Ex Parte First National Bank - 228 U.S. 516 (1913)
U.S. Supreme Court
Ex Parte First National Bank, 228 U.S. 516 (1913)
Ex Parte First National Bank
No. 11 and 12, Original
No. 11 Argued March 10, 11, 1913
No. 12 Submitted March 11, 1913
Decided May 5, 1913
228 U.S. 516
Striking from the record, for noncompliance with the rules of court, the bill of exceptions, after the case has been heard on it merit, is not a refusal to take jurisdiction or a refusal after taking jurisdiction to exercise it; if the action is erroneous it is but an error committed in the exercise of judicial discretion, reviewable by writ of error and not by mandamus.
Mandamus in this case to compel the Court of Appeals of the District of Columbia to reinstate a bill of exceptions which on motion it had stricken out for failure to comply with its rules, refused.
The facts are stated in the opinion.
MR. CHIEF JUSTICE WHITE delivered the opinion of the Court.
By § 226 of the Code of Law of the District of Columbia, the right of appeal to the Court of Appeals of the District is given to
"any party aggrieved by any final order, judgment, or decree of the Supreme Court of the District of Columbia, or of any justice thereof, including any final
order or judgment, in any case heard on appeal from a justice of the peace."
By an act approved February 9, 1893, creating the Court of Appeals, the justices of the court were invested with the power to make "such rules and regulations as may be necessary and proper for the transaction of the business and the taking of appeals to said court." In the assumed exercise of such power, certain rules were promulgated to govern the practice on appeals, among which is paragraph 4 of Rule V, regulating the mode of preparing bills of exceptions, and requiring such exceptions to be so prepared as to present only the rulings of the court below upon matters of law, accompanied by only such statement of fact as may be necessary to explain the bearing of the rulings upon the issues involved, and providing further that, where a defect of proof is the ground of the ruling or exception, only the substance of the evidence connected with and having relation to the proposition or propositions in respect to which the proof is supposed to be defective shall be set out in the bill of exceptions.
The petitioners herein -- the First National Bank of Dexter, New York, and Benjamin F. Edwards, respectively -- commenced actions in the Supreme Court of the District, against Edmund K. Fox and others to recover upon notes given as part of the consideration on the purchase of a yacht. The defense was interposed in each case that the sale was induced by fraudulent representations, and that the plaintiff was not an innocent holder in due course, so as to exclude the assertion of such defense. By order of the trial court, the cases were tried together, before the same jury, the issues and the testimony being identical except as to the circumstances under which each plaintiff acquired the promissory note sued upon in the respective cases. A verdict was returned in each case for the defendants, whereupon the plaintiff prosecuted an appeal to the Court of Appeals. That court, after a hearing
upon the merits, sustained a motion to strike out the bill of exceptions because not prepared in conformity to the rule on the subject, and, while a motion for judgment because of the want of a bill of exceptions was pending below, we allowed rules to issue upon petitions filed on behalf of the plaintiffs below directing the Court of Appeals to show cause why it should not be commanded to reinstate the bill of exceptions in the cause in the record thereof. The respondents answered and, after detailing the facts, averred that the action of the court below complained of
"was simply the rightful and necessary enforcement by the court of one of its rules, established in pursuance of the authority to that end conferred upon it by the Act of Congress creating it, and necessary to the due and proper discharge of the business before it."
We deem it unnecessary to detail the contentions as to the compliance or noncompliance by counsel in the bills of exceptions referred to with the rule of court on the subject, nor do we think it necessary to consider whether the rule warranted the particular exertion of power, and if it did authorize such exertion of power, whether it was amenable to condemnation. In view of the fact that the case was heard below on the merits, and it was not until after such hearing that the court sustained the motion to strike out the bill of exceptions, we are of opinion that the case presented is not one
"where an inferior court refuses to take jurisdiction when by law it ought to do so, or where, having obtained jurisdiction, it refuses to proceed in its exercise."
In re Parker, 131 U. S. 221. The court below, in effect, took jurisdiction, and its action in striking out the bill of exceptions was, at best, but an error committed in the exercise of its judicial discretion, to correct which is the province of a writ of error where the right to such writ obtains. Ex Parte Brown, 116 U. S. 401; Ex Parte Harding, 219 U. S. 363.