United States ex Rel. Dunlap v. Black - 128 U.S. 40 (1988)


U.S. Supreme Court

United States ex Rel. Dunlap v. Black, 128 U.S. 40 (1888)

United States ex Rel. Dunlap v. Black

Nos. 991-993

Argued October 12, 1888

Decided October 22, 1988

128 U.S. 40

ERROR TO THE SUPREME COURT

OF THE DISTRICT OF COLUMBIA

Syllabus

The courts will not interfere by mandamus with the executive officers of the government in the exercise of their ordinary official duties, even where those duties require an interpretation of the law, no appellate power being given them for that purpose.

When an executive officer of the government refuses to act at all in a case in which the law requires him to act, or when, by special statute or otherwise, a mere ministerial duty is imposed upon him -- that is, a service which he is bound to perform without further question -- if he refuses, mandamus lies to compel him to his duty.

The Commissioner of Pensions, by receiving the application of a pensioner for an increase of his pension under the Act of June 16, 1880, 21 Stat. 281, c. 236, and by considering it and the evidence in support of it and by deciding adversely to the petitioner, performs the executive act which the law requires him to perform in such case, and the courts have no appellate power over him in this respect and no right to review his decision.

A decision of the Commissioner of Pensions adverse to the application of a pensioner for an increase of pension under a statute granting an increase in certain cases, being overruled by the Secretary of the Interior on the ground that the applicant comes under the meaning of the law granting the increase, and the Commissioner refusing to carry out the decision of

Page 128 U. S. 41

his superior, the pensioner is entitled to a rule upon the Commissioner to show cause why a writ of mandamus should not issue to compel him to obey the decision of the Secretary of the Interior.

These cases came here on writs of error to the Supreme Court of the District of Columbia to review several judgments of that court refusing orders upon the Commissioner of Pensions to show cause why in each case a writ of mandamus should not issue requiring him to increase the pension of the petitioner. The cases were argued together, and in each the facts which make the case here are stated in the opinion of the Court.

MR. JUSTICE BRADLEY delivered the opinion of the Court.

These cases were argued together, but it will be convenient to consider them separately in the order in which they stand on the docket.

"No. 991. Dunlap v. Black."

This was an application by Oscar Dunlap, the relator, to the Supreme Court of the District of Columbia for a writ of mandamus to be directed to the respondent Black as Commissioner of Pensions, commanding him to reissue to the relator his pension certificate for $25 per month from June 6, 1866; $31.25 per month from June 4, 1872; $50 per month from June 4, 1874, and $72 per month from June 17, 1878, first deducting all sums paid relator under previous pensions.

By the Act of March 3, 1873, 17 Stat. 569, c. 234, Rev.Stat. § 4698, it was provided that a pension of $31.25 per month should be allowed to all persons who, while in the military or naval service, had lost their sight, or both hands or both feet,

Page 128 U. S. 42

or had been permanently and totally disabled so as to require the regular aid and attendance of another person, and a pension of $24 per month to those who had lost one hand and one foot, and $18 per month to those who had lost either one hand or one foot, and other less pensions for lesser injuries, any increase of pension to commence from the date of the examining surgeon's certificate. By the Act of June 18, 1874, 18 Stat. 78, c. 298, Supp.Rev.Stat. 39, it was provided that in cases of blindness or loss of both hands or both feet, or total helplessness, requiring the regular and personal aid of another person, the pension should be increased from $31.25 to $50 per month. By the Act of February 28, 1877, 19 Stat. 264, c. 73, Supp.Rev.Stat. 282, it was provided that those who had lost one hand and one foot should be entitled to a pension for each of such disabilities at the rate of existing laws, which made the total pension $36 per month. The relator, in April, 1877, applied for the benefit of this law, and it was granted to him. By the Act of June 16, 1880, 21 Stat. 281, c. 236, Supp.Rev.Stat. 560, it was enacted that all those then (at the date of the act) receiving a pension of $50 per month under the Act of June 18, 1874, should receive $72 per month from June 17, 1878.

After the last act was passed, the relator applied for the increase allowed by it. The Commissioner of Pensions, being of opinion that he did not come within its terms, rejected the application, but granted him a certificate for a pension of $50 per month under the act of 1874, to be received from May 25, 1881, the date of his medical examination. The petition for mandamus sets out the decision of the Commissioner in full, in which it is conceded that the relator has become permanently disabled. The following is an extract from the decision, to-wit:

"WASHINGTON, D.C. October 15, 1887"

"In this case, the application of the claimant for re-rating and for increase will be allowed at $50 per month from May 25, 1881, the date of the first medical examination under the claimant's application of June 26, 1880. This rating is allowed under the Act of June 18, 1874, it sufficiently appearing by the

Page 128 U. S. 43

evidence in this case that the claimant has lost both a hand and a foot, and at the same time has been so additionally injured in the head as, from a period prior to the re-rating or increase in this case, to render him totally and permanently helpless, requiring from thence until now the regular personal aid and attendance of another person. The reason why the claimant's rating is not advanced to $72 per month is that he was not on the 16th of June, 1880 [the date of the act], receiving pension at the rate of $50 per month, nor was he entitled to receive a pension of $50 per month at that date, for the reason that while the degree of helplessness which has been shown was that contemplated by the law, the claimant himself (neither on his own motion nor under the guidance of those who are legally responsible for his actions in this claim) had not made application to be rated in pursuance of the Act of June 18, 1874, but, on the contrary thereof, had asked to be rated and had been rated at $36 per month, under the Act of February 28, 1877."

The decision proceeds to discuss further the reasons for the conclusion to which the Commissioner had come.

The relator, by his counsel, strenuously contends that the concession made by the Commissioner with regard to the disability of the relator shows that it was his clear duty to have granted a certificate for the larger pension of $72 per month. The following passage in the petition for mandamus shows the position taken by the relator:

"And your relator further says that the respondent has thus expressly found the facts in your relator's case to be (1) that while your relator was in the military service . . . he sustained such wounds and injuries as resulted in the loss of his right hand and right foot, and at the same time sustaining injury to the head (2) that your relator was thereby rendered 'totally and permanently helpless, requiring from thence till now the regular aid and attendance of another person;' and (3) that your relator applied to the Commissioner of Pensions on June 26, 1880, for pension on account thereof. And your relator says that upon this finding of the facts, whether he is entitled to a re-rating and an increase of pension from date of

Page 128 U. S. 44

discharge, so as to give unto him a pension commensurate with his disabilities so found to exist by the respondent, is a question of law, and that it does not lie in the discretionary power of the respondent, as Commissioner of Pensions, to deny or in anywise abridge his rights with respect thereto."

This extract shows the theory of the petitioner and the doctrine which he invokes in support of his application. We have been more full in stating the facts of the case in order that the legal grounds on which that application is based may clearly appear. The case does not require an extended discussion. The questions of law on which it depends have been closed by repeated decisions of this Court.

The amenability of an executive officer to the writ of mandamus to compel him to perform a duty required of him by law was discussed by Chief Justice Marshall in his great opinion in the case of Marbury v. Madison, 1 Cranch 137, and the radical distinction was there pointed out between acts performed by such officers in the exercise of their executive functions, which the Chief Justice calls political acts, and those of a mere ministerial character, and the rule was distinctly laid down that the writ will not be issued in the former class of cases, but will be issued in the latter. In that case, President Adams had nominated, and the Senate had confirmed, Marbury as a justice of the peace of the District of Columbia, and a commission in due form was signed by the President appointing him such justice, and the seal of the United States was duly affixed thereto by the Secretary of State, but the commission had not been handed to Marbury when the offices of the government were transferred to the administration of President Jefferson. Mr. Madison, the new Secretary of State, refused to deliver the commission, and a mandamus was applied for to this Court to compel him to do so. The Court held that the appointment had been made and completed, and that Marbury was entitled to his commission, and that the delivery of it to him was a mere ministerial act which involved no further official discretion on the part of the Secretary, and could be enforced by mandamus. But the Court did not issue the writ, because it would have been an exercise of original

Page 128 U. S. 45

jurisdiction which it did not possess. While this opinion will always be read by the student with interest and profit, it has not been considered as invested with absolute judicial authority except on the question of the original jurisdiction of this Court. The decision on this point has made it necessary for parties desiring to compel an officer of the government to perform an act in which they are interested to resort to the highest court of the District or Columbia for redress. It has been held in numerous cases, and was held after special discussion in the cases of Kendall v. United States, 12 Pet. 524, and United States v. Schurz, 102 U. S. 378, that the former Circuit Court of the District and the present Supreme Court of the District, respectively, were invested with plenary jurisdiction on the subject. On this point there is no further question.

The two leading cases which authoritatively show when the Supreme Court of the District may, and when it may not, grant a mandamus against an executive officer are the above-cited case of Kendall v. United States ex Rel. Stokes, 12 Pet. 524, and Decatur v. Paulding, 14 Pet. 497. The subsequent cases have followed the principles laid down in these, and do little more than illustrate and apply them. In the former case, the mandamus was granted, and the decision was affirmed by this Court. The case was shortly this: Stockton & Stokes, as contractors for carrying the mails, had certain claims against the government for extra services which they insisted should be credited in their accounts, and a controversy arose between them and the Post Office Department on the subject. Congress passed an act for their relief by which the solicitor of the Treasury was authorized and directed to settle and adjust their claims, and make them such allowances as upon a full examination of all the evidence might seem to be equitable and right, and the Postmaster General was directed to credit them with whatever sums the solicitor should decide to be due them. The solicitor, after due investigation, made his report and stated the sums due to Stockton & Stokes on the claims made by them, but the Postmaster General, Mr. Kendall, refused to give them credit as directed by the law. This the Court held he could be compelled to do by mandamus,

Page 128 U. S. 46

because it was simply a ministerial duty to be performed, and not an official act requiring any exercise of judgment or discretion. This Court, through Mr. Justice Thompson, said:

"The act required by the law to be done by the Postmaster General is simply to credit the relators with the full amount of the award of the solicitor. This is a precise, definite act, purely ministerial and about which the Postmaster General had no discretion whatever. The law upon its face shows the existence of accounts between the relators and the Post Office Department. No money was required to be paid, and none could be drawn from the Treasury without further legislative provision, if this credit should overbalance the debit standing against the relators. But this was a matter with which the Postmaster General had no concern. He was not called upon to furnish the means of paying such balance, if any should be found. He was simply required to give the credit. This was not an official act in any other sense than being a transaction in the department where the books and accounts were kept, and was an official act in the same sense that an entry in the minutes of a court, pursuant to an order of the court, is an official act. There is no room for the exercise of any discretion, official or otherwise; all that is shut out by the direct and positive command of the law, and the act required to be done is, in every just sense, a mere ministerial act."

In the other case, Decatur v. Paulding, the mandamus was refused by the circuit court, and that decision was also affirmed by this Court. The case was this: on the 3d of March, 1837, Congress passed an act giving to the widow of any officer who had died in the naval service a pension equal to half of his monthly pay from the time of his death until her death or marriage. On the same day, Congress passed a resolution granting a pension to Mrs. Decatur, widow of Stephen Decatur, for five years, commencing June 30, 1834, and the arrearages of the half pay of a post captain from Commodore Decatur's death to the 30th of June, 1834. Mrs. Decatur applied for and received her pension under the general law, with a reservation of her rights under the resolution, claiming the pension granted by that also. The Secretary of

Page 128 U. S. 47

the Navy, acting under the opinion of the Attorney General, decided that she could not have both. Thereupon she applied for a mandamus to compel the Secretary to comply with the resolution in her favor. Chief Justice Taney delivered the opinion of the Court, and laid down the law in terms that have never been departed from. We can only quote a single passage from this opinion. The Chief Justice said:

"The duty required by the resolution was to be performed by him [the Secretary of the Navy] as the head of one of the executive departments of the government, in the ordinary discharge of his official duties. In general, such duties, whether imposed by act of Congress or by resolution, are not mere ministerial duties. The head of an executive department of the government, in the administration of the various and important concerns of his office, is continually required to exercise judgment and discretion. He must exercise his judgment in expounding the laws and resolutions of Congress under which he is from time to time required to act. If he doubts, he has a right to call on the Attorney General to assist him with his counsel, and it would be difficult to imagine why a legal adviser was provided by law for the heads of the departments as well as for the President unless their duties were regarded as executive, in which judgment and discretion were to be exercised. If a suit should come before this Court which involved the construction of any of these laws, the court certainly would not be bound to adopt the construction given by the head of a department, and if they supposed his decision to be wrong, they would, of course, so pronounce their judgment. But their judgment upon the construction of a law must be given in a case in which they have jurisdiction, and in which it is their duty to interpret the act of Congress, in order to ascertain the rights of the parties in the cause before them. The court could not entertain an appeal from the decision of one of the secretaries, nor revise his judgment, in any case where the law authorized him to exercise discretion or judgment. Nor can it by mandamus act directly upon the officer and guide and control his judgment or discretion in the matters committed to his care in the ordinary discharge of his official

Page 128 U. S. 48

duties. The case before us illustrates these principles and shows the difference between executive and ministerial acts."

The Chief Justice then goes on to show that the decision of the Secretary of the Navy in that case was entirely executive and official in its character, and that in this respect the case differed entirely from that of Kendall v. Stokes.

The principle of law deducible from these two cases is not difficult to enounce. The Court will not interfere by mandamus with the executive officers of the government in the exercise of their ordinary official duties, even where those duties require an interpretation of the law, the Court having no appellate power for that purpose; but when they refuse to act in a case at all, or when, by special statute or otherwise, a mere ministerial duty is imposed upon them -- that is, a service which they are bound to perform without further question -- then, if they refuse, a mandamus may be issued to compel them.

Judged by this rule, the present case presents no difficulty. The Commissioner of Pensions did not refuse to act or decide. He did act and decide. He adopted an interpretation of the law adverse to the relator, and his decision was confirmed by the Secretary of the Interior, as evidenced by his signature of the certificate. Whether, if the law were properly before us for consideration, we should be of the same opinion or of a different opinion is of no consequence in the decision of this case. We have no appellate power over the Commissioner and no right to review his decision. That decision, and his action taken thereon, were made and done in the exercise of his official functions. They were by no means merely ministerial acts.

The decisions of this Court which have been rendered since the cases referred to corroborate and confirm all that has been said. The following are the most important, to-wit: Brashear v. Mason, 6 How. 92; United States v. Guthrie, 17 How. 284; Commissioner of Patents v. Whiteley, 4 Wall. 522; Georgia v. Stanton, 6 Wall. 50; Gaines v. Thompson, 7 Wall. 347; United States ex Rel. McBride v. Schurz, 102 U. S. 378; Butterworth v. Hoe, 112 U. S. 50.

Page 128 U. S. 49

In the two last cases cited, the mandamus was granted and they were cases in which it was held that a mere ministerial duty was to be performed by the officer. In United States ex Rel. McBride v. Schurz, the question related to a patent for land claimed by a preemptor. All the proceedings had been gone through, the right of the applicant had been affirmed, the patent had been made out in the land office, signed by the President, sealed with the land office seal, countersigned by the recorder of the land office, recorded in the proper book, and transmitted to the local land officers for delivery, but delivery was refused because instructions had been received from the Commissioner to return the patent. The plea was that it had been discovered that the lands belonged to a town site. The Court held that this was an insufficient plea, that the title had passed to the applicant, and he was entitled to his patent, subject to any equity which other parties might have to the land or to a proceeding for setting the patent aside, and that the duty of the Commissioner or Secretary of the Interior had become a mere ministerial duty to deliver the instrument, as was held in Marbury v. Madison, in relation to the commission of Marbury as justice of the peace. Of course this case is entirely different from the case now under consideration.

The case of Butterworth v. Hoe was very similar in principle to that of United States v. Schurz. The Commissioner of Patents had decided in favor of the right of one Gill, an applicant for a patent, in a case of interference, and adjudged that a patent should issue to his assigns accordingly. An appeal was taken to the Secretary of the Interior, who reversed the decision of the Commissioner. The latter thereupon, and for that reason, refused to issue a patent. It was a question whether an appeal lay to the Secretary of the Interior, and this Court held that it did not, and that he had no jurisdiction in the matter. The Court therefore held that the patent ought to be issued in accordance with the decision of the Commissioner, and that the mere issue of the patent was a ministerial matter for which a mandamus would lie. This case, like that of United States v. Schurz, is unlike the present.

Page 128 U. S. 50

All deliberation had ceased; the right of Gill, the applicant, was adjudged; there was nothing to be done but to deliver to the party the documentary evidence of his title. That was a mere ministerial matter.

We think that the mandamus was properly refused, and the judgment of the Supreme Court of the district is

Affirmed.

"No. 992. Rose v. Black."

This is similar in all essential respects to the preceding, and the decision must be the same.

Judgment affirmed.

"No. 993. Miller v. Black."

This case differs materially from Nos. 991 and 992. Charles R. Miller, the relator, having made an unsuccessful application to the Commissioner of Pensions for an increase of his pension, finally appealed to the Secretary of the Interior, and in his petition for mandamus says as follows, to-wit:

"That the Secretary, upon a personal careful inspection of the record and all the evidence filed therein in his case, and on due consideration thereof, made and rendered the following official decision:"

" DEPARTMENT OF THE INTERIOR"

" WASHINGTON, D.C. February 12, 1885"

" The Commissioner of Pensions:"

" SIR: Herewith are returned the papers in the pension claim, Certificate No. 55,356, of Charles R. Miller. It appears from the papers that Mr. Miller's claim was before this department on the 6th inst., and it was held that the pensioner is greatly disabled, and it is evident from the papers in his case that he is utterly unable to do any manual labor,

Page 128 U. S. 51

and he is therefore entitled to $30 per month under the Act of March 3, 1883, which has been allowed him by your office."

" Since the departmental decision above referred to, the papers in the claim have been carefully reconsidered by the department and a personal examination of the pensioner made, and it satisfactorily appears that he is unable to put on his shoe and stocking on the foot of his injured leg for the reason that the nearest point that can be reached by hand from foot is 23 inches, and for the further reason that from 'necrosis of the lower vertebrae of spine, producing anchylosis of the spinal column and destruction of some of the spinal nerves,' he is unable to bend his back. After a careful review of all the facts in this case, the department is constrained to think that the pensioner comes under the meaning of the laws granting pensions to those persons who require aid and attendance. The decision of the 6th inst. is therefore overruled."

" Very respectfully,"

" H. M. TELLER, Secretary"

"And your orator avers that the said official decision of the Secretary of the Interior, so made as aforesaid, was a final adjudication of his claim in his favor, and conclusively establishes his right under the laws to be re-rated at $25 per month from June 6, 1866; $31.25 per month from June 4, 1872; $50 per month from June 4, 1874, and $72 per month from June 17, 1878, and to be paid the difference monthly between these sums and what has been allowed him, and all that remained for the Commissioner of Pensions to do in the premises was the simple ministerial duty of accordingly carrying the said final official decision of the Secretary into execution."

The petition goes on to state that the former Commissioner of Pensions refused to carry out the secretary's decision to its full extent, and that the present Commissioner, the respondent, still refuses. If, as the petition suggests, the Commissioner of Pensions refuses to carry out the decision of his superior officer, there would seem to be prima facie ground for at least calling upon him to show cause why a mandamus should not

Page 128 U. S. 52

issue. This was all that the petitioner asked, and this the court refused. As a general rule, when a superior tribunal has rendered a decision binding on an inferior, it becomes the ministerial duty of the latter to obey it and carry it out. So far as respects the matter decided, there is no discretion or exercise of judgment left. This is the constant course in courts of justice. The appellate court will not hesitate to issue a mandamus to compel obedience to its decisions.

The appellate tribunal in the present case is the Secretary of the Interior, who has no power to enforce his decisions by mandamus or any process of like nature, and therefore a resort to a judicial tribunal would seem to be necessary in order to afford a remedy to the party injured by the refusal of the Commissioner to carry out his decision. But it is suggested that removal of the contumacious subordinate from office, or a civil suit brought against him for damages, would be effectual remedies. We do not concur in this view. A suit for damages, if it could be maintained, would be an uncertain, tedious, and ineffective remedy, attended with many contingencies and burdened with onerous expenses. Removal from office would be still more unsatisfactory. It would depend on the arbitrary discretion of the President or other appointing power, and is not such a remedy as a citizen of the United States is entitled to demand. We think that the case suggested by the petition is one in which it would be proper for the court to interfere by mandamus. Whether it will turn out to be such when all the circumstances are known can be ascertained by a rule to show cause, and such a rule, we think, ought to have been granted. The judgment of the court below is therefore

Reversed, and the cause remanded with instructions to grant a rule to show cause as applied for by the petitioner.

Judgments will be entered separately in the several cases.



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