SUPREME COURT OF THE UNITED STATES
_________________
No. 23–713
_________________
JOSHUA E. BUFKIN, PETITIONER
v. DOUGLAS
A. COLLINS, SECRETARY OF VETERANS AFFAIRS
NORMAN F. THORNTON, PETITIONER
v.
DOUGLAS A. COLLINS, SECRETARY OF VETERANS AFFAIRS
on writ of certiorari to the united states
court of appeals for the federal circuit
[March 5, 2025]
Justice Jackson, with whom Justice Gorsuch
joins, dissenting.
The Court draws two conclusions from today’s
evaluation of Congress’s “take due account” admonition. See 38
U. S. C. §7261(b)(1). First, it holds that when the
United States Court of Appeals for Veterans Claims (Veterans Court)
reviews the Department of Veterans Affairs’ (VA’s) application of
the “benefit-of-the-doubt” rule, that appellate tribunal must use
the “same” standards of review that apply to its assessment of any
other VA claims determination.
Ante, at 1. Second, the Court
concludes that whether evidence is in “approximate balance” for
purposes of the benefit-of-the-doubt rule is a “predominantly
factual determination” to be reviewed only for clear error.
Ante, at 2.
The majority is wrong in both respects. Nothing
about the text, context, or drafting history of subsection (b)(1)
demonstrates that “take due account” actually means “proceed as
normal.” Reading the provision in that fashion, as the majority
does, makes little sense. That interpretation is also inconsistent
with how we have treated identical language elsewhere in this same
statute and renders meaningless the “take due account” command that
Congress specifically amended §7261(b) to insert.
The majority’s clear-error conclusion fares no
better, insofar as its reasoning ignores what appellate courts do
and what we have consistently said about substantially similar
circumstances. That is, even if the majority were correct that
subsection (b)(1) instructs the Veterans Court to carry on applying
the usual standards, clear-error review would not be appropriate
because whether the VA properly applied the benefit-of-the-doubt
rule does not present a question of fact. The VA’s
benefit-of-the-doubt determination poses, at most, a mixed question
of law and fact—and one that is substantively indistinguishable
from the kinds of mixed questions that this Court has long said are
subject to
de novo review on appeal.
In short, the Court today concludes that
Congress meant nothing when it inserted subsection (b)(1) in
response to concerns that the Veterans Court was improperly
rubberstamping the VA’s benefit-of-the-doubt determinations, and
also that the Veterans Court is not obliged to do anything more
than defer to those agency decisions notwithstanding Congress’s
“take due account” direction. I respectfully dissent.
I
Under the time-honored benefit-of-the-doubt
rule, veterans asserting claims for service-connected disabilities
are entitled to have any reasonable doubt on a material issue
resolved in their favor. Congress codified this rule in 1988:
Section 5107(b) of Title 38 states unequivocally that the VA must
“give the benefit of the doubt to the claimant” whenever “there is
an approximate balance of positive and negative evidence regarding
any issue material to the” veteran’s benefits claim. This generous
standard of proof honors the sacrifices of those who have served in
the Armed Forces.
Recognizing the weighty interests at stake in
cases that involve benefits for veterans, Congress’s 1988
legislation also established judicial review of the VA’s benefits
decisions by the Veterans Court, a specialized Article I tribunal.
Section 7261(a) lays out in detail the authority that the Veterans
Court has been given. As relevant here, the Veterans Court is
authorized to (1) “decide all relevant questions of law”; (2)
“compel action of the Secretary unlawfully withheld or unreasonably
delayed”; and (3) “hold unlawful and set aside” certain VA
decisions. §§7261(a)(1)–(3). Notably, clause (4) of §7261(a) states
that “in the case of a finding of material fact adverse to the
claimant made in reaching a decision in a case before the [VA] with
respect to benefits,” the Veterans Court shall “hold unlawful and
set aside or reverse such finding if the finding is clearly
erroneous.” §7261(a)(4).
For present purposes, all parties agree that
§7261(a) has always authorized the Veterans Court to review the
VA’s application of the benefit-of-the-doubt rule. But judicial
review of that issue proved illusory from the start, because the
Veterans Court historically applied a deferential standard of
review for assessing the VA’s benefit-of-the-doubt determinations.
See,
e.
g.,
Gilbert v.
Derwinski, 1 Vet.
App. 49, 57–58 (1990);
Wensch v.
Principi, 15 Vet.
App. 362, 367 (2001). As a result, veterans groups routinely
complained to Congress that judicial review by the Veterans Court
was inappropriately deferential. See,
e.
g., Hearing
before the Senate Committee on Veterans’ Affairs, 107th Cong., 2d
Sess., 47 (2002) (statement of the legislative director of a
veterans group); see also Brief for Federal Circuit Bar Association
as
Amicus Curiae 11–14.
Congress responded in 2002, when it amended
§7261(b) to specifically require the Veterans Court to “take due
account of ” the VA’s application of the benefit-of-the-doubt
rule. §7261(b)(1). In its entirety, the amended subsection (b)
states:
“(b) In making the determinations under
subsection (a), the [Veterans] Court shall review the record of
proceedings before the Secretary and the Board of Veterans’ Appeals
. . . and shall—
“(1) take due account of the Secretary’s
application of section 5107(b) of this title; and
“(2) take due account of the rule of prejudicial
error.” §7261(b).[
1]
The plain text of §7261(b)(1) thus requires the
Veterans Court to “take due account” of the VA’s obligations under
the benefit-of-the-doubt rule when it reviews VA benefits
determinations under §7261(a).
II
The dispute before us concerns the meaning of
subsection (b)(1)’s “take due account” clause. The majority and I
agree that subsection (b)(1) imposes a “statutory command” that the
Veterans Court “give appropriate attention to the VA’s work”
related to its application of the benefit-of-the-doubt rule.
Ante, at 9. But the majority concludes that the “appropriate
attention due is that which is required under subsection (a).”
Ibid. In my view, that holding is unmoored from subsection
(b)(1)’s text, ignores §7261’s overall structure and drafting
history, and renders entirely superfluous Congress’s requirement
that the Veterans Court “take due account” of the application of
the benefit-of-the-doubt rule. The better reading of the statute
recognizes that subsection (b)(1) requires the Veterans Court to
determine, without deference, whether the VA properly applied the
benefit-of-the-doubt rule.
A
The primary textual pillar of the majority’s
conclusion that “[r]eview of the VA’s benefit-of-the-doubt decision
is just another determination made ‘under subsection (a)’ ” is
its observation that subsection (b)(1)’s review applies only
“ ‘[i]n making the determinations under subsection
(a).’ ”
Ante, at 9 (quoting §7261(b)(1)). Based on that
prefatory language, the majority reasons that subsection (b)(1) is
merely an “
aspect of ” the review that the Veterans
Court performs under subsection (a), such that the “standards of
review provided in subsection (a) also govern the Veterans Court’s
review of benefit-of-the-doubt issues.”
Ante, at 9.
But the fact that the Veterans Court must apply
subsection (b)(1) “[i]n making the determinations under subsection
(a)” does not justify collapsing these two provisions. The word
“in,” when paired with a gerund—here, “making”—is generally
“equivalent in sense to a temporal clause introduced by
when,
while,
if,
[or] in the event
of.” 7 Oxford English Dictionary 760 (2d ed. 1989) (emphasis in
original). The “in making” clause in subsection (b) thus merely
provides that when the Veterans Court makes one of the
determinations authorized by subsection (a), it must
also
satisfy its duty to “take due account of ” the VA’s
application of the benefit-of-the-doubt rule. In other words, the
“in making” clause the majority seizes upon to justify its same-
standards holding simply establishes that review under subsection
(b)(1) occurs alongside review under subsection (a), not that they
are the same thing.
Interpreting subsection (b)(1) to require a
separate, concurrent review of the VA’s compliance with the
benefit-of-the-doubt rule is consistent with how this Court has
interpreted subsection (b)(1)’s parallel provision—subsection
(b)(2). Subsection (b)(2) directs that, “[i]n making the
determinations under subsection (a),” the Veterans Court shall
“take due account of the rule of prejudicial error.” §7261(b)(2).
In
Shinseki v.
Sanders,
556 U.S.
396 (2009), we held that subsection (b)(2) “requires the
Veterans Court to apply the same kind of ‘harmless-error’ rule that
courts ordinarily apply in civil cases,”
id., at 406. We did
not suggest—much less hold—that subsection (a)’s standards of
review governed subsection (b)(2)’s “take due account” clause. To
the contrary, we explained that the Veterans Court is not prevented
from “directly asking the harmless-error question” and “resting its
conclusion on the facts and circumstances of the particular case.”
Id., at 408.
Thus, there is no dispute that, under subsection
(b)(2), the Veterans Court analyzes whether any error was harmless
de novo, without applying the standards of review
prescribed by subsection (a). And because subsection (a)’s
standards do not apply when the Veterans Court “take[s] due account
of the rule of prejudicial error” under subsection (b)(2), it is
oddly discordant for the majority to conclude that those standards
do apply when the Veterans Court “take[s] due account of the
Secretary’s application of ” the benefit-of-the-doubt rule.
See
FCC v.
AT&T Inc.,
562
U.S. 397, 408 (2011) (“ ‘[I]dentical words and phrases
within the same statute should normally be given the same
meaning’ ”).
An understanding of how subsection (b)(2)’s
“take due account” language functions in practice further clarifies
subsection (b)(1), as subsection (b)(2) existed prior to subsection
(b)(1) and plainly served as its model. The majority does not
dispute that the VA’s appellate tribunal, the Board of Veterans’
Appeals, sometimes applies the rule of prejudicial error in the
first instance. See,
e.g.,
Medrano v.
Nicholson, 21 Vet. App. 165, 170 (2007).[
2] If the Board determines that an error was
harmless and denies a veteran’s claim, then per subsection (b)(2),
the Veterans Court reviews the record for prejudicial error and
does so “de novo, in other words, without any deference to the
Board,” before affirming.
Id., at 171. Subsection (b)(1)
works in precisely the same way: If the Veterans Court is inclined
to affirm the VA’s denial of benefits, subsection (b)(1) requires
it to first confirm
de novo that the
benefit-of-the-doubt rule was properly applied.
B
Nor does the drafting history of the relevant
provisions support the majority’s contention that subsection (b)(1)
is an “aspect” of subsection (a), or that subsection (a)(4)
substantively limits the review that subsection (b)(1) requires. In
fact, the historical account suggests the opposite. The initial
Senate bill amended
subsection (a)(4)—rather than subsection
(b)—to command that the Veterans Court “tak[e] into account” the
VA’s application of the benefit-of-the-doubt rule. S. Rep. No.
107–234, p. 40 (2002) (italics deleted). That bill also proposed
two other relevant changes: It authorized the Veterans Court to
“reverse” the VA’s factual findings rather than remand them, and it
eliminated the “clearly erroneous” standard of review.
Ibid.
(italics deleted). Accordingly, under the Senate’s bill, subsection
(a)(4) would have authorized the Veterans Court to “set aside or
reverse” any factual finding of the VA that was “unsupported by
substantial evidence of record, taking into account the Secretary’s
application of ” the benefit-of-the-doubt rule.
Ibid.
(italics deleted).
Had Congress adopted this proposal, the
majority’s conflation of subsections (a) and (b)(1) might stand on
firmer ground. But Congress plainly rejected that approach. It
instead amended subsection (a)(4) only to empower the Veterans
Court to reverse certain factual findings (
i.e., those that
are material and adverse to the claimant), and neither modified
subsection (a)(4)’s clear-error standard nor inserted a requirement
that the Veterans Court review the VA’s application of the
benefit-of-the-doubt rule into
that provision. §401,
116Stat. 2832. At the end of the day, then, instead of
incorporating a benefit-of-the-doubt-rule reminder into subsection
(a)(4), Congress crafted an entirely new statutory
provision—subsection (b)(1)—to address judicial review of the VA’s
application of the benefit-of-the-doubt rule.
Ibid.
Recognizing that review under subsection (b)(1)
is distinct from review under subsection (a)(4) respects Congress’s
choice to separate those two provisions. It also comports with
subsection (b)(1)’s language and the statute’s overall design. No
one disputes that Congress sought to subject the VA’s
benefit-of-the-doubt decisions to increased judicial scrutiny while
otherwise preserving the VA’s not-clearly-erroneous factual
findings. Reading subsection (b)(1) to be such a congressional
mandate furthers that objective, while the majority’s conclusion
that subsection (b)(1) implicitly incorporates subsection (a)(4)’s
limited clear-error standard undermines it.
C
The usual indicators of statutory meaning thus
confirm that subsection (b)(1) was meant to have bite. But the
majority’s reading renders it toothless. According to the majority,
subsection (b)(1) does not impose any new obligation on the
Veterans Court; instead, that provision merely “underscores” the
importance of §5107(b)’s benefit-of-the-doubt rule.
Ante, at
10. At oral argument, the Government put the matter even more
bluntly, arguing that subsection (b)(1) is an “exclamation point”
that does “duplicate work” and is ultimately “redundant.” Tr. of
Oral Arg. 42, 44. This interpretation, which the majority adopts,
violates the “cardinal principle of statutory interpretation” that
courts ordinarily “ ‘ “give effect, if possible, to every
clause and word of a statute.” ’ ”
Williams v.
Taylor,
529 U.S.
362, 404 (2000) (quoting
United States v.
Menasche,
348 U.S.
528, 538–539 (1955)).
The majority acknowledges that the surplusage
argument is “a serious one” and that its interpretation “might
involve some redundancy.”
Ante, at 16. Still, the majority
maintains that subsection (b)(1) has a “function” even if it
performs zero independent work.
Ibid. That is because, as
the majority sees it, subsection (b)(1) makes “express” the
Veterans Court’s duty to hear challenges to the VA’s application of
the benefit-of-the-doubt rule under subsection (a), and may even
require the Veterans Court to do so
sua sponte.
Ibid. But the majority cannot overcome the surplusage
problem simply by asserting that subsection (b)(1) emphasizes or
clarifies a pre-existing duty. To state the obvious, “most
superfluous language” can be justified as providing “clarity.”
NLRB v.
SW General, Inc., 580 U.S. 288, 304 (2017).
Perhaps for this reason, the majority does not identify any other
case in which this Court held that Congress passed an amendment
with no substantive effect.
Moreover, the majority does not and cannot
explain why any such expression of the Veterans Court’s duties was
needed—much less why Congress would go out of its way to amend the
statute to underscore an existing obligation. Subsection (a) covers
the waterfront of possible exercises of judicial authority and has
always required the Veterans Court to consider any argument
“presented” by a veteran. Subsection (a) cannot be reasonably read
to exclude consideration of a veteran’s claim that the VA
misapplied the benefit-of-the-doubt rule. And no one actually
thought this; indeed, prior to Congress’s enactment of subsection
(b)(1), the Veterans Court regularly considered challenges to the
VA’s application of the benefit-of-the-doubt rule—it just did so
deferentially. See
supra, at 3–4.
Thus, the problem that Congress enacted
subsection (b)(1) to address was
not that the Veterans Court
seemed to have limited authority under subsection (a). Nor was it
that the Veterans Court was somehow unaware of its duty to review
the VA’s application of the benefit-of-the doubt rule upon request.
Rather, as I have explained, Congress enacted subsection (b)(1)
after veterans service organizations brought to its attention
how the Veterans Court was performing that
review—
i.e., it was giving too much deference to the VA’s
benefit-of-the-doubt determinations.
Ibid. Congress’s
indisputable focus was on the improper degree of deference the
Veterans Court was affording to the VA’s determinations, a target
that the majority’s reading misses completely. Nor is the
majority’s surplusage problem solved by the “possibility” that
subsection (b)(1) requires
sua sponte review of the
VA’s benefit-of-the-doubt determinations.
Ante, at 16. Even
assuming that subsection (b)(1) seeks to effect that change,
sua sponte review would make no difference unless the
Veterans Court proceeds nondeferentially. A rubberstamp applied to
every case remains a rubberstamp.
Finally, the majority maintains that if Congress
had intended for subsection (b)(1) to do anything other than
underscore the pre-existing duty to consider challenges to the VA’s
benefit-of-the-doubt determinations, it would have more clearly
said so.
Ante, at 13. That gets things exactly backwards.
Ordinarily, when Congress amends a statute, “ ‘ “we
presume it intends its amendment to have real and substantial
effect.” ’ ”
Husky Int’l Electronics, Inc. v.
Ritz, 578 U.S. 355, 359 (2016) (quoting
United States
v.
Quality Stores, Inc.,
572 U.S.
141, 148 (2014)). The majority instead presumes that Congress
intended to enact a do- nothing amendment. But if Congress had
wanted to maintain the status quo, why enact subsection (b)(1) at
all? The presumption is, and should be, that Congress expects a
change when it goes through the trouble of amending a statute. And,
here, the majority’s reasoning has plainly failed to overcome that
presumption.
D
The veterans canon resolves whatever lingering
doubt might remain about the proper interpretation of subsection
(b)(1). We have “long applied ‘the canon that provisions for
benefits to members of the Armed Services are to be construed in
the beneficiaries’ favor.’ ”
Henderson v.
Shinseki,
562 U.S.
428, 441 (2011) (quoting
King v.
St. Vincent’s
Hospital,
502 U.S.
215, 220–221, n. 9 (1991)). Likewise, under the veterans
canon, “interpretive doubt is to be resolved in the veteran’s
favor.”
Brown v.
Gardner,
513
U.S. 115, 118 (1994).
The veterans canon strongly supports
interpreting subsection (b)(1) to represent more than Congress’s
grandiloquence. Requiring subsection (b)(1) to affect the judicial
review the Veterans Court provides aligns with the significance of
the benefit-of-the-doubt rule and mitigates the unique problems
that arise in veterans’ cases, including that veterans are “often
unrepresented” before the VA.
Sanders, 556 U. S., at
412. Veterans’ claims also often involve a considerable time lag
that produces problems of proof, since no statute of limitations
applies to such claims. D. Nagin, The Credibility Trap: Notes on a
VA Evidentiary Standard, 45 U. Memphis L. Rev. 887, 894, 898
(2015). An appeal to the Veterans Court is generally a veteran’s
“final opportunity” to correct the VA’s mistakes.
Ante, at
4. Nondeferential review of the VA’s benefit-of-the-doubt
determinations plainly minimizes the risk that veterans with
borderline claims will be denied benefits to which they are
entitled.
Therefore, the veterans canon “garnish[es] an
already solid argument” based on the statute’s text and structure.
Arellano v.
McDonough, 598 U.S. 1, 14 (2023). Reading
subsection (b)(1) as a standalone command that requires the
Veterans Court to review the VA’s application of the
benefit-of-the-doubt rule nondeferentially obviously favors
veterans more than an interpretation that reduces the provision to
an exclamation point.
III
The majority does not stop at the mistaken
conclusion that Congress enacted subsection (b)(1) for no reason
other than to reiterate the Veterans Court’s pre-existing statutory
duties. It also proceeds to analyze how a challenge to the VA’s
application of the benefit-of-the-doubt rule fares when filtered
through the authority conferred to the Veterans Court in subsection
(a). In this regard, the majority reasons that part—but not all—of
the VA’s application of the benefit-of-the-doubt rule must be
reviewed for clear error.
Ante, at 10. But in my view, the
Court mischaracterizes the “approximate balance” assessment under
§5107(b), which is the part of the analysis that is at issue here.
The majority maintains that
that aspect of the
benefit-of-the-doubt rule involves the type of predominately
factual finding that appellate courts ordinarily review with
deference.
Ante, at 12–13. Stated simply, such is not the
case.
A
To understand the majority’s mistake, one must
first be clear eyed about the two steps that are necessary for the
Veterans Court to review the VA’s application of the
benefit-of-the-doubt rule. First, the Veterans Court identifies and
reviews the VA’s relevant factual findings concerning the evidence
presented. Then, the Veterans Court determines whether, based on
the VA’s plausible factual findings, the “positive and negative
evidence” is in “approximate balance” (what I call the
approximate-balance standard).
All agree that the clear-error standard applies
to the VA’s factual findings regarding the evidence that the
Veterans Court examines at step one. So, for example, the Veterans
Court must accept the VA’s determination that a particular piece of
evidence is reliable or that an individual medical examiner is
qualified, unless those findings are clearly erroneous. It is at
the second step—when the Veterans Court determines whether the
evidence is in approximate balance—that questions of law come
in.
At step two, the Veterans Court is essentially
being asked to decide whether a legal standard (“approximate
balance”) has been satisfied on the established facts. As a general
matter, this Court has long treated the application of a legal
standard to a given set of facts as an exercise that poses a legal
question. See,
e.
g.,
Guerrero-Lasprilla v.
Barr, 589 U.S. 221, 227–228 (2020). What the majority misses
in its effort to shoehorn §5107(b)’s approximate-balance inquiry
into the question-of-fact category is the true nature of that
assessment, as well as the fact that making the approximate-balance
determination is more nuanced than simply weighing the evidence on
hand.
For one thing, the court must have a
standard for deciding when the evidence before it is in
“approximate balance” as a matter of law. In our common-law legal
system, devising that standard happens over time, on a case-by-case
basis. Therefore, applying it might well involve examining Veterans
Court precedents concerning the meaning of “approximate balance,”
as well as past cases that establish when and under what
circumstances certain kinds of evidence will be found to qualify.
One can easily imagine a body of case law developing to illuminate
the substantive and procedural contours of the approximate-balance
inquiry and the factors that are to be considered. Thus, applying
§5107(b)’s “approximate balance” test is in no way akin to
“finding” a “material fact” that is ultimately subject to
subsection (a)(4)’s clear-error review, as even the Government
appeared to concede at oral argument. See Tr. of Oral Arg. 59.
Rather, application of the “approximate balance” test presents a
“classic mixed question of law” that requires applying a “legal
standard” to “historical facts.”
Ibid.
Where Congress has not prescribed a standard of
review for evaluating a mixed question, the appropriate degree of
deference reflects “the nature of the mixed question” and “which
kind of court . . . is better suited to resolve it.”
U. S. Bank N. A. v.
Village at Lakeridge,
LLC, 583 U.S. 387, 395 (2018) (citing
Miller v.
Fenton,
474 U.S.
104, 114 (1985)). In general, trial courts’ “expertise” as
factfinders justifies deference to their factual determinations.
Anderson v.
Bessemer City,
470
U.S. 564, 574–575 (1985). For this reason, appellate courts
“usually” review with deference mixed questions that require
resolving “case-specific factual issues.”
U. S. Bank,
583 U. S., at 396. But, as I have already explained, that is
not what is happening here.
Even if the majority is correct to assume that
§5107(b)’s “approximate balance” standard calls for a mere
head-to-head weighing of the positive and negative evidence, that
is
still an insufficient basis upon which to rest the
majority’s clear-error conclusion, because deference is “not
always” given regarding such fact-specific inquiries.
Ibid.,
n. 4. There are circumstances where
de novo review is
appropriate “even when answering a mixed question primarily
involves plunging into a factual record.”
Ibid.
Consider one common example. Whether probable
cause existed to support a search or seizure in the Fourth
Amendment context is a mixed question of law and fact that
appellate courts review
de novo.
Ornelas v.
United States,
517 U.S.
690, 696–699 (1996). And review of probable-cause
determinations proceeds in two steps, just like the
approximate-balance inquiry. At step one, the appellate court
identifies the relevant historical facts and reviews them for clear
error.
Id., at 696–697, 699. At step two, the court decides
whether an objectively reasonable police officer would believe that
those facts establish probable cause to search.
Id., at
696–697. The second step is a legal question that asks whether the
facts satisfy a legal standard.
Ibid.
Another highly fact-sensitive inquiry is whether
evidence presented at trial is sufficient to support a verdict—and
appellate courts review that determination
de novo as
well. In a civil case, the trial court may grant judgment to a
moving party as a matter of law after the nonmoving “party has been
fully heard on an issue during a jury trial,” if it “finds that a
reasonable jury would not have a legally sufficient evidentiary
basis to find for the party on that issue.” Fed. Rule Civ. Proc.
50(a)(1). When making this decision, the trial judge determines
whether, reviewing the facts in the light most favorable to the
nonmovant, the evidence is sufficient to meet the applicable
evidentiary standard.
Reeves v.
Sanderson Plumbing
Products, Inc.,
530 U.S.
133, 150 (2000); see also 9B C. Wright & A. Miller, Federal
Practice and Procedure §2524 (3d ed. 2008) (explaining that the
sufficiency-of-the-evidence inquiry is a legal question determined
by the court). And, on appeal, the reviewing court undertakes the
same sufficiency analysis by evaluating the evidence without any
deference to the trial court’s determination.
Ibid.; see
also
Reeves, 530 U. S., at 150.[
3]
These examples demonstrate that nondeferential
appellate review of factbound legal issues is not unprecedented.
And under §7261(b)(1), the Veterans Court must follow suit. Section
7261(b)(1) directs the Veterans Court to evaluate the VA’s
approximate-balance decisions by first accepting the agency’s
not-clearly-erroneous factual findings about the evidence presented
and then determining whether that evidence satisfies the
approximate-balance standard, without deference to the VA’s own
conclusions. This analysis—which “has both legal and factual
components,”
ante, at 11—is plainly analogous to the
sufficiency-of-evidence and probable-cause questions that appellate
courts regularly review
de novo.
B
The majority dismisses these compelling
parallels on the grounds that assessing the sufficiency of the
evidence or determining the existence of probable cause are more
“legal” than the approximate-balance inquiry.
Ante, at
14–15. The majority further emphasizes that evaluating whether the
evidence is approximately balanced for §5107(b) purposes is a “fact
intensive” inquiry that is better left to the “tribunal below” than
the appeals court.
Ante, at 12–13. It also unfurls a
surplusage argument of its own: If
de novo review
applies to the VA’s approximate-balance determination, the majority
says, then subsection (b)(1) is superfluous under petitioners’
interpretation because that determination “would have been subject
to
de novo review even before the enactment of §7261(b)(1).”
Ante, at 16.
None of this reasoning is persuasive. To start,
the majority’s efforts to distinguish sufficiency and
probable-cause review from the approximate-balance inquiry fall
flat. For example, according to the majority, the probable-cause
inquiry is distinguishable because reviewing courts assess probable
cause from the standpoint of an objectively reasonable officer, and
courts are required to consider and “refine over time” what a
“hypothetical person” would deem reasonable as a matter of law.
Ante, at 14. The majority says that sufficiency challenges
likewise require courts to use a “legal lens, applying a
hypothetical, objective standard”—
i.
e., what a
reasonable jury could find.
Ante, at 15.
But the approximate-balance inquiry is not
meaningfully different. Before the Veterans Court can determine
whether the VA erred in deciding that the positive and negative
evidence is not in “approximate balance,” it must first have an
understanding of what “balanced” evidence looks like in this
context. Identifying “balance” might involve a hypothetical and
objective examination of the evidence—just like a review of the
sufficiency of the evidence or probable cause. Imagine two doctors
testify in favor of a claimant’s diagnosis and two doctors testify
against it. Does the mere fact that the same number of witnesses
are presented on both sides mean that the evidence is “balanced,”
as a legal matter? The Veterans Court would need to develop a legal
rule to decide. It would also need to decide how the
quality
of the evidence factors in: What if one of the doctors is the Nobel
laureate who discovered the condition at issue while others are
recent medical-school graduates? Does the testimony of a doctor who
has examined the claimant balance evenly against one who has
not?
It is thus quite likely that legal standards
will need to be developed to govern the assessment of “approximate
balance”—which is why the majority is wrong to contend that
resolving approximate-balance challenges will rarely produce
generally applicable precedents.
Ibid. Regardless, the mere
fact that the assignment here involves a fact-intensive and
“multi-faceted” decision—such that “ ‘one determination will
seldom be a useful “precedent” for another’ ”—should not
impede our recognition of the significant questions of law that are
embedded in the application of the approximate-balance standard.
Ornelas, 517 U. S., at 698; see also
Dupree v.
Younger, 598 U.S. 729, 734 (2023) (observing that
sufficiency challenges “depend on . . . the facts”).
The majority’s attempt to distinguish probable
cause from the approximate-balance standard because the latter is
“a creature of statute,”
ante, at 15, is similarly off base.
To be sure, application of the benefit-of-the-doubt rule is not
constitutional in nature. But this principle is not a mere
statutory creation, either—it predates §5107(b) and in fact “dates
back to the post-Civil War era.”
Ante, at 3 (citing 50 Fed.
Reg. 34454 (1985)); see also,
e.
g., H. R. Rep.
No. 387, 46th Cong., 3d Sess., 132–133 (1881) (testimony of a
Bureau of Pensions physician explaining that when the evidence left
“room for doubt” regarding the extent of a veteran’s disability,
the practice was to “give him the benefit of the doubt” if “he
appear[ed] like an honest man”). In any event, the majority does
not explain why the statutory-versus- constitutional distinction
has any rational bearing on the amount of deference the Veterans
Court owes to the VA’s benefit-of-the-doubt determinations.
Speaking of statutes, it is also significant
that, under the judicial review scheme Congress has crafted for
veterans’ benefits claims, the Veterans Court is no ordinary
appellate tribunal. The thrust of the majority’s reasoning seems to
be that, as an “appellate court,” the Veterans Court should do what
appeals courts typically do: defer to the lower tribunal’s
assessment of these “ ‘case-specific factual issues.’ ”
Ante, at 13. But the “contrast between ordinary civil
litigation” and the statutory requirements for adjudicating
veterans’ benefits claims “could hardly be more dramatic.”
Henderson, 562 U. S., at 440.
To begin, the institutional advantages that
generally warrant deference to trial courts on factual issues do
not exist in this context, because the final decisionmaker for the
VA—the Board of Veterans’ Appeals—is itself an appellate body. See
id., at 431 (citing §§7101, 7104(a)). What is more, the
Veterans Court is “an Article I tribunal” that Congress placed
within “a unique administrative scheme.”
Id., at 437–438.
Such tribunals often develop “special ‘expertise’ ” that
guides them “ ‘in making complex determinations in a
specialized area of the law.’ ”
Sanders, 556
U. S., at 412. And that is particularly true of the Veterans
Court, which regularly reviews “case-specific raw material” in
veterans’ cases.
Ibid. This feature distinguishes the
Veterans Court from Article III appellate courts because it gives
that court the “experience” and “expertise,”
Anderson, 470
U. S., at 574, that “enabl[e] it to make empirically based”
judgments on fact-specific issues,
Sanders, 556 U. S.,
at 412—such as whether the benefit-of-the-doubt rule applies.
Considering these unique features of the
Veterans Court and the legal landscape in which it operates, there
is good reason to believe that the Veterans Court is actually
“better suited to resolve” the approximate-balance inquiry than the
VA itself.
U. S. Bank, 583 U. S., at 395. This is
especially so given the need for fairness and consistency in the
application of the “approximate balance” standard.
Thus, even though review of the VA’s
approximate- balance determination requires applying a legal
standard to a set of facts, the Veterans Court is well equipped to
do so, and
de novo review of the VA’s determination
best promotes the “sound administration of justice.”
Miller,
474 U. S., at 114. In concluding otherwise, the majority
minimizes the “singular characteristics” of the review scheme at
issue,
Henderson, 562 U. S., at 440, and disregards
Congress’s choice to task the Veterans Court with ensuring that the
VA complies with the benefit-of-the-doubt rule.
Finally, because §7261(a) unquestionably
authorizes
de novo review of questions of law, the
majority contends that applying
de novo review to the
VA’s approximate- balance determinations would render subsection
(b)(1) superfluous.
Ante, at 16. But that reasoning assumes
that it was always clear that an approximate-balance challenge
raises a legal question (an assumption belied by the very holding
that the majority announces today). Quite to the contrary, before
Congress enacted subsection (b)(1) to require that the Veterans
Court “take due account” of the VA’s benefit-of-the-doubt
determinations, that court—erroneously, in my view—reviewed
benefit-of-the-doubt challenges with deference. See
supra,
at 3–4, 10. Properly understood, subsection (b)(1) accomplishes the
clear and important mission of abrogating the Federal Circuit and
Veterans Court cases requiring such deference. The majority simply
ignores this point. See
ante, at 16–17.
* * *
In response to complaints that the Veterans
Court was not doing enough to ensure that the VA was, in fact,
giving the benefit of the doubt to veterans, Congress inserted into
a demonstrably pro-claimant administrative scheme the requirement
that the Veterans Court “take due account” of the VA’s application
of the benefit-of-the-doubt rule. §7261(b)(1). The reading that the
majority adopts today reduces that provision to a rhetorical
flourish and all but ensures that the Veterans Court will continue
rubberstamping the VA’s application of the benefit-of-the-doubt
rule.
If the majority’s holding is correct, then
“Congress went through an awful lot to achieve relatively little.”
Wilkinson v.
Garland, 601 U.S. 209, 227 (2024)
(Jackson, J., concurring in judgment). The far better reading of
this statute—one that fully comports with the text, structure,
context, history, and purpose of the provision Congress wrote—is
that the Veterans Court must review without deference the VA’s
approximate-balance determination, and thereby fully assess that
agency’s compliance with Congress’s commands.