1. Claims 1, 3, 14 and 15 of Patent No. 1,713,628, to Schletter,
May 21, 1929, for an attachment for "flat" or "straight" knitting
machines, including machines of the "full-fashioned" type,
held invalid for want of novelty. Pp.
302 U. S. 494,
302 U. S.
497.
Claim 14, taken as typical, defines the invention as the
combination in a straight knitting machine of (a) a set of yarn
guide carrier bars for operating yarn guides traveling less than
the
Page 302 U. S. 491
full width of the fabric being knitted, (b) a spindle having
reversed screw threads, (c) stops operated by said spindle, (d)
means for turning the spindle in either direction, (e)
pattern-controlled means for determining the time of operation of
the spindle, and (f) pattern-controlled means for determining the
direction of rotation of the spindle.
2. The addition of a new and useful element to an old
combination may be patentable, but the addition must be the result
of invention, rather than the mere exercise of the skill of the
calling, and not one plainly indicated by the prior art. P.
302 U. S.
497.
3. Commercial success may be decisive where invention is in
doubt. P.
302 U.S. 498.
But, in this case, it does not appear whether the commercial
success is attributable to novelty of the bare conception of the
use of the attachment with full-fashioned knitting machines, rather
than to the skill with which the patentee devised mechanisms for
making the attachment effective, but for which he made no claim, or
to the strength of the hands into which the patent came. P.
302 U. S.
499.
87 F.2d 702 affirmed.
Certiorari, 301 U.S. 680, to review the reversal of a decree, 13
F. Supp. 476, sustaining four claims of the petitioner's patent,
enjoining further infringement, and ordering an accounting.
MR. JUSTICE STONE delivered the opinion of the Court.
This case comes here on certiorari to review a decree, in a
patent infringement suit, of the Court of Appeals for the Second
Circuit, which reversed the District Court and held invalid claims
1, 3, 14, and 15 of the Schletter patent, No. 1,713,628 of 1929,
for an attachment for flat knitting machines. 87 F.2d 702. The
Circuit Court of Appeals for the Third Circuit had previously held
these
Page 302 U. S. 492
claims valid and infringed in
Alfred Hofmann, Inc. v.
Textile Machine Works, 71 F.2d 973. The patent is for an
attachment for "flat" or "straight" knitting machines, including
machines of the "full-fashioned" type. By use of the attachment, as
the specifications state,
"yarn guides can be accurately controlled to lay a yarn over a
distance less than the full length of a course being knitted, as
for reinforcing or for so-called split-seam work wherein sections
of fabric are connected by suture seams."
The attachment, it is stated, may be used for "fashioning
designs, as clocks, upon hosiery."
Flat knitting machines are adaptable to use in the manufacture
of full-fashioned garments such as stockings, underwear, or
sweaters. A characteristic feature of the manufacture is that the
garment, or a portion of it, is knitted in a flat web which, in the
course of knitting, is shaped by variation of its width in such a
way that it conforms to the contour of the body to be fitted, when
its shaped edges are united in a seam. The desired variations in
width are secured through control of the traverse or "throw" of the
yarn guide which brings the yarn to the needles of the machine as
they knit the web. They may be and usually are set up as multiple
units in a single machine capable of knitting simultaneously a
number of garments of the same type.
The object of the patented attachment in providing accurate
controls for yarn guides laying a yarn over a distance less than
the full width of a fabric being knitted, is either to knit an
additional yarn over a particular area of the main body of the
fabric so as to strengthen it or form upon it an ornamental design,
or to insert in it "split-seam work," which is a portion of the
main fabric knitted with a separate yarn and forming a distinctive
design. The attachment makes it possible to lengthen and shorten
the throw of the yarn guide, and thus to form designs with
reentrant angles in both reinforcement and split-seam work.
Page 302 U. S. 493
The patented device embraces a rotatable spindle having threads
cut upon it, in reverse, on opposite sides of its central portion,
with a nut mounted upon each of its two threaded parts and moved by
its revolutions so that, when the spindle is turned in the one
direction or the other, the nuts are moved by the reversely
threaded screws toward or away from each other. Carried on the nuts
so as to move with them are yarn carrier stops which are so adapted
and located as to serve as controls to limit the travel of carrier
rods which have mounted on them the yarn guides. The function of
the mechanism is to control the movement of the stops which, in
turn, control the distance of travel of the yarn guides. This is
accomplished by the movement of the stop nuts toward or away from
each other by the rotation of the threaded spindle in the
appropriate direction.
Movement in conformity to a desired pattern is effected by the
transmission of power from the main camshaft of the knitting
machine to two ratchet wheels mounted on the end of the threaded
spindle, each with an actuating pawl. The two pawls are in such
relationship that, when one operates, its complementary ratchet
wheel the spindle will rotate in one direction, and when the other
operates its complementary ratchet wheel, the spindle will turn in
the opposite direction. The operation of the ratchet wheels is
controlled by means of buttons arranged on two endless belts
propelled by the main camshaft. The buttons attached to one of the
belts serve to actuate a mechanism which pushes both pawls. The
buttons affixed to the other belt govern a mechanism that
selectively engages one or the other of the two pawls, and thus
determines the direction in which the spindle, and hence the stops,
are to move. By suitable spacing of the buttons on the belts, the
motion, which is to be imparted to the stops through the
intermediate apparatus, is controlled in such fashion as to fix in
advance the length of throw,
Page 302 U. S. 494
and hence the outline, of the design which is to be incorporated
in the main fabric by reinforcement or split-seam work.
Claim 14, which may be taken as typical, defines the invention
as the combination,
"In a straight knitting machine [a] a set of yarn guide carrier
bars for operating yarn guides traveling less than the full width
of the fabric being knitted, [b] a spindle having reversed screw
threads, [c] stops operated by said spindle, [d] means for turning
the spindle in either direction, [e] pattern controlled means for
determining the time of operation of the spindle, and [f] pattern
controlled means for determining the direction of rotation of the
spindle."
As early as 1912, ten years before Schletter's original
application of June, 1922, from which his patent dates, the art had
devised an attachment for full-fashioned knitting machines,
commercially used for reinforcing the heel portion of the stocking.
One form, known as the Gotham, comprised a reversely threaded
spindle, on the threads of which were mounted stops moving toward
each other when the spindle rotated in one direction, and away from
each other when the spindle turned in the opposite direction. The
traveling stops controlled the throw of carrier bars with yarn
guides which laid a reinforcing yarn at the heel of the stocking.
As the reinforcement was triangular, with the point above the heel
gradually widening below without reentrant angles, it was needful
to rotate the spindle automatically in but one direction in order
to complete the pattern. When the reinforcement had been knitted,
the spindle was rotated by hand in the reverse direction, or
"racked out," until the stops were restored to their initial
position, ready to knit the next stocking. A means for
automatically rotating the spindle in the desired single direction
was provided by a ratchet wheel mounted on the spindle, which was
worked by a pawl pushed by a cam on the main shaft;
Page 302 U. S. 495
the operation of the pawl was controlled by a mechanism actuated
by a "button" type of pattern belt or chain. The reinforcement
could not be knitted from a single yarn carrier operating over a
single area of the fabric, because the reinforced area was divided,
in the completed stocking, by the seam which united the selvages of
the stocking web. It was thus necessary to knit the reinforcement
in two areas, using two yarn carriers, each with a throw of the
desired variation in length, reaching from the selvage on either
side of the stocking web inward upon the main fabric. For this
purpose, the lugs on the carrier rods which, in cooperation with
the stops, controlled the throw were located between the end stops
of the full-fashioned machine and the stops moved by the threaded
nuts on the attachment.
It will be observed that this device, while not completely
anticipating that of the patent, nevertheless exhibited every
element of the claim except the "pattern controlled means for
determining direction of rotation of the spindle." This lack was
supplied by Nusbaum, whose machine was in common use as early as
1917. As already indicated, the use of such a device in
full-fashioned knitting machines to secure selvage variations was
known long before the Schletter application. In order to effect
this type of fashioning, the yarn carrier stops were moved and
their movements controlled by stop nuts mounted on spindles with
threads in reverse located at either end of the knitting machine.
Two-way movement of the nuts was effected by mechanisms, under
pattern belt control, suitable to rotate the spindle in either
direction.
The Nusbaum machine was a modification of the existing flat
knitting machine, and was designed for knitting reinforcements of
variable width on sweaters which were themselves not full fashioned
-- that is, not narrowed in the knitting. The modification was
devised for varying the
Page 302 U. S. 496
throw of a secondary yarn carrier supplying yarn to needles
knitting upon the main fabric a reinforcement or plaiting. To
accomplish this, Nusbaum rebuilt an old full-fashioned machine by
using the existing end nuts as a means of controlling the movements
of the stops which determine the length of throw of a secondary
yarn carrier, and supplying a new carrier bar for the primary yarn.
Since the garment was not full-fashioned, he placed fixed stops at
the ends of the machine, so that the throw of the primary thread
carrier was constant. He used the old automatically reversible
spindle of the full-fashioned machine as a means, wanting in the
Gotham mechanism, for increasing or diminishing at will the throw
of the secondary yarn carrier. Instead of the single reversibly
threaded spindle of the Gotham machine, Nusbaum retained the two
threaded shafts located at the ends of the principal machine, each
bearing twin ratchet wheels, each of which was operated by a pawl
controlled through an intermediate apparatus by buttons
appropriately spaced on a pattern belt. Only a single belt was used
bearing four rows of buttons, which, by reversing the motion of the
spindle as desired, operated to vary the throw of the yarn carrier
in conformity to the desired pattern.
It is true, as petitioner urges, that the threaded spindles were
located at the ends of the Nusbaum machine, and that they were
separate shafts, although capable of being operated in unison as if
united in a single spindle such as that shown by the Gotham
attachment. Even with the double spindle synchronously operated
instead of the single spindle of the Gotham, it was substantially
the device claimed by Schletter. In converting a full-fashioned
knitting machine into a different type of straight knitting machine
which did not fashion the main fabric, Nusbaum embodied in it a
device for accurately controlling yarn guides for laying a
secondary yarn less than the length of the course being knitted,
which was capable
Page 302 U. S. 497
of producing designs having reentrant angles. This, according to
the specifications, is one of the objects to be achieved by the
patented device. The other is the making of multiple designs and
split-seam work.
As the pattern of the reinforcement or plait was to be wholly
within a single area on the main fabric, and did not extend to the
selvage, Nusbaum used a single yarn guide instead of the two which
were required in the Gotham attachment because the reinforcements
were upon detached areas of the fabric. Hence, his machine, as set
up, could not do split-seam work or make double designs, which
could only be knitted by employing a plurality of yarn guides with
corresponding controls. But the use of the device for these
different methods of knitting the secondary yarn involves but an
obvious adaptation of the claimed combination to the particular
work to be done. That may be accomplished by using the device
exhibited by Nusbaum as well as that claimed by the patent, with
the requisite number of controlled yarn guides in the case of
multiple designs and with stops, both sides of which are used as
carrier rod controls in the case of split-seam work. This addition
of yarn guides and the varied use of the stops, even if invention,
are not embraced in the claims before us.
The addition of the reversing mechanism, used by Nusbaum and
previously used in the full-fashioned machine, to the elements
exhibited by the Gotham, for the purpose of effecting variations in
the throw of the secondary yarn carrier in precisely the manner in
which the throw of the primary yarn carrier had been controlled in
full-fashioned machines, was plainly not invention. The addition of
a new and useful element to an old combination may be patentable,
but the addition must be the result of invention, rather than the
mere exercise of the skill of the calling, and not one plainly
indicated by the prior art.
Electric Cable Joint Co. v.
Brooklyn Edison
Page 302 U. S. 498
Co., 292 U. S. 69,
292 U. S. 79-80;
Altoona Publix Theaters, Inc. v. American Tri-Ergon Corp,
294 U. S. 477,
294 U. S. 486.
The art of machine design in the knitting machine field is a highly
developed one. The addition to the combination of the Gotham
attachment of a means for automatically reversing the rotary
threaded spindle to perform the very function it had performed in
the full-fashioned knitting machine was not beyond the skill of the
art, and was plainly foreshadowed, if not completely anticipated,
by Nusbaum.
The claims in suit do not embrace a train of mechanism of any
particular type for the transmission of control from the power
shaft to the pawls, and so cannot rest on any differences between
the train employed by Schletter and that of earlier devices. As the
court below pointed out, if the patent is valid, it is either
because of the novelty of the conception of employing the Nusbaum
device in an attachment for a full-fashioned machine, which Nusbaum
had not done, or because of technical difficulties in executing
that conception. If there were such difficulties, which could be
overcome only by invention, Schletter did not show what they were
or define such an invention by the claims before us. He did show in
his specifications how to provide, by familiar mechanical means,
for one necessary relationship of the attachment to the principal
machine; the necessity that the threaded spindle remain stationary
while the fashioning stops are moving. For this, no invention is
claimed, nor well could be in view of the state of the art.
Petitioner relies on the novelty of conception reinforced by an
alleged commercial success. Commercial success may be decisive
where invention is in doubt, but an insuperable obstacle to the
invocation of that doctrine here is our inability, like that of the
court below, to say
"that an art which knew how to reinforce 'full-fashioned' webs
without reentrant angles, and straight-edged webs
Page 302 U. S. 499
with such angles, required some uncommon talent merely to
conceive of combining the two, for, as we have said, the patent can
only stand on the bare conception."
It is significant that the courts which, in
Alfred Hofmann,
Inc. v. Textile Machine Works, supra, found invention,
supported by commercial success, pointed to the novelty not of this
conception, but of adding to the elements of the Gotham machine the
automatic pattern controlled means for reversing the screw spindle.
But neither court made mention of the Nusbaum machine which
supplied that element. Upon the record before us, we cannot say
that the commercial success is attributable to novelty of the bare
conception of the use of the attachment with full-fashioned
knitting machines, rather than to the skill with which the patentee
devised mechanisms for making the attachment effective, but for
which he made no claim, or to the strength of the hands into which
the patent came.
Compare Paramount Publix Corp. v. American
Tri-Ergon Corp., 294 U. S. 464,
294 U. S. 474,
with Altoona Publix Theaters, Inc. v. American Tri-Ergon
Corporation, supra, 294 U. S.
487.
Affirmed.