Howard v. Fleming - 191 U.S. 126 (1903)
U.S. Supreme Court
Howard v. Fleming, 191 U.S. 126 (1903)
Howard v. Fleming
Nos. 44, 46
Argued October 27, 1903
Decided November 16, 1903
191 U.S. 126
APPEAL FROM THE CIRCUIT COURT OF THE UNITED STATES
FOR THE EASTERN DISTRICT OF NORTH CAROLINA
The decision of the highest court of a state that conspiracy to defraud is a common law offense and as such cognizable in the courts of that state, although there be no statute defining or punishing such a crime, is not a federal question, nor reviewable by this Court. Nor can this Court inquire whether the indictment sufficiently charged the offense.
Undue leniency in one case does not transform a reasonable punishment in another case to a cruel one, and where the highest court of a state has sustained the sentences of ten years each, imposed on two men convicted with a third of a conspiracy to defraud, and such punishment does not from the record appear unreasonable considering the nature of the offense, this Court will not set aside the judgment as imposing a cruel and unusual punishment either on the facts or because the other person convicted was only sentenced to seven years.
This Court will not hold that the omission of the recital of reasons which justify the peculiar form of a sentence will invalidate a judgment which is warranted by the statute and which has been sustained by the highest court of the state.
When the highest court of the state has decided that, in a criminal trial, it is sufficient to charge the jury correctly in reference to reasonable doubt and that an omission to refer to any presumption of innocence does not invalidate the proceedings, such an omission cannot be regarded by this Court as a denial of due process of law.
Where no claim to protection under the federal constitution was presented to the supreme court of the state, a writ of error will not lie from this Court even though federal questions were discussed in the opinions of the state court.
At the June term, 1901, of the Superior Court of Guilford County, North Carolina, the three parties named as appellants in the first of these cases and as plaintiffs in error in the second were indicted, tried, and convicted of the crime of conspiracy.
Daly was sentenced to the penitentiary for seven years, and the other two for ten years each. All appealed to the supreme court of the state, by which court the judgment was affirmed, 129 N.C. 584, and thereupon the writ of error in the last case was issued. A writ of habeas corpus was also sued out from the Circuit Court of the United States for the Eastern District of North Carolina, directed to the warden of the state prison, which, after hearing, was dismissed, and from such dismissal an appeal was taken to this Court, and that is the first of the above cases.
MR. JUSTICE BREWER delivered the opinion of the Court.
Although these are separate cases, coming from different courts, we shall consider them together, for the same proceedings are challenged in each.
We premise that the trial was had in a state court, and therefore our range of inquiry is not so broad as it would be if it had been in one of the courts of the United States. The highest court of the state has affirmed the validity of the proceedings in that trial, and we may not interfere with its judgment unless some right guaranteed by the federal Constitution was denied and the proper steps taken to preserve for our consideration the question of that denial.
The first contention demanding notice is that the indictment charged no crime. As found, it contained three counts, but the two latter were abandoned, and therefore the inquiry is limited to the sufficiency of the first. That charged a conspiracy to defraud. There is in North Carolina no statute defining or punishing such a crime, but the supreme court held that it was a common law offense, and as such cognizable in the courts of the state. In other words, the supreme court decided that a conspiracy to defraud was a crime punishable under the laws of the state, and that the indictment sufficiently charged the offense. Whether there be such an offense is not a federal question, and the decision of the supreme court is conclusive upon the matter. Neither are we at liberty to inquire whether the indictment sufficiently charged the offense. Caldwell v. Texas, 137 U. S. 692, 137 U. S. 698; Davis v. Texas, 139 U. S. 651, 139 U. S. 652; Bergemann v. Backer, 157 U. S. 655.
Again, it is contended that the defendants were denied the equal protection of the laws in that the sentence was more severe than ever before inflicted in North Carolina for a like offense, and was cruel and unusual in that two were given ten years' and the third only seven years' imprisonment, and also in that they were sentenced to imprisonment in the penitentiary, instead of to hard labor on the public roads. No case of a similar offense is cited from the judicial reports of North Carolina, and the supreme court, in its opinion, refers to the crime as "a fashion of swindling which has doubtless been little practiced in this state." That, for other offenses which may be considered by most if not all of a more grievous
character, less punishments have been inflicted does not make this sentence cruel. Undue leniency in one case does not transform a reasonable punishment in another case to a cruel one. Swindling by means of a pretended gold brick is no trifling crime, and a conspiracy to defraud by such means does not commend itself to sympathy or leniency. But it is unnecessary to attempt to lay down any rule for determining exactly what is necessary to render a punishment cruel and unusual, or under what circumstances this Court will interfere with the decision of a state court in respect thereto. It is enough to refer to In re Kemmler, 136 U. S. 436, in which these questions were discussed, and to say that a sentence of ten years for an offense of the nature disclosed by the testimony, especially after it has been sustained by the supreme court of a state, does not seem to us deserving to be called cruel. If the effect of this sentence is to induce like criminals to avoid its territory, North Carolina is to be congratulated, not condemned. Doubtless there were sufficient reasons for giving to one of the conspirators a less term than the others. At any rate, there is no such inequality as will justify us in setting aside the judgment against the two.
So far as respects the sentence of the defendants to the penitentiary instead of to work on the public roads, section 4, c. 355, pp. 630-631, Laws, N.C., 1887, in terms warrants it, for that provides that when the judge presiding is satisfied that there is good reason to fear an attempt to release or injure any person convicted of any of the offenses for which sentences to work on the public roads may be imposed, it shall be lawful for him to sentence to imprisonment in the penitentiary. It is true there is no recital of any such reason to fear, but we cannot hold, in the face of the decision of the supreme court of the state, that the omission of such recital invalidates the judgment.
Again it is said that there was not due process, because the trial judge refused to instruct the jury on the presumption of innocence. He did charge that the guilt of the accused must
be shown beyond a reasonable doubt, and that, on a failure in this respect it was the duty to acquit. He also explained what is meant by the term "reasonable doubt." The supreme court sustained the charge. Of course, that is a decision of the highest court of the state that, in a criminal trial, it is sufficient to charge correctly in reference to a reasonable doubt, and that an omission to refer to any presumption of innocence does not invalidate the proceedings. In the face of this ruling as to the law of the state, the omission in a state trial of any reference to the presumption of innocence cannot be regarded as a denial of due process of law.
These are the principal matters presented by counsel. Some of them were argued elaborately both in brief and orally, especially that in reference to the absence of any statute providing for the punishment of conspiracy and the alleged absence of any common law offense of that nature. We have not deemed it necessary to review the various authorities or enter upon any discussion of the matter because we are of opinion that the decision of the supreme court of the state in reference thereto is conclusive upon us.
It does not appear that the federal character of the questions was presented to the supreme court of the state, although, in the opinions of the supreme court, the questions themselves were fully discussed. But, in the absence of any claim to protection under the federal Constitution, we are compelled to hold that we have no jurisdiction in the case coming from the supreme court of the state, and the writ of error will be dismissed.
The same questions were presented in the habeas corpus case, and as that comes to us from a federal court, we have jurisdiction, and in that case the judgment will be affirmed.
The motions in respect to change of custody of the defendants will,
in view of the conclusion on the merits of the cases, be denied.
MR. JUSTICE HARLAN concurs in the result.