Annotate this Case
23 U.S. 133 (1825)
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U.S. Supreme Court
The Plattsburgh, 23 U.S. 10 Wheat. 133 133 (1825)
23 U.S. (10 Wheat.) 133
A question of fact under the slave trade acts as to a vessel claimed by a Spanish subject, as having been engaged in the trade under the laws of his own country, but proved to have been originally equipped in the United States for the voyage in question.
Under the Slave Trade Act of 1794, c. 11, the forfeiture attaches where the original voyage is commenced in the United States, whether the vessel belong to citizens or foreigners, and whether the act is done suo jure or by an agent for the benefit of another person who is not a citizen or resident of the United States.
Circumstances of a pretended transfer to a Spanish subject and the commencement of a new voyage in a Spanish port held not to be sufficient to break the continuity of the original adventure and to avoid the forfeiture.
It is not necessary, to incur the forfeiture under the slave trade acts, that the equipments for the voyage should be completed. It is sufficient if any preparations are made for the unlawful purpose.
This was a seizure of the schooner Plattsburgh, otherwise called The Maria Gertrudes, on the Coast of Africa, made by the United States ship of war The Cyane in the year 1820. The
vessel was brought into the port of New York for adjudication, and a libel of information was filed in the district court under the Acts of Congress of 1794, c. 11. and of 1800, c. 205, prohibiting the slave trade. A claim was given in on behalf of Juan Marino, a Spanish subject and a resident merchant of St. Jago de Cuba. Upon the proofs taken, a decree of condemnation was pronounced in the district court, which was affirmed in the circuit court pro forma and the cause was brought by appeal to this Court.
MR. JUSTICE STORY delivered the opinion of the Court.
This is a libel founded on the several acts of Congress for the prohibition of the slave trade, and contains various distinct allegations, and especially counts framed on the Slave Trade acts of 1794, ch. 11. and 1800, ch. 205. It is unnecessary to enter upon a minute examination of the pleadings, because the whole case turns upon the question whether, in point of fact the voyage was originally undertaken from the United States or was undertaken by the claimant, Mr. Marino, from the Island of Cuba after a bona fide purchase made by him altogether disconnected from the original enterprise.
The Plattsburgh was duly registered at Baltimore as an American vessel, owned by Messrs. Sheppard, D'Arcy & Didier, Jr., of that place in October, 1817. She cleared out at the custom house under the command of Captain Joseph F. Smith in December, 1819, having what is called an assorted cargo on board on a voyage ostensibly for St. Thomas, in the West Indies, but in reality, for St. Jago, in the Island of Cuba. Up to this period, the ownership remained upon the ship's papers wholly unchanged. But it is now asserted that the shares of D'Arcy and Didier were purchased by Sheppard for the sum of $6,000, and that the voyage was wholly undertaken on his account. The first remark which arises upon this state of the case is how it should come to pass, if the purchase were bona fide, that the requisite alterations were not made
in the ship's papers, since, by the act of Congress, unless registered anew upon such sale, the vessel forfeits her American character? Sheppard, in his testimony, gives an extraordinary reason for the occurrence, declaring that he was insolvent at the time of the purchase, and so could not give the usual bond for the proper use and delivery up of the registry upon any future sale. Yet according to his own showing and that of the other part owners, he was at this time the owner of one-half of the Plattsburgh, valued at $6,000, and of an interest in another vessel valued at $4,000. Sheppard further states that one of his inducements to purchase the Plattsburgh was an offer made to him by one George Stark (who became a conspicuous character in the subsequent proceedings) to get for her $12,500 in St. Jago de Cuba, Stark asserting that he was authorized to purchase a vessel at that place. Accordingly, Sheppard determined to entrust Stark with the negotiation, and a bill of sale of the schooner was executed to Stark by all the owners to enable him to convey the same to any purchaser. The cargo of the Plattsburgh, as contained in the manifest, consisted principally of goods belonging to various shippers who are not in the slightest degree implicated in any part of the guilt of this transaction, and upon the sales of the same at St. Jago de Cuba, the proceeds were regularly remitted to them. These shippers all contracted with Stark for the shipment and freight of their goods, and he informed one of
them that he had purchased the schooner for certain persons in the Island of Cuba and that he had no interest in her himself, but was to receive $2,000 for delivering her at that port. How far this statement is reconcilable with the account given of the transaction by the owners of the Plattsburgh it is unnecessary to examine.
At the time of the equipment of the Plattsburgh at Baltimore, there was another vessel, the brig Eros, which was also fitting out at that port for St. Jago de Cuba, with a cargo suited for the slave trade, under the management of Stark as charterer for the voyage. This vessel was at first detained by the collector upon suspicion, but he, being satisfied upon inquiry that the owner of the Eros had no intention of having her engaged in the slave trade, afterwards released her, taking out some few of her equipments. The Plattsburgh first dropped down the Chesapeake Bay, and afterwards (if the witnesses are to be believed) some grape, canister, and round shot were taken on board, and on stowing them away, a barrel of irons or handcuffs was discovered which was not contained in the manifest of the cargo. The vessel then sailed down to New Point Comfort, and there waited ten or twelve days for the Eros, and as soon as the latter appeared, after taking on board Mr. Stark, the Plattsburgh sailed in company with the Eros directly for St. Jago de Cuba. The crew on board are represented to have distinctly understood, soon afterwards, that the voyage was designed ultimately for the African coast for slaves.
In due time, both vessels arrived at the port of destination and unladed their cargoes. And here the sale to Mr. Marino is alleged to have taken place, in entire good faith, for the sum of $12,000, although, upon the production of the bill of sale, the sum is there asserted to be $8,000 only. Both of the vessels are consigned to a Mr. Wanton at St. Jago, through whom the negotiation seems to have been made. After the ostensible sale, the Plattsburgh underwent repairs under the agency of Wanton, and was in due form made a Spanish ship, with Spanish national documents, and the usual preparations were made and the usual passports obtained to equip her for a slave voyage to the coast of Africa under her new owners. A part of the cargo of the Eros was taken on board of the Plattsburgh, and particularly about 300 casks of gunpowder. The original crew was apparently discharged, but Captain Smith, two of the mates, and six or eight of the men, together with Stark, still remained on board and accompanied the vessel to the coast of Africa, she being, during that voyage, under the nominal command of a Mr. Gonzalez, with the assumed name of the Maria Gertrudes. She was captured while lying on the coast of Africa, north of the line, by the boats of the United States ship of war Cyane, under Lieutenant Stringham, and was brought into the port of New York for adjudication, and was there finally condemned by the district and circuit courts, and the present appeal is from
the decree pronounced, pro forma, by the latter.
Such is a general outline of the circumstances of the case, upon which it is material to observe that if the original object of the equipment and voyage from Baltimore was for the purpose of carrying on the African slave trade, the forfeiture equally attaches whether the schooner was then owned by American citizens or by a foreigner. The act of 1794, ch. 11, expressly declares that no citizen or resident in the United States shall, for himself or any other person whatsoever, either as master, factor, or owner, build, fit, equip, load or otherwise prepare any vessel within any port of the United States, nor cause any vessel to sail from any port within the same, for the purpose of carrying on any trade or traffic in slaves to any foreign country, &c., under the penalty of forfeiture. Under this act, it is immaterial to whom the ownership belongs and whether the act is done suo jure, or for the benefit of another person. If, therefore, the Plattsburgh was equipped at Baltimore by the owners, or by the master, or by Stark, as factor or agent, to carry on the slave trade for the benefit of Marino, the case falls directly within the prohibitions of the act. And in this view the declarations of Sheppard and Stark respecting the sale are not without considerable significance. But there is no pretense to say upon the facts in proof that the actual ownership at the commencement of the voyage was not in Sheppard and his partners or in Stark. We
find the latter traveling with the vessel through all her subsequent wanderings, with a considerable cargo on board which belonged to himself when she left Baltimore and which was at St. Jago transshipped from the Eros; we find the original master and mates with efficient authority on board on the coast of Africa; we find all parties yielding obedience to them and to Stark; we find the master resorting to subterfuges and concealments after the capture, and the logbook kept in the English language, and if the testimony of two of the crew is admitted (and one of them is not in the slightest degree discredited), we find the most decisive proofs that the original voyage was conceived and executed solely with a view to the slave trade. Whatever exceptions may be taken to the testimony of Ferver (and it is certainly open to much animadversion from his first prevarications), it has the merit of standing supported as to its main facts by all the other circumstances of the case. The natural -- nay the almost necessary -- inference from those circumstances is that they belong to a meditated infringement of the acts prohibiting the slave trade.
It has been asked in what manner the original intention can be deduced from the facts, since the Plattsburgh had on board an innocent cargo when she left Baltimore. That, however, is not quite certain, for though nothing noxious appeared on the face of the manifest, yet if Ferver and Flower are believed, there was a barrel of handcuffs concealed in the run, demonstrating in no
equivocal manner the object of the parties. But assuming that the equipments were all innocent in their own nature, that would not help the case if there were positive proof of a guilty intention. The law does not proceed upon the notion that provisions or equipments which are adapted to ordinary voyages are not within the forfeiting clause if they are intended for carrying on the slave trade. Nor is it necessary that there should be complete equipments for this purpose. It is sufficient if any preparations are made for the unlawful purpose. Such was the doctrine of this Court in the cases formerly adjudged, which were cited at the bar. *
But there is no pretense to separate the voyage of the Plattsburgh from that of the Eros. Both were undertaken by the same party, and for the same object. The Eros carried out the cargo adapted to carry on the traffic, and for the purpose of concealment, the Plattsburgh was made to assume the garb of innocence. It was an ingenious device to lull suspicions, and escape the penalties of the law, but the intention is just as strongly manifested as though all the offensive articles had been laden on board the Plattsburgh. In short, the Eros may be considered as the mere tender of the Plattsburgh, and subservient to all the objects of the latter. Her cargo found its way on board after the arrival at St. Jago, under the direction of Stark, who, true to his original purpose, remained with the Plattsburgh as the
dux facti. It is impossible, upon any reasonable grounds, to assume his intention to have been a purely lawful traffic at St. Jago. If it had been so, why should he have been found on board on the coast of Africa? Men do not ordinarily take upon themselves such an odious and dangerous post, surrounding themselves with penalties and suspicions, without causes deeply connected with their own private interests and purposes.
But we are told that here was a genuine sale to a Spaniard, who was authorized by the laws of his country to carry on the slave trade, and however immoral or inhuman it may be, the Court is to decide his case upon principles of law, and not merely upon principles of justice or morality. Certainly the Court has nothing to do with the conscience of the Spanish claimant if he has established a bona fide legal ownership. But that is the very point in controversy. This is not the case of an ordinary trade, where no disguise is necessary or useful. It is the case of a trade prohibited to American citizens under very heavy penalties, penalties which have since been aggravated to the infliction of capital punishment. It is a trade odious in our country, and carries a permanent stain upon the reputation of all who are concerned in it, and is watched by the severest vigilance of the government. Under such circumstances it is obvious that it cannot be carried on under our flag but at the greatest hazards and with few chances of escaping detection. If carried on at all, it must therefore
be carried on by Americans under the disguise of foreign flags, and it is notorious that in the colonial ports of Spain there is little difficulty in procuring all the apparatus for the use of the national flag. The existence of such a flag is not, when circumstances of just suspicion occur, any decisive proof of innocence, for it is just such a cover as must accompany the fraud. And these considerations cannot fail to attract the attention of a bona fide Spanish purchaser. He cannot but know that American cruisers are in search of those who violate our laws respecting this traffic, and he would deem it the highest imprudence to place his property in a situation in which it might justly be suspected of an admixture of American interests. He would studiously exclude from his ship all Americans lest they should involve him in serious losses. Of course he would a fortiori exclude from his employment the original American master and owner from whom he had purchased. He could not, without the grossest rashness, be presumed to forget that an American owner and master, on board of a vessel recently under their control and recently purchased, would jeopard the whole adventure, for upon the search of a cruiser, they would excite very strong presumptions of guilt. How then can we reconcile with the notion of a bona fide purchase in this case the continued employment of the owner, the master, the mates, and a large proportion of the crew of the Plattsburgh? Does it not necessarily diminish the credibility of such a claim?
What then are the explanations attempted to be given upon this subject? It is said that Smith and Stark were employed by Wanton to go to the coast of Africa to transact business for him, and that they were mere passengers. But what business of Wanton? None is proved or attempted to be proved. And who, in fact, is Wanton? He is the consignee of Stark, both for the Plattsburgh and the Eros. He is the shipper of the cargo for the coast of Africa, and upon the face of the bill of lading no other person appears as owner, and it is now said that he is what is called an actionist or shareholder in the voyage, and, by the Spanish laws or course of trade, such persons do not appear as owners on the papers. It is remarkable that if such be the law, Marino's name should not appear on the bill of lading, and that Wanton's alone is stated. The ambiguous fact is alleged that no freight is payable, because the vessel and cargo are united for the voyage. Surely it must have been in the power of the claimant to have given much more full and exact information on this point.
Then, as to Captain Smith's being a mere passenger, on which so much reliance is placed by the claimant, how does it comport with the facts upon the record? At the time of the capture, he appeared as a principal personage, and evidently conducted himself differently from a person who had no interest in the voyage and was a mere spectator. But what is decisive to show that this is a mere disguise too thin not to be
easily seen through is the letter found on board, written by him to the mate a short time before the vessel sailed from St. Jago, in which the mask is stripped off and he appears in his natural character as master. It is as follows:
"Sir, I wish you to get the schooner down to Moro in the morning, and get the men quartered to the guns, and station them on the tops and forecastle, the same as on board armed ships, and get all ready for going to sea tomorrow night. After you get down to the Moro, send the boat, with four men, for me. Yours, Jos. Smith."
Nothing can be more unlike the character or authority of a passenger than these directions. They belong to one who has a right to command and knows he is to be obeyed. The language imports a right to control the voyage, and could be dictated only by one in possession of the effective command. It would be absurd for an American passenger to address such a note to an American mate who was responsible to a Spanish master for all his orders and conduct. It would be an exercise of credulity far beyond any just claims of the evidence to lead the court to the belief that Captain Smith was a mere passenger. The circumstances of the case are at war with the supposition, and the positive testimony of Ferver and Flower completely overturns it.
Without going more at large into the evidence, in which there is much matter open to observation, it is sufficient to state that in the opinion of the Court, the reality of the asserted sale to Marino is not established by the proofs, and our
conclusion is that the unlawful enterprise had its origin at Baltimore.
Decree affirmed with costs.
* The Emily and the Caroline, 9 Wheat. 381.