always required,
but where, as here, there is an efficient method for obtaining a
ruling from the highest court of a State, we do not hesitate to
avail ourselves of it. In so doing, we emphasize that we do not in
any way suggest that the District Court's determination of Maryland
law was incorrect.
[
Footnote 17]
Immigration and Nationality Act Amendments of 1976, § 2, 90
Stat. 2703, amending § 201 of the 1952 Act, as amended, 8 U.S.C. §
1151 (1976 ed.).
[
Footnote 18]
§ 201 of the 1952 Act, as amended, 8 U.S.C. § 1151 (1976
ed.).
[
Footnote 19]
8 U.S.C.§ 1151 (1976 ed.).
[
Footnote 20]
See S.Rep. No. 1137, 82d Cong., 2d Sess., pt. 1, p. 13
(1952); H.R.Rep. No. 1365, 82d Cong., 2d Sess., 52 (1952); H.R.Rep.
No. 91-851, pp 5-7 (1970).
[
Footnote 21]
See n 4,
supra.
[
Footnote 22]
Until the Immigration and Nationality Act Amendments of 1976,
n 17,
supra,
nonimmigrant aliens whose country of origin was in the Western
Hemisphere were excluded from adjustment of status. Section 6 of
the 1976 Amendments, 90 Stat. 2705, removed this restriction.
See 8 U.S.C. § 1255 (1976 ed.).
[
Footnote 23]
Opinions of the Attorney General, the Board of Immigration
Appeals, and of Immigration and Naturalization Service officers
published in Administrative Decisions Under Immigration and
Nationality Law of the United States are "binding on all officers
and employees of the Service in the administration of the [1952]
Act." 8 CFR §§ 3.1(g), 103.3(e), and 103.9(a) (1977).
[
Footnote 24]
See, e.g., Matter of Rubio-Vargas, 11 I. & N.Dec.
167 (BIA 1965);
Matter of Vega, 11 I. & N.Dec. 337
(BIA 1965);
Matter of Diaz-Villamil, 10 I. & N.Dec.
494 (BIA 1964);
Ameeriar v. INS, 438 F.2d 1028 (CA3),
cert. dismissed, 404 U.S. 801 (1971).
See also Matter
of Barrios, 10 I. & N.Dec. 172 (BIA 1963);
Brownell v.
Carija, 102 U.S.App.D.C. 379, 254 F.2d 78 (1957);
Brownell
v. Gutnayer, 94 U.S.App.D.C. 90, 212 F.2d 462 (1954).
[
Footnote 25]
See, e.g., Matter of Marchena, 12 I. & N.Dec. 355
(Regional Comm'r 1967);
Matter of F___, 8 I. & N.Dec.
65 (Asst.Comm'r 1958).
See generally Annot., 4 ALR Fed.
557 (1970).
[
Footnote 26]
See n 4,
supra.
[
Footnote 27]
Cf. Matter of Penaherrera, 13 I. & N.Dec. 334
(Dist. Director 1969). Although this is a class action,
see n 1,
supra, there is no reason on the present record to believe
that G-4 aliens, as a class, are less qualified for adjustment of
status than are the class representatives.
[
Footnote 28]
"§ 12-601. Jurisdiction granted to Court of Appeals."
"The Court of Appeals may answer questions of law certified to
it by the Supreme Court of the United States . . . when requested
by the certifying court if there is involved in any proceeding
before the certifying court a question of law of this state which
may be determinative of the cause then pending in the certifying
court and as to which it appears to the certifying court there is
no controlling precedent in the Court of Appeals of this
state."
"§ 12-602. Invocation of subtitle."
"This subtitle may be invoked by an order of any court referred
to in § 12-601 upon the court's own motion or upon the motion of
any party to the cause."
"§ 12-603. Certification order."
"(a)
Form. -- A certification order shall set
forth:"
"(1) The question of law to be answered; and"
"(2) A statement of all facts relevant to the question certified
showing fully the nature of the controversy in which the question
arose."
[
Footnote 29]
The majority rule appears to be that, within a single State,
"the rules of domicil are the same for all purposes." Restatement
(Second) of Conflict of Laws, § 11, Comment
o, p. 47
(1971). Should Maryland not follow this rule, we presume that the
Court of Appeals will direct its attention to domicile for the
purposes of this case.
* [REPORTER's NOTE: Subsequently, the Maryland Court of Appeals
answered the certified question, and a supplemental decision was
rendered in
Toll v. Moreno, 441 U.
S. 458 (1979).]
MR. JUSTICE REHNQUIST, with whom THE CHIEF JUSTICE joins,
dissenting.
The University of Maryland, like all state universities,
differentiates in tuition between "in-state" and "out-of-state"
students. The two categories of students are delineated in the
University's general policy statement on "In-State Status for
Admission, Tuition, and Charge-Differential Purposes." Part 1 of
the policy statement provides:
"It is the policy of the University of Maryland to grant
in-state status for admission, tuition and charge-differential
purposes
to United States citizens, and to immigrant
Page 435 U. S. 670
aliens lawfully admitted for permanent residence in
accordance with the laws of the United States, in the following
cases:"
"a. Where a student is financially dependent upon a parent,
parents, or spouse domiciled in Maryland for at least six
consecutive months prior to the last day available for registration
for the forthcoming semester[, or]"
"b. Where a student is financially independent for at least the
preceding twelve months, and provided the student has maintained
his domicile in Maryland for at least six consecutive months
immediately prior to the last day available for registration for
the forthcoming semester."
Brief for Petitioner 7 (emphasis added). As is clear from the
policy statement, domicile is not the sole criterion upon which the
University of Maryland determines "in-state" tuition status. The
University first looks to see whether the student is either a
"United States citizen" or an "immigrant alien lawfully admitted
for permanent residence"; if the student satisfies this initial
requirement, the University must then determine whether the student
(or his parents) are domiciled in Maryland.
Respondents are nonimmigrant aliens who hold G-4 visas. Pursuant
to the University's tuition policy, they were denied lower in-state
tuition rates despite the fact that they and their parents reside
in Maryland. As explained by the Assistant Director of Admissions
in a letter to respondent Clare B. Hogg, the principal reason for
classifying respondents as out-of-state students for purposes of
tuition was nonimmigrant status; as a secondary factor, the
Assistant Director of Admissions noted that respondents would
probably not be able to pass the second hurdle of domicile:
[
Footnote 2/1]
"[T]he policy for determination of in-state status limits
Page 435 U. S. 671
the ability to establish an in-state classification to United
States citizens and immigrant aliens admitted to the United States
for permanent residence. As the person upon whom you are dependent
holds a G-4 visa, and as you hold a G-4 visa, in my judgment, you
are not eligible for an in-state classification."
"Also, the person upon whom you are dependent does not pay
Maryland income tax on all earned income, including income earned
outside the state. I feel this further weakens your request for
reclassification, as this is an important criteria in determination
of domicile."
Record 106. Respondents brought suit in federal court alleging
that the University's in-state tuition policy is, among other
things, in violation of the Due Process and Equal Protection
Clauses of the Fourteenth Amendment. The District Court for the
District of Maryland held that the University's policy creates an
irrebuttable presumption in contravention of
Vlandis v.
Kline, 412 U. S. 441
(1973). The Court of Appeals for the Fourth Circuit affirmed. We
granted certiorari to decide whether the lower courts were correct
in their holding.
The Court, rather than deciding the due process issue upon
Page 435 U. S. 672
which certiorari was granted, today certifies the following
question to the Court of Appeals of Maryland: [
Footnote 2/2]
"Are persons residing in Maryland who hold or are named in a
visa under 8 U.S.C. § 1101(a)(1)(G)(iv) (1976 ed.), or who are
financially dependent upon a person holding or named in such a
visa, incapable as a matter of state law of becoming domiciliaries
of Maryland?"
I would unhesitatingly join the Court's certification if I felt
that resolution of the question posed to the Court of Appeals of
Maryland were necessary to decide the issue before us. But I am
convinced that we can decide the due process issue without
resolution of Maryland domicile law, and, thus, that certification
will only result in needless delay.
The University apparently classifies nonimmigrant aliens as
out-of-state students for a number of reasons. All parties agree
that a major factor is the University's conclusion that
nonimmigrant aliens lack the legal capacity to become Maryland
domiciliaries for tuition purposes. But this is not the
only consideration underlying the classification, as is
evidenced by the fact that citizenship or immigrant status is a
requirement separate from and preceding domicile. According to
Page 435 U. S. 673
the President of the University of Maryland, for example, the
classification policy also
"reflects the desire to equalize, as far as possible, the cost
of education between those who support the University of Maryland
through payment of the full spectrum of Maryland taxes, and those
who do not."
App. 12A. Holders of G-4 nonimmigrant visas are exempt from
state income tax. By charging such nonimmigrant aliens higher
out-of-state tuition, the University is able to better "equalize"
the cost of education. [
Footnote
2/3]
Because the University's conclusion as to domicile plays a major
role in its decision not to award nonimmigrant aliens in-state
tuition status, counsel for petitioner admitted at oral argument
that "it is entirely possible that the university would change its
policy" in the face of a contrary decision by the Maryland Court of
Appeals. Tr. of Oral Arg. 9. But a change in the University's
in-state tuition policy would be neither automatic nor inescapable.
The University might still decide that the other considerations
such as cost equalization, by themselves, dictate continuation of
the current policy. According to counsel for petitioner,
"that judgment is one that would be made by the regents, and,
[as] I have suggested previously . . . , it is well within the
discretion of the regents."
Id. at 15.
The above facts clearly establish that the University of
Maryland has not created an irrebuttable presumption. The
University has not determined that domicile is the sole relevant
factor in determining tuition rates, and then prevented respondents
from presenting proof on the question of domicile. [
Footnote 2/4]
Page 435 U. S. 674
Instead, the University has decided that, for a number of
reasons,
including domicile and cost equalization,
nonimmigrant aliens should pay a higher tuition rate than citizens
and
Page 435 U. S. 675
immigrant aliens who are domiciled in the State. A student is
allowed to present any and all evidence relevant to his or her
status as a citizen or immigrant alien. In
Vlandis v.
Kline, this Court held only that, where a State
"
purport[s] to be concerned with residency, it might
not, at the same time, deny to one seeking to meet its test of
residency the opportunity to show factors clearly bearing on that
issue. 412 U.S. at
412 U. S. 452."
Weinberger v. Salfi, 422 U. S. 749,
422 U. S. 771
(1975) (emphasis added). [
Footnote
2/5] Here, the University of Maryland's classification
policy
"does not purport to speak in terms of the
bona fides
of [domicile], but then make plainly relevant evidence of such
bona fides inadmissible. As in
Starns v.
Malkerson, 326 F.
Supp. 234 (Minn. 1970),
summarily aff'd, 401 U.S. 985
(1971), the benefits here are available upon compliance with an
objective criterion, one which the Legislature considered to bear a
sufficiently close nexus with underlying policy objectives to be
used as the test for eligibility. Like the plaintiffs in
Starns, [respondents] are completely free to present
evidence that they meet the specified requirements; failing in this
effort, their only constitutional claim is that the test they
cannot meet is not so rationally related to a legitimate
legislative objective that it can be used to deprive them of
benefits available to those who do satisfy that test."
Id. at 772.
Because it is clear that the University of Maryland has not
created an irrebuttable presumption of non-Maryland domicile, it is
unnecessary to decide, as the Court apparently believes
Page 435 U. S. 676
it is, whether "any
irrebuttable presumption' would be
universally true." Ante at 435 U. S. 661.
And while the case may become moot if the Court
of Appeals of Maryland decides that holders of G-4 visas can
establish Maryland domicile, and if the University changes its
policy in light of that decision, the case is not moot now, and
there is no certainty that it will become moot in the future. There
is, in summary, nothing today that prevents the Court from deciding
the question presented. [Footnote
2/6]
Page 435 U. S. 677
While I cannot join in what I view as a needless and
time-consuming certification, I do join in the Court's implied
disapproval of the District Court's refusal to refer to Maryland
courts the question of whether holders of G-4 visas can establish
Maryland domicile. Upon concluding that the University's policy
creates an irrebuttable presumption, the District Court was faced
with the question of whether the presumption is universally true.
The District Court proceeded to answer the question in the negative
and enjoin the University's policy, even though petitioner had
asked the District Court either to abstain or, apparently, to
certify the question of domicile to the Court of Appeals of
Maryland. [
Footnote 2/7] Because
the Court of Appeals of Maryland had never addressed the question
of domicile, petitioner's request should have been granted. By
Page 435 U. S. 678
deciding the question itself, the District Court risked
invalidating a state policy that a later decision of the Maryland
state courts might establish was clearly valid. Furthermore, as the
Court emphasizes,
"it is obviously desirable that questions of law which, like
domicile, are both intensely local and immensely important to a
wide spectrum of state government activities be decided in the
first instance by state courts."
Ante at
435 U. S. 663
n. 16.
In summary, I agree with the Court that important and
controlling issues of state law should initially be decided by
state, not federal, courts. But because I do not believe that
resolution of the Maryland law of domicile is necessary to decide
the due process question before us, I dissent from today's
certification. [
Footnote 2/8]
[
Footnote 2/1]
In rejecting the appeals of respondents Moreno and Otero from
tuition decisions of the Intercampus Review Committee, petitioner
President of the University of Maryland also emphasized that the
University precludes nonimmigrant aliens from in-state tuition
status for reasons other than solely domicile:
"It is the policy of the University of Maryland to grant
in-state status for admission, tuition and charge-differential
purposes only to United States citizens and to immigrant aliens
lawfully admitted for permanent residence.
Furthermore,
such individuals (or their parents) must display Maryland domicile.
. . ."
"The University's classification policy
also
distinguishes between domiciliaries and nondomiciliaries of
Maryland."
App. 12A (emphasis added).
See also Record 34, 55, 80,
and 115.
[
Footnote 2/2]
As the Court notes,
ante at
435 U. S.
668-669, n. 28, the question certified to the Court of
Appeals of Maryland may not be answerable by a simple "yes" or
"no." The Court asks, as a general matter, whether respondents are
"incapable as a matter of state law of becoming domiciliaries of
Maryland." The answer may be that they are incapable of
establishing Maryland domicile for university tuition purposes, but
are still capable of becoming domiciliaries for other purposes,
such as divorce and personal jurisdiction. While, in
Williamson
v. Osenton, 232 U. S. 619,
232 U. S. 625
(1914), this Court expressed doubt whether the definition of
domicile ever varies depending on the purpose for which domicile is
being used, various state court opinions since 1914 have shown that
observation to be incorrect.
See, e.g., In re Estate of
Jones, 192 Iowa 78, 82, 182 N.W. 227, 229 (1921). The relevant
issue in this case, of course, is whether respondents may establish
Maryland domicile for university purposes, not whether they may
become domiciled for purposes of divorce, etc.
[
Footnote 2/3]
As the Court recognizes,
ante at
435 U. S.
656-657, n. 5, the University of Maryland does not
presently preclude students from in-state tuition status solely
because their parents pay no state income tax. However, the record
clearly demonstrates that cost equalization is one of the major
concerns that have led the University to charge higher tuition
rates to nonimmigrant aliens.
[
Footnote 2/4]
The Court does not appear to argue that domicile is the sole
reason for the University of Maryland's out-of-state classification
of nonimmigrant aliens. Instead, the Court concludes that domicile
is the "
paramount' and controlling concern" of the University.
Ante at 435 U. S. 659,
and n. 8. The Court supports its conclusions not with citations
from the pleadings or affidavits of the parties, but with
references to briefs and memoranda filed by their counsel. Counsel
for petitioner is, of course, charged with the legal defense of the
validity of the policy statement promulgated by the Board of
Regents and enforced by petitioner, but counsel is not authorized,
in the absence of more authority than is shown here, either to
rewrite or to predict how the Regents might rewrite its policy.
Thus, whatever the "surprise" that the Court foresees petitioner
will experience from the view taken of the Regents' policy
statement, see ante at 435 U. S. 659
n. 8, will stem not from this dissent, but from the Court's
willingness to attribute to ambiguous statements by counsel for a
state agency the implied authority to rewrite the agency's
regulations or to predict the manner in which the agency might
rewrite them. Even the selected statements of counsel do not
unequivocally support the Court's conclusion. As noted earlier,
supra at 435 U. S. 673,
while counsel for petitioner suggested that "the odds are
reasonably high" that the University will modify its policy if the
Court of Appeals of Maryland concludes that G-4 aliens can become
domiciled in Maryland, he also emphasized that the University's
other concerns, such as cost equalization, might lead the Regents
to continue out-of-state classification of nonimmigrant aliens.
Domicile, in other words, is not the sole concern of the
University, and may well not even be a "controlling concern."
See also Brief for Petitioner 232; Tr. of Oral Arg. 121
(out-of-state classification of nonimmigrant aliens "serve[s] many
purposes other than measuring domicile"; "the policy . . . is
clearly intended to serve other purposes").
Even if the University declined to accord in-state tuition
status to nonimmigrant aliens
solely because of the
University's conclusion that nonimmigrant aliens cannot be
domiciled in Maryland for tuition purposes, no irrebuttable
presumption would be presented. In
Vlandis v. Kline,
412 U. S. 441
(1973), the University
presumed that a student who was not
domiciled in Connecticut at the time he first enrolled at the
University of Connecticut could not become a Connecticut resident
while attending the University, even though all the normal indicia
of residence might be acquired during this period. Here, on the
other hand, the University of Maryland merely reads Maryland law as
holding that nonimmigrant G-4 aliens cannot satisfy the requirement
for Maryland domicile for tuition purposes. This is purely and
simply a question of state law. Respondents do not accuse
petitioner of employing a nonuniversal, yet irrebuttable,
presumption, but rather of misinterpreting Maryland domicile law.
If the University of Maryland has misinterpreted state law, this is
an error to be resolved by state, not federal, courts; no issue of
federal constitutional law is presented.
[
Footnote 2/5]
Because the tuition policy of the University of Maryland is
controlled by
Weinberger v. Salfi, and not
Vlandis v.
Kline, the Court need not decide, as
amici 29 States
urge us to do, whether Vlandis should be overruled.
[
Footnote 2/6]
Some Members of the Court may believe that resolution of the
state domicile issue would be helpful in resolving respondents'
equal protection claim. If the Court of Appeals of Maryland decides
that nonimmigrant aliens holding G-4 visas cannot establish
Maryland domicile for tuition purposes,
Starns v.
Malkerson, 326 F.
Supp. 234 (Minn.1970),
summarily aff'd, 401 U.S. 985
(1971), clearly establishes that the University of Maryland can
deny such nondomiciliaries lower in-state tuition rates without
violating the Equal Protection Clause of the Fourteenth Amendment.
If the Court of Appeals decides that holders of G-4 visas can
establish Maryland domicile, on the other hand, resolution of
respondents' equal protection claim may rest on the proper
interpretation of
Nyquist v. Mauclet, 432 U. S.
1 (1977).
The only question presented by the petition for certiorari,
however, is:
"Whether the decisions below should have applied Supreme Court
precedents on irrebuttable presumptions, disregarded the principles
articulated in
Weinberger v. Salfi, 422 U. S.
749 (1975), and erroneously concluded that the
University of Maryland's policy of denying in-state status for
tuition and fee purposes to non-immigrants holding G-4 visas
establishes an irrebuttable presumption violative of the due
process clause of the fourteenth amendment to the United States
Constitution?"
Consideration of respondents' equal protection claim, which was
never addressed below, may best be left initially to the lower
courts on remand. Even if the Court ultimately decides to consider
respondents' equal protection arguments, resolution of Maryland
domicile law would seem irrelevant. Unlike the situation in
Nyquist, the University of Maryland does not discriminate
against resident aliens.
Cf. 432 U.S. at
432 U. S. 2,
432 U. S. 4,
432 U. S. 5-6, and
n. 6, and
432 U. S. 12.
There thus would not appear to be any issue of suspect class, and
the University's in-state tuition policy need only be shown to be
rationally related to a legitimate state interest. The University's
concern with cost equalization alone would seem sufficient to
support the line drawn by the University.
See Starns v.
Malkerson, supra.
[
Footnote 2/7]
According to petitioner, he
"urged both the district court and the court of appeals to defer
to Maryland courts the question of whether the state law precluded
G-4's from establishing Maryland domicile."
Brief for Petitioner 35 n. 20. The record indicates that
petitioner, in his answer to respondents' complaint, urged the
District Court to
"abstain from exercising any jurisdiction it may possess in this
action until it shall have been heard and determined fully by the
courts of Maryland."
Record 117. Petitioner renewed the request in his motion for
summary judgment and memorandum in support thereof.
Id. at
211, and 239-243. In reply, respondents urged the District
Court,
"should [it] elect to abstain, . . . to use the certification
procedure provided by the Uniform Certification of Questions of Law
Act, Ann. Code of Md. Courts and Judicial Proceedings, §§
12-601-609 (1974). Under that Act, the Court of Appeals of Maryland
is empowered to answer questions of state law certified to it by
the United States District Court which may be determinative and as
to which it appears there is no controlling precedent."
Id. at 274. Respondents also went on to argue, however,
that the District Court need neither abstain outright nor certify
the question of domicile to the Court of Appeals of Maryland, since
"the Maryland common law of domicile is not at issue in this case.
No
clarification' of the Maryland common law of domicile is
needed." Id. at 272. The District Court, although
concluding that the Maryland law of domicile is relevant, declined
to either abstain outright or certify the question of domicile to
the Court of Appeals of Maryland.
[
Footnote 2/8]
While I agree with the Court's conclusion that holders of G-4
visas are not prevented as a matter of federal law from
establishing Maryland domicile, I find it unnecessary to address
the five pages of dicta that accompany that conclusion. I am
nonetheless troubled by the Court's unsupported dictum that the
United States may not be able to deport, under certain unspecified
circumstances, a G-4 alien who terminates his employment with an
international treaty organization.
Ante at
435 U. S.
667.